90 Tenn. 416 | Tenn. | 1891
John W. Todd died, testate, at his residence in Clermont County, Ohio, in the early part of the year 1864. He nominated his friends, John Johnson and C. W. Goyer, of Memphis, Tennessee, as executors of his will. They accepted the trust, went to Ohio, and, on April 27, 1864, were duly qualified by the Probate Court of Clermont County as executors of the will.
On November 6, 1865, the executors made what purported to be a final settlement of the estate of their testator, showing that they had received assets to the amount of $63,495.25, and that, of this, they had paid to the widow of the testator, as sole distributee, $61,040.10, and that the other $2,455.15 had been used in the payment of debts and expenses of administration. This settlement
The testator left no children or representatives of children. By the first ten clauses of his will he expressed certain desires, which need not be mentioned in this opinion, and made provision for his widow; and by the eleventh clause he devised and bequeathed the residuum of his estate, both real and personal, to his four sisters and one brother. The provision made for the widow proved unsatisfactory to her; hence, she failed to accept it. And her non-acceptance had the same legal effect under the Ohio law that an affirmative dissent has under our law. She had the same claims upon her husband’s estate as she would have had if he had died intestate.
The executors assumed that she was entitled to the whole of his personal estate after the payment
Such had been, the statute law of Ohio, but it was changed, so as to allow the widow only one-third of her husband’s net personal estate, a few years before the final settlement.
On January 15, 1887, Mary A. Fitzsimmons, one of the residuary legatees, filed her petition in error, in the Court of Common Pleas of Clermont County, Ohio, for the purpose of having the judgment of the Probate Court reviewed and reversed. G-oyer having died in the meantime, Johnson alone, as surviving executor, was made defendant to this petition. The petition was accompanied with an affidavit that Johnson was a non-resident of the State of Ohio, and could not, therefore, be personally served with summons, that he had no attorney •of record in the State, and that it was a proper case for publication. Thereupon publication was made' for Johnson, as a non-resident, requiring him to appear and plead to the petition; and a copy of a newspaper containing the published notice was sent to him at his residence in Memphis, Tennessee.
Johnson made default, and on January 20, 1888, the petition in error was heard in the Court of Common Pleas, and the judgment of the Probate Court was reversed and set aside, and the cause was remanded to the Probate Court for further proceedings. After the remand, Mrs. Fitzsimmons and Mrs. Young, another of the residuary legatees, appeared in the Probate Court and filed exceptions
Johnson again failed to appear. The exceptions were sustained, and, on February 2, 1 888, the Probate Court adjudged that the executors had-been improperly credited ' in the former settlement with the $61,040.10 paid the widow, and that they had received $30,000 besides, which they had not reported or accounted for in any way. The Court further adjudged that these two sums, together with interest thereon, in all $130,640, remained, or should be, in the hands of the executors for distribution; and it.was ordered that Johnson, as surviving executor, proceed to distribute said sum of. $130,640 according to the will of John W. Todd, deceased, and according, to law.
That judgment is the principal ground of the present action. On March 28, 1888, Mrs. Fitzsim-mons and the other four residuar’y legatees, by themselves and their representatives, filed this bill in the Chancery Court at Memphis, to recover from Johnson, as surviving executor, and from the estate of Goyer, the deceased executor, the said $130,640, and other sums alleged to have been received by the same persons as executors of John ’W. Todd’s estate in Tennessee.
The Chancellor dismissed the bill on demurrer,
Was that pai’t of the hill seeking relief on the judgment of the Probate Court in Ohio properly dismissed ?
The main ground of demurrer to that part of the hill was want of jurisdiction in that Court to ■pronounce the judgment.
The question of the Court’s jurisdiction of the subject-matter need not be discussed or elaborated, for, by the statute of Ohio, her Probate Courts are given general jurisdiction to settle the accounts of executors and administrators, and to direct distribution of balance found in their hands. Jurisdiction of the subject-matter was, therefore, ample and complete. Rev. Stat. Ohio, See. 534.
