Lead Opinion
OPINION
delivered the opinion of the Court,
Appellant, Mark Alexander Fleming, was charged with four counts of aggravated sexual assault under Texas Penal Code
FACTS
Appellant testified that in April of 2007 he received a text message from a girl, K.M., who said that she had obtained his phone number from her friend. When Appellant asked her age, she replied that she was 22 years old. K.M. was actually 13 years old. The two corresponded by text message and talked on the phone for a week or two and then arranged to meet, at the mall for a date. Both Appellant and K.M. testified that on their first date they went to a movie and drag races at a race track, after which Appellant drove K.M. home. Appellant stated that KM. told him that her mother and step-father lived with her because they had lost their home. After their second date to dinner and a movie, Appellant asked K.M. if she wanted to spend the night with him at the hotel where he had been staying. Appellant testified that K.M. said that she did want to go to his hotel but that she was not ready for them to have sexual relations at that time. Appellant said that he agreed and that they went to sleep upon arrival at the hotel. Appellant testified that when he awoke early the next morning, KM. was “messing with” him in a way that indicated that she wanted to have sex. He asked her if she was sure, and she said that she was. Appellant and KM. continued dating and having sex from April to May of 2007. Later that year, KM.’s mom found a love letter that Appellant had written to K.M. Appellant, who was 25 years old at the time, wrote in the letter, “I no you 4 years or 5 years younger then me but I love you.” When her mom confronted her about the letter, K.M. initially denied the relationship. When K.M. admitted that she did have sex with Appellant, her mom called the police. Appellant was cooperative during questioning by the police and told the officer about the relationship. He told the officer that he did not know that KM. was under age when he dated her. At trial, Appellant testified
Appellant agreed to a ten-year probated sentence and retained the right to appeal the trial court’s denial of his motion to quash. He appealed, arguing that Penal Code Section 22.021 is unconstitutional due to its failure to require proof that he had •knowledge that his victim was younger than 17 years of age and for not recognizing an affirmative defense based on the defendant’s reasonable belief that the victim was 17 years of age or older.
COURT OF APPEALS
On remand from this Court, the court of appeals held that Section 22.021 does not offend notions of Due Process or Due Course of Law. The court stated that the texts of both the Due Course of Law provision and the Due Process Clause are virtually identical and that the Due Course of Law provision' provides the same protections as the Due Process Clause. The court reasoned that the strict-liability aspect of statutory-rape laws is widely known and is a recognized exception to the general requirement of mens rea in criminal statutes. The court of appeals rejected Appellant’s reliance on United States v. X-Citement Video,
ARGUMENTS OF THE PARTIES
Appellant presents a facial challenge to the statute’s lack of a mens rea as to the victim’s age. He raises an as-applied challenge to the court’s failure to allow him to present a mistake-of-fact defense. Specifi
The State argues that the court of appeals properly concluded that Appellant’s fundamental rights were not implicated and that Section 22.021 serves a legitimate state purpose. The State says that the cases cited by Appellant do not support his argument that Section 22.021 is unconstitutional. For example, the State argues that the reasoning from X-Citement Video does not apply here because, unlike a defendant who does not know the age of a person depicted in a video, Appellant spent a significant amount of time with the victim and had ample time to ascertain her age. The State says that Lawrence v. Texas supports the constitutionality of Section 22.021 because the Court in Lawrence emphasized that it was recognizing the right of adults to engage in consensual conduct. The State argues that the Due Course of Law Clause and the Due Process Clause afford the same protection and that neither the history nor the application of the Due Course of Law provision supports a conclusion that Section 22.021 violates the Texas Constitution. The State notes that, although some states allow a mistake-of-age defense, the majority rule is that excluding knowledge of the victim’s age as an element of the statutory rape offense does not violate Due Process. Finally, the State argues that the legislature has an interest in protecting the safety of children and that only the legislature should make changes to a statute that serves to protect children from sexual abuse.
CASE LAW
The mistake-of-age defense was raised and rejected in the 1876 English case of Regina v. Prince, 13 Cox, Criminal Cases 138 (Eng.Crim.App.1876). In Prince, the defendant was charged with unlawfully taking a girl under the age of 16 out of the possession of her father against his will. The defendant claimed that he acted on
In Morissette v. United States,
DISCUSSION
Mens rea as to the age of the victim
While it is indeed widely known that “16 "will get you 20,” and precocious young girls have commonly been referred to as “jail bait,” such colloquialisms address only the understanding that even consensual sex with someone underage is a violation. These phrases indicate knowledge of the sexual partner’s young age as opposed to an understanding that knowledge of the age is unnecessary. Texas Penal Code does not specify that mens rea as to the age of the victim is unnecessary, however, under federal law, “the Government need not prove that the defendant knew that the other person engaging in the sexual act had not attained the age of 12 years.” See 18 U.S.C. § 2241(d). See also 18 U.S.C. § 2243(d) (“In a prosecution for sexual abuse of a minor between the ages of 12 and 16, the Government need not prove that the defendant knew the age of the other person engaging in the sexual act”).
It is clear that the Texas legislature intends for age to be an aggravating element in certain offenses and does not intend for the State to be required to prove
Mistake-of-fact defense
While both the sexual assault and the murder statutes specify a more severe punishment based on the age of the victim, neither offense contains a provision that allows for a mistake-of-fact defense as to the age of the victim. Under Penal Code Section 8.02(a), “It is a defense to prosecution that .the actor through mistake formed a reasonable belief about a matter of fact if his mistaken belief negated the kind of culpability required for the commission of the offense.” Because Section 22.021 requires no culpability as to the age of the victim, there is nothing for the defendant’s mistaken belief to negate, and his mistake cannot be a defense to prosecution.
Appellant asks for an affirmative defense so that he may claim that even though the allegations in the indictment are true, he should not be convicted due to his assertion that he did not know that K.M. was 13 years of age. The legislature’s intent of protecting children from sexual assault is clear, and it outweighs any claim of the right to present a mistake-of-age defense. When a defendant voluntarily engages in sexual activity with someone who may be within a protected age group, he should know that there may be criminal consequences and there will be no excuse for such actions. When it comes to protecting those who are unable, due to their tender age, to consent to sexual activity, the legislature simply does not allow any variance.
