MEMORANDUM AND ORDER AND ORDER TO SHOW CAUSE
Ramon Fisher,
pro se,
brings suit against Cecelia T. Mariani, Kristie D. McDougal-Fisher,
1
Landee Lynch, Joyce Immenschuh, NEK-CAP Headstart (“Head Start”), NEK-CAP, Inc. (“NEK-CAP”), Deb Davis and John Does one through ten. Plaintiff alleges that (1) in violation of 42 U.S.C. § 1983, Mariani, McDougal-Fisher and Lynch caused the Jackson County, Kansas District Court to enter an unlawful ex parte order of direct custody in violation of his First and Fourteenth Amendment rights and the First, Fourth and Fourteenth Amendment rights of his daughter K.F. (Count I); (2) in violation of 42 U.S.C. § 1985(3), Mariani and Lynch through their official powers conspired to deprive him of parental rights in violation of the First and Fourteenth Amendments (Count II); (3) in violation of Kansas law, Immenschuh defamed him (Count III); and (4) in violation of Section 1983, Lynch, Davis, NEK-CAP and Head Start prevented him from removing his daughter from daycare and thereby created a condition of involuntary servitude in violation of the First, Fourth, Thirteenth and Fourteenth Amendments (Count IV). This matter comes before the Court on
Defendant Mariani’s Motion For Judgment On The Pleadings
(Doc. # 14) filed July 20, 2007,
Defendant Kristie D. Fisher’s Motion For Judgment On The Pleadings
(Doc. # 19) filed August 2, 2007, plaintiffs
Motion For Entry Of Default Judgment
(Doc. # 29) filed September 25, 2007, the
Motion By Defendant Landee Lynch To Dismiss The Above Cause For Insufficiency Of Process And Insufficiency Of Service Of Process
(Doc. # 31) filed September 27, 2007, and
Defendant Joyce Immenschuh’s Motion For Judgment On The Pleadings
(Doc. # 11) filed July 3, 2007. For reasons stated below, the Court sustains the motions of Mariani and McDougal-Fisher, sustains Lynch’s motion in part, overrules the motions of plaintiff and Immenschuh and orders plaintiff to
Legal Standards
A motion for judgment on the pleadings under Rule 12(c) is governed by the same standards as a motion to dismiss under Rule 12(b)(6).
See Atl. Richfield Co. v. Farm Credit Bank,
Rule 12(b)(5) governs motions to dismiss for insufficient service of process. In opposing a motion to dismiss for insufficient service of process, plaintiff bears the burden to make a prima facie case that he has satisfied statutory and due process requirements so as to permit the Court to exercise personal jurisdiction over defendants.
See Bernard v. Husky Truck Stop,
No. 93-2241-JWL,
Factual Background
Plaintiffs complaint is summarized as follows:
Plaintiff and Kristie McDougal-Fisher divorced in April of 2004 and are currently engaged in a child custody dispute involving their minor daughter (K.F.) in the District Court of Jackson County, Kansas (the “District Court”). On July 12, 2006, the District Court entered an order of conciliation which appointed Landee Lynch as mediator.
On September 6, 2006, Lynch negotiated with NEK-CAP and Head Start administrator Deb Davis for KF.’s mandatory daily attendance in the Head Start daycare program. Plaintiff objected to such attendance.
On September 27, 2006, Cecelia Mariani entered her appearance as counsel for McDougal-Fisher in the child custody dispute. Before she entered her appearance, Mariani had several extended telephone conversations with Lynch, who disclosed personal, private and confidential information regarding the parties’ mediation process. On September 27, 2006, Mariani faxed to plaintiffs counsel a joint case management order which purported to appoint Lynch as case manager and obligate
On September 29, 2006, Mariani applied to the District Court for an order of direct custody. 2 The order of direct custody included the sworn testimony of McDougal-Fisher and Lynch, but the testimony contained several relevant omissions and misrepresentations and did not establish any emergency involving plaintiffs daughter. Lynch knew that the application was defective, but she exercised her decisionmak-ing and policymaking authority as court-appointed mediator to support the order of direct custody. The District Court subsequently entered an order of direct custody which summarily suspended plaintiffs parental rights and gave McDougal-Fisher custody of K.F. Plaintiff did not receive notice of the order. After the District Court entered the order of direct custody, Lynch refused to let plaintiff visit with K.F. until he agreed to a case management order and memorandum of understanding which limited his parental rights. Plaintiff alleges that Mariani and Lynch “conspired through legal coercion, manipulation, intimidation, fraud and force and did willingly and willfully participate in joint action under color of law, to secure defendant Lynch as parties[’] Case Manager, and to remove the plaintiffs minor child.” Complaint (Doc. # 1) filed April 17, 2007 ¶ 42.
