Lead Opinion
The question whether the city of Cleveland was empowered to provide in its charter a method of nominating candidates for elective offices, which is different from the method prescribed by the general assembly, involves the construction of Article XVIII and Section 7, Article V of the Constitution, both of which became effective November 15, 1912.
Pertinent parts of Article XVIII are as follows: “Sec. 3. Municipalities shall have authority to exercise all powers of local self-government and to adopt and enforce within their limits such local police, sanitary and other similar regulations, as are not in conflict with general laws.”
“Sec. 7. Any municipality may frame and adopt or amend a charter for its government and may, subject to the provisions of Section 3 of this article, exercise thereunder all powers of local self-government.”
In State, ex rel. Toledo, v. Lynch, ante, 71, it was held, that the provisions of Article XVIII continued in force 'the general laws for the government of cities and villages until the 15th of November, 1912, and thereafter, until changed in One of three modes': First, by the enact
The people of the city of Cleveland having pursued the third' mode pointed out, the question presented here is, whether or not it was within their power to include in the charter adopted a method of nominating candidates such as above referred to.
It is contended by plaintiffs in error that the office of a charter, referred to in Section 7, is merely to provide a form of government and not to prescribe any of its functions. When construed in connection with Section 3 and the rest of the provisions of Article XVIII, and in the light of the manifest objects sought to be attained by their adoption, we think there is no warrant for giving this limited meaning to the language.
McQuillin, in his work on municipal corporations, says at Section 320: “The word 'charter/ when used in connection with a municipal corporation, consists of a creative act and all laws in force relating to the corporation, whether in defining its powers or regulating their mode of exercise.” Judge Dillon in his work on the same subject at Section 63 says: “The power and authority conferred by the constitution upon cities to frame their own charters extend to all subjects and matters properly belonging to the government
The same proposition is declared and enforced in Schigley v. City of Waseca, 106 Minn., 94.
Under Section 7 the powers granted in Section 3 may be vitalized and made active. But, as in preparing a plan to accomplish any undertaking, the thing to be done, the purpose and scope of the plan,- must be understood and defined before any adequate conception can be had of the instrumentalities necessary to carry out and accomplish the purpose.
The rational conclusion from our. decision that Section -3 is not self-executing, but awaits the adoption of a charter, is that the charter should outline and define the scope of the plan referred to.
Under Section 3 municipalities have authority to exercise “all powers of local self-government” subject to the limitations stated in said section and in other parts of Article XVIII, which we will notice later on.
As to the scope and limitations of the phrase “all powers of local self-government,” it is sufficient to say here that the powers referred to are clearly such as involve the exercise of the functions of government, and they are local in the sense that they relate to the municipal affairs of the particular municipality.
It will not be disputed that one of the powers of government is that of determining what officers shall administer the government, which ones shall be appointed and which elected, and the method of their appointment and election. These are
Provisions similar to those found in Article XVIII of the Ohio Constitution as amended have been adopted by other states, although the grant of power is not so comprehensive in some, and in some of them there are greater restrictions than those found in Article XVIII.
In State, ex rel. Duniway, v. City of Portland, 133 Pac. Rep., 62, decided May 28, 1913, in which a kindred question to the one involved here was before the court, they say: “Municipal elections and the choice of municipal officers are matters of purely municipal concern; and, as to these, the' people of the city have ample power to legislate, subject only .to the restrictions heretofore noted.”
So in People, ex rel., v. Worswick, 142 Cal., 71. The provision of the constitution of California in effect at the time of the adoption of the charter was as follows: “Sec. 6, Article XI. Corporations for municipal purposes shall not be created by special laws; but the legislature, by general laws, shall provide for the incorporation, organization, and classification, in proportion to population, of cities and towns. * * * and cities and towns heretofore or hereafter organized, and all charters
The charter having included a provision as to registration, it was claimed that it conflicted with the general laws of the state and that registration was a matter subject to and controlled by general laws. The question was squarely made, therefore, as to whether such provision of the charter was a municipal affair within the meaning of the section of the constitution above quoted. The court say: “Indeed, the general laws of the state touching the registration of voters prior to state and county elections have no bearing on an election of city officers in a municipality governed by a freeholders’ charter except so far as they are adopted by the charter itself. It is conceded that the election here in question was a ‘municipal affair,’ and, of course, the city could have adopted any system of registry, or could have declined to have any at all.”
In Socialist Party v. Uhl, 155 Cal., 776, the constitutionality of a primary election law was involved. The statute exempted from its operation nominations to be held in municipalities which had adopted charters prescribing other methods. The statute was attacked on the ground that the exemption of the chartered cities made it not of uniform operation and therefore in violation of the constitution, the claim being that primary elections were state affairs and not municipal affairs. The court in the syllabus held: “So far as municipalities are concerned, the law stands the same as any other general law which, under
In Mitchell v. Carter, 31 Okla., 592, the city of Guthrie provided by charter for a ballot which should not contain any designation of parties but upon which the names of candidates should appear in alphabetical order. The court say: “It is further contended that the charter election law is in conflict with the general election law, in that the latter does not provide any means for placing upon the ballot the name of a nonpartisan candidate. That the election of municipal officers is strictly a municipal affair seems to be sustained by authority.”
In Graham v. Roberts, 200 Mass., 152, the question of the local character of a provision changing the method of electing, city officials in the city of Haverhill was involved, and the court say: “This was a matter of local concern, which is an exception to the rule that general legislative authority cannot be delegated.”
It is clear upon reason and authority that municipal elections are and should be regarded as affairs relating to the municipality itself, and, in the absence of fundamental limitations prohibiting, are things that may be provided for by the local government. This does not involve the loss by the state of its proper authority within the city.