It would be unconscionable for us to allow a 25-year-old man who was having sex with a 13-year-old child to claim that his actions were excused because he reasonably believed that he was having sex
CONCLUSION
Texas Penal Code Section 22.021 is not unconstitutional under the Due Process Clause of the Fourteenth Amendment or the Due Course of Law provision of the Texas Constitution for failing to require the State to prove that the defendant had a culpable mental state regarding the victim’s age or for failure to recognize an affirmative defense based on the defendant’s belief that the victim was 17 years of age or older. The decision of the court of appeals is affirmed.
COCHRAN, J., filed a concurring opinion.
ALCALA, J., filed a concurring opinion.
Notes
. Unless otherwise noted, all references to Sections refer to the Texas Penal Code.
. The house Appellant had previously visited was not the same house where he dropped off K.M. after their dates.
. See, e.g., Brown v. State,
. We note that Penal Code Section 19.03(a)(1) requires the State to prove that the defendant knew that the victim was a peace officer or fireman in order for the offense to increase from murder to capital murder. This indicates to us that when the legislature wants to require the State to prove that the offender knew the status of the victim, such a requirement is clearly stated in the statute.
Concurrence Opinion
filed a concurring opinion.
I wholeheartedly join the majority opinion’s affirmance of the conviction of Mark Alexander Fleming, appellant, for aggravated sexual assault of a child. I write separately to further discuss why I believe that (1) this Court’s decision is consistent with Supreme Court precedent, (2) emerging technology may be less consequential in these cases than it may appear at first blush, (3) permitting a mistake-of-fact defense would negatively impact the reporting and prosecution of this type of crime, and (4) appellant’s claim of mistake of fact is unreasonable even if this Court were to recognize the propriety of a such a defense.
1. The Majority Opinion is Consistent With Supreme Court Precedent
Although, as a general principle, criminal intent must be proven beyond a reasonable doubt to sustain a conviction, the Supreme Court has repeatedly observed that proof of the age of a child in a prosecution for statutory rape is an exception to that general rale. See Morissette v. United States,
In its more recent decision in Lawrence v. Texas, the Supreme Court did not suggest that due process would require a mistake-of-fact defense as to the age of the child in a prosecution for a sexual offense. See Lawrence v. Texas,
[l]aws prohibiting sodomy do not seem to have been enforced against consenting adults acting in private. A substantial number of sodomy prosecutions and convictions for which there are surviving records were for predatory acts against those who could not or did not consent, as in the case of a minor or the victim of an assault.... Instead of targeting relations between consenting adults in private, 19th-century sodomy prosecutions typically involved relations between men and minor girls or minor boys, relations between adults involving force, relations between adults implicating disparity in status, or relations between men and animals.
Id. (emphasis added). In deciding that the enforcement of sodomy laws against two consenting adults violated due process, the Supreme Court distinguished that situation from 19th-century laws that prohibited sexual acts with children or non-consenting adults, which were not unconstitutional. Id. at 578,
Furthermore, and of particular relevance to the issues presently before this Court, nothing in Lawrence suggests that a defendant has a constitutional right to a mistake-of-fact defense as to his belief about the age of a child who was thirteen years old at the time of a sexual offense. Id. at 578-79,
Consistent with Supreme Court precedent, Texas’s aggravated-sexual-assault statute does not prescribe any mental state as to the age of a child in a prosecution under that statute. See Tex. Penal Code § 22.021(a)(1)(B). Under Texas law as dictated by the Legislature, the offense of aggravated sexual assault of a child does not require the State to provide evidence that the defendant was aware of a child-complainant’s age at the time of the offense, nor does it allow a defendant to raise a defense on that basis. See id.
II. Existence of Emerging Technology May Be Inconsequential
Anyone can easily see that children now, unlike historically, have unprecedented access to emerging technology, cell phones, texts, and social media web sites. Amd children may falsify their ages on a web site or take Glamour Shots that make them appear older. Had this complainant and appellant never met in person, facts like these would likely be a good reason to explain how technological developments might impact this case. But this is not a situation where impersonal communication took place over an electronic medium, or under circumstances in which an adult may have been unaware that the person on the other end of the electronic communication was a child. Here, appellant and the complainant met in person and engaged in sexual intercourse on multiple occasions. The fact that some children will misstate their age on web sites and that this may consequently mislead someone who has never met them as to their age presents a
Although I remain unpersuaded that emerging technology compels us to constitutionally require a mistake-of-fact defense under these circumstances, as a matter of public policy, it may be appropriate for the Legislature to consider whether to permit such a defense for older, high-school-aged teenagers with a limited right of consent. Here, the dissenting opinion is advocating for a mistake-of-fact defense that would apply to situations involving younger, middle-school-aged children. Assuming a child begins kindergarten at the age of five, that child will be thirteen years old at the beginning of eighth grade, which is in middle school in Texas, and will be fourteen years old at the beginning of ninth grade, which is in high school. As a matter of law, no adult should be able to claim that he was reasonably mistaken that a middle-school-aged child was an adult. I continue to believe that this defense is inappropriate in cases involving children who are thirteen years of age and younger because those children are statutorily incapable of giving any kind of consent. See Tex. Penal Code § 22.021(a)(2)(B). In any event, this determination is ultimately for the legislative branch alone to make, rather than the judicial branch.
