67 Conn. 91 | Conn. | 1895
The plaintiffs’ complaint was drawn in the form authorized by the Practice Book (No. 169, p. 107) in actions on a foreign judgment. In actions on a domestic judgment, the authorized forms (Practice Book, No. 166 and No. 167, pp. 106,107) state the fact, but not the manner of
In the case of a domestic judgment, it is unnecessary to allege that these conditions have been fulfilled, because our law requires it, and it is to be presumed that the law has been obeyed. In respect to a foreign judgment, nothing can safely be taken for granted, and the Practice Book has therefore provided a different form of complaint.
The Practice Act was designed to simplify our legal procedure, and to abbreviate pleadings by the omission of all unnecessary allegations. The demurrer to the complaint, on the ground that it did not allege that the High Court of Justice, Queen’s Bench Division, Birmingham District Registry, had jurisdiction of the action, or of the parties, or of the subject-matter, nor that the defendant had notice of its pendency, or was summoned to appear, was therefore properly overruled. These facts were the indispensable conditions of a due adjudication by the foreign court; and whatever is necessarily implied is sufficiently pleaded. Nor was it cause of demurrer that the complaint did not state that any hearing or trial was had. The averment as to a due adjudication implied that there was a fair opportunity for a hearing ; and the defendant could not complain that he did not avail himself of it.
Three special defenses were pleaded, and, on demurrer, held insufficient.
The rights of sovereignty extend to all persons and things, not excepted by some special privilege, that are within the territory of the sovereign. An alien friend, however transient his presence may be, is entitled to a temporary protection, and owes in return a temporary allegiance. Story on the Conflict of Laws, §§ 18, 22, 541; Carlisle v. U. S., 16 Wall., 147,154.
The fact that the defendant was a foreigner, making but a brief stay in the country, and on the point of leaving it for his own, did not deprive the courts of England of all jurisdiction over him. The Roman maxim, Actor sequitur forum, rei, if it has any force in English or American jurisprudence, operates as a permission, rather than a command. A man who is absent from his domicile can still be sued there ; but he can also be sued wherever he is found, if personally served with legal process within the jurisdiction where the plaintiff seeks his remedy. The action must be brought, indeed, in a court to which the defendant is subject, and subject at the time of suit; but, unless protected by treaty stipulation or official privilege, he is subject to every court within reach of whose process he may enter. The Roman law allowed a nonresident to be sued where he had established a temporary seat of business, and, in some cases, where he had simply contracted a single obligation. Dig. V, 1, de judiciis, et ubi quisque agere vel eonveniri debeat, 2, 19, 24. The common law, so far as concerns the enforcement of a pecuniary liability, goes farther, and operates alike upon every private individual who may be found, however transiently, within the territory, where it is in force. Wharton on the Conflict of Laws, § 658. An English court will take cognizance of an action on a con
The several States of the United States are, as respects their relations to each other, excepting only such of these as are regulated by the Constitution of the United States, independent and foreign sovereignties. Buckner v. Finley, 2 Pet., 586, 590 ; Pennoyer v. Neff, 95 U. S., 714, 722. The effect in one of them of a suit brought or judgment rendered in another is precisely the same as if the latter were a foreign country, except so far as Art. IY, § 1, of the Constitution of the United States may have established a different rule. Hatch v. Spofford, 22 Conn., 485, 498 ; M'Elmoyle v. Cohen, 13 Pet., 312, 324; Thompson v. Whitman, 18 Wall., 457, 461. Notwithstanding that provision of the Constitution and the statute passed to enforce it (U. S. Rev. Stat., § 905), the jurisdiction of a State court whose judgment is brought in question in another State is always open to inquiry. In that respect, every State court is to be regarded as a foreign court. Hall v. Lanning, 91 U. S., 160, 165; Grover f Baker Machine Co. v. Radcliffe, 137 id., 287, 294, 298.
The courts of this State have never before had occasion to pass directly upon the defenses which may be open here to an action upon a judgment of a court of a foreign country, but they have often been called to consider the effect of legal proceedings instituted in one of the United States against a citizen of another; and the right to secure jurisdiction over a non-resident, who is served with process while
These decisions are based on what has been deemed an accepted principle of international law, applicable between the States, on no other ground than that they are, as to such a question, in the position of foreign nations to each other. Grover Baker Machine Co. v. Radcliffe, 137 U. S., 287, 298; Lazier v. Westcott, 26 N. Y., 146, 154.