It is true, as contended, that the state at large is interested in the purity of every election, municipal or otherwise, and is interested in making
But it does not follow from this that the state would or could interfere with the exercise of the powers of local self-government which the people of the state had conferred upon the municipality by their constitution. The method of electing municipal officers would seem to be a matter peculiarly belonging to the municipality itself. The very idea of local self-government, the generating- spirit which caused the adoption of what was called the home-rule amendment to the constitution, was the desire of the people to confer upon the cities of the state the authority to exercise this and kindred powers without any outside interference.
As stated, there are some limitations in Article XVIII on the grant of “all powers of local self-government.” There are provisions that laws may be passed to limit the power to levy taxes and incur debts for local purposes; to require reports from municipalities as to their financial ■ condition and transactions; to make examinations of books and'
There is also in Section 3, after the grant of authority to exercise all powers of local self-government, the limitation involved in the language, “and to adopt and enforce within their limits such local police, sanitary and other similar regulations, as are not in conflict with general laws.” •
The inclusion of these limitations in Article XVIII is a conclusive indication that the convention which framed it was conscious of the wide scope of the powers which they were conferring upon the cities of the state with reference to their local self-government.
• Not alone this, but in connection with the comprehensive grant they disclose the intention to confer on municipalities all other powers of local self-government which are not included in the limitations specified. Expressio unius exclusio alterius est.
There is - a further provision found in Section 14 of Article XVIII, pertinent parts of which are as follows: “All elections and submissions of questions provided for in this article shall be conducted by the election authorities prescribed by general law.”
The elections and submissions of questions provided for in the article are: First, the submission' to the electors of the municipality of “additional laws” passed by the general assembly; second, the submission of the question of acquiring public utilities; third, the submission of the •question, “Shall a commission be chosen to frame
If the constitutional convention had intended that the election of all municipal officers should be conducted by the methods prescribed by general law, it is natural to suggest that so important an exception to the grant of all power of local self-government would have been included in the article.
It will be noted that the language of Section 14 is not that the elections referred to shall be conducted according to' the methods prescribed by general law, but shall be conducted by the election authorities prescribed by such law.
A consideration of Section 8 of Article XVIII strengthens our view in connection with this distinction. Section 8 provides for the submission of the question, “Shall a commission be chosen to frame a charter;” and provides that the ballot containing such question shall bear no party designation, and provision shall be made thereon for the election from the municipality at large of fifteen electors who shall constitute the commission, provided the electors voting in the affirmative are in the majority.
Section 5 provides for the holding of elections as to acquiring public utilities. All of these elections and submissions of questions are required by Section 14 referred to, to be “conducted” by the election authorities prescribed by general law, but in accordance with the method referred to in the article.
This brings us to a consideration of Section 7 of Article V, which it is contended applies in this case. The pertinent part of that section is as follows: “All nominations for elective state, district, county and municipal offices shall be made at direct primary elections or by petition as provided by law, and provision shall be made by law for a preferential vote for United States senator; but direct primaries shall not be held for the nomination of township officers or for the officers of municipalities of less than two thousand population, unless petitioned for by a majority of the electors of such township or municipality.”
It will be remembered that this section and Article XVIII were adopted as amendments to the constitution on the same day. By that adoption they became parts and provisions of the same instrument. There are well-established rules by which they must be weighed. They must be construed together and effect must be given to both. Differences, if there are any, must if possible be reconciled. As stated in Cooley on Const. Limitations (7 ed.), p. 92: “One part is not to be allowed to defeat another, if by any reasonable construction the two can be made to stand together.” The mandate in Section 7, Article V, is to provide by law for the nomination
It must be remembered that any statute passed under Section 7 of Article V, which provides by law for nomination, by primary or by petition, of all elective state, district, county and municipal officers, is a general law. But this general law passed under this provision must yield to a charter provision adopted by a municipality under a special constitutional provision, which special provision was adopted for the purpose of enabling the municipality to relieve itself of the operation of general statutes and adopt a method of its own to assist in its own self-government, and which charter when adopted has the force and’ effect of law.
Of course such a charter provision must be one which the municipality was authorized to adopt under the grant of authority to exercise all powers of local self-government. We have seen that the method of electing officers is a governmental function or power, and when the officer to be elected is' chosen solely for the performance of a municipal duty, it is a' municipal affair.
The provision of a charter which is passed within the limits of the constitutional grant of
This proposition is also upheld in People, ex rel., v. Williamson, 135 Cal., 415; Grant v. Berrisford, 94 Minn., 45; State, ex rel., v. District Court of Ramsey Co., 87 Minn., 148; Kansas City v. Marsh Oil Co., 140 Mo., 458.
Even if it be conceded that Section 7, Article V, applies to nominations for officers in cities which have adopted charters, a charter which provides for such nomination by petition is a compliance with the requirement of that section. The section does not require that any particular form of petition shall be provided.
We remark as to Section 7, Article V, that it became effective January 1, 1913. Pursuant to its requirement, the legislature passed a law approved May 3, 1913, providing for nominations by primary election, or by petition, of all state, district, .county and municipal officers excepting in municipalities of less than two thousand popu
It is urged that the “general laws” referred to are all laws that may be passed in the exercise of the police power, and it is claimed that the nomination of candidates for public office is a matter to be provided for in the exercise of that power.
Our attention is called to the case of the State, ex rel., v. Felton, 77 Ohio St., 554. In that case the validity of Sections 2916 et seq., as amended April 20 and 23, 1904 (97 O. L., 107, 439), was attacked. The statute provided that when any voluntary political party in any county, township or municipal corporation, by a vote of a majority of its controlling committee shall cause notice of the holding of a primary election and shall make application to the deputy state supervisors and inspectors of elections, or other proper board, such primary election shall be held under the provisions of this act.
The whole proceeding in its inception was the voluntary act of the political party. No party was compelled to nominate its candidates under this
As we have already pointed out in this opinion the prescribing and defining of a system or method for the nomination and election of officers is a governmental function, and involves the exercise of political power.
