896 N.E.2d 175 | Ohio Ct. App. | 2008
Lead Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *780
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[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *782 {¶ 1} Appellants, William A. Fleming and others, appeal from the decision of the Portage County Court of Common Pleas granting summary judgment to appellees, AAS Service, Inc. and others. For the reasons discussed below, we affirm in part, reverse in part, and remand the matter for further proceedings.
{¶ 2} Beginning in 2002, appellant William Fleming started as a part-time employee of appellee A.A.S. Service, Inc. as a subcontractor assisting with painting jobs. In 2003, Fleming became a full-time employee assisting with, inter alia, chimney cleaning and repair. Fleming had no prior experience with chimneys but was given "on the job" training by appellee Urs Schneeberger, the owner and employee of AAS. In July 2005, AAS, through Schneeberger and Fleming, visited the one-story home of Keith and Shannon Mamajek to examine their chimney and provide an estimate for its repair. The Mamajeks subsequently signed a contract with AAS for the repair work.
{¶ 3} Schneeberger and Fleming arrived at the Mamajek home at approximately 8:00 a.m. on August 9, 2005. They worked on the chimney for several hours without incident. After finishing the chimney repairs, Fleming commenced cleaning the roof top. He was the only person on the roof during the cleaning process. While cleaning, Fleming had rinsed the roof with a water hose and had placed larger pieces of mortar and other debris in a 3-5 gallon bucket, which also contained flashing seal.
{¶ 4} While he was completing the cleaning process, Fleming noticed the bucket beginning to slide down the slope of the roof. He testified that at the *783 time, the roof was dry and clear of debris. Fleming was unable to explain why the bucket began its descent; however, he testified that Schneeberger explicitly advised him never to chase any equipment or tool from a roof. If equipment begins to fall, "[i]t happens, but you just don't go after it. You let it fall, go down and pick it up. If it's broke, it's just broke. Better it than you is the philosophy that I was taught from [Schneeberger]." Fleming even acknowledged in his complaint that "the cardinal rule when working on a roof is not to chase a tool that slides off the roof."
{¶ 5} Despite Schneeberger's explicit training and instructions, Fleming darted after the bucket "at a full run." He testified that he had heard voices from below and was concerned that the falling debris would fall and strike one of the Mamajeks, who had been outside in their backyard. As he pursued the bucket, he dodged a vent stack on the roof and swatted at the bucket to change its direction. At this point, however, Fleming had reached the roof line and, rather than attempt to stop, decided to leap off the edge of the roof and attempt to land safely in the grass. Unfortunately, Fleming landed on the Mamajeks' concrete driveway, injuring his leg and foot. Although the bucket tumbled off the roof with Fleming, the Mamajeks were not harmed. In fact, Shannon Mamajek testified that she and her two daughters were between 18 and 20 feet from the roof at the time of the incident. Fleming repeatedly testified that he did not fall from the roof but, rather, jumped of his own free will, and at no point did Schneeberger advise him to act as he did.
{¶ 6} On May 15, 2006, appellants filed their complaint in the Cuyahoga County Court of Common Pleas alleging negligence against the Mamajeks, intentional tortious conduct on behalf of AAS and Schneeberger, and loss of consortium. After filing their answer, the cause was transferred to the Portage County Court of Common Pleas. On December 22, 2006, the Mamajeks filed their motion for summary judgment to which appellants responded on January 17, 2007. On March 19, 2007, AAS and Schneeberger filed their motion for summary judgment, to which appellants duly responded. On March 21, 2007, the trial court granted summary judgment in the Mamajeks' favor. Later, on July 12, 2007, the trial court awarded summary judgment in AAS's and Schneeberger's favor. Appellants filed a timely appeal and now assign three errors for our review.
{¶ 7} Appellant's first assignment of error alleges:
{¶ 8} "The trial court erred in granting summary judgment to Keith and Shannon Mamajek."