Joyce Immenschuh is the office manager of the Jackson County Attorney’s office. Since April of 2004, Immenschuh had formed a significant personal and professional relationship with McDougal-Fisher. The two lived together from March of 2004 until December of 2005. On September 29, 2006, Immenschuh stated to the chief of police of Holton, Kansas and the Jackson County Attorney that plaintiff was “on drugs and capable of murder.” This false statement was part of a plan to have plaintiff arrested and support the order of direct custody which Mariani had filed that same day.
On December 26, 2006, Head Start administrator Davis refused to let plaintiff see K.F. while she attended daycare.
On May 1, 2007, plaintiffs process server attempted to serve Lynch by placing the summons and complaint “under locked door in [Lynch’s] office [at 2858 SW Villa West Dr., Suite 104, Topeka, KS 66614] as per [her] request.”
Return Of Service,
attached as Exhibit 1 to
Memorandum In Support Of Motion By Defendant Landee Lynch To Dismiss For Insufficiency Of Process And Insufficiency Of Service Of Process (“Lynch’s Memorandum”)
(Doc. # 32) filed September 27, 2007. On June 26, 2007, plaintiff attempted to serve Lynch by certified mail addressed to “2858 Villa West Drive, Ste 104, Topeka, KS 66614.”
Return Of Service,
attached as Exhibit 2 to
Lynch’s Memorandum
(Doc. # 32). Sarah Schmidtlein signed for the summons.
See id.
Schmidtlein was
In Count I, plaintiff claims that in violation of Section 1983, Mariani, McDougal-Fisher and Lynch improperly caused the District Court to enter the ex parte order of direct custody which interfered with his parental rights and the constitutional rights of K.F. In Count II, plaintiff claims that in violation of Section 1985(3), Mariani and Lynch conspired to violate his constitutional rights through concerted efforts to interfere with his parental rights. In Count III, plaintiff claims that in violation of Kansas law, Im-menschuh defamed him in an attempt to further interfere with his parental rights.
3
In Count IV, plaintiff claims that in violation of Section 1983, Lynch, Davis, NEK-CAP and Head Start created a condition of involuntary servitude by preventing him from removing K.F. from daycare.
4
Plaintiff asserts jurisdiction under 28 U.S.C.
Analysis
I. Plaintiffs Claims against Mariani
Plaintiff claims that as counsel for MeDougal-Fisher in the child custody dispute, Mariani (1) caused the District Court to enter an order of direct custody which violated his First and Fourteenth Amendment rights and the First, Fourth and Fourteenth Amendment rights of K.F., in violation of Section 1983; and (2) conspired with Lynch to interfere with his constitutionally-protected parental rights in violation of Section 1985(3).
A. Section 1983
To state a claim under Section 1983, plaintiff must allege that defendant deprived him of a constitutional right and that she acted under color of state law in doing so.
See Adickes v. S.H. Kress & Co.,
Traditionally, in order to act under color of state law for purposes of Section 1983, a defendant must have “exercised power possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.”
How v. City of Baxter Springs,
To state a claim against Mariani (a private lawyer) under Section 1983, plaintiff must sufficiently allege that she conspired with state officials to violate his constitutional rights and the constitutional rights of K.F. In this regard, the complaint alleges that “[d]efendant Lynch and defendant Mariani conspired through legal coercion, manipulation, intimidation, fraud and force and did willingly and willfully participate in joint action under color of law, to
Assuming that Lynch — as the court-appointed mediator — is a state actor, these allegations do not tend to show agreement and concerted action between Mariani and Lynch. To sufficiently allege joint action, the allegations must evidence a “specific goal to violate the plaintiffs constitutional rights by engaging in a particular course of action.”
Gallagher v. Neil Young Freedom Concert,
Furthermore, Mariani’s application for the order of direct custody does not support an inference of joint action.
See Read v. Klein,
B. Section 1985(3)
In Count II, plaintiff claims that Mariani conspired with Lynch to interfere with his constitutionally protected parental rights in violation of Section 1985(3). Section 1985(3) prohibits conspiracies “motivated by some racial, or perhaps other class-based, invidiously discriminatory animus.”
