Lead Opinion
We granted rehearing en banc to review the constitutionality of a municipal ordinance prohibiting the sale of sexual devices in light of several recent Supreme' Court decisions which, it was argued, call into question the continued vitality of this Court’s decision in Williams v. Attorney General (Williams IV),
I. Background
In 2009, the City of Sandy Springs, Georgia, (the “City”) enacted into law several provisions that, inter alia, prohibited the sale of sexual devices within the City. Specifically, Ordinance 2009-04-24 (the “Ordinance”), codified at Section 38-120 of the City’s Code of Ordinances (the “Code”), criminalized the commercial distribution of obscene material, which it defined to include “[a]ny device designed or marketed as useful primarily for the stimulation of human genital organs.” Sandy Springs, Ga., Code of Ordinances § 38-120(c).
Shortly after its passage, a group of businesses, including, as relevant here, plaintiff-appellant Fantastic Visuals, LLC, d/b/a Inserection (“Inserection”),
Severing the two challenges allowed additional affected parties to intervene in the instant case without slowing the progress of the other litigation. Accordingly, the district court granted a timely motion to intervene by intervenors-appellants Melissa Davenport (“Davenport”) and Marshall G. Henry (“Henry”). Davenport is a Georgia resident who suffers from multiple sclerosis and uses sexual devices with her husband to facilitate intimacy. She seeks to purchase sexual devices in Sandy Springs for her own use and to sell sexual devices to others in Sandy Springs who suffer from the same or a similar condition. Henry, also a Georgia resident, is an artist who uses sexual devices in his artwork. He seeks to purchase sexual devices in Sandy Springs for his own private, sexual activity and for use in his artwork. He also seeks to sell his artwork in the City. Inserection, Davenport, and Henry (collectively, “Appellants”) raised several challenges to the Ordinance arising under both the' United States and Georgia Constitutions, including, as relevant here, a Fourteenth Amendment Due Process claim.
The City moved for judgment on the pleadings pursuant to Rule 12(c) of the Federal Rules of Civil Procedure. The district court granted the City’s motion and entered an order upholding the Ordinance. Appellants filed a timely notice of appeal, arguing that the district court erred in entering judgment in favor of the City. A panel of this Court, after briefing and oral argument, found that the district court committed no reversible error and affirmed. Flanigan’s Enters., Inc. of Ga. v. City of Sandy Springs,
On March 14, 2017, a majority of the judges of this Court in active service voted in favor of granting rehearing en banc and the panel opinion was, accordingly, vacated. On March 21, 2017 — one week after rehearing was granted — the City Council unanimously voted to repeal the portion of its Ordinance at issue in this appeal. See Sandy Springs, Ga., Ordinance 2017-03-06 (Mar. 21, 2017). Citing this repeal, the City subsequently filed a motion to dismiss for mootness in which it, through its attorney, expressly “disavow[ed] any intent to adopt such a regulation in the future.” The parties submitted further briefing on the issue of mootness and the City’s motion was carried with the case to oral argument.
After briefing on the merits had been completed, oral argument was held before the en banc Court on June 6, 2017. On the same day — in a move it argues was designed to “endorse” its attorney’s representations at oral argument — the City passed a resolution regarding the now-repealed Ordinance. See Sandy Springs, Ga., Resolution 2017-06-86 (June 6, 2017). In this resolution, which also passed unanimously, the City: (1) noted that the Ordinance “was never enforced during the years that it was in effect;” (2) “disavow[ed] any intent to reenact [the Ordinance] or any similar regulation;” and (3) claimed that the repeal of the Ordinance “eliminated an inconsistency in the City’s Code between the [now-repealed] prohibition on the sale, of obscene devices and the City’s zoning and licensing ordinances that license and regulate stores which sell them.” Moreover, the City conceded that its interest in minimizing the secondary effects of the sale of sexual devices — one of the two grounds on which the City had defended the Ordinance — was effectively served by its existing zoning and licensing regulations. Pursuant to, and in compliance with, Rule 28(j) of the Federal Rules
II. Standard of Review
We consider the question of mootness de novo. Coral Springs St. Sys., Inc. v. City of Sunrise,
III. Discussion
It is well established that “[u]n-der Article III of the Constitution, federal courts may adjudicate only actual, ongoing cases or controversies.” Lewis v. Cont’l Bank Corp.,
Addressing our jurisdiction in the instant case requires us to undertake two related inquires. First, we must ask whether the City’s repeal of the relevant portion of the Ordinance has rendered moot Appellants’ claims for declaratory and injunc-tive relief. If those claims are moot, we must then consider whether their prayer for nominal damages is sufficient to save an otherwise non-justiciable case. We address each in turn.