III. Permitting a Mistake-of-Fact Defense Would Negatively Impact Reporting and Prosecution of Child Sex Offenses
It is suggested that if this Court were to permit it, the mistake-of-fact defense would apply only in rare cases when a defendant could produce evidence demonstrating that he harbored a reasonable but mistaken belief as to the age of the child with whom he engaged in sexual contact. This suggestion underestimates the probable impact of this Court’s adoption of such a defense, which, if permitted, would be raised in virtually any case in which a defendant could plausibly claim that he was unaware of the complainant’s age. At trial, knowing that he would be acquitted if a jury believed his testimony, a defendant could testify that he believed the child-complainant, even one as young as ten years of age, appeared to be above the age of consent. His defense strategy would be to show that his belief was reasonable by asking questions of the child and her family designed to convince the jury that she did things to make herself look and sound older than her actual age. Furthermore, if the mistake-of-fact defense were constitutionally required as suggested by the dissenting opinion, the trial court would be compelled to permit the defense attorney to ask the following types of questions of the complainant: whether she wore makeup; how she wore her hair; whether she wore skinny jeans or mini skirts; whether she had been through puberty, was developed, and wore a bra, and, if so, what size; what types of books, movies, videos, and music she enjoyed; whether she had a cell
IV. Appellant Has Failed to Show that He Acted Reasonably
Assuming that this Court permitted a mistake-of-fact defense as to a statutory rape victim’s age, to show its applicability here, appellant would have had to provide at least a scintilla of evidence to support his argument that he formed a reasonable belief that the complainant was an adult over seventeen years of age. See Allen v. State,
V. Conclusion
Society recognizes that young children ages thirteen and under are especially vulnerable to adults, who can easily overpower them physically and mentally. Furthermore, these young children lack the judgment to assess and avoid potentially dangerous situations. These young children, therefore, may exhibit bad judgment in deceiving others about their age, coming home late, or spending the night away from home without permission. The question is not whether young children lack judgment; they do. The question is whether the federal Constitution requires us to recognize an affirmative defense based on the defendant’s reasonable but mistaken belief that a child thirteen years old or under was an adult capable of consent. By declining to impose a mental-state requirement as to the age of the child, the Legislature has squarely placed the burden on the adult to determine that the person he is having sex with is not actually thirteen years old or younger. The severe penalties for getting it wrong are the Legislature’s way of incentivizing due diligence and ensuring that it is adults, not children, who are encumbered with this responsibility. I conclude that the elevated punishments imposed by the Texas Legislature in response to the victimization of young children strengthen rather than subvert my conclusion that a defendant’s due-process rights do not encompass the entitlement to a mistake-of-fact defense in an aggravated-sexual-assault case.
With these comments, I respectfully concur.
. For example, the Model Penal Code allows the defense of reasonable mistake as to age when the victim is over the age of ten, and federal law allows for a mistake-of-age defense when the minor is between the ages of twelve and sixteen. See Model Penal Code §213.6; 18 U.S.C. § 2243(c)(1). But, viewed in a different light, this also means that the Model Penal Code does not allow a mistake-of-fact defense when the victim is ten or younger, and federal law does not allow it when the victim is eleven or younger. Here, the complainant was thirteen years old. The difference between the Model Penal Code and federal law and the situation here, therefore, is not that those laws allow a mistake-of-age defense in all cases, but instead that those laws would allow the defense for complainants who are older than ten or eleven years old. The question before us then comes down to a matter of degree: Given that the mistake-of-age defense is not permitted for children ages ten and eleven and under in several other jurisdictions, is it unconstitutional if it is not permitted for children ages thirteen and under in Texas? I cannot conclude that the federal Constitution would draw a bold line here. I also note that only seventeen states permit the mistake-of-age defense, with at least twenty-three jurisdictions characterizing "statutory rape” as a strict-liability offense. See United States v. Rodriguez,
. Under Texas law, a defendant commits aggravated sexual assault of a child, a first-degree felony, if he has sexual relations with a child thirteen years of age or under, and a lesser offense of sexual assault of a child, a second-degree felony, if he has sexual relations with a child fourteen to sixteen years of age. See Tex. Penal Code §§ 22.011(a); 22.021(a). By punishing offenders who victimize children thirteen years of age and younger at the highest punishment range available, regardless of the reasonableness of the actor's belief about the child’s age, the Texas Legislature has determined that these younger children deserve society’s greatest protection. See id. Under Texas law, chil
. See Black v. State,
. I note here that part of the rationale offered by the dissenters in support of permitting a mistake-of-fact defense under these circumstances is that the Legislature has enacted sex-offender-registration laws that apply to a defendant "even if the finder of fact believed that the defendant was entirely blameless with respect to whether he was dealing with a child." But the view that an individual can be "blameless” when he has sexual intercourse with a child under fourteen years of age runs contrary to the legislative determination that the burden of ensuring that a sexual partner is of legal age falls squarely on the defendant, who must verify that the person with whom he is intimate is not a child. In failing to meet his burden under Texas law to ascertain that his intimate partner is legally capable of consent, a defendant who has sexual intercourse with a child under the age of fourteen can hardly be called "blameless.”
Dissenting Opinion
filed a dissenting opinion in which PRICE and JOHNSON, JJ., joined.
I would hold that, after Lawrence v. Texas,
I. SUBSTANTIVE DUE PROCESS
The Fourteenth Amendment provides that no state shall “deprive any person of life, liberty, or property, without due process of law.”
II. FUNDAMENTAL RIGHT
A. Overview
As will be seen in the following discussion, one of the two fundamental rights implicated in the present case is the right to be free from harsh punishment when mental culpability is entirely absent. In this context, mental culpability is entirely absent if the defendant (1) harbors no culpable mental state with respect to an element of the offense that is crucial to imposing criminal liability and (2) harbors no culpable mental state with respect to the existence of facts that place him on notice of the probability of strict regulation requiring him to ascertain whether he is engaging in conduct that violates the law. For purposes of this discussion, culpable mental states include not only the ones listed in the Penal Code — intent, knowledge, recklessness, and criminal negligence
B. Fundamental Nature of Mental Culpability
The idea that some mental culpability must attach to conduct before it can be a crime “is no provincial or transient notion.”
C. Doctrine of Strict Liability
Historically, strict-liability offenses have most often been what courts have called “regulatory” or “public welfare” offenses.