{¶ 9} We review a trial court's decision to grant summary judgment de novo. Grafton v. Ohio Edison Co.
(1996),
{¶ 10} The moving party bears the initial burden of providing the trial court a basis for the motion and is required to identify portions of the record demonstrating the absence of genuine issues of material fact pertaining to the nonmoving party's claim. Dresher v. Burt (1996),
{¶ 11} To determine whether a genuine issue exists, a reviewing court must determine whether the evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must necessarily prevail as a matter of law. Spatar v. Avon OaksBallroom, 11th Dist. No. 2001-T-0059, 2002-Ohio-2443,
{¶ 12} Under their first assignment of error, appellants argue that Keith and Shannon Mamajek, the owners of the home off which Fleming leapt, were negligent in creating a dangerous condition when Mrs. Mamajek remained in her backyard with her children while Fleming was on their roof repairing the chimney. Appellant contends, "With the grinding of the mortar and debris flying everywhere, along with the presence of the ladder, by being in the backyard the Mamajeks were in harm's way." We disagree with appellants' argument.
{¶ 13} To defeat the Mamajeks' motion for summary judgment, it was necessary for appellants to identify a duty owed them by the Mamajeks that was breached. Fuehrer v.Westerville City School Dist. Bd. of Edn. (1991),
{¶ 14} Appellants assert that a genuine issue of material fact exists in this case to the extent that the Mamajeks were "in their backyard" when Fleming's injury occurred. Appellants allege that Fleming's actions leading to his injuries were undertaken pursuant to the rescue doctrine, and as a result, there remain triable issues as to whether the Mamajeks were comparatively negligent for the injuries.
{¶ 15} First, there is no evidence in the record indicating that the Mamajeks "actively participated" in the construction job so as to impose a duty of reasonable care upon them. Even if Mrs. Mamajek and her children had been in the backyard at the time of Fleming's injury, they were not directing the manner in which he was cleaning the roof. The record simply indicates that the Mamajeks hired AAS to repair their chimney and allowed it to do its job in a manner it saw appropriate. From these facts, it would be difficult to conclude the Mamajeks were engaging in even a "general" or "passive" supervisory role. The Mamajeks did not interfere with the contractor's mode of job operation; they did not actually participate in the job via dictating the manner it would be accomplished; and they had no input, let alone control, over safety features necessary to eliminate the potential hazard. In short, appellants have failed to establish that the Mamajeks owed Fleming a duty of reasonable care that they breached, causing appellant's injury.
{¶ 16} Further, appellants' contention that issues of fact remain as to comparative negligence assumes, at the least, that they established a breach of duty on behalf of the Mamajeks. They did not. Comparative negligence is a legal concept related to proximate causation. See, e.g.,Armstrong v. Best Buy Co., Inc.,
{¶ 17} Further, appellant's argument relating to the rescue doctrine also assumes what still needs to be proven; namely, negligence on behalf of the Mamajeks. The "rescue doctrine" is applicable when an injured party is hurt in an attempt to rescue a person in danger as a result of that person's own negligence. Skiles v. Beckloff (Aug. 4, 1993), 9th Dist. No. 93CA005550,
{¶ 18} For these reasons, appellant's first assignment of error is without merit.
{¶ 19} Appellant's second assignment of error alleges:
{¶ 20} "The trial court erred in failing to find Ohio Revised Code
{¶ 21} Under their second assignment of error, appellants assert that the current version of R.C.
{¶ 22} Current R.C.
{¶ 23} "(A) In an action brought against an employer by an employee * * * for damages resulting from an intentional tort committed by the employer during the course of employment, the employer shall not be liable unless the plaintiff proves that the employer committed the tortious act with the intent to injure another or with the belief that the injury was substantially certain to occur.
{¶ 24} "(B) As used in this section, `substantially certain' means that an employer acts with deliberate intent to cause an employee to suffer an injury, a disease, a condition, or death."
{¶ 25} The foregoing statute is the only recourse for an employee whose employer has committed an intentional tort.