Provisions for safeguarding the method are within the police power. In Freund on Police Power, Section 3, it is said: “From the mass of decisions, in which the nature of the power has been discussed, and its application either considered or denied, it is possible to evolve at least two main attributes or characteristics which differentiate
The system or plan to be • followed in' the nomination and election of the officials of any city is only of interest and concern to the people within the limits of the city, and when governmental powers have been conferred upon the city, it acts within its authority when it adopts its owi plan, provided it violates no constitutional require ment. Cases cited in the briefs show that the exercise of eminent domain, that rules for assessments on private property for public improvements and that conditions imposed concerning suits for damages, have all been sustained under charters providing for local self-government.
Section 4963, General Code, which was in effect prior to the adoption of the amendment, Article V, Section 7, reads as follows: “Primaries under this chapter to nominate candidates for county offices or to select delegates to nominate candidates
That section is repealed by the act referred to, supra, which will be in effect January 1, 1914.
It will be noted that Section 4963 and cognate sections do not provide for nominations by direct primaries of candidates- for state and district offices, but do provide for such nominations of candidates for county offices and for all municipal offices.
The schedule, adopted at the time the amendments were, provides that they shall be effective January 1, 1913, and that all laws not inconsistent therewith shall'. continue in force until amended or repealed.
This law, therefore, as to state and district officers and as to cities and villages of less than two thousand population, is invalid because inconsistent with Section 7, Article V of the Constitution.
But assuming that this law, invalid in so many important parts, is still effective as to the portions not thus impaired, it is simply a general statute of the ■ state, and could in no sense be held to supersede the provisions adopted by the city of Cleveland' in its charter in compliance with the fundamental law.
Manifestly, therefore, it was necessary, when the constitutional convention was conferring all powers of local self-government on cities, to provide that, in the adoption of such regulations by any city for itself (police, sanitary and similar ones), they should not conflict with general laws on the subject.
It is a well-settled rule that the body adopting amendments, such .as are here involved, will be presumed to have had in mind the course of legislation and existing statutes touching the subjects dealt with. People, ex rel. Jackson, v. Potter, 47 N. Y., 380, and cases cited. The legislature of Ohio in the codifications adopted by it, covering many years, including the last one adopted, has included a separate title, designated by it "Police Regulations ” in which it has included the general laws of the character we have above described. If it had been intended that the limitation should comprise the wide and- elastic scope contended for, it would have been so expressed.
Such a holding would disregard the purpose of the people in making the amendment. If the construction indicated is a correct outline of the extent of the authority conferred in Article XVIII, then the constitutional grant would seem to be a vain and empty thing, of no actual value.
There has been a new distribution of governmental power. The distribution has been made by the people. This court held in Cass v. Dillon, 2 Ohio St., 608, “The constitution did not create the municipalities of the state, nor does it attempt to enumerate their powers.” But during the life of the constitution of 1851, until the amendments, our cities exercised only such powers as were granted to them by statute. All agree that Article XVIII was adopted for the purpose of changing that condition and of materially adding to the governmental status and power of our cities and villages.
And yet under legislative control they had as much real power as is conceded to them by the construction contended for, by which they would be compelled to run all of their acts in the channels fixed by the general assembly.
The admiration that has been everywhere excited for the work of the founders of our national and state governments has been justified by their service.
The general powers of each were well defined. But the municipal governments were not so favorably initiated or developed.
Existing before the ■ institution of our system and without any constitutional definition of their powers, they fell by a sort of passive consent, and because it was deemed wise, under the control of the state legislatures.
The ever-increasing needs and importance of urban populations were attended by a remarkable series of legislative makeshifts in the effort to meet these conditions, with results not at all satisfactory.
It would seem to be evident that' the administration of municipal affairs is a matter that is purely •practical and local, wholly without important connection with the policies, partisan and otherwise, which naturally affect the operations of the national and state governments, 'but by reason of the procedure followed the government of cities has been largely deterniined and controlled by these extraneous influences.
Inefficiencies and imperfections of admitted and disquieting importance have long been too apparent in the conduct of these local affairs of the people.
However, the business of the court is to ascertain from these, amendments what the people intended by their adoption—what changes have been made. Their wisdom is not the concern of the court. Impressed with these admonitions we have arrived at the result ‘ stated, and the judgment will be affirmed.
Judgment affirmed.
Concurrence Opinion
concurring. In the main I heartily concur in the opinion by Judge Johnson in support of the judgment of this court. There are, however, additional reasons that to my mind are not only pertinent but paramount in arriving at a just and sound conclusion in this case. These I shall briefly set forth in the following opinion:
“Municipalities shall have authority to exercise all powers of local self-government”—this is the cornerstone of home rule for Ohio cities. Section 3, Article XVIII, Ohio Constitution 1912.
Any farmer, workingman, business man, banker, physician, clergyman or any layman with average intelligence in English, understands the clear,
However, if these words stood alone the opposition reluctantly concede that their scope and dimensions would allow the city of Cleveland under its charter the' right and privilege of selecting its' own officers in its own way.
Certainly to the average mind “all powers” of local self-government means “all powers.” It is hard to realize that “all” may mean only “some,” “part,” “a fraction” or anything less than “all.” The words are so simple and so clear in the general grant that there is neither right nor occasion for doubt or interpretation.
The opposition to the city’s right under its charter so to select its own officers have abandoned all objections hitherto urged save that the general sweeping grant of power expressed in the words “municipalities shall have authority to exercise all powers of local self-government” is cut down by two qualifications or limitations in the constitution itself: First, the last half of Section 3, Article XVIII, which reads: “and to adopt and enforce within their limits such local police, sanitary and other similar regulations, as are not in conflict with general laws;” and second, Section 7, Article V, “All nominations for elective state, district, county and municipal offices shall be made at .direct primary elections or by petition as provided by law,” etc.