Tilton v. Richardson,
II. Plaintiffs Claim Against McDou-gal-Fisher
Plaintiff claims that in violation of Section 1983, McDougal-Fisher caused the District Court to enter an order of direct custody which violated his First and Fourteenth Amendment rights and the First, Fourth and Fourteenth Amendment rights of KF. McDougal-Fisher argues that she is entitled to judgment on the pleadings because (1) the Court should abstain under
Younger v. Harris,
As to the first element — an ongoing state proceeding — a proceeding is considered to be pending if “as of the filing of the federal complaint not all state appellate remedies have been exhausted.”
Mounkes v. Conklin,
As to the second element — an adequate state forum in which to raise the federal claims — state courts of general jurisdiction are competent to adjudicate claims invoking federal statutes such as Section 1983.
Nevada v. Hicks,
As to the third element — an important state interest — it is well established that the State of Kansas maintains a significant interest in child custody matters.
See Morrow v. Winslow,
Where the three requirements of
Younger
are satisfied, the Court must abstain unless extraordinary circumstances exist.
Amanatullah,
Even if the Court chose not to abstain under
Younger,
it would find that plaintiff has not sufficiently alleged that McDou-gal-Fisher acted under color of state law for purposes of Section 1983. As explained above, a private person is not subject to suit under Section 1983 unless he or
III. Plaintiffs Claims Against Lynch
Plaintiff claims that (1) in violation of Section 1983, Lynch caused the District Court to enter an order of direct custody which violated his First and Fourteenth Amendment rights and the First, Fourth and Fourteenth Amendment rights of K.F.; (2) in violation of Section 1985(3), Lynch conspired with Mariani to interfere with his constitutionally-protected parental rights; and (3) in violation of Section 1983, Lynch prevented him from removing K.F. from daycare and thereby created a condition of involuntary servitude in violation of the First, Fourth, Thirteenth and Fourteenth Amendments. Lynch argues that the Court should dismiss plaintiffs claims under Rule 12(b)(5) for insufficient service of process.
Rule 4(e), Fed.R.Civ.P., provides that service may be effected by personal delivery, delivery at the individual’s dwelling house or usual place of abode, delivery on the individual’s authorized agent, or pursuant to the laws of the State of Kansas. Kansas law provides for service upon individuals as follows:
service of process ... shall be made ... [ujpon an individual ... by serving the individual or by serving an agent authorized by appointment or by law to receive service of process.... Service by return receipt delivery shall be addressed to an individual at the individual’s dwelling house or usual place of abode and to an authorized agent at the agent’s usual or designated address. If service by return receipt delivery to the individual’s dwelling house or usual place of abode is refused or unclaimed, the sheriff, party or party’s attorney seeking service may complete service by certified mail, restricted delivery, by serving the individual at a business address after filing a return on service stating the return receipt delivery to the individual at such individual’s dwelling house or usual place of abode has been refused or unclaimed and a business address is known for such individual.
K.S.A. § 60-304(a).
The record reflects that plaintiff first attempted service on Lynch on May 1, 2007 by placing the summons and complaint “under locked door in [Lynch’s] office [at 2858 SW Villa West Dr., Suite 104, Topeka, KS 66614] as per [her] request.”
Return Of Service,
attached as Exhibit 1 to
Lynch’s Memorandum
(Doc. #32). Plaintiff argues that his process server arranged to meet Lynch at her office on several occasions, but that Lynch did not show up as arranged and that she eventually instructed the process server to leave the summons and complaint under her locked office door. This attempt at service does not constitute personal service or otherwise comport with Rule 4(e) or Kansas law.
10
Even if Lynch had instructed the process server to leave the summons and complaint under her office door,
The record reflects that plaintiff made a second attempt to serve Lynch on June 26, 2007, by certified mail addressed to “2858 Villa West Drive, Ste 104, Topeka, KS 66614.” Return Of Service, attached as Exhibit 2 to Lynch’s Memorandum (Doc. # 32). Sarah Schmidtlein — secretary for the landlord of the building at that address — signed for the summons. Schmidtlein was not authorized to accept service on Lynch’s behalf. Lynch’s business address until May 31, 2007, was 2858 Villa West Drive, Suite 104, Topeka, KS 66614, but she never lived there. Because Schmidtlein was not authorized to receive service on behalf of Lynch and 2858 Villa West Drive, Suite 104, Topeka, KS 66614 was not Lynch’s dwelling house, usual place of abode or business address when plaintiff attempted service in June of 2007, the service is insufficient under Rule 4(e) and Kansas law. 12
Generally, when the Court finds that service is insufficient but curable, it should quash service and give plaintiff an opportunity to re-serve defendant.