{¶ 26} Current R.C.
{¶ 27} In Brady v. Safety-Kleen Corp.
(1991),
{¶ 28} In relation to Section 34, the court held that the statute acted to confer a functional immunity to employers and, consequently, was "totally repugnant to Section 34, Article II." Brady,
{¶ 29} With respect to Section 35, the court underscored that "the legislature cannot, consistent with Section 35, Article II, enact legislation governing intentional torts that occur within the employment relationship, because such intentional tortious conduct will always take place outside that relationship." Brady,
{¶ 30} "`Injuries resulting from an employer's intentional torts, even though committed at the workplace, are utterly outside the scope of the purposes intended to be achieved by Section 35 and by the Act. Such injuries aretotally unrelated to the fact of employment. When an employer intentionally harms his employee, that act effects a complete breach of the employment relationship, and for purposes of the legal remedy for such an injury, the two parties are not *788
employer and employee, but intentional tortfeasor and victim." (Emphasis sic.) Brady,
{¶ 31} The court pointed out that Section 35 is concerned solely with compensating employee injuries arising from the employment relationship. However, the statute concerned itself solely with injuries which, by their very nature, have no connection with the fact of employment.Brady,
{¶ 32} Subsequent to Brady, the General Assembly enacted former R.C.
{¶ 33} "`Employment intentional tort' means an act committed by an employer in which the employer deliberately and intentionally injures, causes an occupational disease of, or causes the death of an employee."
{¶ 34} Further, the statute required the employee to prove by clear and convincing evidence that the employer deliberately committed all of the elements of an employment intentional tort. See former R.C.
{¶ 35} In light of these requirements, the court in Johnson determined that former R.C.
{¶ 36} The court also cited its Section 35 analysis in Brady as a basis for its holding. The court pointed out that Section 35, Article II grants the legislature authority to enact laws regarding injuries occasioned within the employment context, and therefore, Section 35 precludes the enactment of any law affecting injuries outside the scope of employment. Johnson,
{¶ 37} Current R.C.
{¶ 38} We initially point out that all legislative enactments enjoy a strong presumption of constitutionality. Groch v. GMC,
{¶ 39} We first emphasize that a comparison of former R.C.
{¶ 40} After careful review of controlling case law in this area, we hold that current R.C.
{¶ 41} Moreover, under the current statute, an employer's conduct must be either deliberate or intentional. As the court in Johnson pointed out, these requirements "are so unreasonable and excessive that the chance of recovery of damages by employees for intentional torts committed by employers in the workplace is virtually zero. * * * [This] `creates an insurmountable obstacle for victims of "employment intentional torts.'"" Id. at 307,
{¶ 42} The instant issue has not been broached by the great balance of our sister districts. However, our research reveals that the Seventh Appellate District has ruled on the constitutionality of current R.C.
{¶ 43} "R.C.
{¶ 44} "`Intent to injure' is clear and, therefore, is not defined in the statute. `Substantially certain,' however, is not as clear. Therefore, the legislature provided a definition. R.C.
{¶ 45} "When we consider the definition of `substantial certainty' it becomes apparent that an employee does not have two ways to prove an intentional tort claim as R.C.
{¶ 46} "* * *
{¶ 47} "Pursuant to the Ohio Supreme Court's holdings in Brady, supra, and Johnson, supra, and consistent with Sections
{¶ 48} We therefore hold, pursuant to Brady,Johnson, and the supplemental persuasive analysis set forth in Kaminski that current R.C.
{¶ 49} Appellant's second assignment of error is therefore sustained.
{¶ 50} Appellants' third assigned error reads:
{¶ 51} "The trial court erred in granting summary judgment to defendants A.A.S. Service, Inc. and Urs Schneeberger."
{¶ 52} Although we have found current R.C.