A. Declaratory and Injunctive Relief
As discussed above, a case generally becomes moot and must be dismissed, even if already on appeal, “when the issues presented are no longer ‘live’ or the parties lack a legally cognizable interest in the outcome.” Id. at 496,
However, the voluntary cessation exception to the mootness doctrine does not apply where “subsequent events made it absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.” Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc.,
While it is true that the burden of proving mootness generally falls heavily on the party asserting it, “governmental entities and officials have been given considerably more leeway than private parties in the presumption that they are unlikely *to resume illegal activities.” Coral Springs,
Indeed; even where the intervening governmental action does not rise to the level of a full legislative repeal wé have held that “a challenge to a government policy that has been unambiguously terminated will be moot in the absence of- some reasonable basis to believe that the policy will be reinstated if the suit is terminated.” Troiano v. Supervisor of Elections,
When government laws or policies have been challenged, the Supreme Court has held almost uniformly that cessation of the challenged behavior -moots the suit. The.Court has rejected an assertion of mootness in this kind of challenge only when there is a substantial likelihood that the. offending policy will be reinstated if the suit is terminated.
Id. at 1283-84 (emphasis in original) (citations to multiple Supreme Court cases omitted). The key inquiry in this mootness analysis therefore is whether the evidence leads us to a reasonable expectation that the City will reverse course and reenact the allegedly offensive portion of its Code should this Court grant its motion to dis
From both the cases discussed above and those described in more detail below, we can discern the appropriate analysis, including three broad factors to which courts should look for guidance in conducting that inquiry. See Nat’l Ass’n of Bds. of Pharmacy v. Bd. of Regents of the Univ. Sys. of Ga.,
Before applying this law to the instant facts, we find it instructive to discuss some additional precedent that informs our analysis, focusing particularly on our cases in which the timing of a legislative repeal was at issue. We begin with an opinion, National Advertising Co. v. City of Fort Lauderdale,
Considered in isolation — particularly given its lack of any other apparent reason for harboring a reasonable expectation that the city would reenact its sign code — City of Fort Lauderdale could be construed to imply that the timing- of a city’s repeal is dispositive of whether we think it will reenact.
Rather, the City of Fort Lauderdale rationale is based entirely on City of Mesquite. That reliance was misplaced. While it is true that the Supreme Court did say that “[t]here is no certainty” that the City of Mesquite would not reenact the challenged provision, City of Mesquite,
In a case with a similar posture, National Advertising Co. v. City of Miami,
There is some dispute as to when the process of amending the City’s zoning ordinance began. However, since' we conclude that the City has no intention Of re-enacting the allegedly unconstitutional segments of the zoning code, we need not decide what initially motivated the City’s comprehensive overhaul of its entire zoning ordinance.
Id. at 1331 n.3. The Court went on to hold that the city’s “purpose in amending, the statute is not the central focus of our inquiry nor is it dispositive of our decision.” Id. at 1334. Thus, City of Miami suggests — correctly in our view — that the
Lastly, our en banc case in Tanner Advertising Group, L.L.C. v. Fayette County, Georgia,
Regarding those challenged provisions addressed by the new ordinance, our en banc Court unanimously held that “the repeal of the [previous] Sign Ordinance and the enactment of the [new] Sign Ordinance rendered moot the challenges brought by Tanner.” Id at 785. The Court reasoned:
“This Court and the Supreme Court have repeatedly held that the repeal or amendment of an allegedly unconstitutional statute moots legal challenges to the legitimacy of the repealed legislation.” Nat’l Adver. Co. v. City of Miami,402 F.3d 1329 , 1332 (11th Cir. 2005), cert. denied,546 U.S. 1170 ,126 S.Ct. 1318 ,164 L.Ed. 2d 48 (2006). A “superseding statute or regulation moots a case ... to the extent that it removes challenged features of the prior law.” Coal. for the Abolition of Marijuana Prohibition v. City of Atlanta,219 F.3d 1301 , 1310 (11th Cir. 2000). If the repeal is .such that “the allegedly unconstitutional portions of the [challenged] ordinance no longer exist,” the appeal is rendered moot because “any decision we would render would clearly constitute an impermissible advisory opinion.” Nat’l Adver. Co.,402 F.3d at 1335 .
