FLORIDA POWER & LIGHT CO. v. INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS, LOCAL 641, ET AL.
No. 73-556
Supreme Court of the United States
Argued April 24, 1974—Decided June 24, 1974
417 U.S. 790
*Together with No. 73-795, National Labor Relations Board v. International Brotherhood of Electrical Workers, AFL-CIO, et al., also on certiorari to the same court.
Ray C. Muller argued the cause and filed a brief for petitioner in No. 73-556. Norton J. Come argued the cause for petitioner in No. 73-795 and for respondent National Labor Relations Board in No. 73-556. With him on the brief were Solicitor General Bork, Peter G. Nash, John S. Irving, and Patrick Hardin.
Laurence J. Cohen argued the cause for respondent unions in both cases. With him on the brief were Robert E. Fitzgerald and Seymour A. Gopman.
Laurence Gold argued the cause for the American Federation of Labor and Congress of Industrial Organizations as amicus curiae urging affirmance. With him on the brief were J. Albert Woll and Thomas E. Harris.†
MR. JUSTICE STEWART delivered the opinion of the Court.
Section 8 (b)(1)(B) of the National Labor Relations Act, 61 Stat. 141,
I
Since 1909, Local 134, International Brotherhood of Electrical Workers, AFL-CIO, one of the respondents in No. 73-795, has been recognized by the Illinois Bell Telephone Co. (Illinois Bell) and its predecessors as the exclusive bargaining representative for both rank-and-file and certain supervisory personnel, including general foremen, P. B. X. installation foremen, and building cable foremen. Rather than exercise its right to refuse to hire union members as supervisors, the company agreed to the inclusion of a union security clause in the collective-bargaining agreement which required that these supervisors, like the rank-and-file employees, maintаin membership in Local 134. In addition, the bargaining agreement in effect at the time of this dispute contained provisions for the conditions of employment and certain wages of these foremen.
Other higher ranking supervisors, however, were neither represented by the union for collective-bargaining purposes nor covered by the agreement, although they were permitted to maintain their union membership.1
Under the International‘s constitution, all union members could be penalized for committing any of 23 enumerated offenses, including “[w]orking in the interest of any organization or cause which is detrimental to, or opposed to, the I. B. E. W.,” App. 76, and “[w]orking for any individual or company declared in difficulty with a [local union] or the I. B. E. W.” Id., at 77.
Between May 8, 1968, and September 20, 1968, Local 134 engaged in an economic strike against the company. At the inception of the strike, Illinois Bell informed its supervisory personnel that it would like to have them come to work during the stoppage but that the decision whether or not to do so would be left to each individual, and that those who chose not to work would not be penalized. Local 134, on the other hand, warned its supervisor-members that they would be subject to disciplinary action if they performed rank-and-file work during the strike. Some of the supervisor-members crossed the union picket lines to perform rank-and-file struck work. Local 134 thereupon initiated disciplinary proceedings agаinst these supervisors, and those found guilty were
“The Union‘s fining of the supervisors who were acting in the Employer‘s interest in performing the struck work severely jeopardized the relationship between the Employer and its supervisors.
“The purpose of
Section 8 (b)(1)(B) is to assure to the employer that its selected collective-bargaining representatives will be completely faithful to its desires. This cannot be achieved if the union has an effective method, union disciplinary action, by which it can pressure such representatives to deviate from the interests of the employer. . . .” 192 N. L. R. B., at 78.
Accordingly, the Board ordered the unions to rescind the fines, to expunge all records thereof, and to reimburse the supervisors for any portions of the fines paid.
The Florida Power & Light Co. (Florida Power), the petitioner in No. 73-556, has maintained a collective-bargaining agreement with the International
“It is further agreed that employees in [supervisory] classifications have definite management responsibilities and are the direct representatives of the Company at their level of work. Employees in these classifications and any others in a supervisory capacity are not to be jacked up or disciplined through Union machinery for the acts they may have performed as supervisors in the Company‘s interest. The Union and the Company do not expect or intend for Union members to interfere with the proper and legitimate performance of the Foreman‘s management responsibilities appropriate to their classification. . . .” App. 47.