Now to the first objection. In every municipality there are three kinds of governmental power now being exercised: federal, state and
These powers are usually clearly distinguishable. At times, of course, between the state and the nation, as it is between the city and the state, there may be a twilight zone where it is difficult to distinguish into which class the governmental power falls. Nevertheless there is abundant reason and authority for such inherent distinction.
The federal power with its limitations was put in the federal charter, to-wit, the national constitution. The state power with its limitations in the federal charter and state charter was put into the state constitution. The municipal power is now to be put in the municipal charter, which is to be the constitution of the city, limited only by its own provisions and by the state and federal charters or constitutions.
The federal government has no right to exercise a state or a municipal power any more than a municipal government has a right to exercise a state or national power, unless the same shall be specially conferred by some constitutional grant or statutory enactment pursuant thereto.
The first half of Section 3, Article XVIII, known as the home-rule amendment, clearly refers to nothing but municipal powers when it says:
The last half of Section 3, Article XVIII, is as follows: “and to adopt and enforce within their limits such local police, sanitary and other similar regulations, as are not in conflict with general laws.” It is contended that this last half cuts down or subtracts from the grant of power in the first half.
Now if I understand the conjunction “and” it means addition, not subtraction. One of the first lessons of the child in simple arithmetic is put on the blackboard thus: 5 and 4 equal 9. Suppose the teacher taught the child that 5 and 4 equal 1, on the ground that “and” meant to cut down or subtract, how long would the teacher hold his job? And yet this theory is just as tenable as to say that the second half of Section 3 beginning with “and” cuts down or subtracts from the first half.
The first half relates wholly to municipal power. The last half relates wholly to state power. The first half is as unlimited as the second half is limited. The second half could not possibly relate to municipal power, because the first half is as comprehensive as a grant of power could be and therefore no addition could be made to it.
If it be claimed that “not in conflict with general laws” as. found in the second half modifies also the first half, then it must follow that all municipalities are as absolutely under the control and domination of the state legislature to-day as they were before the adoption of the home-rule amendment, because all general laws now on the statute books would be preserved, and future
However, it is claimed that the matter of .providing how nominations shall be made in municipalities is the exercise of police power, and therefore the charter as to primaries and elections, being a local police regulation, must not conflict with general laws.
Some things, however, are admitted in this case. They have passed beyond the range of doubt or dispute: (1) That the municipality may under the home-rule amendment determine its own form of government; (2) it may determine its own officers; (3) it may determine their duties and powers; (4) it may determine whether they shall be appointed or elected; (S) it may determine the term of office, salary, etc.; (6) it may provide the right to recall such public officers. All minds meet upon these admissions as being within the scope and spirit of the home-rule amendment. If this be true, then certainly these powers are not within the police power of the state or else they too are subject to the general law as contended for by the opposition.
If these be not police powers, how can it be seriously and sensibly contended that the powers in question are police powers ? How do they differ in their first or last analysis?
If the city through its charter might determine ■the above matters for itself, it seems a sheer subterfuge to say that they may not determine how they shall nominate their own officers and how they shall elect their own officers.
I am aware that some decisions are to the contrary, but no doctrine is so dubious, no assertion so absurd, but that some case may be found somewhere and somehow to support it.
The case much relied on to support this doctrine of police power as overruling the provision of the charter in question is the case of State, ex rel., v. Felton et al., 77 Ohio St., 554. The first section of the syllabus reads as follows: “The nomination of party candidates for public office concerns the public welfare and the legislature in the exercise of the police power may make reasonable regulations therefor;” The case in question involved an act of the legislature providing for primary elections by political parties, the contention being that such legislation was unconstitutional. The court sustained the legislation. That was under the constitution of 1851. It was the exercise of a state power in a state matter. The direct question was not before the court as to classifying the power exercised by the legislature, whether it was a purely governmental or political power, or whether, on the other hand, it was a police power. The court, however, has indicated its own view by designating it as a police power. I respectfully disagree with the opinion of the court in that case. Restraining or regulatory provisions touching
Now as to the second and last objection that is seriously urged why . the charter is invalid, to-wit: Because it is in violation of Section 7, Article V, known as the direct primary amendment. I adopt the language of Judge Johnson in this behalf and add the following:
In interpreting any new amendment the well-known Blackstonian rule of construction must be applied: First, what was the old law; second, what were the mischiefs complained of; third, what remedy was intended to be provided under the new?
It is unnecessary here to repeat my views on home rule under this amendment as set forth in the Toledo home-rule case, decided May 6, 1913, State, ex rel. Toledo, v. Lynch, Auditor, ante, 125.
My view on the history of municipal government in Ohio is therein very fully set forth and I have no disposition to repeat it here, though much of it applies to the case at bar. Suffice it to say that home rule for cities and villages existed in Ohio before we had a state and existed in America before we had a nation.
The right of local self-government was recognized as an inherent, inalienable right by the fact of its general existence and the utter absence of any surrender of such right in the state constitution of 1802, which did not even name cities; villages or municipalities.
■ Now this resulted in government of cities by •the general assembly of Ohio, and the general •assembly was generally governed by the party boss or machine, with its allies of special privilege and .public franchise interests. By ripper and special legislation they could exploit the cities at their own pleasure; the local bosses in league with the state bosses held the citizens and taxpayers of the .city at their mercy.
To get rid of the state political bosses at Columbus who controlled the legislature, to get rid of the party bosses at home, the citizenship long demanded the right of • nonpartisan nomination, election and public service in their own city governments.
They had already successfully accomplished this in the nomination and election of members of the school board. They had already accomplished the nonpartisan election of all their judges. They had
They believed they had been duped long enough by the stratagems and spoils of the boss. The party lash had been employed and cracked long enough by these patriotic, high-minded bosses demanding, that the local candidate for mayor or councilman on the Republican ticket, or the Democratic ticket, be elected for the “grand old party’s sake;” that the party’s salvation no less than the nation’s salvation depended upon the election of a Republican or a Democratic mayor or councilman.