Id. at 789-90 (alterations in original). The timing of the legislative repeal in Tanner — which is very similar to that of the instant case — not only did not drive the inquiry in that case, it did not even warrant mentioning in the rationale for the mootness holding. Moreover, Tanner’s heavy reliance on City of Miami, and corresponding lack of reliance on City of Fort Lauderdale, bolsters our conclusion that the timing of repealing legislation should not control the mootness inquiry. Accordingly, in the context of a full repeal of allegedly unconstitutional legislation, we hold that the timing of the repealing legislation is not dispositive if the court concludes from other evidence that there is no reasonable expectation that the governmental actor will reenact the challenged provisions.
We turn npw to apply the foregoing principles of law to the instant facts,
Considering the first broad factor, Appellants have argued that the timing of this repeal — years into the litigation and after we agreed to rehear the case en banc — is not the result of substantial deliberation but, rather, reflects a plain attempt to manipulate the Court’s jurisdiction. We are not unsympathetic to this argument. However, under the full analysis required by this factor we And it instructive that the City has engaged in substantial deliberation — having twice voted on the relevant remedial measures — and has put forth persuasive explanations that are not dependent upon this litigation.
As an initial matter, the facts here are far removed from those cases in which the procedures used to effect a change have given us. pause about the level of deliberation attending a change in policy. Cf. Harrell,
Additionally,, the City has offered persuasive explanations, not dependent upon this litigation, to explain its course of conduct in repealing the Ordinance. Compare Troiano,
It would certainly have strengthened the City’s case if it had been more expedient in its recognition of the contradictory nature of its code provisions and its ability to control the deleterious secondary effects of “sex shops” through licensure and zoning requirements. Nonetheless, the City Council has now twice gathered in open session and unanimously passed measures rejecting the challenged Ordinance. With the first, it repealed the challenged section of the City’s Code. With the second, it identified an internal inconsistency warranting the change and conceded one of the two grounds on which it had originally justified, the Ordinance. While we might in other circumstances have been skeptical of the late hour at which they have engaged in these measures, such timing is not disposi-tive and in this case there is persuasive evidence of legitimate explanations for the repeal. See supra discussion of City of Miami and Tanner. We are ultimately convinced that the City has undertaken the “substantial deliberation” required to assure this Court that there, is no reasonable expectation that it will reenact the allegedly offensive provision of its Code. Thus, the first prong of our inquiry supports the conclusion that this case is moot.
On the second prong of our inquiry, Appellants fare no better: the City’s repeal is plainly an unambiguous termination of the challenged conduct. As an initial matter, the City has not merely declined to enforce the Ordinance against these Appellants; it has removed the challenged portion in its entirety. Cf. Harrell,
We are. cognizant of the fact that the City defended its Ordinance for nearly a decade and, even at en banc oral argument, declined to concede that it was unconstitutional. However, our jurisdiction turns on the presence of a live controversy throughout the litigation and, in this, context, that turns on whether there is a reasonable expectation that the City will reenact the challenged legislation. Whether the City defended the Ordinance and/or continues to believe it was constitutional
Finally, under the third factor we would normally consider whether the City has maintained its commitment to the new legislative scheme. Here, although we are unable to adequately judge its commitment to the new scheme given the late stage at which it has been adopted, we are comforted by the City’s persuasive and public commitment not to reenact the repealed provision, as well as its demonstrated lack of commitment to enforcing the old scheme. Indeed, although Appellants note that they and others similarly inclined may have complied with the now-repealed Ordinance, they , have not suggested that the City ever attempted to enforce the sanctions attending the Ordinance.
Beyond the factors we would normally consider when evaluating the question of mootness, our history with cases in a similar posture clearly suggests that dismissal is the proper course. As noted above, our Tanner case involved a similar late-stage repeal by a governmental body arid we nonetheless dismissed the bulk of the complaint as moot.
In short, the City has repealed its Ordinance. It did so unambiguously and unanimously, in open session, and during a regularly scheduled meeting of its City Council. It has offered persuasive reasons for doing so. And it has expressly, repeatedly, and publicly disavowed any intent to reenact a provision that it never enforced in the first place. Against those facts, there is no reasonable expectation that the City will return to its previous Ordinance. Accordingly, we are simply unable to conclude that the claims for declaratory and injunctive relief are properly before us.