From October 22, 1969, through December 28, 1969, the International union and its locals engaged in an economic strike against Florida Power. During the strike, many of the supervisors who were union members crossed the picket lines maintained at nearly all the company‘s operation facilities, and performed rank-аnd-file work normally performed by the striking nonsupervisory employees. Following the strike, the union brought charges against those supervisors covered by the bargaining agreement as well as those not covered, alleging violations of the International union constitution. Those found guilty of crossing the picket lines to perform rank-and-file work, as opposed to their usual supervisory functions, received fines ranging from $100 to $6,000 and most were expelled from the union, thereby
The Illinois Bell case was first heard by a panel of the Court of Appeals for the District of Columbia Circuit, 159 U. S. App. D. C. 242, 487 F. 2d 1113 (1973), and then on rehearing was consolidated with Florida Power and considered en banc. In a 5-4 decision, the court held that “[s]ection 8 (b)(1)(B) cannot reasonably be read to prohibit discipline of union members—supervisors though they be—for performance of rank-and-file struck work,” 159 U. S. App. D. C. 272, 300, 487 F. 2d 1143, 1171 (1973), and accordingly refused to enforce the Board‘s orders.8
II
“It shall be an unfair labor practice for a labor organization or its agents—(1) to restrain or coerce . . . (B) an employer in the selection of his representatives for the purposes of collective bargaining or the adjustment of grievances.”
The basic import of this provision was explained in the Senate Report as follows:
“[A] union or its responsible agents could not, without violating the law, coerce an employer into joining or resigning from an employer association which negotiates labor contracts on behalf of its members; also, this subsection would not permit a union to dictate who shall represent an employer in the settlement of employee grievances, or to compel the removal of a personnel director or supervisor who has been delegated the function of settling grievances.”9
For more than 20 years after
In 1968, however, the Board significantly expanded the reach of
“That Respondent may have sought the substitution of attitudes rather than persons, and may have exerted its pressures upon the Charging Party by indirect rather than direct means, cannot alter the ultimate fact that pressure was exerted here for the purpose of interfering with the Charging Party‘s control over its representatives. Realistically, the Employer would have to replace its foremen or face de facto nonrepresentation by them.” 172 N. L. R. B. 2173.
Subsequent Board decisions extended
These decisions reflected a further evolution of the Oakland Mailers doctrine. In Oakland Mailers, the uniоn had disciplined its supervisor-members for an alleged misinterpretation or misapplication of the collective-bargaining agreement, and the Board had reasoned that the natural and foreseeable effect of such discipline was that in interpreting the agreement in the future, the supervisor would be reluctant to take a position adverse to that of the union. In the subsequent cases,
In the present cases, the Board has extended that doctrine to hold that
The specific concern of Congress was to prevent unions from trying to force employers into or out of multi-employer bargaining units.14 As Senator Taft, cosponsor of the legislation, explained:
“Under this provision it would be impossible for a union to say to a company, ‘We will not bargain with you unless you appoint your national employers’ association as your agent so that we can bargain nationally.’ Under the bill the employer has a right to say, ‘No, I will not join in national bargaining. Here is my representative, and this is the man you have to deal with.’ I believe the provision is a necessary one, and one which will accomplish substantially wise purposes.” 93 Cong. Rec. 3837.
“This unfair labor practice referred to is not perhaps of tremendous importance, but employees cannot say to their employer, ‘we do not like Mr. X, we will not meet Mr. X. You have to send us Mr. Y.’ That has been done. It would prevent their saying to the employer, ‘You have to fire Foreman Jones. We do not like Foreman Jones, and therefore you will have to fire him, or we will not go to work.‘” 93 Cong. Rec. 3837.15
Nowhere in the legislative history is there to be found аny implication that Congress sought to extend protection to the employer from union restraint or coercion when engaged in any activity other than the selection of its representatives for the purposes of collective bargaining and grievance adjustment. The conclusion is thus inescapable that a union‘s discipline of one of its members who is a supervisory employee can constitute a violation of
We may assume without deciding that the Board‘s Oakland Mailers decision fell within the outer limits of this test, but its decisions in the present cases clearly do not. For it is certain that these supervisors were not engaged in collective bargaining or grievance adjustment, or in any activities related thereto, when they crossed union picket lines during an economic strike to engage in rank-and-file struck work.16
III
It is strenuously asserted, however, that to permit a union to discipline supervisor-members for performing
“During the strike of the Union, the Employer clearly considered its supervisors among those it could depend on during this period. The Union‘s fining of the supervisors who were acting in the Employer‘s interest in performing the struck work severely jeopardized the relationship between the Employer and its supervisors. Thus, the fines, if found to be lawful, would now permit the Union to drive a wedge between a supervisor and the Employer, thus interfering with the performance of the duties the Employer had a right to expect the supervisor to perform. The Employer could no longer count on the complete and undivided loyalty of those it had selected to act as its collective-bargaining agents or to act for it in adjusting grievanсes. Moreover, such fines clearly interfere with the Employer‘s control over its own representatives.
“The purpose of
Section 8 (b)(1)(B) is to assure to the employer that its selected collective-bargain-ing representatives will be completely faithful to its desires. This cannot be achieved if the union has aneffective method, union disciplinary action, by which it can pressure such representatives to deviate from the interests of the employer.” 192 N. L. R. B., at 78.