Whether or not -it is a public-welfare offense, it is generally true that a so-called strict-liability offense does not entirely dispense with mental culpability. From a Texas perspective, the Supreme Court’s cases generate some confusion because they often define mens rea narrowly to encompass only an actual awareness of the circumstances that make the act criminal
Regardless of the status of negligence as a mens rea, the Supreme Court has indicated that strict-liability offenses generally impose liability only if the defendant is aware of certain facts that place him on notice of “the probability of strict regulation” requiring him to “ascertain at his peril whether his conduct comes within the inhibition” of the law.
It is unusual to impose criminal punishment for the consequences of purely accidental conduct. But it is not unusual to punish individuals for the unintended consequences of. their unlawful acts.... The felony-murder rule is a familiar example: If a defendant commits an unintended homicide while committing another felony, the defendant can be convicted of murder.30
Commission of the predicate crime is the dangerous activity that places the defendant on notice that he better be careful or he may be liable for another crime.
D. Due-Process Implications
Most of the time, the Supreme Court’s discussion of strict-liability offenses occurs in the context of statutory construction because the Court will often read a culpable mental state into a federal statute even if the statutory language is silent.
In Lambert v. California, the Supreme Court addressed an ordinance that required a person who was previously convicted of a felony to register with the City of Los Angeles if the person stayed in the city for more than five days or came into the city on five or more occasions during a thirty-day period.
In Powell v. Texas, the Supreme Court recognized its holding in Lambert but nevertheless stated that the “Court has never articulated a general constitutional doctrine of mens rea.”
While Lambert dealt with what the Court called a defendant’s “wholly passive” behavior,
E. Illustrative Texas Cases
Two of our own recent cases, though not dealing with constitutional issues, illustrate how a mental element of sorts comes into play with respect to what is denominated a strict-liability offense. In Farmer v. State, a defendant accused of driving while intoxicated (-DWI) contended that he was entitled to a jury instruction on “vol-untariness” because he did not intentionally consume an intoxicating substance.
We explained that DWI is a strict-liability crime, “meaning that it does not require a specific mental state (e.g., intentionally, knowingly, or recklessly intending to operate a motor vehicle while intoxicated), only a person on a public roadway voluntarily operating a motor' vehicle while intoxicated.”
We agreed in Farmer that a defendant such as the one in Torres, who was not culpable with respect to consuming an intoxicating substance, should be entitled to a defensive instruction.
The second case that I find instructive is Cells v. State, where the defendant was charged with falsely holding himself out as a lawyer.
F. Summary
To summarize, every person in this country has a fundamental right to be free from harsh criminal punishment when mental culpability is entirely absent. Mental culpability is entirely absent if, and only if, the person lacks a culpable mental state with respect to (1) an element of the offense that is crucial to imposing criminal liability, and (2) the existence of facts that would place him on notice of the probability of strict regulation that would impose a duty to ascertain whether his conduct violates the law. The term “culpable mental state” in this context is broadly defined, including more than simply those that are statutorily recognized and embracing even the concept of ordinary negligence. Many so-called strict-liability offenses contain at
III. CHILD SEX OFFENSES
A. Status Throughout the Nation
I 'begin my discussion of child sex offenses by acknowledging that the Supreme Court has recognized sex offenses as an exception to the deeply rooted notion that criminal liability must depend upon a “vicious will.”
Nevertheless, “[pjrior to 1964, it was the universally accepted rule in the United States that a defendant’s mistaken belief as to the age of a victim was not a defense to a charge of statutory rape.”
Deciding that the submission of a mistake-of-age defense is sometimes required by the Due Process Clause of the United States Constitution would be breaking new ground, but doing so would be necessary if logic and precedent seem to require it and if such a holding were based, at least in part, upon a relatively new development in the law. As I shall further explain, logic and precedent do seem to require such a holding, and there is at least one relatively new, relevant development in the law: Lawrence v. Texas.
B. Harsh Punishment
In this country, people have a fundamental right not to be punished harshly when mental culpability is entirely absent. The first question to address, then, is whether the Texas legislative scheme imposes harsh punishments for the commission of child sex offenses. I also consider whether this is a new development.
Historically, Texas law included rape of a child within the offense of rape, which carried heavy penalties. As early as 1879, the offense of rape, including rape of a child with or without consent, carried a punishment range of “death or ... confinement in the penitentiary for life, or for any term of years not less than five.”
One relatively new development that has made convictions for sex offenses more burdensome to offenders is the registration system.
C. Mental Culpability
1. Rationales for Strict Liability
The next question to address is whether child sex offenses impose a rigorous form of strict liability — liability without any mental culpability whatsoever. I also consider whether this is a new development. A number of reasons for imposing strict liability for child sex offenses have been articulated, but they generally fall within two overarching types of rationales: (1) that the defendant in such a situation knows or should know that his conduct is, in some manner, wrongful or risky, and (2) that children need to be protected.
Other courts, including our Court, have taken the position that fornication at least violates societal morals, causing the actor to assume the risk that his consort is underage:
While, within principles explained in another connection, no one is ever punishable for any act in violation of law whereto, without his fault or carelessness, he was impelled by an innocent mistake of facts, this rule does not free a man from guilt of his offense by reason of him believing, on whatever evidence, that the girl is above the statutory age. His intent to violate the laws of morality and the good order of society, though with the consent of the girl, and though in a case where he supposes he shall escape punishment, satisfies the demands of the law, and he must take the consequences.84
Citing Bowers v. Hardwick,
Aside from the “peril” rationales, there is another rationale that I will call the “empirical” rationale. This rationale holds that, as an empirical matter, an adult who observes and interacts with a child knows or should know from that observation and interaction that the child is underage. The Maryland court seems to have taken this position, arguing that strict liability with respect to the victim’s age is permissible in part because a perpetrator who “confronts the underage victim personally ... may reasonably be required to ascertain that victim’s age.”
2. Statutory Developments
Three statutory developments in Texas may undercut these rationales. The first is the abolition of the offense of fornication. The legislature repealed the statutes outlawing fornication and adultery in 1973.
The second development is the fact that the age of consent has risen throughout the years. In 1879, sexual relations with a consenting child was rape only if the child was “a female under the age of ten.”
It appears that the rising age of consent has been a trend in other states as well.
