785 N.E.2d 320 | Ind. Ct. App. | 2003
Lead Opinion
OPINION
Appellant-petitioner Darryl Eugene Fisher appeals the post-conviction court's denial of his petition for post-conviction relief The post-conviction court determined that Fisher's appellate counsel was not ineffective for failing to argue that Fisher should have received a reckless-homicide instruction at trial. Fisher contends that the post-conviction court improperly based its decision on an issue conceded by the State, that is, whether there was a serious evidentiary dispute over Fisher's mens rea at the time of the shooting. Concluding that the caselaw did not clearly permit-let alone require-an instruction on reckless homicide under the circumstances of Fisher's trial, we affirm.
FACTS
On August 2, 1998, Fisher met with friends for a party at a restaurant in Gary, Indiana. Sometime around 11:00 p.m., three teenagers, Kizmond Alexander, Enoch Boyd, and La 'Montrell Thomas went to the restaurant to eat. The restaurant's main dining area is separated by doors from the lobby. Noticing a party in the main dining area, the three remained in the lobby and tried to attract the attention of a waiter to order their food for carry out.
Fisher left the party in the main dining area and went to the lobby. According to Thomas, a State's witness at trial, Fisher asked the three what they wanted. They replied that they were ordering food, so Fisher. returned to the party. Fisher emerged from the main dining area a see-ond time, this time holding a beer. A conversation between Fisher and Alexander ensued, whereupon Fisher pulled a handgun from his pants. At some point the gun discharged killing Alexander.
The State charged Fisher only with murder; no lesser-included offenses were included in the charging information. The State characterized the shooting as retaliation against Alexander for smiling at Fisher in the lobby. The defense, on the other hand, characterized the shooting as an accident or the result of reckless grandstanding. As a result, the trial focused solely on the issue of Fisher's intent.
The accounts of the altercation between Fisher and Alexander varied. Thomas, a State's witness, testified that Fisher and Alexander made eye contact, and he described the interaction as having a "conflict." Appellant's App. p. 162. According to Thomas, Alexander told Fisher not to throw beer on him, to which Fisher replied that he was not throwing beer but slinging lead. A state's witness also testified that Fisher began poking Alexander in the back with the handgun at some point before the handgun discharged.
At trial, Fisher denied ever threatening to sling lead and denied poking Alexander in the back with the gun. Fisher further testified that the man who sold him the handgun warned him that the gun had a faulty firing pin. When Alexander was
Witnesses for the State supported Fisher's portrayal of the shooting in some respects. Boyd testified that Fisher held a beer in one hand throughout the incident. Appellant's App. pp. 148, 152. Boyd also testified that Fisher's gun was not pointed straight at Alexander's back but was "at a slant." Appellant's App. p. 150. Moreover, Thomas testified that he was not afraid of Fisher and that Fisher had pulled a gun on him once before in manner indicating that he was "playing around." Appellant's App. p. 169. Thomas did not believe Fisher was serious about shooting anyone so, when Fisher pointed the handgun at Alexander, Thomas turned and read the menu posted on the wall. Appellant's App. p. 164.
Likewise, testimony on Fisher's reaction to the shooting would support Fisher's contention that he did not knowingly or intentionally kill Alexander. First, Boyd described Fisher's reaction after the shooting as "running around erying with the gun in his hand." Appellant's App. p. 153. Second, Thomas testified that after the shooting, Fisher said, "My fault, Kiz-mond," and that Fisher "said it like he was stunned." Appellant's App. p. 164. Moreover, Fisher testified that, after the shooting, he tried to get an ambulance for Alexander and called 911.
At the close of evidence, defense counsel requested that the trial court instruct the
jury on reckless homicide. This colloquy followed:
[Judge Letsinger]: Reckless homicide. Two prong test for including offense is that first he must be charged with having done the prohibited conduct, and it must be supported by-there must be a substantial question involved by the hearing of evidence, right?
[Defense Counsell: Correct.
[Judge Letsinger]: We've heard evidence about how the Defendant considers his conduct to be reckless, but was he ever charged with that?