See Gregory v. U.S. Bankr.Court,
942 F.2d
The Court also notes that for substantially the reasons described above with respect to Mariani, the complaint does not appear to state a conspiracy claim against Lynch. The Court therefore orders plaintiff to show good cause in writing on or before February 8, 2008, why it should not dismiss for failure to state a claim his conspiracy claim against Lynch.
IV. Plaintiffs Claim Against Immen-schuh
Plaintiff claims that in violation of Kansas law, Immenschuh defamed him by telling the Holton chief of police and the Jackson County Attorney that he was “on drugs and capable of murder.” Immen-schuh argues that she is entitled to judgment on the pleadings because (1) the Court lacks subject matter jurisdiction and (2) the complaint does not state a claim for defamation.
A. Subject Matter Jurisdiction
Immenschuh argues that defamation is a state law cause of action, and that the complaint does not allege jurisdiction over such claim. Courts may exercise jurisdiction only when specifically authorized to do so,
see Castaneda v. INS,
As noted above, plaintiff asserts federal question jurisdiction under Section 1331, civil rights jurisdiction under Section 1343 and declaratory judgment jurisdiction under Section 2202. Section 1331 authorizes jurisdiction over “all civil actions arising under the Constitution, laws, or treaties of the United States.” 28 U.S.C. § 1331. As explained above, the Court does not construe plaintiffs defamation as one arising under federal law, and the claim therefore does not fall under Section 1331.
Section 1343 authorizes jurisdiction over certain civil rights claims, but does not create any independent substantive cause of action.
See
28 U.S.C. § 1343;
Lewis v. Stevenson,
Section 2202 permits courts to order declaratory relief, but does not independently confer jurisdiction on federal courts.
See Prier v. Steed,
Although plaintiff has not alleged any statute which confers jurisdiction over his defamation claim against Immenschuh, the Court notes that it may exercise supplemental jurisdiction over state law claims which derive from a common nucleus of operative fact with asserted federal claims.
See
28 U.S.C. § 1367(a) (“district courts shall have supplemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form part of the same case or controversy”);
City of Chicago v. Int’l Coll, of Surgeons,
B. Failure To State A Claim
Immenschuh argues that the complaint does not state a claim for defamation because it does not identify the persons to whom she allegedly made the defamatory comments. To state a claim for defamation under Kansas law, plaintiff must allege (1) false and defamatory words; (2) communicated to a third person; (3) which resulted in harm to his reputation.
See Hall v. Kan. Farm Bureau,
As noted above, plaintiff alleges that Immenschuh made her statements to “the Holton City Chief of Police and the count[y] attorney of Jackson County.” Com/plaint (Doc. # 1) filed April 17, 2007 ¶ 57. Although this allegation does not identify by name the chief of police or county attorney, those positions are presumably filled by only one person at a time. It should not be difficult to identify the Holton chief of police and Jackson County attorney in September of 2006 when Immenschuh allegedly made her statements. Immenschuh does not complain that plaintiffs allegations are otherwise defective. The Court therefore finds that plaintiffs allegations are sufficient to state a defamation claim, and Immen-schuh’s motion on that ground is overruled.
IT IS THEREFORE ORDERED that Defendant Mariani’s Motion For Judgment On The Pleadings (Doc. # 14) filed July 20, 2007 be and hereby is SUSTAINED.
IT IS FURTHER ORDERED that Defendant Kristie D. Fisher’s Motion For Judgment On The Pleadings (Doc. # 19) filed August 2, 2007 be and hereby is SUSTAINED.
IT IS FURTHER ORDERED that the Motion By Defendant Bandee Lynch To Dismiss The Above Cause For Insufficiency Of Process And Insufficiency Of Service Of Process (Doc. # 31) filed September 27, 2007 be and hereby is SUSTAINED IN PART. The Court quashes plaintiffs service on Lynch and grants plaintiff until February 8, 2008, to properly re-serve Lynch under Rule 4 of the Federal Rules of Civil Procedure.
IT IS FURTHER ORDERED that plaintiff shall show good cause in writing on or before February 8, 2008, why the Court should not dismiss for failure to state a claim his conspiracy claim against Lynch.
IT IS FURTHER ORDERED that plaintiffs Motion For Entry Of Default Judgment (Doc. # 29) filed September 25, 2007 be and hereby is OVERRULED.
IT IS FURTHER ORDERED that the Defendant Joyce Immenschuh’s Motion For Judgment On The Pleadings (Doc. #11) filed July 3, 2007 be and hereby is OVERRULED.
