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Fleming v. State
458 S.E.2d 638
Ga.
1995
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*1 tion of the . . . .’ 64. accused Id. at [Cit.]”

A present psychiatric criminal defendant can no more testi- mony submitting by without to an examination a state-se- psychiatrist may testify lected than he at trial without sub- mitting to a cross-examination.

(Footnote omitted.) (5) Francis, Godfrey Id. Accord appellant’s arguments We find no merit in Lynd the rationale should be limited to health testi- mental mony guilt-innocence phase Contrary ap- adduced of trials. pellant’s position, unduly trial ruling court’s does not restrict in mitigation, given evidence the defense can offer that the sole cause for the appellant’s restriction is own refusal to submit to a court-or- dered examination prosecution essential to enable the to rebut testimony, appellant mental health pre- should later choose to concerning private sent evidence Godfrey, supra his examination. See at 656

Judgment All the Justices concur. affirmed.

Decided June Henderson, Walker, Peel, Henderson & C. David Hal T. Norby, appellant. Charlotta for

Dupont Cheney, Attorney, K. District Michael J. Attor- General, ney Westmoreland, Boleyn, Mary Susan V. Beth As- Senior General, Attorneys sistant appellee.

S95A0185. THE FLEMING v. STATE. 638)

Hunstein, Justice. felonies, appeal procedure Pursuant to the unified 17-10-35.1, OCGA granted application appeal we for interim § filed Maurice Fleming, charged who has been with the armed rob- bery and malice murder of a Riceboro man.1 error, appellant his sole enumeration of contends the trial S._(114 Carolina,_U. court erred under Simmons v. South (1994) by ruling closing argument that in the co-defendant, granted application appeal by Fleming’s The for interim Clevon Jamel Jenkins, subject opinion is the of this Court’s in Jenkins trial, may phase of his sentencing appellant from sentencing to death will deter others from not counter the State’s with evidence appellant experts that is ineffective ruling find no error in the court’s affirm. We previously We have determined that the State assert and *2 penalty a defense rebut the effectiveness of the as closing sentencing phase capital of trials. 475) (1985).2 State, 149, v. SE2d We Walker 254 Ga. 159-160 noted making determination, this must be mindful we of the

[i]n differences sentencing hearings proceedings between and to guilt determining sentence, determine innocence. In issues, performs considers different kinds of and dis- duties, tinctly different than it determining guilt. does Therefore, argument entirely on appropriate limitations to guilt phase applied mechanistically of a cannot be to sentencing phase. 158. Id. at This held that the jury properly Court could be invited part consider deterrent effect of the of the weigh possible function to consequences of its verdict and to speaks render verdict which on community. behalf of the 158- Id. at “ regard, ‘open 159. this stressed right we the defendant’s to an ” far-ranging argument’ Gregg Georgia, under v. 153 2909, 49 and the fact that on the of sen- issue always “the tence defendant has the closing argument. [Cit.]” in the final Walker, supra approval Our of deterrence sentencing phase of death major- cases is consistent with the ity federal See, of and state considering e.g., courts this issue. Brooks (11th v. Kemp, 1383, 1985), 762 F2d 1407 Cir. vacated and remanded grounds, 3325, on other 732) (1986).3 478 S. 1016 U. Stein, generally Closing See Argument, 71.50. § As to the trial appellant court’s refusal to allow ex- introduce pert testimony subject on the the nondeterrent effect of 2 (5) (303 Conner v. also See 251 Ga. 113 SE2d 249 (7) (295 (3) (A) (268 Wilson v. Ga. 871 SE2d 62 3 Lehman, 1527, (3rd 1991); Kemp, See also Lesko v. 925 F2d Davis v. 1545 Cir. 829 F2d (11th 1522, 1987); Brown, 1227, Coleman (10th 1986); v. 1527-1528 Cir. F2d Cir. Singletary, Bailey 1492, (M.D. 1994); Snyder, Davis v. FSupp. v. FSupp. Fla. 1392, (D. Armontrout, 1993); 1079, v. FSupp. (IV) (W.D. Smith Del. Mo. 1988). Truesdale, opinions see, (IV) (S.C. State v. e.g., 1990); Pel For state legrini (Nev. Payne Commonwealth, 764 P2d 357 SE2d (Va. 1987); McDonald, (Mo. 1983); State v. v. Zet Commonwealth tlemoyer, (Pa. 1982). 454 A2d previously and de been raised this issue has punishment State, Stevens v. position. adversely appellant’s cided to admit (24) (278 likewise refuse Other states (S.C. Woomer, See, e.g., such evidence. 1982) (evidence it consisted of matters excluded because properly Ex determination).5 Annotation, Admissibility of legislative for Convicted De Testimony Appropriate Punishment pert as to the fendant, 47 ALR4th 1069. Court, prosecu- both the holdings