{¶ 53} In Fyffe, the Supreme Court of Ohio announced the test for an employer intentional tort as follows:
{¶ 54} "[I]n order to establish `intent' for the purpose of proving the existence of an intentional tort committed by an employer against his employee, the following must be demonstrated: (1) knowledge by the employer of the existence of a dangerous process, procedure, instrumentality or condition within its business; (2) knowledge by the employer that if the employee is subjected by his employment to such dangerous process, procedure, instrumentality or condition, then harm to the employee will be a substantial certainty; and (3) that the employer, under such circumstances, and with such knowledge, did act to require the employee to continue to perform the dangerous task. * * *." Id. at paragraph one of the syllabus.
{¶ 55} To establish an intentional tort by an employer, an employee must demonstrate proof beyond that required to prove negligence or recklessness. Id. at paragraph two of the syllabus. "If a plaintiff can show that harm or consequences will follow the risk, that the employer knows that injuries to employees are certain or substantially certain to result from the risk, and yet the employer still requires the employee to proceed, the employer is treated by the law as if he had in fact desired the end result." Wallick v.Willoughby Supply Co.,
{¶ 56} Here, after the Mamajeks' chimney repair had concluded, Fleming was on top of the roof, cleaning off remaining dust and debris. He had used a water hose to remove most of the brick dust and placed other larger debris in a three-gallon *793 bucket. Neither Fleming nor the bucket was secured by a safety harness or a rope. Fleming testified that he observed the bucket begin to slide down the roof and attempted to prevent it from falling. Fleming then did the following:
{¶ 57} "[C]aught [the bucket] maybe three feet or so from the edge of the roof, but for me, that's one stride. I have a six-foot stride. So for me to get three feet away, I had one more step left and I was over.
{¶ 58} "So the bucket had already gotten to the point where it was headed to the right and Mrs. Mamajek and her daughters were below me. I could hear them, but I couldn't see them where I was because they were small enough that I had no clue where exactly they were. And when the bucket started to slide, normally I would just let it slide to the bottom, but with people down there, I wasn't sure where they were so I tried to head it off and stop it from going off the roof.
{¶ 59} "When it started sliding, I said `shit' and I started running immediately after it. I caught it, and like I said, I don't remember where I was on the roof by the time I actually got within arm's reach of the bucket, and I reached down, kind of hit it as hard as I could to the left because, like I said, I could hear them to the right, so I figured anything left was my best bet, and it just kind of went right in line with me and we both — I was at a full run at that point, so stopping was out of the question. I had no way to stop, and I just — my only out was to jump.
{¶ 60} "So I tried to jump as far as I could in case they were under me, and as I was going over, I just kind of saw movement on the right, and the bucket hit the ground and I was just hoping there was grass under me and there wasn't. After that, I just hit the ground. I knew as soon as I hit the ground I broke my leg."
{¶ 61} The record indicates that although Fleming heard the Mamajeks, they were not near the house at the time of the fall. Mrs. Mamajek testified that she was standing approximately 18 feet away from the corner of the house at the time of the fall while her daughters were behind her, approximately 20 feet from the house. Moreover, Fleming's boss, appellee Schneeberger, was not on the roof when appellant chased the bucket and jumped from the roof. Further, Fleming conceded that Schneeberger did not direct him to retrieve the bucket, and his decision to chase the bucket and ultimately leap from the roof was of his own volition.
{¶ 62} We begin the analysis by pointing out that the elements of Fyffe are conjunctive, and a plaintiff must establish a genuine issue of material fact relating to all three prongs of the test to avoid summary judgment. See, e.g.,Wallick,
{¶ 63} Here, the job in which Fleming engaged on a daily basis, i.e., roof work, can be reasonably construed as dangerous work. The condition within such dangerous work that Fleming identifies as dangerous, separate from the work itself, was Schneeberger's failure to provide safety equipment. Ohio Adm. Code 4123:l-3-03(J)(1) requires an employer to provide and compel his or her employees to use lifelines, safety belts or harnesses, and lanyards on "steeply pitched roofs" and "when exposed to hazards of falling where the operation being performed is more than six feet above ground * * *." Although this section of the Ohio Administrative Code does not provide a grade for defining a "steep pitch," it is undisputed that the Mamajeks' roof line was 11 feet five inches. With this in mind, we agree with Fleming that he was exposed to a dangerous condition for purposes of Fyffe and that Schneeberger had knowledge of this dangerous condition.