The English court having, then, jurisdiction of the parties, and presumably of the action, and the subject-matter, as to which no question has been made, there is nothing in the defense now pleaded that the suit was brought as it was and when it was, “ for the purpose of embarrassing and impeding the defendant, and to prevent his having a fair opportunity to defend said suit unless he prolonged his stay indefinitely at said Birmingham, and thereby said plaintiff sought to obtain an unjust and unfair advantage over said defendant.” Where there is a legal right to do a certain act, the motive which induces the exercise of the right is of no importance. McCune v. Norwich City Gas Co., 30 Conn., 521, 524; Occum Company v. Sprague Mfg. Co., 34 id., 529, 540. Nullus videtur dolo facere, qui suo jure utitur. The act complained of having been fully stated, and being one which the law permitted, whatever advantage it gave the plaintiffs could be neither unjust nor unfair, and these epithets are therefore of no effect. Middletown v. Boston New York Air Line R. R. Co., 53 Conn., 351, 359. They had the right to sue the defendant where they found him, or at his domicil in Connecticut, and in the choice of the forum were free to consult their own convenience, without regard to any loss he might sustain from “ the law’s delays.” Lovell v. Hammond Co., 66 Conn., 500, 512.
The demurrer to the second defense also admitted that the defendant when served with the process of the foreign court,
By this, and by the third defense, is raised the question as to how far a foreign judgment for a sum of money, rendered against one of our citizens by a competent tribunal, acting within its jurisdiction, should be held conclusive in a suit brought here for its collection.
It is the settled rule in England, that in an action instituted there on a foreign judgment, rendered by a court of competent jurisdiction, the proceedings before which were not so conducted as to be clearly contrary to natural justice, the defendant cannot be allowed to go into the merits of the original cause of action, which were tried in the foreign court, unless it be necessary in order to support a claim that the judgment was procured by fraud. In such case, the merits may be re-tried, not to show that the foreign court cáme to a wrong conclusion, but that it was fraudulently misled into coming to a wrong conclusion. If the triers are convinced that the foreign judgment should have been rendered, on the merits, the other way, but still do not find that there was fraud, the defense fails. Alouloff v. Oppenheimer, L. R., 10 Q. B. D., 295, 802; Vadala v. Lawes, L. R., 25 Q. B. D., 310, 316, 319.
Judge Story, in his work on the Conflict of Laws, concludes a discussion of this subject, which is referred to in terms of commendation by this court in Sateh v. Spofford, 22 Conn., 501, with the remark that the principle of reciprocity may not improperly be applied, and foreign judgments treated as conclusive in any country, if rendered in another where like effect is conceded to judgments of the courts of the former. “ This,” he observes, “ is certainly a very reasonable rule; and may, perhaps, hereafter work itself firmly
What is termed the comity of nations is the formal expression and ultimate result of that mutual respect accorded throughout the civilized world by the representatives of each sovereign power to those of every other, in considering the effects of their official acts. Its source is a sentiment of reciprocal regard, founded on identity of position and similarity of institutions.
The effect to be given to a foreign judgment in personam, for a money demand, must be determined either by the comity of nations, the rule of absolute reciprocity, or the personal obligation resting upon the defendant. Hilton v. Guyot, 159 U. S., 113.
Whichever test may be adopted, the result would he the same where the question arises between the courts of England and those of an American State which was once an English colony. They are engaged in administering the same system of jurisprudence, and are bound together by common institutions and modes of thought, no less than by sharing the same language and the same history. The close and extensive commercial intercourse also between the United States and England, and across the long Canadian frontier, makes it especially important that the many controversies to which it must give rise should be promptly brought to a final settlement. When an American voluntarily places himself on English soil, he comes under a local and temporary allegiance to its sovereign which makes it his duty to respect any summons with which he may there be served, to appear before the courts of the country.