When the law declares that sexual intercourse with a girl under the age of ten years is rape, it is not illogical to refuse to give any credence to the defense, “I thought she was older, and I therefore did not believe that I was committing a crime when I had sexual intercourse with her.” ... But when age limits are raised to sixteen, eighteen, and twenty-one, when the young girl becomes a young woman, when adolescent boys as well as young men are attracted to her, the sexual act begins to lose its quality of abnormality and physical danger to the victim. Bona fide mistakes in the age of girls can be made by men and boys who are no more dangerous than others of their social, economic and educational level.... Even if the girl looks to be much older than the- age of consent fixed by the statute, even if she lies to the man concerning her age, if she is a day below the statutory age sexual intercourse with her is rape. The man or boy who has intercourse with such girl still acts at his peril. The statute is interpreted as if it were protecting children under the age of ten.105
■ Michigan’s high court has rejected the argument that the increased age of consent has undermined the rationale for strict-liability offenses,
A third potentially relevant statutory development in Texas is the dramatic increase in the length of the period of limitations applicable to child sex offenses. In 1974, all sex offenses had a limitation period of one year.
I do not question the wisdom of the legislature in enacting various changes in the law "with respect to child sex offenses. Much more information exists now than in the past about child sex offenses that might support the wisdom of, among other changes, higher ages of consent and longer periods of limitation, including grooming conduct engaged in by perpetrators and the characteristics of child-sex-abuse victims.
3. Lawrence v. Texas
That development is the Supreme Court’s decision in Lawrence v. Texas. To understand the impact of Lawrence, we must first understand the decision it overruled, Bowers v. Hardwick. In 1982, Hardwick was charged with violating a Georgia statute criminalizing sodomy for committing that act with another adult male in the bedroom of his home.
In Lawrence, the Supreme Court reversed course and overruled Hardwick.
It suffices for us to acknowledge that adults may choose to enter upon this relationship in the confines of their homes and their own private lives and still retain their dignity as free persons. When sexuality finds overt expression in intimate conduct with another person, the conduct can be but one element in a personal bond that is more enduring. The liberty protected by the Constitution allows homosexual persons the right to make this choice.122
And the Court found that this liberty belongs not only to married persons but also to unmarried persons:
[I]ndividual decisions by married persons, concerning the intimacies of their physical relationship, even when not intended to produce offspring, are a form of “liberty” protected by the Due Process Clause of the Fourteenth Amendment. Moreover, this protection extends to intimate choices by unmarried as well as married persons.123
Addressing the point made in Hardwick that “for centuries there have been powerful voices to condemn homosexuality as immoral,” the Court responded, “Our obligation is to define the liberty of all, not to mandate our own moral code.”
Finally, the Court emphasized that the case before it involved consenting adults in a private setting.
The rationale for holding a defendant strictly liable because he should have at least realized that he was committing the illegal, immoral, or risky conduct of fornication with an adult has been negated entirely by the holding in Lawrence. Under Lawrence, consensual sexual activity between adults, married or unmarried, is constitutionally protected.
Few jurisdictions have addressed the impact of Lawrence on a defendant’s eligibility for a mistake-of-age defense in “statutory rape” type prosecutions (i.e. prosecutions for child sex offenses that impose liability on the basis of the child’s age for what would otherwise be consensual sexual conduct). The Supreme Court of Wisconsin’s Jadowski case addressed a mistake-of-age due-process claim within a year after Lawrence was decided but did not cite it.
But the courts that say simply that Lawrence does not apply when a minor is involved have missed the point — making the same mistake ascribed by the Lawrence court to the Hardwick decision: having an overly narrow concept of the right at stake. If the defendant non-negligently believed that he was having consensual sex with an adult, then he non-negligently believed in the existence of circumstances that would constitutionally protect him from liability under Lawrence. Such a non-negligent belief would negate the existence of even the most minimal sort of mental culpability. In any event, at least three of the post-Lawrence cases involved a defendant who believed that the com-, plainant was seventeen.
4. Limits of Lawrence’s Holding
Lawrence’s holding was limited to adults. While the Court’s opinion in Lawrence did not explicitly say what age qualifies as adulthood, the United States Constitution and Supreme Court jurisprudence draw a distinct line at the age of eighteen. One must be at least eighteen years of age to vote.
For this reason, we should not quarrel with the results in the three post-Lawrence cases involving defendants who believed that their victims were seventeen years old because those defendants were at least culpable with respect to whether their victims were children. The results in a number of older cases could also be upheld on this basis.
The holding in Lawrence is limited in a few other respects, including the fact that it applies only to activity that is consensual and that it does not apply to prostitution.
5. The Empirical Rationale
The holding in Lawrence leaves room for what I have termed the empirical rationale for imposing strict liability for child sex offenses: that a person knows or should know from observing and interacting with an underage individual that the individual is in fact a child.
The amicus brief emphasizes that the offense at issue in the present case is aggravated sexual assault, involving a child under age fourteen, and the amicus argues that no fundamental right is involved in such a case. There is some support for this position. The Supreme Court of California, which first recognized a mistake-of-age defense to statutory rape, has indicated that children under age fourteen are considered “infants” or “of tender years” and that a mistake-of-age defense may “be untenable when the offense involved a child that young.”
Moreover, it is commonly known that some children enter puberty and mature before the age of fourteen and may look like an adult.
It is beyond dispute that the State has a compelling interest in safeguarding the physical and psychological well-being of children.
But a rule of rigorous strict liability— that flatly denies any defense based upon mistake of age, no matter how reasonable the defendant’s mistake was nor what age he reasonably believed the complainant to be — is not narrowly tailored to achieve the goal of protecting children. Such a rule imposes liability on even the diligent defendant, who exercises all the reasonable caution that society would expect of him.