B. Nominal Damages
Having determined that the claims for declaratory and injunctive relief are moot, we must decide whether a prayer for nominal damages — Appellants’ lone remaining claim
. As we have discussed, Article III grants federal courts the power to “adjudicate only actual, ongoing cases or controversies,” Lewis,
In the instant case, the only injury of which Appellants complained, and thus the
The Supreme Court has never held that nominal damages alone can save a case from mootness and, although we are aware that a majority of our sister circuits to reach this question have resolved it differently than we do today,
As a result, the Supreme Court remanded the case to the district court to determine, in the first instance, whether the suspensions were justified and, thus, whether an award of actual damages for missed school time was appropriate. True enough, if the district court determined on remand that actual damages were not available, the students “nevertheless [would] be entitled to recover nominal damages not to exceed one dollar.” Id. at 266-67,
Likewise, in Memphis Community School District v. Stachura,
In the absence of any guidance from the Supreme Court — and despite the positions adopted in other circuits
As an initial matter, our mootness analysis here is supported by analogy to two related doctrines, both of which the Supreme Court has explored in more detail than the present question: standing and declaratory judgments.
In the context of standing — a doctrine closely connected to that of mootness
Likewise, the granting of nominal damages — a trivial sum awarded for symbolic, rather than compensatory, purposes — may be closely analogized to that of declaratory judgments.
Beyond the comfort we draw from analogous doctrines, our decision today reflects the “great gravity and delicacy” inherent in the federal courts’ role in passing on the constitutionality of legislative acts. Ashwander v. Tenn. Valley Auth.,
Moreover, the lack of any real controversy surrounding the constitutionality of a now-repealed Ordinance' highlights yet another problem with the exercise of our jurisdiction in this case: it would surely constitute an impermissible advisory opinion of the sort federal courts have consistently avoided. See, e.g., Rice,
Indeed, Hall v. Beals — a case with significant factual similarities to our instant appeal — highlights the advisory nature of any opinion we would render here.
The 1968 election is history, and it is now impossible to grant the appellants the relief they sought in the District Court. Further, the appellants have now satisfied the six-month residency requirement of which they complained. But apart from these considerations, the recent amendatory action of the Colorado Legislature has surely operated to render this case moot. We review the*1270 judgment below in light of the Colorado statute as it now stands, not as it once did. And under the statute as currently-written, the appellants could have voted in the 1968 presidential election. The case has therefore lost its character as a present, live controversy of the kind that must exist if we are to avoid advisory opinions on abstract propositions of law.
Id. at 48,
We, like the Supreme Court, must “review the judgment below in light of the [City Ordinance] as it now stands, not as it once did.” Under the law as it now stands, the ban on sexual devices is nothing more than a novel hypothetical; an abstract proposition of law on which Appellants urge us to issue an advisory opinion. For more than two centuries, the federal courts have declinéd to accept such ill-advised invitations. We will not change course now.
Finally, we find it significant that a holding contrary to the one we adopt today would drastically reduce, if not outright eliminate, the viability of the mootness doctrine in the context of constitutional challenges to legislation and other similar suits. Indeed, in both of this Circuit’s leading cases on governmental repeal of challenged legislation, Tanner and City of Miami, infra Section III.A, a valid prayer for nominal damages would have negated the fact that the claims for injunctive and declaratory relief were moot and thereby saved the entire case. There, as here, the parties’ right to a single dollar in nominal damages is not the type of “practical effect” that should, standing alone, support Article III jurisdiction. If a mere prayer for nominal damages could save an otherwise moot case, the jurisdiction of the court could be manipulated, the mootness doctrine could be circumvented, and federal courts would be required to decide cases that could have no practical effect on the legal rights or obligations of the parties.
For the reasons we have explained, we are simply without power to grant Appellants any practical relief from a cognizable .injury within Article Ill’s scope. They requested relief from the Ordinance and they have received it. All that they ask from us here is to label, that achievement as laudable. Analogous case law, general principles of justiciability, bedrock tenets of judicial restraint, and the continuing vitality of the mootness doctrine all convince us that such is not a proper function of the federal courts. Accordingly, we must conclude that nominal damages are insufficient to save this otherwise moot challenge.