Under well-established issue to the opportunity tion and the defense have the precluded from intro- prosection and the defense are jury; both the circumstances we find no ducing evidence on the issue. Under these “ ‘on the appellant receive the death possibility that could explain.’ opportunity deny information which he had no basis of (II).6 Simmons supra, SC at 2192 [Cit.]” Walker, ruling. error in the trial court’s Accordingly, we find no Stevens, supra; supra. concur, Hunt, J.,C. Judgment except All the Justices affirmed. Benham, J.,P. Fletcher and judgment only,

who concurs in the Sears, JJ., who dissent. *3 Justice, concurring. Chief

Hunt, on the agree argument I I judgment concur the because permissi- is effect of the death general issue of the deterrent v. rationale of Walker long argument ble as that is confined the (14) (327 475) (1985) I be- do not otherwise. Walker we said: opinion lieve the holds nor ret- general of neither deterrence considerations [While] pen- imposition of the death ribution will demand the may alty. say prosecutor urge not . . . is not to that a [T]hat vigorously that a death sentence is appropriate punishment (18) (314 Franklin v. Felker v. 252 Ga. 351 (7) (263 Kemp, supra Brooks v. at 1409. Ga. 141 (Mo. 1984). Gilmore, See also State v. 681 SW2d recognized impropriety admitting on deterrence Other the states have also solely impermissible infringement on a matter on the basis that such evidence constitutes an See, grounds. e.g., legislature, although disallowing argument Peo for the deterrence on other (Tenn. Williams, (Ill. 1983); Johnson, ple v. 454 NE2d (Cal. 1962). People Bickley, 372 P2d 680) (1994) (33) (450 Burgess recognized This Court Simmons Carolina that, proposition relatively where the State makes an issue of sentencing phase stands for the narrow dangerousness during of a the defendant’s future the parole, jury prohibits the must be informed and state law the defendant’s release on parole. ineligible that the defendant is [Cit.] omitted.) Burgess, (Emphasis supra at 788 doing may hand,

in the that in so remind case at or he not jury general deterrent function of the of the retributive its verdict.

(Emphasis original). in the prosecu- say, Simmons,

I read that with that a consistent also may argue sentencing body purposes tor to the both the sen- tencing appropriate punishment particu- scheme and the level of in a may general specific, deterrence, lar case. He or she refer to as a punishment. may goal valid He or she that notice of the public verdict of will serve to inform of the serious consequences of the crime of murder and well serve aas deter- prosecu- rent to commission of that crime. But as far that is as a prosecutor may go. goal If tor insists that the of deterrence has in established; fact been achieved or that it is known if well or well jurisdictions contends that have enforced the jurisdictions death do have lower crime rates than those response not, believe, fairness, then I is lim- the defendant’s not argument contrary, ited to include if evidence to the such is available. agree Under these I circumstances would with the dissent that any interpretation reasonable of Simmons would authorize this result. say position argument permit- I must also dissent’s that no prosecutors

ted is the safer rule and would well advised confine appropriateness particular punishment their remarks to the aof for a particular offender. dissenting. Justice, Fletcher, agree impose I with Justice Sears that if the state asks the fundamental due process requires that the defendant be able to rebut contrary go further, however, I evidence. would and exclude both public policy grounds. and evidence on required satisfy While the admission of evidence is process, prolong dramatically it will also the trial and increase the employ competing experts.7 cost as both the state and defense Addi *4 tionally, recognize legislatures juries I that rather than are best equipped sociological to consider the deterrent value of penalty.8 satisfy process the death To meet these concerns and 7 state country The it contends “could also search around the and find its own experts testify imposing that would in come and the death sentence has enormous value deterring general.” future ... crime 8 Gregg Georgia, 428 U. S. 186 49 LE2d the United Supreme emphasized legislatures States Court that deterrence is an issue for rather than juries: courts and