Moreover, various mechanisms, other than rigorous strict liability, can be used to deter adults from choosing the very young as sexual partners. The law can impose
With respect to the asserted difficulties in proof due to a child’s rapid physical development and a defendant’s ability to plausibly assert a mistake, such concerns are alleviated in an age of digital cameras and camcorders, in which it has become much easier to create and retain images of one’s children. The ease with which images can be created increases the likelihood that a finder of fact will be able to examine images of the child from the relevant time periods. In any event, placing the burden of production and persuasion on the defendant with respect to the mistake-of-age issue would also alleviate this concern because the defendant, not the State, would suffer the risk of loss if the finder of fact is uncertain about the genuineness or reasonableness of any mistake about the child’s age.
Some courts have said that recognizing a reasonable-mistake-of-age defense would “considerably diminish[ ]” the deterrent effect of child-sex-offense statutes,
In an article, entitled “The Paradox of Statutory Rape,” another troubling scenario has been suggested: that an adult rape victim of an underage attacker could be liable for rape under statutory-rape laws.
In another illustration, the authors point to Garnett v. State, a Maryland case' in which the defendant was mentally retarded.
Imposing criminal liability on the rape victim simply because the attacker was underage would turn criminal law on its head. The possible existence of such a scenario under a rigorous strict-liability regime poses serious due-process concerns.
The Garnett case is a real-world example that involves the mistake-of-age issue. The argument in that case was that the defendant was entitled to assert a defense of mistake of age because he thought the child was sixteen.
Based upon the above discussion, I conclude that a scheme of rigorous strict liability for child sex offenses is not narrowly tailored to serve the State’s compelling interest in protecting children. Consequently, I would hold that, absent the availability of a mistake-of-age defense, child-sex-offense laws in Texas are unconstitutional as applied to an individual who demonstrates to the finder of fact by a preponderance of the evidence that he reasonably believed, after exercising appropriate diligence,
IV. REMEDY
The procedural component of the Due Process Clause requires that a defendant be afforded the opportunity to demonstrate that the statute is indeed unconstitutional as to him.
At the time of his conduct:
*617 (1) the defendant actually believed that the complainant was eighteen years of age or older, and the defendant was unaware of any substantial risk that the complainant was under the age of eighteen,
(2) this belief and the lack of awareness was reasonable,
(3) this actual, reasonable belief was based upon the exercise of diligence that a reasonable adult who contemplated sexual relations would exercise, and
(4) but for the complainant’s age, the defendant’s conduct would constitute constitutionally protected consensual activity.
With respect to element (3), a defendant’s exercise of diligence would not necessarily need to be based upon affirmative conduct on his part. The complainant might voluntarily supply the information needed, or the circumstances under which the defendant encounters the complainant might strongly suggest that the complainant is an adult.
As with all defenses, a defendant would be entitled to submission of this mistake-of-age defense only “if there is some evidence, from any source, on each element of the defense that, if believed by the jury, would support a rational inference that that element is true.”
I reiterate that this mistake-of-age defense would be an affirmative defense, which means that the defendant would shoulder both the burden of producing evidence and the burden of persuading the finder of fact.
Y. DISPOSITION
In the present case, the court of appeals addressed the merits of appellant’s constitutional complaints by holding, as a general matter, that the aggravated-sexual-assault statute’s “lack of a mistake-in-fact defense does not offend notions of Due Process.”
With these comments, I respectfully dissent.
.
. U.S. Const., Amend. 14, § 1, cl. 3.
.Reno v. Flores,
. Washington v. Glucksberg,
. Id. at 721,
. Glucksberg,
. Id. at 720-21,
. The first ten amendments to the United States Constitution.
. Glucksberg,
. See Tex Penal Code § 6.03.
. See State v. Hazelwood,
. Morissette v. United States,
. Id.
. Id. at 250-51,
. Staples v. United States,
. Staples,
. Id. at 616-17,
. Staples,
. Id. at 617-18,
. Staples,
. Id. at 618,
. Id. at 607 n. 3,
. Id. at 616-17,
. Staples,
. Tex Penal Code § 6.03(d).
. See, e.g., Montgomery v. State,
. Staples,
. See Balint,
. See Freed,
. Dean v. United States,
. See Lomax v. State,
. Staples,
. Id.; see also Hazelwood,
. See Staples,
.
. Id. at 227-30,
. Lambert,
. Id.
.
. Id. at 535 n. 27,
. Id.
. Lambert,
.
. Id. at 563-64,
. Freed,
.
. Id.
. Id.
. Id. at 902-03.
. Id. at 905.
.Id. at 907-08 ("Stated another way, this is not a case of unknowingly or unwillingly taking pharmaceutical medication (similar to Torres); this is a case of knowingly taking pharmaceutical medication but mistakenly taking the wrong one. While we may be sympathetic to a ‘mistake,’ Appellant was involved in two accidents because of his ‘mistake.’ Even if Appellant took the medication in error, that error was made because Appellant did not take the time to verify the medication he was taking, although he knew that he was prescribed medications that could have an intoxicating effect.”).
. Id. at 907-08 & n. 9; Torres v. State,
. See Lomax,
. Farmer,
.
. Id. at 422.
. Id. at 421.
. Id. at 425-27.
. The statute does not explicitly assign a culpable mental state to the act of holding oneself out to be a lawyer, see Tex. Penal Code § 38.122(a), but it is hard to imagine how someone could hold himself out to be a lawyer without knowing that he is doing so, much less without at least a culpable mental state of negligence with respect to that conduct.
. Morissette,
. Id. See also this opinion, ante.
. Colin Campbell, Mistake or lack of information as to the victim’s age as defense to statutory rape,
. Id.; People v. Hernandez,
. United States v. Wilson,
. See id. (citing statutes from Alaska, Indiana, and Kentucky). The Court of Appeals for the Armed Forces stated that only three states have done so, but my research indicates that a fourth state — Washington— allows a defense regardless of the child’s actual age. Wash. Rev.Code Ann. § 9A.44.030(2), (3).
. Wilson,
. Id. The Court of Appeals for the Armed Forces stated that California is the only remaining state, id., but my research has failed to uncover a statutory source of authority for New Mexico’s defense beyond the New Mexico Supreme Court’s holding in Perez.
. Wilson,
. Id. at 43-44 & n. 9. See also State v. Jimenez,
. State v. Martinez,
. See Guest,
. State v. Fremgen,
. See Black v. State,
. Tex Penal Code arts. 528, 534 (1879).