For the reasons stated above, this case is MOOT. The appeal is DISMISSED. The panel opinion remains VACATED. The judgment of the district court is VACATED
DISMISSED.
Notes
. Inserection was joined in its initial complaint by plaintiffs-appellants 6420 Roswell Rd., Inc. ("Flashers”) and Flanigan’s Enterprises, Inc. of Georgia (“Flanigan's”). Although both Flashers and Flanigan's noticed an appeal to this Court, neither party provided briefing of its own or indicated that Inser-ection brought any claim on its behalf. This is likely because, as the en banc briefing indicates, only Inserection purchases and sells sexual devices. In any event, by failing to provide any briefing whatsoever, both Flashers and Flanigan’s have abandoned their appeal. Sapuppo v. Allstate Floridian Ins. Co.,
. Appellants also brought challenges arising tinder various other provisions of the United States Constitution and corollary provisions of the Georgia constitution. As a result of deficiencies in either their initial appellate ' briefing, Sapuppo,
. Inserection’s complaint included a prayer for "such other and further relief as the Court deems just and proper.” We need not, and expressly do not, consider whether this blanket request would be sufficient to raise the availability of nominal damages. See Oliver v. Falla,
. The City of Fort Lauderdale Court held that “[i]t remains uncertain whether the City
. Of course, the timing of the repealing legislation is one of the relevant factors to be considered as a court embarks on the mootness inquiry. See Harrell v. The Fla. Bar,
. Section 26-22 of the City’s Code defines an adult bookstore as "a commercial establishment or facility in the city that maintains 25 percent or more of its floor area for the display, sale, and/or rental of ... [i]nstruments, devices, novelties, toys or other paraphernalia that are designed for use in connection with specified sexual activities as defined herein or otherwise emulate, simulate, or represent ‘specified anatomical areas.’ ” Such bookstores are subject to a series of zoning and licensing restrictions established by other provisions of the Code.
. While the two sets of provisions are incon- . sistent with each other, they are not flatly
. Our jurisdiction does not turn on a party’s beliefs; to hold otherwise would turn the federal courts into glorified debating societies. See Valley Forge Christian Coll. v. Ams. United for Separation of Church & State, Inc.,
. Those in violation of the Ordinance were subject to "a fíne not exceeding $1,000.00, imprisonment for a term not exceeding six months, confinement at labor for a period of time not to exceed 30 days, or any combina
. We do not, of course, mean to suggest that if the City were to reenact the Ordinance a potential plaintiff would be required to wait for the City to levy sanctions before filing suit. That is a different question for a different day. We are merely suggesting that the long history of non-enforcement, coupled with the recent repeal, indicates the commitment to a new legislative scheme that we have traditionally required in these situations.
. Appellants did not request actual or compensatory damages. See Memphis Light, Gas & Water Div. v. Craft,
.In an opinion we discuss in greater detail below, then-Judge (now-Professor) McConnell of the Tenth Circuit suggests that "[w]hen neighboring landowners wish to obtain a legal determination of a disputed boundary, for example, one might sue the other for nominal damages for trespass.” Utah Animal Rights Coal. v. Salt Lake City Corp.,
. See infra note 23.
. See Connell v. Bowen,
.See Calderon v. Ashmus,
. In their complaint, Davenport and Henry claimed that they "are currently suffering a harm, and will continue to suffer an injury, in being unable to purchase and/or. sell sexual devices in Sandy Springs or to use them for intimate sexual activity, and in Henry’s case, for his art.” Inserection alleged that the Ordinance "violates the substantive due process clause of the Georgia and Federal Constitutions because it unjustifiably infringes on a deeply-rooted privacy interest in one's ability to acquire and self-use a sexual device.”
. See, e.g., Morgan v. Plano Indep. Sch. Dist.,
. As noted in the text, in both Carey and Memphis Community School District, the compensatory damages issue was alive throughout the entire litigation. By contrast, the instant case is moot now before the appellate court has decided the constitutional issue. Unlike the situation in Carey and Memphis Community School District, Appellants ask this en banc court to litigate and decide a constitutional issue after the case has become moot, and notwithstanding the fact that even if Appellants are successful in the further litigation, their remedy — nominal damages— would be only a psychic victory.