Party labels and party emblems had become ridiculous in local affairs and the people had grown tired of voting for mere party birds, whether eagles or roosters, and they wanted a chance to vote their beliefs by voting for candidates solely for personal fitness for local reasons and conditions, with a view of getting the most equitable, economic and efficient public service.
• What matters what the candidate’s views on the Philippines, the Panama canal, the tariff or the
Accordingly the people demanded of the constitutional convention: (1) Emancipation from legislative domination and dependence; (2) emancipation from state and party bosses; (3) nonpartisanship in all purely municipal matters.
That is what they asked for and that is what the constitutional convention evidently tried to give them. Shall they now be deprived of this long-struggled-for freedom from blind and corrupt partisanship by the judgment of this court?
Having now discussed the primary and paramount purposes of this new home-rule amendment, let us see whether after all there is any conflict between the terms and provisions of the primary amendment and the home-rule amendment.
The part of the primary amendment in question reads as follows: “Section 7, Article V. All nominations for elective state, district, county and municipal offices shall be made at direct primary elections or by petition as provided by law.” Now the Cleveland charter makes all its nominations by petition, which enables them to be free from party domination, free from boss control, by cutting out of its charter party primaries. Of course, this freedom from party domination will not be accomplished in a day; but the people are at least provided with the tools to effect it by and by.
Manifestly this provision of the constitutional amendment is not self-executing. Legislation in some form is needed. Suppose the legislature were to make no provision whatsoever for primary elections, but did provide for all nominations by petition for state, county, district and other offices. Does any one seriously doubt that under this amendment such legislation would be constitutional ?
The purpose of this amendment was to abolish the old packed caucus and boss-controlled convention and give the people equal chance to voté by ballot for the various candidates for nomination, and that by either route, primary or petition, as the law should provide.
The opposition, however, contend here that “or” ■should be read “and.” They are right, in order to carry out the construction of this amendment they claim for it. But what right, pray, has any court to read “or” as “and?” It is presuming a good deal to say that the constitutional convention did not know that “or” is always used in the alternative and “and” in the conjunctive. If they had meant “and” I think it may fairly be presumed that they were intelligent enough to have used
Cases have been cited in which the courts have held “or” the equivalent of “and.” But this would be judicial legislation of the most aggravated character, and would arouse the deserved contempt of our independent and intelligent citizenship.
It is claimed that “as provided by law” means state law; general-assembly law only.
Inasmuch, however, as the purpose of the home-rule amendment was clearly and certainly to make the charter the supreme law of the city as- to municipal matters, therefore it must follow that the charter is a law for the city quite as much as an act of the general assembly is a law for the state.
Judge Johnson has very fully handled this question in his opinion and cites the big fact that the supreme courts of all the states that have adopted the home-rule provisions by charters have held the provisions of the charter quite as much within the words “provided by law” as any act of the state legislature.
One more analogy that seems to me conclusive on the questions at issue.
Section 2 of the home-rule amendment, Article XVIII, .reads as follows: “General laws shall be passed to provide for the incorporation and government of cities and villages,” etc.
Section 7, Article V, as to primary elections, reads as follows: “All nominations for elective state, district, county and municipal offices shall be made at direct primary elections or by petition, as provided by law,” etc.
If the force of the charter ipso facto withdraws the city from the general law as to “government,” how can it be said that that same charter does not withdraw the city from each fractional part of government, such as a primary nomination or election ?
The language of Section 2 is much more comprehensive than the language of said Section 7. If the whole be greater than any of its parts then when we have the withdrawal from the whole of government it must likewise follow that there is a withdrawal from each and every one of its parts.
Boiled down, what possible interest could the state have in the method by which the city should nominate and elect its own officers, officers that have nothing to do with anything but purely municipal affairs? Who, outside the city, could have any interest in or objection to such plan but the political boss and his allies?
The will of the dead man controls the disposition of'his property. The will of living men should control the disposition of their power as expressed through their constitution. The will of the constitution makers as to the home-rule amendment is quite apparent and familiar to all our people.
It is high time to construe our constitutions in the interests of a people’s government instead of a party government. It is time that the declara
Concurrence Opinion
concurring. On the first day of July, 1913, the city of Cleveland adopted a charter for its government, under favor of Sections 3 and 7 of Article KVIII of the revised Constitution.
By the provisions of the charter the people of Cleveland have abolished nominations for city offices by party primary elections, have ordained that nominations for all elective offices shall be by petition, and have adopted for municipal elections the nonpartisan preferential ballot. The secretary of state and the attorney general question the power of the city to do either of these things. Therefore they advised the board of deputy state supervisors and inspectors of elections of Cuyahoga county to proceed as prescribed by the General Code with party primary elections for the nomination of candidates for the elective municipal offices of Cleveland, to print the names of candidates so nominated on the ballots under party designations and emblems, and to hold the election for municipal officers according to the general laws of the state.
The city sued out of the court of common pleas of Cuyahoga county a restraining order, which upon demurrer was made perpetual, and to this decree error is presented directly to this court.
Article XVIII, Section 3. Municipalities shall have all the powers of local self-government and to adopt and enforce within their limits such local police, sanitary and other similar regulations, as are not in conflict with general laws. Section 7: Any municipality may frame and adopt * * * a charter for its government and may, subject to the provisions of section 3 of this article, exercise thereunder all powers of local self-government.
Article V, Section 7. All nominations for elective state, district, county and municipal offices shall be made at direct primary elections or by petition as provided by law, and provision shall be made by law for a preferential -vote for United States senator.
The first proposition on behalf of the state is that the city’s exercise of all power of local self-government is limited by the concluding clause of Section 3, viz: “as are not in conflict with general laws;” that the method of nominating and electing municipal officers, as defined in the provisions of the Cleveland charter, is another and a different method from that defined in the General Code; therefore these provisions do conflict with general laws, and are not included but expressly excluded from the grant.