[Defense Counsell: No, the prosecutor's office saw fit to charge him with murder.
[Judge Letsinger]: And recklessly has not been included as a factual allegation. His conduct is not charged as reckless. It's charged as either knowing or intentional. And therefore if I included this as an included offense, he could possibly face conviction for something that has not been charged. For that reason, it's denied. I'm giving the accident instruction although it's not the one tendered, it's a different one. Have you read the accident instruction?
Appellant's App. pp. 185-86. Although an accident instruction was presented to the jury, the instruction required in part that "[t]he act resulting in injury or death must not have been an unlawful act, such as a battery or carrying a handgun without a license." Appellant's App. p. 42. There is no dispute that Fisher was carrying the handgun without a license at the time of the shooting. The jury convicted Fisher of murder.
On Fisher's direct appeal, the issue of the refused instruction for reckless homicide was not raised. Instead, appellate
On May 16, 2001, Fisher filed a petition for post-conviction relief. He argued in part that his appellate counsel had been ineffective for failing to raise the issue of the refused reckless-homicide instruction. At a hearing on the post-conviction petition, the State conceded that, had Fisher's trial occurred that day, "there would be error in not giving the instruction, if [the instruction] was a correct statement of the law." Appellant's App. p. 201. The dispute hinged on whether, at the time of Fisher's trial, reckless homicide was an inherently lesser-included offense of murder. The post-conviction court agreed with Fisher that the caselaw existing at the time of Fisher's trial considered reckless homicide as "an inherently included lesser offense of murder." Appellant's App. p. 131. However, the post-conviction court determined that the jury, given the evidence presented at Fisher's trial, could not have determined that Fisher committed the lesser offense of reckless homicide but not the greater offense of murder. Appellant's App. p. 182. Fisher now appeals the denial of his petition for post-conviction relief.
DISCUSSION AND DECISION
I. Standard of Review
The petitioner in a post-conviction proceeding bears the burden of establishing grounds for relief by a preponderance of the evidence. Ind. Post-Conviction Rule 1(5); Saylor v. State, 765 N.E.2d 535, 547 (Ind.2002). When appealing from the denial of post-conviction relief, the petitioner stands in the position of one appealing from a negative judgment. Saylor, 765 N.E.2d at 547. On review, we will not reverse the judgment unless the evidence as a whole unerringly and unmistakably leads to a conclusion opposite that reached by the post-conviction court. Id. Further, the post-conviction court in this case entered findings of fact and conclusions of law in accordance with Indiana Post-Conviction Rule 1(6). "'A post-conviction court's findings and judgment will be reversed only upon a showing of clear error-that which leaves us with a definite and firm conviction that a mistake has been made."' Id. (quoting Ben-Yisrayl v. State, 729 N.E.2d 102, 106 (Ind.2000)). Although we accept findings of fact unless they are clearly erroncous, we give conclusions of law no deference. Coleman v. State, 741 N.E.2d 697, 700 (Ind.2000), cert. denied, 534 U.S. 1057, 122 S.Ct. 649, 151 L.E.d.2d 566 (2001).