{¶ 64} During his deposition, Fleming testified that Schneeberger neither provided nor required him to use safety equipment while executing his job duties in general, let alone at the Mamajek residence. Fleming stated he told Schneeberger "several times" they needed to obtain safety equipment, but Schneeberger's response was "you can either do it or go home." Moreover, Schneeberger acknowledged that no safety equipment was provided at the Mamajek job, and he provided the same only when the roof was "too steep" pursuant to his own subjective determination. Given these facts, we conclude that Fleming established a genuine issue of material fact as to whether Schneeberger had knowledge of the dangerous condition to which Fleming was subjected. Accordingly, appellants have met their burden under Fyffe's first prong.
{¶ 65} The second prong of Fyffe
requires a plaintiff to demonstrate that the employer was substantially certain that an employee would be injured if exposed to the dangerous condition. Courts have acknowledged that Fyffe's second element "is a difficult standard to meet." McGee v. Goodyear Atomic Corp. (1995),
{¶ 66} "To establish an intentional tort of an employer, proof beyond that required to prove negligence and beyond that to prove recklessness must be established. Where the employer acts despite his knowledge of some risk, his conduct may be negligence. As the probability increases that particular consequences may follow, then the employer's conduct may be characterized as recklessness. As the probability that the consequences will follow further increases, and the employer knows that injuries to employees are certain or substantially certain to result from the process, procedure or condition and he still proceeds, he is treated by the law as if he had in fact desired to produce the result. However, the mere knowledge and appreciation of a risk — something short of substantial certainty — is not intent." Id. at paragraph two of the syllabus.
{¶ 67} Under Fyffe, an employee is not required to show that an employer subjectively intended the injury at issue to prove intent. See Hubert,
{¶ 68} During his deposition, Fleming testified that Schneeberger seemed to expect him to fall and be injured during the course of his duties at some point:
{¶ 69} "He asked me daily, `What are you going to do when you fall and get hurt and break your leg?'
{¶ 70} "I can't tell you how many times I heard that. But how do you answer that? When you're not in that situation, it's like, `I'll be fine. If it happens, it happens.' That's all I could say. I've never been in any kind of situation like that.
{¶ 71} "But he asked me all the time. I'd be up there or we'd be driving somewhere, `What are you going to do one of these days when you fall down and get hurt,' almost like he was wishing it to happen. And I didn't think about it too much then. But now in hindsight, if you knew it was going to happen to me, why did you not do anything about it?"