On the part of the city the contention is that the limitation is upon “such local police, sanitary and other similar regulations, as are not in conflict with general laws.” Manifestly this is the correct grammatical interpretation, for “such” and “as”
Counsel for the state shift from grammatical interpretation to logical construction upon the word “police.” . They say police power is one of the inherent powers of government, necessary to the existence of the state, which was not intended to be delegated to the municipality. The city admits the truth of this statement as to the general police power of the state. That power is and must be reserved to the state; but the police power here conferred on the city is the local police power. The election of municipal officers is purely an affair of local government. If the city is to govern itself, certainly it must be free to choose its own method: of selecting the city’s agents to perform the municipal functions, for the people of a city of .700,000 souls cannot act en masse; they must act by representation. If the representatives of the state in general assembly may prescribe the mode of selecting, the mayor and council of the city by party caucus, primary and ballot, and since the mayor, under the charter, appoints the city solicitor, city treasurer and all the heads of the other departments of government, and the council makes the local laws, then the city will soon be as completely under domination of party bosses and their pliant minions as politicians could wish.
The question is, What did the people mean when they ordained home rule for cities? Their language is found in the third and seventh clauses-of Article XVIII:
“3. Municipalities shall have authority to exercise all powers of local self-government and to adopt and enforce within their limits such local police, sanitary and other similar regulations, as are not in conflict with general laws.”
“7. Any municipality may frame and adopt a charter * *' * and may, subject to the provisions of Section 3, exercise thereunder all powers'of local self-government.”
Counsel for the state say this means all powers not in conflict with general laws. Counsel for' the city say it means local police, sanitary and other regulations not in conflict with general laws.
If all powers of municipal self-government must be subject to general laws, then clearly cities do not have home rule; they have only such powers-of local self-government as the legislature of the' state allows to them, and cities of Ohio will still remain under the domination of the state legislature. Who does not know that this domination is the very thing that the people of Ohio intended to abolish? Then, to the mind of plain men, the conviction follows that the restriction upon home' rule by “general laws” is limited to “police; sanitary and other similar regulations.” This*
■ In' this case, say couñsel for the state, the thing excepted is nomination and election of municipal officers. Counsel for the city say that subject does -not come within the category of “local police, sanitary and other similar regulations,” and hence not. within the exception. If from the grant of “all powers of self-government” the right of nonpartisan nominations, and whatever else the legislature may wish to deny, is excluded, then, as the supreme court of Minnesota say, “if this is the extent of the power conferred upon cities to make their own charters, the constitutional grant •is a mere form of words of no practical value.” Grant v. Berrisford, 94 Minn., 45, 48. In a later case the same court say: “The power to frame such charter * * * necessarily includes all subjects appropriate to the orderly conduct of municipal affairs.” Schigley v. City of Waseca, 106 Minn., 94, 100.
Confronted with this argument, counsel for the state filed a supplemental brief, taking refuge in Section 7 of Article V. Let us note, they leave the constitutional, sub-title “Municipal Corporations”
They say that Section 7 of Article V modifies Section 7 of Article XVIII. They argue that this clause requires all charter cities to have the direct primary election which is prescribed by state law. Counsel for the city' retort that the phrase “as provided by law” refers to the proper law in vogue in the local jurisdiction; if the nomination be for charter city offices the municipal law (the charter) governs, but if the nomination be for county or state offices, then the law of the state governs, of course. That is to say, there may be two modes of nomination in the city, one provided by charter for offices created by charter, another provided by statute for offices controlled by the state. For this very reason, they say, the generic word “law” is used in this section, and not the specific term “general law,” as in Sections 3, 8, and 14 of Article XVIII, where it means statute law.
Now, here is a specific difference, and a logical reason assigned for it. If this be an adequate account of the cause of the difference, and no other sufficient cause be given, then it goes a long way towards refuting the state’s argument and forcibly tends to support the contention of the city. It is at least sufficient to give the city the benefit of the doubt; it puts upon the state the burden of
It is true that in the original constitution, before the revision, the word “law” is employed in the specific sense of statutory law, but it is equally manifest that the revisers have discriminated between the generic and specific import of the word. It is also important to note that both instances of the use of the word in the passages here in question, occur in the amendments, not in the original document, so that we have the revisers’ use of the word to deal with. If they meant the word “law” to signify the general law, and to exclude the local law, it is a fair inference that they would have used the definite term “general law” in Article V as they did in Article XVIII.
Again: By the method of the logical analysis of the connotation of terms, the argument on behalf of the state runs upon another horn of the dilemma. The nominations required to be made “as provided by law’' are “for elective state, district, county and municipal offices.” If the word “law” is to be taken in its narrow sense of state law, why shall not “municipal” be taken in its narrow sense of state-governed municipal corporation? But it must be conceded that the revisers of our constitution have embodied in the revision a new signification of the word “municipal;” they have engrafted a new logical attribute upon the concept. In the old constitution the only notion symbolized
■ However, we do not rest upon formal logical interpretation of a mere word. We have in mind the sage wisdom of Chief Justice Marshall: “In performing the delicate and important duty of construing clauses of the constitution of our country,' * * * it is proper to take a view of the literal meaning of the words to be expounded, of their connection with other words, and of the general objects to be accomplished * * * by the grant of power.” ' (Brown v. Maryland, 12 Wheat., 419, 437.) Also Judge Cooley: “A reasonable construction is what such an instrument demands and should receive; and the real question is, what the people meant, and not how meaningless
Candor, quickened by an amiable communion with our brethren on the bench who disagree with us, bids us confess that one circumstance troubles us. The first section of Article V ordains that “Every white male citizen * * * who shall have been a resident * * * such time as may be provided by law, shall have the qualifications of an elector.” . Clearly the italicized words refer to the statutory law of the state. That the learned men and sagacious lawyers who collaborated upon these amendments would use the same phrase, “as provided by law,” in a different sense when they penned Section 7, is very doubtful. That they made such an ambiguous use of the phrase consciously, is incredible. The most natural expía
We must bear in mind that the men who wrote Section 7 one year ago had a different purpose in mind than the men had who wrote Section 1 sixty years ago, and that the people of Ohio who adopted Section 7 did not compare its phraseology with similar forms of expression in the old constitution, but contemplated Section 7 only as a separate amendment abolishing the old style of nominations, unrelated to Section 1 of the original document, which prescribes the qualifications of electors. Shall we cause their purpose to fail in regard to a still more remote subject, viz., direct popular government of municipalities, because imperfections of literary style and incongruities of expression appear in the document when the new parts are placed here and there amongst the old? Shall we practically nullify the biggest and most elaborate amendment, which the people have ordained by a vast majority, for the sake of what may be called unity , of design and precision of legal ideas?