Whether the Court had jurisdiction of the person of Johnson is not so easily answered.
It is conceded in the bill and recited on the face of the record that. Coyer was dead, and that Johnson, the surviving executor, was not personally served with notice, either of the appellate proceedings in the Court of Common Pleas or of the subsequent proceedings in the Probate Court, which resulted in the judgment sued on; and that, being a non-resident, and without an attorney of
It is now well settled that a personal judgment against a non-resident, rendered in an original suit, upon constructive notice — that is, upon notice hy publication merely — is an absolute nullity, and 'of no effect whatever. Though a State may adopt any rules of practice and legal procedure she may deem best as to her own citizens, she can adopt none that will give her Courts jurisdiction of nonresidents so as to authorize personal judgments against them without personal service of process upon them.
By personal judgments we mean judgments in personam — as, for payment of money — in contradistinction from judgments in rem, whereby the property of non-residents, situated within the territorial limits of the State, may «he impounded; for when non-residents own property in a particular State it is subject to the laws of that State, and may be attached or otherwise brought into custodia, legis as security for the debts of the owners, and actually sold and applied by direction of the Court, without. persona] service and by constructive notice merely. Pennoyer v. Neff, 95 U. S., 714.
The judgment before us is confessedly a personal judgment. * Hence, if the appellate- proceedings in the Court of Common Pleas and the subsequent proceedings in the Probate Court were original proceedings, standing upon the same ground with respect to notice as an original action, that judg
The demurrer assumed, and, in sustaining it, the Chancellor held, that the petition in error, Ivp which the cause was removed from the Prohate Court to the Court of Common Pleas, was, in effect, an original action, and that it . could be prosecuted only on notice by personal service; and that, it appearing that no such notice was given, the judgment sued upon was null and void.
We do not concur in the view that the peti^" tion in error was a new suit, or, that to entitle petitioner to prosecute the same, she must have given the defendant therein the same notice required in the commencement of an original action.^. In saying this, we are not unmindful of the fact that many of the authorities speak of a writ of error, whose office seems to be the same in most of the States as the petition in r error under the Ohio law, as a new suit. Such is the language of some of the earlier decisions in Ohio. 3 Ohio, 337. In some of the cases in our own State a writ of error has been called a new suit (1 Lea, 290; 13 Lea, 151); in others it is said to be in the nature of a new suit (6 Lea, 83; 13 Lea, 206); and in still another the Court says it is to be regarded as a new suit. 3 Head, 25. But in no ease that we have been able to find, or to which our attention has been called, does the Court decide that a writ of error is a new suit in the sense of being the commencement of
In the very nature of the case a writ of error cannot he an original action. A writ of error lies alone in hehalf of a party or privy to an original suit already finally determined in the lower Court, and it must run against another party or privy to such original suit. A writ of- error has no place in the law unless there has been an original action; and, where given scope, it is but a suit on the record in the original case.
The Supreme Court of the United States has sevei’al times said that a writ of error is rather a continuation of a certain litigation than the commencement of an original action, and we think that such it is, most manifestly. Cohens v. Virginia, 6 Wheaton, 410; Clark v. Matthewson, 12 Peters, 170; Nations v. Johnson, 24 Howard, 205; Pennoyer v. Neff, 95 U. S., 734.
A writ of error is like a new suit, in that it can be prosecuted only upon notice to the opposite party. But that notice need not he personal, as in the commencement of an original action; it may he either personal or constructive, as the State creating the tribunal may provide. 95 U. S., 734; 24 Howard, 206.
In 1865 Goyer and Johnson submitted themselves to the jurisdiction of the Probate Court of Ohio, for the purpose of settling their accounts, and then obtained a judgment in their favor. That
To obtain such revision or reversal, it was incumbent on the complaining party to give G-oyer and Johnson, or the survivor of them, notice. Such notice was, by statute, authorized to be given in any one of three ways — namely, by service of sum-, mons on the adverse party in person, or by service; on his attorney of record, or by publication. Rev. Stat., 6713.