{¶ 72} The foregoing testimony, viewed in conjunction with Fleming's testimony that Schneeberger did not offer him (let alone require him to wear) safety equipment while on a rooftop, creates a genuine issue of material fact as to whether Schneeberger knew that harm to Fleming was substantially certain to result from the dangerous condition. Thus, we hold that appellants met their burden as it relates to the second prong of Fyffe. *796
{¶ 73} Finally, the third prong of Fyffe
requires proof that "the employer, with knowledge of a dangerous condition and of a substantial certainty of harm, [had] required the employee to perform a dangerous task."Hannah v. Dayton Power Light Co. (1998),
{¶ 74} "Instead, to overcome a motion for summary judgment, an opposing party can satisfy this requirement by presenting evidence that raises an inference that the employer, through its actions and policies, required the [plaintiff] to engage in that dangerous task." Id. at 487,
{¶ 75} As discussed under our analysis of the first element of Fyffe, Ohio Adm. Code 123:l-3-03(J)(1) requires an employer to provide and to take responsibility for his or her employees use of specific safety equipment on "steeply pitched roofs" or "when exposed to hazards of falling where the operation being performed is more than six feet above ground * * *." One can reasonably infer that an employee, exposed to the perils of falling from a height greater than six feet above ground, is involved in a dangerous task. Slack v. Henry (Dec. 1, 2000), 4th Dist. No. 00CA2704,
{¶ 76} As a post script to the foregoing analysis, we recognize that the trial court's holding was premised upon its view that the "dangerous task" in this case was Fleming's pursuit of the bucket down the slope of the Mamajeks' roof. While we agree with the trial court that there is no evidence in the record indicating that Schneeberger instructed Fleming to place himself in peril to retrieve equipment that, in his judgment, was sliding from a roof, to protect people who may or may not be standing below. In fact, the opposite is true. Fleming testified that Schneeberger actively discouraged pursuing a tool or equipment that was or was in the process of falling from a roof. However, we do not believe the issue in this case was whether Fleming's specific voluntary actions caused his injury; rather, underFyffe, the thrust of the inquiry is whether there are genuine issues of material fact that Schneeberger, through his policies and conditions of employment, placed Fleming in a position in which he was subjected to a dangerous condition, and harm was substantially certain to follow. Gibson v.Drainage Prods., Inc.,
{¶ 77} Appellants' third assignment of error is therefore sustained.
{¶ 78} While we overrule appellants' first assignment of error, their second and third assignments of error are hereby sustained. The judgment of the Portage County Court of Common Pleas is therefore affirmed in part and reversed in part, and the matter is remanded for further proceedings.
Judgment affirmed in part and reversed in part, and cause remanded.
TRAPP, J., concurs.
CANNON, J., concurs in part and dissents in part.
Dissenting Opinion
{¶ 79} I respectfully dissent from the majority opinion as it relates to application of theFyffe test but concur in the balance of the opinion.
{¶ 80} The record suggests that appellant William A. Fleming was awarded workers' compensation benefits for this injury. The facts of this matter are similar to those inState ex rel. Gross v. Indus. Comm.,
{¶ 81} In assessing intentional torts, the Supreme Court of Ohio has held that "[t]o establish an intentional tort of an employer, proof beyond that required to prove negligence and beyond that to prove recklessness must be established." Fyffe v. Jeno's, Inc. (1991),
{¶ 82} In this case, the following facts are undisputed: (1) the injury to Fleming occurred because he chased after a bucket that he alone had failed to secure; (2) he was specifically trained that if a tool or bucket was falling off the roof, he was not to chase it and was to let it fall; and (3) Fleming ignored his training and jumped off the roof. He did not fall.
{¶ 83} Analyzing this in another way, we might ask, what should the employer have done if he could have reasonably foreseen the risk that this employee might jump off the roof to chase a bucket? The somewhat obvious answer is that there should be some training to advise the employee not to do that. In this case, Fleming admits he was told by his employer not to do precisely what he did. He wastrained not to do the precise act that was unquestionably the proximate cause of his injury. Therefore, the employer discharged his duty to Fleming by specifically warning him not to chase an item down the slope of a roof. Couple this with the clear standard in Ohio established byFyffe that "the mere knowledge and appreciation of a risk — something short of substantial certainty — is not intent." Fyffe v. Jeno's, Inc.,
{¶ 84} I do not believe there are any genuine issues of material fact in this matter. Further, appellees are entitled to judgment as a matter of law. The undisputed evidence shows that Fleming's injuries were caused by his own actions, which were in express violation of the safety training and instructions he received. The injuries were not a result of the employer's intentional tort. Accordingly, Fleming's proper remedy lies within Ohio's workers' compensation system.
{¶ 85} There is no indication that the existence of fall-protection equipment would have prevented this injury. That equipment is designed to prevent accidental falls such as those referred to herein. They are not designed to prevent someone from making the conscious decision to jump off the roof. The lack of fall-protection equipment on this roof had as much to do with the injury as, let's say, the lack of tail lights on the vehicle that took Fleming to work that day. *799