. See Tex. Penal Code §§ 21.02 (25 to 99 years or life), 21.11(a)(1), (d) (second-degree felony), 22.011(a)(2), (f) (first- or second-degree felony), 22.021(a)(1), (2)(A), (B), (e), (f) (first-degree felony, minimum 25 year sentence under certain circumstances); 43.25(b), (c) (second-degree felony, first-degree felony if child under age 14). See also id. §§ 12.32 (5 to 99 years or life for first-degree felony), 12.33 (2 to 20 years for second-degree felony).
. See Tex.Code Crim. Proc., Ch. 62, generally.
. See id. art. 62.101.
. See Staples,
. As I have explained above, the registration requirement is a burden the finder of fact can do nothing about, and that is true even if the finder of fact believed that the defendant was entirely blameless with respect to whether he was dealing with a child. Responding to my comments regarding sex offender registration, Judge Alcala’s concurring opinion takes issue with the idea'that a defendant who has sexual relations with a child under fourteen could ever be blameless' because, in her view, that idea is contrary to what the legislature has enacted. Elsewhere, the concurring opinion contends that the legislature has not acted unreasonably or arbitrarily in this regard. As has been discussed above, and will be further discussed below, the legislature is not always the final word on what constitutes blameworthy behavior. The legislature does not have carte blanche to impose criminal liability on those who are factually blameless. And as will be seen below, the concurring opinion uses the wrong standard when it asks whether the legislature has "acted unreasonably or arbitrarily." That is the standard for a "rational basis” review, which is inapplicable if the law infringes upon a fundamental right. In any event, I do not contend that the severity of punishment is sufficient, by itself, to require the imposition of an affirmative defense of mistake of age. There is far more to my substantive-due-process argument, which I expound upon further below.
.See Collins v. State,
. See also this opinion, part IIC.
. Holton v. State,
. Edens v. State,
. Zachary,
. State v. Campbell,
. State v. Vicars,
. Id.
.
. Owens,
. Murphy,
. Owens,
. See City of Sherman v. Henry,
. Tex. Penal Code art. 528 (1879).
. Tex. Penal Code art. 633 (1895).
. Tex. Penal Code art. 1183 (1925).
. Tex. Penal Code §§ 21.09, 21.10, 21.11 (Vernon's 1974).
. Acts 1993, 73rd Leg., ch. 900, § 1.01, eff. Sept. 1, 1994 (amending Tex. Penal Code §§ 21.11, 22.011).
. Tex. Penal Code §§ 21.11(a), 22.011(c)(1).
. Id. §§ 21.02(b)(2) (age 14), 22.021(a)(2)(B), (f)(2) (same), 22.021(f)(1) (age 6).
. Tex. Penal Code § 43.25(b) ("A person commits an offense if, knowing the character and content thereof, he ... induces a child younger than 18 years of age to engage in sexual conduct....”). At one time, it was an affirmative defense to prosecution under this provision if the actor “in good faith, reasonably believed that the child ... was 18 years of age or older.” See Tex. Penal Code § 43.25(f)(1) (West 2000). This affirmative defense no longer exists. See Tex. Penal Code § 43.25, passim (current).
. Id. §§ 21.1 l(b — 1), 22.011(e)(1), 43.25(f)(1). See also id. §§ 21.02, 22.021 (applying to children under age 14 and providing no spousal defense). The discussion of defenses here is historical and illustrative and is not an attempt to comprehensively catalogue the various defenses that apply to sexual offenses involving children.
. People v. Cash,
. Hernandez,
. Id. at 533 n. 2,
. Id. at 534 n. 3,
. Cash,
. State v. Superior Court of Pima County,
. Hernandez,
. See Tex.Code Crim. Proc. Ann. art. 12.01, historical note (Vernon’s 1977) (referring to 1975 amendment deleting subd. (4), which had read: "one year from the date of the commission of the offense: any felony in Penal Code Chapter 21 (Sexual Offenses)”).
. This might have occurred through the exercise of prosecutorial discretion. See Morse,
. See Tex.Code Crim. Proc. Ann. art. 12.01, historical note (Vernon’s 1977) (1975 amendment removed one-year provision so that sex offenses would fall within catch-all provision prescribing three-year limitation period for felonies); TexCode Crim. Proc. art. 12.01(4)(C) (1996) (five-year limitation period); Tex.Code Crim. Proc. art. 12.01(5)(C) (1998) (for aggravated sexual assault of a child, limitation period of ten years from victim’s eighteenth birthday).
. Tex.Code Crim. Proc. art. 12.01(1)(B), (D), (E).
. See Morris v. State,
. Hardwick,
. Id. at 190,
. Id. at 191,
. Id. at 190,
. Id. at 196,
. Lawrence,
. Id. at 566-67,
. Id. at 571-72,
. Id. at 567,
. Id. at 578,
. Id. at 571,
. Id. at 575-76,
. Id. at 576,
. Id. at 578,
. Id.
. Cf. Owens,
. Catherine L. Carpenter, On Statutory Rape, Strict Liability, and the Public Welfare Offense Model, 53 Am. U.L. Rev. 313, 320-21 (2003).
. Arnold Loewy, Statutory Rape in a Post Lawrence v. Texas World, 58 SMU L.Rev. 77, 77 (Winter 2005); Carpenter at 321. See also Jarrod Foster Reich, Note, "No Provincial or Transient Notion”: The Need for a Mistake of Age Defense in Child Rape Prosecutions, 57 Vand. L.Rev. 693, 723-25 (March 2004) ("If a person honestly and reasonably believes certain facts that would make his conduct fall within Lawrence's constitutionally protected private sphere, he should not be criminally punished for an act committed under this mistaken belief.”).
. See Jadowski,
. State v. Vandermeer,
. Wilson,
. State v. Holmes,
. Id. at 725, 727,
. State v. Browning,
. Vandermeer,
. U.S. Const., Amend. 26, § 1.