Goyer being dead, and Johnson being a nonresident, and having no attorney in the State, publication was duly made at the instance of petitioner In error. That was all that was required by the law of Ohio, and we are of opinion that it gave-tlie Appellate Court full jurisdiction of Johnson’s person, and authorized any judgment that the merits of the case required, so far as he was concerned.
That Court had complete power to reverse the judgment of the Probate Court, if found to be erroneous, and either to render such judgment as should Lave been rendered below in the first instance or to remand the case for further proceedings in the latter Court. Rev. Stat., 6726.
The latter course was pursued, as lias already been seen. Johnson, being properly before the Appellate Court by constructive service, was chargeable with notice of the reversal and remand of his case, and of the subsequent proceedings in the Probate Court, without additional notice by publication
That constructive notice of a writ of error to á non-resident party, when such party was properly brought before the lower Court, is sufficient to bind him by the judgment or decree- rendered in the Appellate Court, was expressly decided in the-case of Nations v. Johnson, 24 Howard, 195. In that case Johnson had sued Nations in the Chancery Court in Mississippi for some slaves. Decree was for Nations,, and he afterward removed himself and the slaves to the State of Texas. Johnson prosecuted a writ of error to the appellate Court of Mississippi, giving to Nations notice by publication only. The Appellate Court reversed the decree of the Chancellor and pronounced a decree in favor of Johnson.
Subsequently Johnson sued Nations -in one of the District Courts of the United States, in the State of Texas, on his decree rendered by the State Court in Mississippi. Nations defended on the ground that he had not been personally served with notice of the writ of error to the Appellate Court. That question being decided against him, not upon the facts but upon the law, in the District Court,. Nations prosecuted a writ of error to the Supreme Court of the United States, with the result already stated. In the opinion, Mr. Justice
The same rule is announced in Pennoyer v. Neff, 95 U. S., 734.
Text-writers lay it down as a general rule that jurisdiction once acquired over the parties in the lower Court may be continued until the final
This rule commends itself to all men for its wisdom and justice. If it did not prevail, a man having an unjust judgment in a subordinate Court, might, by removal from that State, cut off', absolutely, the right of the adverse party to a hearing in the Appellate Cohrt on writ of error; and, having done so, he might then enforce his unjust judgment. The adverse party would be powerless in such a case. He could get -relief neither in the Courts of the State in which, the judgment was rendered, nor in those of the State to which the other party had removed; for, in the former jurisdiction, the judgment would be conclusive upon him, and if he should go to the latter to reliti-gate his rights, he -would be met and defeated by the previous adjudication of the same rights. One judgment would control the other, on the doctrine that the judgment of a competent Court in one State is entitled to the same faith and credit in the Courts of every other State as it would receive in those of the State where rendered; which doctrine will be considered hereafter.
It is not to be implied that Johnson and Gloyer returned to Tennessee to hold or obtain any supposed advantage, for they were bona fide citizens-
Having determined that the Courts of Ohio had jurisdiction of the persoii and of the subject-matter when the record sued upon was made, we next pass to the consideration of its legal consequences and evidentiary importance in the Courts of this State.
Section 1, Article IV., of the Constitution of the United States, provides that “full faith .and credit shall be given in each State to the public acts, records, and judicial proceedings of every other State; and the Congress may, by general laws, prescribe the manner in which such acts, records, and proceedings shall be proved, and the effect thereof.”
In pursuance of that authority, Congress passed • acts prescribing the manner in which the acts of the Legislature, and the records and judicial proceedings of the Courts of any State or Territory shall be proved in any other Court in the United States; and declaring that “the said records and judicial proceedings, so authenticated, shall have such faith and credit given them in every Court within the United States as they have by law or usage in the Courts of the State from which they are taken.” Rev. Stat. U. S., Sec. 9Ó5.