545 requirements simply preclude arguing we should the state from quagmire deters and thus avoid the created experts. evi by battling sociological Prohibiting and individual dence will also allow the to remain focused on the t.9 circumstances of the crime and the defendan Furthermore, suggest capital while there are studies that crime,10 punishment general to date does not serve as a statistics, data, conclusively supporting no or other evidence there are refuting general the value of the death as a Thus, argument or evidence about the deterrent effect of the merely manipulate juror by taking advantage a would punish- preconceived notions of the nature and of effect capital punishment complex of crime is a factual issue value of as deterrent [t]he properly legislatures, the resolution of which can evaluate the rests results of statistical studies in terms of their own local conditions and with a flexibil- ity approach that is not available to the courts. 9 Gregg, Georgia’s penalty procedures they (upholding because at 206 particularized particularized “focus the attention on the of the crime and nature defendant”); characteristics of the individual 266), Connor v. 118 denied, cert. U. S. Cole, Comparison D. & A These studies include: Baldus James W. L. of the Work of Punishment, Capital Thorsten Sellin & Isaac Ehrlich on the 85 Yale L.J. Deterrent Effect of (1975); (1974); Sellin, Punishment, Capital W. Executions in T. America (1961); Cochran, Seth, An 25 Fed. Probation 3 Chamblin & Deterrence or Brutalization? Impact Punishment, (1994); Capital Criminology Assessment of Oklahoma’s Return to Espy, Capital Show, W. Delinq. & Punishment and Deterrence: What the Statistics Cannot 26 Crime (1980); Sellin, (ALI 1959); Pierce, Penalty T. The W. Bowers & G. The Death Punishment, Capital Illusion of Deterrence in Isaac Ehrlich’s Research on 85 Yale L.J. 187 (1975); Bailey, Disaggregation Penalty W. in Deterrence and Death The Case of Research: (3d (1983); Bedau, Chicago, Penalty Murder 74 J. Crim. L. 827 H. The Death in America 1982); Sellin, (1980); Penalty Bailey, Capital T. ed. ment: Teeters, The of Death W. Murder and Punish Evidence, (1975); Orthopsychiatry Am. E. & N. Some Further J. H. Barnes (1951); Criminology Fienberg, New Horizons on Brier & Recent Econometric Modeling Support Hypothesis?, of Crime and Punishment: Deterrence 4 Evaluation (1980); Klein, Forst, Filatov, Capital Rev. 147 Assessment of the & Punishment: An The Deterrent Effect of Estimates, Incapacitation: Estimating in Deterrence and the Effects of (A. Blumstein, Cohen, Nagin & D. Criminal Sanctions on Crime Rates J. eds. Passell View, Taylor, Capital & The Effect of Am. Rev. 445 Deterrent Punishment: Another Econ. (1977); Bailey, Analysis A Multivariate Cross-Sectional of the Deterrent Effect of the Death (1980); Penalty, Bailey, Imprisonment Penalty & 69 Soc. Soc. Research 193 v. the Death Murder, (1977); Orsagh, & Deterrent to 1 Law Hum. Behav. 239 Black & New Evidence on Homicide, (1978); Forst, Efficacy Q. The Sanctions as Deterrent to 58 Soc. Sci. 1960’s, Capital Analysis Deterrent Effect of Rev. 743 Punishment: A Cross-State of the 61 Minn. L. (1977); Kleck, Capital Punishment, Ownership, Homicide, Am. J. Gun Soc. (1979);Passell, Test, Penalty: A L. The Deterrent Effect of the Death Statistical 28 Stan. (1975);Bailey, Penalty: An Rev. 61 Analysis, Omega The Deterrent Effect of the Death Extended Time-Series (1979-80); Pierce, Bowers & Deterrence or Brutalization: What is Executions?, (1980); Delinq. King, Effect of & 26 Crime The Brutalization Effect: Execu (1978); Publicity B. tion the Incidence of Homicide South 57 Soc. Forces 683 Forst, Archer, Evidence, Capital Conflicting Punishment and J. Crim. Law 927 Deterrence: Brittel, Penalty: Gartner & Homicide Death A Test of a De and the Cross-National Hypothesis, terrence 74 J. Crim. Law 991 *5 Moreover, inconclusive, ment. because the evidence is its use could juror impose based, best, lead a penalty to vague at deterrence, and, worst, unsubstantiated notions of on false notions arbitrary thereof. This court should not sentencing sanction such de- cisions.