. Roper v. Simmons,
. United States v. Wilson,
. Simmons,
. See Navarro v. Pfizer Corp.,
. In her article, “Texas Holds Him,” for Slate.com (posted October, 10, 2007), Dahlia Lithwick used the words, “That’s where the real constitutional alchemy kicks in,” to describe Solicitor General Paul Clement’s position in Medellin v. Texas that President Bush's memo to the Attorney General was the key factor that made a judgment by the International Court of Justice under the Vienna Convention treaty enforceable in Texas courts. The Supreme Court subsequently rejected Clement’s position in Medellin v. Texas, 552 U.S. 491,
. See Gaines v. State,
. Lawrence,
. The trafficking of children for the purpose of prostitution is a recognized subject of international conventions. Velez v. Sanchez,
. As the earlier discussion indicates, the post-Lawrence question is not whether, as an empirical matter, a person could mistake a child for an older child, e.g. a thirteen-year-old for a fourteen-year-old.
. Submitted by the 35th Judicial District Attorney’s office.
. A statute that does not implicate First Amendment freedoms can be held unconstitutional on its face only if it is unconstitutional in all of its applications. State v. Rosseau,
. People v. Olsen,
. Id. at 649,
. Owens,
. Ariz.Rev.Stat. § 13-1407(B) (age 15); Ark.Code Ann. § 5 — 14— 102(b), (c), (d) (age 14 if actor is at least age 20); Colo.Rev.Stat. § 18-1-503.5 (age 15); 720 III. Comp. Stat. 5/11-1.60(c), (d) & 5/11-1.70(b) (age 13); Me. Rev.Stat. tit. 17-A §§ 253(1)(B), 254(1)(A), (2) (age 14); Minn.Stat. §§ 609.343(a), 609.344(a), (b) (age 13 or age 16 depending upon the relative age of the actor); Mo. Ann. Stat. § 566.02(1), (2) (age 14); Mont.Code Ann. § 45-5-511(1) (age 14); Perez,
. See this opinion, previous footnote.
. See Olsen,
.There are situations in which a somewhat arbitrary line with respect to a child's age can be drawn in a statute, such as when criminal conduct becomes a greater offense or is punished more severely if the child is below a
. United States v. Stevens,
. See Gaines,
. Superior Court of Pima County,
. Cash,
. Stiffler,
. Owens,
. Id. at 682-83,
. Holton,
. Owens,
. See Hernandez,
. Stiffler,
. See Elton,
. The Supreme Court has held that the State can impose a burden on the defendant to prove a confession-and-avoidance type defense without violating due process. Dixon v. United States,
.Holmes,
. See Pietila v. Congdon,
. See also Loewy at 100 ("There is no evidence that those states that allow reasonable mistake of age as a defense have fewer statutory rape prosecutions or a significantly higher acquittal rate.”). Furthermore, the amicus brief contends, "Most sexual assaults of children are committed by someone the child knows, such as a parent, parent figure, or a familiar and authoritative adult.” Amicus at 7 (citing Thomas D. Lyon and Julia A. Dente, Child Witnesses and the Confrontation Clause, 102 J.Crim. L. & Criminology 1181, 1203-05 (Fall 2012)). If that is true, then a mistake-of-age defense would not be available to most persons who are charged with sexual assaults of children because those persons would or should know the child's age.
. Heller v. Doe,
.Consol. Edison Co. v. Public Serv. Comm’n,
Judge Alcala’s concurrence speculates that permitting a mistake-of-age defense would negatively impact the reporting and prosecution of child sex offenses, but I am aware of no evidence that jurisdictions that have recognized a mistake-of-age defense have had a decline in the reporting and prosecution of child sex offenses. The concurrence also contends that defense attorneys will be able to ask invasive questions of the child "in virtually any case in which a defendant could plausibly claim that he was unaware of the complainant’s age.” But if, as seems likely, the adult that has sexual relations with a young child is usually a family member, close family friend, familiar authority figure, or a kidnap
. Elton,
. See Blackwell v. State,
. See Russell L. Christopher and Kathryn H. Christopher, The Paradox of Statutory Rape, 87 Ind. L.J. 505, 506 & passim (Spring 2012).
. Id., passim.
.
. Christopher at 506-07; Henyard,
. Christopher at 507.
. Id. at 510.
. Garnett,
. Id. at 577,
. Christopher at 511 & n. 53 (also quoting Professor Catherine Carpenter as observing that “students who read Garnett in my first year Criminal Law class often view Raymond as the victim.” Catherine L. Carpenter, The Constitutionality of Strict Liability in Sex Offender Registration Laws, 86 B.U. L.Rev. 295, 318 n. 106 (2006)).
. The potential for this scenario exists because, while the absence of consent by the complainant is an element of ordinary rape, the absence of consent by the defendant is not a defense, per se, to statutory rape.
. See Tex. Penal Code §§ 8.01, 8.05, 9.22.
. Garnett,
. Id. at 588,
. Id. at 582,
. Id.
. I will discuss that type of diligence in further detail below.
. Judge Alcala's concurring opinion contends that this Court must "abide by Supreme Court precedent and Texas law as written, rather than legislate from the bench.” But the conclusion that I reach today flows logically and inexorably from the Supreme Court’s holdings in Lambert and Lawrence and from the centuries-old notion, articulated in a number of Supreme Court cases, that heavy criminal punishment should not be imposed on someone who lacks even the most minimal sort of mental culpability for the crime.
. See Holmes v. South Carolina,
. See State v. McPherson,
. See Loewy at 80-81 (hypothetical involving an underage person who is a college sophomore).
. This is not necessarily an exclusive list of situations that fail to meet element (4).
. Shaw v. State,
. Id. at 657.
. Elton,
. See Tex. Penal Code § 2.04.
. Id., § 2.04(d).
. See id. §§ 2.03, 8.02.
. See Celis,
. See Fleming v. State,
. See id.
. See id.
. State v. Plambeck,
. See Benavidez v. State,
Concurrence Opinion
filed a concurring opinion.
For the reasons set out in my concurring opinions in Cells v. State
.
.