No question is made in the case before us with respect to the authentication of the transcript sued upon; hence, for the purposes of this investigation at least, it is assumed to be sufficiently authenticated.
This constitutes a judicial proceeding within the meaning of the Constitution of the United States and the Acts of Congress, and as such the record is entitled to “such faith and credit” in the Courts of this State, as it has in the Courts of Ohio. The fact that the Probate Court did not adjudge that Johnson should pay a particular sum or sums to a particular person or persons, and award execution therefor, as is usual in money judgments, does not render what was done in and by that Court any the less a judicial proceeding.
The judgment rendered was a final adjudication of the questions before the Court, and its form was according to the statute of the State of Ohio.
Judgments of Probate Courts, when acting within the scope of their peculiar jurisdiction, as was true in this case, are binding upon the parties and their privies until reversed or set aside by appropriate proceedings brought for that purpose. 2 Black on Judgments, Sec. 633.
This is particularly true of judgments or orders
The judgment in question could not, under the law of Ohio, have been more specific in terms or given more particular direction as to the beneficiaries. Though the Probate Courts of Ohio have ■“ exclusive jurisdiction to direct and control the conduct, and to settle the accounts of executors .and administrators, and to order the distribution of ■estates” (Rev. Stat., 534), they have no power, upon final settlement, to determine the state of the accounts between such oificers and particular ■distributees, and to say to whom of the latter a balance may be due, and how much. They can ■only ascertain the amount remaining in the hands •of the executors or administrators, and then direct its distribution according to law, leaving the state of the account between the parties to be inquired into when such order of distribution is sought to be enforced by the respective distributees. Cox, Adm’r, etc., v. John, 32 Ohio St., 532; Rev. Stat., 6171.
If payment be not made in thirty days after time of settlement and order of distribution, any person claiming to be a distributee may file his petition in the Probate Court, stating the amount claimed by him, and requiring the execu
Though many grounds of successful defense can be thought of, we need not undertake to enumerate them now. Nor would it be proper to decide, on demurrer, whether the matters of estoppel disclosed in the proof on another branch of this case, could be successfully relied on as a good defense to the judgment here sued on, since those matters do not appear on the face of the bill.
It may be well to observe at this point that the settlement of an executor’s or administrator’s accounts is conclusive in Ohio only as to matters or items therein specified and passed upon by the Probate Court. Rev. Stat., 6175, 6187, 6190; 25 Ohio St., 374.
The next inquiry is, "Who can now maintain an action on the judgment sued upon?
As observed in a former part of this opinion, the widow of the testator failed to accept the provision made for her in his will, and thereby became legally entitled to one-third of his net personal estate. The judgment for $130,640 represents the whole of the personal estate after the
The judgment gave them no right to demand more than their original shares, namely- — one-fifth of two-thirds each. It did not adjudge, in fact, that they were, as individuals, entitled even to that. The adjudication was simply of the amount that was, or should be, in the hands of the executors after the payment of debts and expenses, and that such amount should be distributed according to the will and according to law. There is nothing in the will to give complainants any rights different from those they would have if mere distributees. Each of them takes and holds for him of herself his or her share distinct from and independent of the share of the others; and when he or she comes to establish his or her claim, it must be done in his or her own right, and not in the right of another.
Therefore, defense ma*y be made as to each of them separately, and, if good cause be shown why any one of them should not have the judgment
The settlement and order of discharge, entered in 1865, was binding on all the complainants until set aside, reversed, or vacated;' and to have it set aside, reversed, or vacated it was necessary that appropriate proceedings should be commenced in the Appellate Court within two years from the date thereof by persons sui juris, and by others within two years after the removal of the disability. Rev. Stat., 6728.
Mrs. Fitzsimmons was under the disability of coverture when the order was made, and has so continued until the present time. Twenty-two years after its entry she took the case into the Appellate Court, obtained a reversal and remand, and ultimately secured the judgment set up iu the bill. Thus she took action in time, and relieved herself of the effect of the judgment of 1865.