We recall a canon of interpretation as laid down by Chief Justice Marshall: “The same words have not necessarily the same meaning attached to them when found in different parts of the same instrument; their'meaning is controlled by the context.” (Cherokee Nation v. Georgia, 5 Pet., 1, 19.) Again: “The intention of the instrument must prevail; this intention must be collected from its words; its words are to be understood in that
Counsel for the state must go a step further. They must persuade us that Section 7, Article V, requires that nominations shall be by both methods, by primary election and by petition. They paraphrase the section thus: All nominations * * * shall be made as provided by law (statute law) at direct primary elections, or by petition, as the electors may choose. They contend that the lawmaking body cannot adopt either mode to the exclusion of the other; and so they argue that if the local law, the charter, prevails over municipal nominations, the charter must give voters the alternative of nominating by primary election or by petition, because this section of Article V is intended to guarantee to citizens of the state both modes of selecting candidates. This process of reasoning raises a doubt; it certainly does not resolve the doubt.
But the process is not a legitimate one. The primary rule of interpretation is thát the language is to have its ordinary and usual signification, if it be not absurd. The simplé common-sense meaning of the clause, “All nominations * * * shall be made at direct primary elections or by petition as provided by law,” is that nominations shall be restricted to these two modes, and the law may provide for one or the other. The phraseology of the section standing alone is not
■ Counsel are not content to paraphrase the clause thus': “at direct primary election or by petition, or both.” That would still allow the city to adopt either method; so counsel go the great length of reading “and” for “or.” We think this is a strained construction. We do not say it is unnatural, because it is suggested by a plausible reason. The thought is that the revisers of the constitution were aware of the tyranny of party machinery, and they provided that if the minority are not given fair treatment at the party primary, resort may be had to petitions to bring forward minority candidates. We cannot deny that some thought of this kind may have been in the minds of some members of the constitutional convention and of some electors who voted for this amendment. But we do not feel such a conviction that this was. the motive of it as to warrant us to depart from the direct, positive and customary signification of the language. We think every good purpose will be subserved by our interpretation according to the primary and natural import of the language. This gives to the state, and to the cities as well, party nominations at primary elections if the people want their ballots made that way. But, upon the people of a free-charter city, to whom the constitution in ample and positive terms has guaranteed the form and method of government they have chosen for themselves, we •will..hot enforce party nominations against their will. .....
Shall we resolve a latent ambiguity as to the extent of the powers of free-charter • municipal government, by bringing to our aid from Article V an obscure phrase more difficult to interpret than the disputed passage from Article XVIII? If we may use this method of construction by reference to the remote context, what do we gain? We make the home-rule amendment, upon which depends the natural evolution of our cities, the reform of municipal government and the prosperity of the'state, a rope of sand! Cui bono?
Let us examine the reason why we are urged to do this thing, The argument runs thus: Ours is
•We grant the premise; it is true; but the conclusion does not follow. The reasoning rests upon a suppressed minor premise which is false. It is this: There cannot be' an imperium in imperio respecting so vital an organ of government as the system of elective franchise, even to the extent of allowing the people of municipal corporations to devise and adopt their own method of selecting their representatives to administer their urban government. If this be true, we marvel that the Fathers of the Republic who framed the federal plan of our national government did not see the danger.
We may marvel still more that the mechanism which they contrived of co-ordinated local sovereignties within a paramount sovereignty—the local and general blending their schemes of elections and each controlling its own—has run on safely for a century and a quarter.
The federal government secures to each elector in every state the free and fair exercise of his right of franchise as to federal elections, with federal arms if necessary; but as to elections for state officers the state is left to choose its own methods and to enfofce them by its own police patrol and
The conclusion to which we have come, is, we think, founded upon the stronger reasons; it is in harmony with the popular will which we confidently believe was intended to be expressed in the- amendment. And it has the support of the great majority of the highest courts of other states which have adopted similar constitutional provisions, whose decisions are cited in the briefs of counsel. Judgment of the lower court should be affirmed.
Dissenting Opinion
dissenting. It is certainly clear from the reading of Sections 3 and 7 of Article XVIII that the constitutional convention, when it framed these amendments to the constitution, and that the people of this state, when they adopted them, intended to give, and did give, to municipalities full authority to exercise' all powers of local self-government, but it is also clear that municipalities are subject equally with the state to any and all other provisions of the constitution affecting the exercise of governmental powers.
The beneficence of municipal home rule is not a question involved in this controversy. The arguments in favor of or against it ■ were proper considerations for the constitutional convention
It is not here contended, nor does any one who is fully advised upon the subject contend, that the constitutional amendments do not impose some limitations upon municipalities in the exercise of local self-government. These limitations are written into the constitution and are just as important as any other part' of the constitution. Section 3 of Article XVIII, which grants to municipalities the right to govern themselves, also provides that local police, sanitary and other similar regulations shall not conflict with general laws. Section 13 of Article XVIII provides that “Laws may be passed to limit the power of municipalities to levy taxes and incur debts for local purposes, and may require reports from municipalities as to their financial condition and transactions, in such form as may be provided by law, and may provide for the "examination of the vouchers, books and accounts of all municipal authorities, or of public undertakings conducted by such authorities.” These limitations may be wise or unwise. However that may be, it is idle to say that they do not apply to cities having adopted charters under favor of Section 7 of Article XVIII of the Constitution.