IIL Fisher's Claim
Fisher contends that the post-conviction court erred in resolving his petition on an issue conceded by the State at the post-conviction hearing. In essence, the post-conviction court acknowledged that at the time of Fisher's trial the law clearly stated reckless homicide was an inherently lesser-included offense of murder. At the hearing it was the State's position that the caselaw at the time did not clearly require an instruction, and, therefore, appellate counsel was not deficient for failing to raise the issue. Both parties agreed that if the law on reckless-homicide instructions was clear at the time of Fisher's trial, the instruction should have been given because a serious evidentiary dispute existed re
A. Elements of Claim for Appellate Counsel Ineffectiveness
We review claims of ineffective assistance of counsel under the two components set forth in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). First, the defendant must show that counsel's performance was deficient. Id. at 687, 104 S.Ct. 2052. This requires a showing that counsel's representation fell below an objective standard of reasonableness, id. at 688, 104 S.Ct. 2052, and that the errors were so serious that they resulted in a denial of the right to counsel guaranteed the defendant by the Sixth
Claims of ineffective assistance of appellate counsel are reviewed using the same standard applicable to claims of trial counsel ineffectiveness. Taylor v. State, 717 N.E.2d 90, 94 (Ind.1999). These claims generally fall into three categories: (1) denying access to the appeal, (2) waiver of issues, and (8) failure to present issues well. Bieghler v. State, 690 N.E.2d 188, 198-95 (Ind.1997). Ineffectiveness is rarely found when the issue is the failure to raise a claim on direct appeal. Taylor v. State, 717 N.E.2d at 94. The decision of what issue or issues to raise on appeal is one of the most important strategic decisions made by appellate counsel. Bieghler, 690 N.E.2d at 193. "'Experienced advocates since time beyond memory have emphasized the importance of winnowing out weaker arguments on appeal and focusing on one central issue if possible, or at most a few key issues."" Id. at 193-94 (quoting Jones v. Barnes, 463 U.S. 745, 751-52, 108 S.Ct. 3308, 77 L.Ed.2d 987 (1983)). Appellate counsel will not be found to have rendered deficient performance in failing to raise a claim of error if its availability was not clear at the time of the appeal. See Timberlake v. State, 753 N.E.2d 591, 605 (Ind.2001) (concluding there was no deficient performance where law was unclear at the time of direct appeal whether particular claim would have been waived if not raised on direct appeal), cert. denied, - U.S. -, 123 S.Ct. 162,
B. Clarity of Law at the Time of Fisher's Direct Appeal
At the time of Fisher's direct appeal, the law was unclear whether reckless homicide was an inherently lesser-included offense of murder that permitted a separate instruction at trial. First, this court expressly held, three weeks before Fisher's appellate counsel filed his appellant's brief, that a defendant could only be con-viected of a lesser-included offense of the greater offense charged "if the information actually charged all the elements of the lesser offense." Wright v. State, 643 N.E.2d 417, 419 (Ind.Ct.App.1994) (reversing conviction for reckless homicide because the State charged Wright with murder not reckless homicide), vacated, 658 N.E.2d 563 (Ind.1995). The court of appeals explained, "When a prosecutor charges the greater offense in language closely tracking the statutory definition of that offense and the prosecutor does not insert additional language showing an intent to charge any lesser offenses, the information must be held to charge only the greater offense." Id. Second, the state of the law clearly requiring instructions for inherently lesser-included offenses was not settled until after Fisher's direct appeal had been decided. In overturning this court's decision in Wright, our supreme court repeatedly stated that the law governing instructions on lesser-included offenses was confusing and "thrived on ambiguity." Wright v. State, 658 N.E.2d 563, 565, 566, 570 (Ind.1995). To set the matter straight, our supreme court expressed its purpose: "We write to resolve the unfortunate confusion that has arisen in the cases that address when a trial court should instruct juries on lesser included offenses." Id. at 565. The court later noted:
Clear notice serves the dual purposes of allowing an accused to prepare his defense and of protecting him from being placed twice in jeopardy for the same offense. When, therefore, the issue is under what cireumstances a trial court should instruct a jury on a lesser included offense of that charged, it is essential that the appellate courts of this state speak with one voice. What we say will determine both how prosecutors draft indictments and informations and what notice defendants in criminal cases will have of the charges brought against them. Due process will brook no confusion on the subject.
Id. (emphases added). Our supreme court instituted a three-step approach "to elimi
Had Fisher's trial been conducted after Wright, we agree that an instruction on reckless homicide would have been required. Yet, for the reasons given above, we cannot accept the post-conviction court's conclusion that the law clearly required giving an instruction of an inherently lesser-included offense at the time of the Fisher's direct appeal. Nor may we fault appellate counsel for choosing to raise issues that may have appeared at the time to serve Fisher's interests more effectively. See Timberlake, 458 N.E.2d at 605; Bieghler, 690 N.E.2d at 193. Fisher has failed to show that appellate counsel's performance was deficient. In conclusion, the evidence as a whole does not unerringly and unmistakably lead to a conclusion opposite that reached by the post-conviction court. Saylor, 765 N.E.2d at 547.