In summary, persuaded I am practice that the fairest is to ex- any clude argument or evidence on the deterrent value of the death penalty, as two of our sister states have done.11

I am authorized to state that joins Justice Sears in this dissent. Justice, dissenting. Sears,

Fleming contends that the trial court in ruling erred the prosecutor may argue, evidence, supporting without sentencing Fleming to death will deter others from but that Fleming not counter argument expert with testimony pen- that the death alty is ineffective I agree as a deterrent. Fleming pro- that due requires cess permitted that he present to evidence to rebut the and, state’s argument, therefore, I dissent. year

Last Carolina,12 Simmons v. South the United States Su preme Court held that a state urge jury impose not the to the death penalty by arguing that the presents defendant danger a future without also informing ineligible defendant parole. The basis for the ruling process Court’s was that due does not allow execution of a defendant “on the basis of information which he had no opportunity deny explain.”13 to light Simmons, al lowing prosecutors to penalty crime,14 that the death deters at the refusing same time allow defendant expert introduce evidence contrary15 to the process also violates the due guarantee. Prohibiting a defendant from introducing relating evidence to the de- Zuniga, 898, (N.C.), denied, (108 See State v. 357 SE2d cert. 484 U. S. 959 SC 359, 384) (1987); Smith, 1, (Tenn.) 98 LE2d State v. (prohibiting argument), _ denied,_U. (114 561, LE2d _) cert. Johnson, S. SC 542, (Tenn.) (excluding evidence), denied, SW2d (103 183, cert. 459 U. S. 882 SC 12_U. S. _ (114 2187, 133, 147) (1994). SC 129 LE2d (quoting Florida, 349, (97 SC at 2192 1197, Gardner v. 430 U. S. SC 51 LE2d 393) (1977)). Skipper 1, 5, (106 1669, 476 U. S. n. 1 SC 90 LE2d 1) (1986) (elemental process requires admission of the defendant’s relevant evidence prosecutor’s argument dangerousness). rebut on future 14 See, e.g., 149, (327 475), denied, Walker v. 254 Ga. cert. (106 185, 154) (1985); U. S. 865 871, (295 SC 88 LE2d 249 Ga. 281) (1982), denied, (103 cert. 459 U. S. 1188 SC 74 LE2d previous Our cases that excluded evidence on the deterrent effect of the death process did not address the due concerns raised when the evidence is offered to rebut argument by (278 an denied, the state. See Stevens v. 247 Ga. cert. 77 LE2d Felker v. 621), denied, cert. 469 U. S. 873 We now over rule those decisions. deprives of an ade- terrent effect of the death the defendant deny explain” prosecutor’s quate “opportunity killing in the fu- executing this defendant will deter others from reality prosecutor’s argument will ex- practical ture.16 The is that ploit jurors’ of the death beliefs about effectiveness Simmons, Thus, under the defendant must be afforded opportunity present against to rebut used him. *6 only refusing

Not did the trial court err in the defendant allow present prosecutor’s argument, evidence to rebut the but the court present ar- should not have allowed the unsubstantiated gument about the deterrent of the death the first effect place. Supreme The United States Court has held that while retribu- purpose tion is a ex- legitimate of the death pressed by society’s outrage, capital punishment moral the value of statistical, studies, depends empirical a deterrent on results Gregg Georgia, can be evaluated. Allowing mere the state empirical support in the face of no statistics or other flies Gregg’s unequivocal pronouncement the deterrent effect of the penalty depends evidence. such

I am and Jus- Presiding authorized to state that Justice Benham join tice Fletcher this dissent.

Decided June Smith, Schiavone, Jackson, Jackson & Terry Ray G. C. ap- for pellant.

Dupont Durden, K. Cheney, Attorney, District J. Thomas Assis- General, Attorney, Attorney tant District Susan Michael J. Beth, Westmoreland, Boleyn, Mary Attorneys V. Senior Assistant General, appellee.

Cathy Alterman, Lotito, M. A. Nicholas amici curiae. Ga., (defendant Compare supra could not describe the evidence). closing argument mechanics of electrocution because the facts were not

Case Details

Case Name: Fleming v. State
Court Name: Supreme Court of Georgia
Date Published: Jun 30, 1995
Citation: 458 S.E.2d 638
Docket Number: S95A0185
Court Abbreviation: Ga.
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