Whether the word “or” as it is used in this section of the constitution should be read “and” has absolutely nothing to do with determining whether this provision of the constitution applies to cities having adopted charters. The statutes of our state expressly provide that “and” may be read “or” and “or” read “and,” if the sense requires it, but a change in the reading would be no answer to the question propounded. If the authority to provide by law for nominations is vested in municipalities and not in the general assembly of the state, then even though “or” should be read “and,” and this provision of the charter is unconstitutional for that reason only, it could be amended forthwith by the same authority that created it. On the contrary, this opinion is based upon the proposition that the municipal corporation has no such authority. There is no distinction made in Section 7 of Article V between elective state, district and county offices and municipal offices. All are alike comprehended in the positive and unequivocal language of this constitutional provision, and the nomination of candidates for each of these offices must be made at a direct primary election, or by petition, as provided by law.
Not only is the language of Section 7 of Article V clear and unambiguous, but it also appears from
Nor do I understand that counsel differ upon this proposition. Their difference' arises rather upon the proper construction of Section 7, Article V. It is contended upon the part of counsel for
In the same line of Section 7, Article V, it is used in the sentence “provision shall be made by law for a preferential vote for United States senator.” It must be conceded that in this sentence it means an act of the general assembly of the state. It is unbelievable that this word was intended to mean one thing in one sentence of a section of the constitution of the state, and another thing in another sentence of the same section. To hold this to be true would be to hold, in effect, that the framers of these amendments juggled with words for the purpose of perpetrating a fraud upon the electorate of the state and that this purpose has been fully accomplished. Such a conclusion would
Section 1 of this same article, defining the qualifications of an elector, provides, among other things, that he shall have resided in the county, township or ward “such time as may be provided by law.” In Sections 1, 2, 10, 12, 13 and 14 of Article XVIII, which is the municipal home-rule amendment, the word “law” and the phrase “prescribed by law” are used many times, and yet in no single instance where they are so used is there any possible doubt as to the meaning intended thereby. In Section 1, providing for the classification of municipal corporations into cities and villages, the following language is used: “The method of transition from one class to the other shall be regulated by law.” In the last line of Section 2 is the following: “under regulations to be established by law.” In Section 10, which provides for appropriating or otherwise acquiring property for public use and for the issuing of bonds therefor, we find the further provision that such bonds shall not “be
It is undoubtedly true that the constitution of the state, the common law, municipal charters and municipal ordinances, come within the general • definition of the word “law,” but in all the history of this state the specific nomenclature of laws of different nature or origin has been so persistently adhered to, that there is no longer possibility of mistake in the meaning of the word. Whenever the reference is to constitutional law, ordinances .or charter,, the specific words are used, but whenever it is intended to refer to statutory law the word “statutory” is seldom or never used, but only the word “law,” unmodified by any descriptive term. Long before this amendment was written this court declared this to be the proper meaning of the word “law” when so used without other descriptive term. When the framers of the constitution made use of this word, it must be presumed that they intended it should have the meaning and intent that had theretofore been given it by judicial construction. This court held in the case of Johnson v. State, 66 Ohio St., 59, and State v. Collingsworth, 82 Ohio St., 154, that an act in violation of the common law'or an act in violation of a municipal ordinance is not an unlawful act within the meaning of the provisions of Section 12404, General Code, which provides that “Whoever unlawfully kills another, except in the manner described in the next four preceding sections, is guilty of' manslaughter.”
This construction of this provision of the constitution is in no wise in derogation of the authority of municipalities to exercise all powers of local self-government. It must be conceded that the state has been given as full authority to control its own affairs as has been given to municipalities, and yet the state is equally subject to the provisions of this amendment. True,' the legislature is given the authority to provide the means and methods by which this provision of Section 7 of Article V shall be carried into effect, but the constitution itself provides the substance, binding alike upon the state and municipalities, and it is but the mere detail that is left to legislative authority. The legislature has no discretion to. change these provisions in any particular, nor can it hinder on delay their operation. If these provisions must obtain in state and city alike, it is not of very great importance which authority shall provide for the detail of carrying them into effect. Certainly there should be one uniform plan, available to the electors residing within municipalities as well as to the electors of the state residing outside munici
The first general assembly of this state convening after the adoption of this amendment has so interpreted this language, and, in accordance with such interpretation, has passed an act providing for the nomination of candidates for all elective state, district, county and municipal offices, in accordance with the provisions of this section of the constitution (103 O. L., 476). This act was approved by the governor of the state. It is true that this law does not take effect until January 1, 1914; but it does show the construction placed upon this amendment to the constitution by the legislative and executive departments of state. At the time this amendment was adopted, there was similar legislation covering the same subject-matter (Sections 4948 to 5015, General Code, inclusive), and by the provision of the constitution itself, these laws, not being in conflict with the constitutional amendments, remain in full force and effect.
In this connection there is another significant fact that must not be overlooked, and that .is that in framing this amendment the existence of these laws are recognized by the phrase “as provided by law,” while in the next sentence the language is that “provision shall be made by law for a preferential vote for United States senator.” In one case the language used is directly applicable
It would appear, therefore, that the phrase “as provided by law” means as provided by an act of the general assembly of Ohio, and not as provided by the charter or ordinances of a municipality.
The provisions of Section 7 of Article V apply only to primary elections, and the record in this case presents no question touching the manner or the method of the election- of officers after they are placed in nomination by the one or the other of the methods prescribed by that amendment, and,therefore, that question requires no consideration or discussion at this time.
For the reasons above given I dissent from the judgment of affirmance entered by this court in this case.