IT IS FURTHER ORDERED that plaintiff shall show good cause in writing on or before February 8, 2008, why the Court should not dismiss for failure to state a claim his claims against the John Doe defendants.
Pending resolution of the show cause orders and assuming plaintiff properly effects service of process on Lynch, the following claims remain in the case: (1) under Section 1983, the First, Fourth and Fourteenth Amendment claims against Lynch regarding the ex parte order (Count I); (2) under Section 1985(3), the conspiracy claim against Lynch (Count II); (3) under Kansas law, the defamation claim against Immenschuh (Count III); (4) under Section 1983, the First, Fourth, Thirteenth and Fourteenth Amendment claims against Lynch, Davis, NEK-CAP and Head Start regarding K.F.’s mandatory daycare attendance (Count IV); and (5) the claims against the John Doe defendants.
Notes
. The docket sheet, the complaint and the summons which plaintiff served all name this defendant as McDougal-Fisher. In her pleadings, defendant refers to herself as Fisher. For purposes of clarity, the Court will refer to this defendant as McDougal-Fisher.
. Plaintiff alleges that this application did not comply with Kansas statutory requirements, but he does not specify which statute governs the order of direct custody or exactly how the order failed to meet statutory requirements.
. Plaintiff does not specify whether his defamation claim arises under federal or state law. Typically, defamation claims arise under state law. Paragraph 66 of the complaint alleges that Immenschuh’s defamatory statements shock the conscience and implies a substantive due process violation.
See County of Sacramento v. Lewis,
. Plaintiff identifies the John Doe defendants as "those individuals, and employees of Jackson County, acting in their individual capacities, and acting under color of law ... who participated in the allegations set forth in this complaint.” Complaint (Doc. #1) ¶ 8. Although plaintiff may generally plead claims against unknown defendants, he must “provide[] an adequate description of some kind which is sufficient to identify the person involved so process eventually can be served.”
Fisher v. Okla. Dep’t of Corr. Unknown State Actor and/or Actors,
. In contrast, plaintiff alleges that Lynch knew or should have known of the defects in the application for the order of direct custody. Plaintiff also alleges that Lynch “had the final
. Because plaintiff proceeds
pro se,
the Court should reasonably attempt to read the complaint to state a valid claim — if possible — • despite plaintiffs failure to cite proper legal authority.
Barnett v. Hargett, 174
F.3d 1128, 1133 (10th Cir.1999). Under Section 1983, the Tenth Circuit recognizes a claim for civil conspiracy to deprive plaintiff of a constitutional or federally protected right under color of state law. See
Dixon v. City of Lawton,
. Plaintiff ignores
Younger
and responds that the domestic relations exception does not bar his claims. The domestic relations exception concerns subject matter jurisdiction and "divests the federal courts of power to issue divorce, alimony, and child custody decrees.”
Ankenbrandt v. Richards,
. On the motion to dismiss, the Court may take judicial notice of matters of public record — including court documents — without converting the motion into one for summary judgment.
See Erikson v. Farmers Group, Inc.,
. Although plaintiff may assert his constitutional claims in state court, the Court is uncertain whether plaintiff could recover in state court the money damages which he seeks in this case. For purposes of
Younger,
however, the state court need only be able to rectify the alleged constitutional violation— not necessarily replicate the particular relief sought in federal court.
See Weitzel v. Div. of Occupational & Prof l Licensing of Dep’t of Commerce of the State of Utah,
. The contours of personal service may be expanded where defendant intentionally
. The record does not suggest that Lynch waived formal service of process. Under the Federal Rules of Civil Procedure, a defendant may waive formal service of process by executing a waiver of process and returning the waiver to plaintiff.
See
Fed.R.Civ.P. 4(d). To effect such a waiver, plaintiff must file the executed waiver with the Court.
See Bernard v. Husky Truck Stop,
The Kansas Rules of Civil Procedure do not include a similar rule by which a defendant may formally waive service of process, but they provide that an entry of appearance has the same effect as service.
See
K.S.A. § 60-203(c). Despite the broad language of this rule, however, "Kansas law clearly establishes that the defense of insufficient service is preserved when raised by an answer or a motion.” Carrow
v. State,
. Under Rule 55(a), plaintiff asks the Court to enter default against Lynch for failure to timely answer the complaint. Because a party has no duty to plead until properly served, sufficient service of process is a prerequisite to entry of default.
See Petersen v. Carbon County,