The Board in the present cases echoes this view in arguing that “where a supervisor is disciplined by the union for performing other supervisory or management functions, the likely effect of such discipline is to make him subservient to the union‘s wishes when he performs those functions in the future. Thus, even if the effect of this discipline did not carry over to the performance of the supervisor‘s grievance adjustment оr collective bargaining functions, the result would be to deprive the employer of the full allegiance of, and control over, a representative he has selected for grievance adjustment or collective bargaining purposes.” Brief for Petitioner in No. 73-795, p. 34.
The concern expressed in this argument is a very real one, but the problem is one that Congress addressed, not through
“Nothing herein shall prohibit any individual employed as a supervisor from becoming or remaining a member of a labor organization, but no employer subject to this subchapter shall be compelled to deem individuals defined herein as supervisors as employees for the purpose of any law, either national or local, relating to collective bargaining.”
Thus, while supervisors are permitted to become union members, Congress sought to assure the employer of the loyalty of his supervisors by reserving in him the right to refuse to hire union members as supervisors, see Carpenters District Council v. NLRB, 107 U. S. App. D. C. 55, 274 F. 2d 564 (1959); A. H. Bull S. S. Co. v. National Marine Engineers’ Beneficial Assn., 250 F. 2d 332 (CA2 1957), the right to discharge such supervisors because of their involvement in union activities or union membership, see Beasley v. Food Fair of North Carolina, Inc., 416 U. S. 653 (1974); see also Oil City Brass Works v. NLRB, 357 F. 2d 466 (CA5 1966); NLRB v. Fullerton Publishing Co., 283 F. 2d 545 (CA9 1960); NLRB v. Griggs Equipment, Inc., 307 F. 2d 275 (CA5 1962); NLRB v. Edward G. Budd Mfg. Co., 169 F. 2d 571 (CA6 1948), cert. denied, 335 U. S. 908 (1949),18 and the right to refuse to engage in collective bargaining with them, see L. A. Young Spring & Wire Corp. v. NLRB, 82
The legislative history of
“It is natural to expect that unless this Congress
takes action, management will be deprived of the undivided loyalty of its foremen. There is an inherent tendency to subordinate their interests wherever they conflict with those of the rank and file.” Senate Report 5. (Emphasis supplied.)
A similar concern with this conflict-of-loyalties problem was reflected in the House Report:
“The evidence before the committee shows clearly that unionizing supervisors under the Labor Act is inconsistent with . . . our policy to protect the rights of employers; they, as well as workers, are entitled to loyal representatives in the plants, but when the foremen unionize, even in a union that claims to be ‘independent’ of the union of the rank and file, they are subject to influence and control by the rank and file union, and, instead of their bossing the rank and file, the rank and file bosses them.
“The bill does not forbid anyone to organize. It does not forbid аny employer to recognize a union of foremen. Employers who, in the past, have bargained collectively with supervisors may continue to do so. What the bill does is to say what the law always has said until the Labor Board, in the exercise of what it modestly calls its ‘expertness‘, changed the law: That no one, whether employer or employee, need have as his agent one who is obligated to those on the other side, or one whom, for any rea-
son, he does not trust.” House Report 14-17.20 (Emphasis supplied.)
It is clear that the conflict-of-loyalties problem that the Board has sought to reach under
“This history compels the conclusion that Congress’ dominant purpose in amending
§§ 2 (3) and2 (11) , and enacting§ 14 (a) was to redress a perceived imbalance in labor-management relationships that was found to arise from putting supervisors in the position of serving two masters with opposed interests.”
While we recognize that the legislative accommodation adopted in 1947 is fraught with difficulties of its own, “[i]t is not necessary for us to justify the policy of Congress. It is enough that we find it in the statute.” Col-
Congress’ solution was essentially one of providing the employer with an option. On the one hand, he is at liberty to demand absolute loyalty from his supervisory personnel by insisting, on pain of discharge, that they neither participate in, nor retain membership in, a labor union, see Beasley v. Food Fair of North Carolina, Inc., supra.
For these reasons, we hold that the respondent unions did not violate
Affirmed.
MR. JUSTICE WHITE, with whom THE CHIEF JUSTICE, MR. JUSTICE BLACKMUN, and MR. JUSTICE REHNQUIST join, dissenting.
Believing that the majority has improperly substituted its judgment for a fair and reasonable interpretation by
While it might be unreasonable for the Board to interpret
“[w]hen a union disciplines a supervisor for crossing a picket line to perform rank-and-file work at the request of his employer, that discipline equally interferes with the employer‘s control over his representative and equally deprives him of the undivided loyalty of that supervisor as in the case where the discipline was imposed because of the way the supervisor interpreted the collective bargaining agreement or performed his ‘normal’ supervisory duties.” 159 U. S. App. D. C., at 305, 487 F. 2d, at 1176 (dissenting opinion).2
In a steady progression of decisions leading up to the instant cases, the Board concluded that