. We find it worthwhile to note that, while the circuit courts that have reached this issue have taken a position contrary to ours, our holding is not without support among other members of the judiciary. See Freedom from Religion Found. Inc. v. New Kensington Arnold Sch. Dist.,
. The Supreme Court had, at one point, described the doctrine of mootness as "standing set in a time frame: The requisite personal interest that must exist at the commencement of the litigation (standing) must continue throughout its existence (mootness).” Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc.,
. Appellants and amici also suggest that similarly situated individuals in localities with laws similar to the Ordinance would benefit from the judicial imprimatur of a favorable decision. "That may well be so, but the Article III question is not whether the requested relief would be nugatory as to the world at large, but whether [plaintiff] has a stake in that relief.” Lewis,
. Indeed, Judge McConnell observed that “nominal damages were originally sought as a means of obtaining declaratory relief before passage of declaratory judgment statutes.” Utah Animal Rights,
. Our holding today that a prayer for nominal damages cannot save this case from mootness does not imply that a case in which nominal damages are the only available remedy is always or necessarily moot. This Court has long recognized that "[n]ominal damages are appropriate if a plaintiff establishes a violation of a fundamental constitutional right, even if he cannot prove actual injury sufficient to entitle him to compensatory damages.” KH Outdoor, LLC v. City of Trussville,
. When a case has become moot, we ordinarily dismiss the appeal, vacate the district court's judgment, and remand with instructions to dismiss the case. See Lewis,
Dissenting Opinion
dissenting, joined by MARTIN, JORDAN, ROSENBAUM, and JILL PRYOR, Circuit Judges:
I dissent because Plaintiffs’ request for nominal damages saves this constitutional case from mootness. This conclusion is far from novel; courts have held, in varying types of eases, that nominal damages save a case from mootness. See, e.g., Morgan v. Plano Indep. Sch. Dist.,
When constitutional rights are violated, it is difficult, if not impossible, to place a monetary value on the infringement. “[A] civil rights plaintiff seeks to vindicate important civil and constitutional rights that cannot be valued solely in monetary terms.” City of Riverside v. Rivera, 477 U.S. 561, 574,
I.
The majority’s concerns about allowing nominal damages to save a constitutional claim from mootness are not as grave as the majority makes them out to be. The majority states:
If a mere prayer for nominal damages could save an otherwise moot case, the jurisdiction of the court could be manipulated, the mootness doctrine could be circumvented, and federal courts wpuld be.required to decide cases that could have no practical effect on the legal rights or obligations of the parties.
Maj. Op. at 1270. But allowing claims to proceed based on nominal damages would lead to no worse jurisdictional manipu-, lation than what happened here:. a city repealed a challenged ordinance years into litigation and just days after we granted en banc review. For nominal damages to save a.claim from mootness, the claim would have to be otherwise moot and there would have to be no other possible type of damages still available. The cases that meet this checklist would be limited. Indeed, the circuits that have held the opposite of the majority on this issue seem to be weathering the storm. See, e.g., Morgan,
II.
. The majority’s holding is, at best, undermined and, at worst, contradicted by its footnotes. At first glance, the majority’s holding appears to be clear and concise. The majority states that “nominal damages cannot save an otherwise moot case” and that “[nominal damages] are not themselves an independent basis for [Article III] jurisdiction.” Maj. Op. at 1267, 1268-69. But those two statements have to be reconciled with the majority’s statements in footnotes that “our holding here does not foreclose the exercise of jurisdiction in all cases where a plaintiff claims only nominal damages” and that “[the majority’s holding does] not imply that a case in which nominal damages are the only available remedy is always or necessarily moot.” Maj. Op. at 1263 n.12, 1270 n.23 (emphasis added). These latter statements are the result of the majority trying to reconcile its holding with contradictory precedent (Section A). Also, the majority’s holding is unworkable and defies the purpose of nominal damages (Section B). Even if the majority does not concede that its holding is foreclosed by precedent or is unworkable, the holding falters because this case would fall within the confines of whatever exceptions these statements from the footnotes set out (Section C).
A. Contradictory Precedent
In distinguishing Carey, a Supreme Court case'emphasizing the role of nominal damages, the majority states:
[W]here an alleged constitutional violation presents an otherwise live case or controversy, a district court is not precluded from adjudicating that dispute. If that court determines that a constitutional violation occurred, but that no actual damages were proven, it is within its Article III powers to award nominal damages. If that .plaintiff appeals the determination that no actual damages were proven, the appellate court likewise has jurisdiction to review that decision, because the claim for actual damages maintains the live controversy.