Each of the other four complainants was free from disability, and all of them are, therefore, bound by the judgment of 1865, never having taken any steps to have the same set aside, reversed, or vacated. The action taken by, Mrs. Fitzsimmons did not inure in law to their benefit. She, and she alone, is entitled to the legal benefit of her petition in error and the judgment of the Court of Common Pleas thereon. She alone was not barred by the two years’ statute of limitations iu which persons sui juris must, begin error pro
The fact that one of them — Mrs. Young — joined her in the exceptions filed in the Prohate Court, upon the procedendo, cannot make the ease any better for that one. She had done nothing to be relieved from the judgment of 1865. The mere filing of exceptions in the same Court, without any relief previously granted in the' Appellate Court, could he of no legal force or virtue whatever.
if or can it be successfully contended by these four complainants, who never prosecuted any error proceedings, that the form of the judgment on the procedendo is conclusive in their favor.
That judgment does not mention their names or undertake to determine any question concerning them. It only ascertained the amount that was or should he in the hands of the executors, after payment of debts and expenses, and directed distribution ; leaving those entitled, or claiming to he entitled to any part of the fund, to their remedy in an independent action. This remedy is now resorted to, and it is well met by res adjudícala. The former order discharging the executors still exists in full force as to these four complainants, and is a complete bar to their claims under the judgment sued on; and, showing that former order not set aside, reversed, or vacated as to them, is
Again, the Probate Court had no means of ascertaining whether or not any particular distribu-tees or legatees were barred by its former judgment; and if it had undertaken to adjudge such a fact, and had decided it as these four complainants now contend it should he determined, its judgment in that behalf would have been coram non judice and void.
We are aware that some of the Ohio cases announce the rule that the disability of one of several persons whoso interests are joint and inseparable, will inure to the benefit of all, and save the bar of the statute of limitations as to those who are sui juris. But this is not such a case. The rights of these complainants are not inseparable. On the contrary, they are entirely distinct and independent of each other. True they all proceed from the saíne source — the will of the testator — but they are .separate rights, and do not depend upon each other in any sense. One of the legatees may he paid in full without diminishing the amount due to another. One of them might sue for and recover his own share without in the least degree impairing the rights of the others. And so some may he barred without barring the others to whom the statute may not apply.
Where the rights of persons jointly interested, or interested alike in the same fund, are thus dis
None of the complainants, except Mrs. Fitz-simmons, can maintain a suit on the Ohio judgment. Even her right to do so is most earnestly contested in demurrer and in argument upon grounds not yet mentioned, and notwithstanding the relief given her in the Appellate Court. Her continuous disability is conceded by defendants, but in response to her disability they say that it did not prevent the statute' of two years for error proceedings as to persons sui juris from running against her; and that contention is based upon the construction of other Ohio statutes, which will now be noticed.
By the Married Woman’s Act of April 3, 1861, See. 2, the Legislature of Ohio provided, in substance, that the personal property belonging to a married woman at the time ■ of her marriage, or coming to her during coverture by gift, bequest, or otherwise, together with all income, increase, and profits thereof, shall be and remain her sole and separate property; and, by Section 4996 of the Revised Statutes of that State, it is provided “that a married woman shall sue and be sued as if she were unmarried, and her husband shall be joined with her only when the cause of action is in favor of or against both her and her husband.”
The contention is that, under these statutory
The argument is plausible, yet it is in the face of the construction given those statutes by the Supreme Court of Ohio. It was expressly decided, in Ashley v. Rockwell, 43 Ohio St., 386, that while a married woman might sue and be sued as a feme sole, she was, nevertheless, entitled to the full benefit of the saving of all statutes of limitation in favor of persons under disability.