Judgment affirmed.
. The actual text of the Sixth Amendment provides:
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the Assistance of Counsel for his defense.
U.S. Const. amend. VL.
. The actual text of the Fourteenth Amend-meni provides in part:
No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
U.S. Const. amend. XIV, § 1.
. We are forced to disagree with a decision rendered by another panel of this court: Sharkey v. State, 672 N.E.2d 937 (Ind.Ct.App.1996), trans. denied. The State prosecuted Sharkey for murder in 1988. On appeal, the Sharkey court concluded that if trial counsel had requested instructions for involuntary manslaughter or reckless homicide, "the trial court could have determined" under 1985 and 1986 caselaw that "it was required to give the instructions." Id. (citing Outlaw v. State, 484 N.E.2d 10 (Ind.1985), and Roland v. State, 501 N.E.2d 1034 (Ind.1986)). Unlike the panel that decided Sharkey, we believe the issue is whether the law clearly permitted such an instruction, not whether some precedent would have supported an instruction. This court in Wright v. State, held in 1994 that such lesser-included-offense instructions were not even permitted. 643 N.E.2d 417, 419 (Ind.Ct.App.1994), vacated, 658 NE.2d 563 (Ind.1995). While in 1994 appellate counsel may have prophesied that conditions were ripe for a distinct settling of the law, failure to foresee our Supreme Court's pronouncement in Wright is not deficient performance. See infra Part II.B.
Concurrence Opinion
concurring in result.
I concur in result. I do not disagree with the reasoning of Sharkey v. State, 672 N.E.2d 937 (Ind.Ct.App.1996) as the majority opinion sets out in footnote 3, but would distinguish its holding. I agree with the Conclusions of Law made by the post-conviction court who also distinguished Sharkey.
The verdiet in this case was entered on January 20, 1994. At that time, the court concluded that reckless homicide was a factually included offense of murder and followed the holding in Sills v. State, 463 N.E.2d 228 (Ind.1984), where the court held that the State could preclude instructions on lesser included offenses by drafting the charge so that it tracked the statute. That case was not expressly overruled until 1995 in Wright v. State, 643 N.E.2d 417 (Ind.Ct.App.1994) even though Roland v. State, 501 N.E.2d 1034 (Ind.1986), and Outlaw v. State, 484 N.E.2d 10 (Ind.1985), both contradicted Sills. Therefore, pursuant to the two-prong analysis in Roland v. State, only if a serious evidentiary dispute existed between the lesser and greater offenses, would it be fundamental error to refuse to instruct on an inherently or factually included lesser offense.
In Sharkey, the issue was whether he intended to kill his victim. Therefore, the jury had to determine whether the lesser included offense of reckless homicide had been committed but not the greater offense of intentional murder. In this case, the specific issue before the post-conviction court is whether the lesser included offense of reckless homicide was committed, but not the greater offense of a knowing killing. The post-conviction court makes eight findings that show the jury could not have come to such a conclusion:
1. Fisher had served in the military and therein been trained in the use of firearms.
2. Fisher brought the handgun to the restaurant that night.
3. Fisher knew the handgun was loaded.
4, He placed the handgun in a position of easy access.
*328 5. He drew the handgun and pointed it at the victim stating that he was not throwing beer but slinging lead.
6. The handgun was a semi-automatic. If functioning normally, the trigger must have been pulled to fire it; if on the other hand the pin was faulty, as Fisher contends, he knew that and based on his military training would appreciate the dangers of a malfunctional [sic] deadly weapon.
8.{sic} Fisher poked the victim in the back with the handgun.
9.[sic] Fisher fired the weapon at point blank range into the victim's back.
Appellant's App. pp. 182-37.
Therefore, I concur with the Findings of Fact and Conclusions of Law of the post-conviction court and find that it was not fundamental error for the court to refuse to instruct the jury on reckless homicide because there was not a serious evidentia-ry dispute.