Maj. Op. at 1270 n.23. So, according to the majority, nominal damages are appropriate only if actual damages are in play throughout the ease but then at the end of
The majority dismisses nominal damages as “psychic satisfaction” or akin to an “advisory opinion.” Maj. Op. at 1268, 1270. Yet, the majority acknowledges that the Supreme Court has held that there are situations where the only relief a plaintiff would receive is nominal damages. See Maj. Op. at 1266 (“[I]f the district court determined on remand that actual damages were not available, the students ‘nevertheless [would] be entitled to recover nominal damages not to exceed one dollar.’”). This puts the majority in the position of either admitting that we can give “psychic satisfaction” or that nominal damages are something else. Whatever their answer is, we can award this remedy by itself.
If the majority agrees that a case can result in the award of only nominal damages, then it must.concede that nominal damages can save a claim from mootness. See Carey,
B. Unworkable Holding
Under the majority opinion, a claim for nominal damages is not moot if “nominal damages- would have a practical effect on the parties’ rights or obligations.” Maj. Op. at 1263. Citing a few libel and trespassing examples, the majority provides very little elarity on what constitutes a sufficient practical effect.
The majority bases its ruling, in large part, on a Tenth Circuit concurrence that states, “I see no reason to treat nominal and declaratory relief differently” and “[Ijabeling the requested relief ‘nominal damages’ instead of ‘declaratory judgment’ should not change the analysis.” Utah Animal Rights Coal.,
Nominal damages are damages awarded for the infraction of a legal right, where the extent of the loss is not shown, or where the right is one not dependent upon loss or damage, as in the case of rights of bodily immunity or rights to have one’s material property undisturbed by direct invasion. The award of nominal damages is made as a judicial declaration that the plaintiffs right has been violated.
Charles T. McCormick, Handbook on the Law of Damages § 20, at 85 (1935) (emphasis added). Nominal damages are “[a] trifling sum awarded when a legal injury is suffered but there is no substantial loss or injury to be compensated.” Nominal Damages, Black’s Law Dictionary (emphasis added); see also Brooks v. Warden,
C. Majority Exceptions Apply Here
If we take the time to consider what a ruling in this case would do, it is clear that a ruling would indeed “have a practical effect on the parties’ rights or obligations.” Maj. Op. at 1263. The City of Sandy
Plaintiffs believe that their rights were violated by the enactment of the ordinance. They are asking for judicial recognition of that right so that it is not violated again. Declaring that their rights were violated is of legal significance. Plaintiffs could feel secure in their knowledge that their rights were violated and have protection from future infringement. Instead, we ignore the possible past injury to the Plaintiffs’ rights, forcing Plaintiffs to wait until a second violation occurs to seek vindication. Judges need not go in search of rights that need protection, but when a plaintiff claims that her constitutional rights have been violated, we owe her an answer.
III.
The majority ignores Plaintiffs’ prayer for nominal damages because, in the majority’s view, Plaintiffs have “already won,” and “there is simply nothing left for us to do.” Except Plaintiffs have not obtained everything they want, and there is something left for us to do — that is to determine whether the Plaintiffs’ constitutional rights were violated by the now repealed ordinance.
For a number of civil rights violations (e.g., free speech, procedural due process), compensable damages may not always exist. Under the majority opinion, as long as the government repeals the unconstitutional law, the violation will be left unaddressed; the government gets one free pass at violating your constitutional rights.
I respectfully dissent.
. While the majority is “in substantial agreement with the views expressed by Judge McConnell in his concurring opinion in Utah Animal Rights Coalition v. Salt Lake City Corp.,
. Moreover, the majority fails to ground its "practical effect” test in binding law — all of the decisions it cites that refer to the concept of practicality are non-binding.
. See Maj. Op. at 1267 (‘‘[W]e are in substantial agreement with the views expressed by Judge McConnell in his concurring opinion.”)
. The majority's ruling that nominal damages do not adequately alter the legal rights or responsibilities of the parties for purposes of justiciability is difficult, if not impossible, to square with the Supreme Court's ruling in Farrar that nominal damages achieve a "material alteration of the legal relationship of the parties” for purposes of determining prevailing-party status for an award of attorney’s fees under 42 U.S.C. § 1988. Farrar,