Besides, there is another all-sufficient reason why we cannot say that Mrs. Fitzsimmons did not file her petition in error soon enough. The Appellate Court of Ohio having entertained that petition and granted relief upon it, with jurisdiction both of the person and subject-matter, the Courts of this State will not inquire whether or not a statute of limitation of that State has been correctly applied by its own Court, but will accept the construction given as correct and conclusive.
This last observation would save the question for the other four complainants if they had filed petitions in the Appellate Court and obtained relief thereon; but it has no application to them under the facts of this case, and the rule referred to can avail them nothing.
The bill shows upon its face that Goyer, the other executor, died more than seven years before its filing. Goyer’s executors relied upon our seven years’ statute of limitations (Code, M. & V., §§3119 and 3483) in demurrer as absolute protection to ■ them and his estate. The Chancellor properly sustained this demurrer, and dismissed the bill as to all the complainants so far as it sought relief against the estate of Goyer or his executors. The statutes in question not only bar the remedy, but they extinguish the right of action against a dead man’s estate, and afford absolute and unconditional protection against the suits of all pei’sons, whether under disability or not. Code, § 3452 (M. & V.); 6 Yer., 225; 2 Swan, 512; 1 Head., 248; 11 Hum., 412; 7 Lea, 89; 11 Lea, 463; 16 Lea, 346; Henderson v. Tipton, 88 Tenn., 258.
The six mouths within which suit could not have' been brought against Goyer’s executors are not to be excluded from the period from his death to the commencement of the action in applying the seven years’ statute. The rule excluding the six months applies where the statutes of two, of three, and of six years are pleaded, but it
The other aspect of the bill will now be considered. Johnson and G-oyer had a transcript of John W. Todd’s will and the probate thereof in Ohio registered in the Probate Court of Shelby County, Tennessee, and gave bond to administer his estate situated in this State. They made settlements accordingly in that Court in 1867 and 1868.
Those settlements are impeached in this bill, and recoveries are sought by complainants for Tennessee assets, alleged to have been received and not accounted for by the executors.
This part of the bill was dismissed on demurrer as to all the complainants except Mrs. Pitz-simmons, and it was dismissed as to her so far as she sought relief against the executors of C. W. Goyer, deceased.
For reasons already stated with reference to the seven years’ statute of limitations, no recovery can be had by any of them against the estate or executors of Goyer.
What are the rights of complainants as against Johnson for unadministered Tennessee assets? He denies that they have any that can now- be as-sei’ted, and by demurrer sets up our statute of limitations of ten years. Code, § 3473.
In determining the legal rights of complainants,
By the law of Ohio, Mrs. Fitzsimmons took the legacy under the will of her brother as her sole and separate estate. Her husband had no right or interest therein. There was, therefore, no joint right in them that could be barred by any statute of limitations as against a living person. That being true, and she being all the while under the disability of coverture, the ten years’ statute relied on has not even commenced to run against her. Consequently, her remedy against Johnson for her share of Tennessee assets is not barred.
What would have been the right or interest of her husband, if it had been a Tennessee legacy, and they were domiciled in this State, or whether the statute would have run against her in that case, is not decided.
The other four complainants are barred. They waited twenty years afler the final settlement made in 1868 before bringing this suit. Some of them were free from any disability during the whole of that period, and the others were sui juris more than, ten years of the time.
The bill was answered in its second aspect by Johnson, and, upon the hearing, the Chancellor adjudged that Mrs. Fitzsimmons was entitled to
The decree is right. All material questions of law touching its correctness are embraced in what has already been said in this opinion, and the matters of fact concerning the amount recovered are conclusively settled by the concurrence of the Master and Chancellor with respect thereto. Turley v. Cooley, 3 Leg. R., 193; Brown v. Dailey, 1 Pickle, 218; Turley v. Turley, 1 Pickle, 251.
Reverse the decree so far as it dismissed that part of the bill in which Mrs. Fitzsimmons sought a recovery on the Ohio judgment, and remand for answer by Johnson as to that part of the bilL Affirm in other respects.