The process served upon the defendant gave him full notice of the character and items of the plaintiffs’ claim. He was bound either to enter an appearance or submit to the consequences of a default. He put himself under the power of the court, the moment he entered the territory which was subject to its authority. Nor did he put himself under its power, simply in the sense that it could issue process and render judgment against him, which would be of force within
This doctrine, that presence confers jurisdiction, may not be one recognized in Roman law or the modern civil law. Dig. XLII, 1, de re judicata etc., 53 ; Story on the Conflict of Laws, §§ 611-617 ; Wharton on the Conflict of Laws, § 653 ; Mourlon’s Répétitions Écrites sur le Code Civil, Tom. III., § 1469. The Romans viewed law as personal rather than territorial in its operation. The traveler carried with him the shield of his own law; and on the same territory there might be, even for its permanent inhabitants, two systems of jurisprudence of equal force, each governing a different race. Such principles of government find no place in the common law of England and of Connecticut. With us the law of the land protects all who stand upon it, and whenever a right has been violated, gives a remedy, without regard to the nationality of the offender.
In our opinion, the Queen’s Bench Division of the High Court of Justice had full jurisdiction to decide the original controversy between the parties to this action. The defendant accepted the forum, when he voluntarily placed himself on English soil, and so came under an implied obligation to respect such legal process as might be served upon him there, to the extent of satisfying any resulting judgment, duly ren
The defenses in question do not, in terms, charge the plaintiffs with fraud. The averments that they well knew, when they brought their suit, that the defendant was in no wise indebted to them, and that the only claim they had or might have, in which he was in any way interested, was one against the corporation of which he was an officer, do not, standing alone, import that they attempted to impose and did impose upon the court. Fraud is never presumed. The claim against the corporation may have been such that the defendant could be held collaterally liable upon it, although it remained the debt of the corporation, only. It may have been contracted by him in behalf of the corporation, but without its authority. It may have arisen from a transaction that was ultra vires, but which he had falsely represented to be within its powers.
If he was in no way liable to the plaintiffs, the place to show it was in the English court. A state of facts quite similar to that here alleged was set up and established by proof, in one of the leading cases in our reports. A citizen and resident of Connecticut, while transiently in New York, was
The doctrine of Pearce v. Olney is not less applicable to the case at bar because the judgment in question there was one of a sister State, while here it emanates from the court
In Pearce v. Olney, these principles governed the decision. An injunction was granted on account of a fraud as to a matter which could not have been put in issue in the New York suit. An injunction was refused, on account of a fraud as-to a matter which could have been put in issue in the New York suit. In the case at bar, by the force of the Practice Act, equitable defenses could be pleaded by way of answer, but the defendant had no equity, because the question of his indebtedness to the plaintiffs, if it was to be contested, should have been put in issue before the English court. Bank of Australasia v. Nias, 16 Ad. & El. (N. S.), 735, 4 Eng. Law & Eq., 252.
Nor did the ease of Pearce v. Olney rest on any special duty of a citizen of one of the United States, as such, to submit himself to the jurisdiction of a court of another State, before which he may be duly summoned. The conclusiveness of a judgment rendered in one State, when relied on in another, is in no manner dependent on the citizenship of the parties to it. It has equal weight whether they are Americans or foreigners. The Constitution of the United States secures to the citizens of each of them certain privileges and immunities as respects every other State, but it imposes upon them no particular duties in return. It places the citizen of one State, who enters the territory of another, no more under the power of its courts, than if he were an alien visitor. See Bonaparte v. Tax Court, 104 U. S., 592, 595.
It follows that the judgment in suit was conclusive as to the merits of the cause of action, and that the several special
The present action was brought by two individuals, described as partners doing business under the firm name of Fisher, Brown & Company, and the English judgment was alleged in the complaint to have been recovered by “the plaintiffs,” on April 3d, 1889. Upon the trial of the issue closed upon the first defense, they offered in evidence a copy of the record in the English suit, in which the plaintiffs were named throughout simply as Fisher, Brown & Company. They also offered at the same time certain depositions tending to prove that the plaintiffs constituted, during the whole of the year 1889, the copartnership of Fisher, Brown & Company, and as such recovered the judgment in question; and that by the laws and rules of court in England, any persons claiming as copartners could sue in the name of the firm of which they were members at the time of the accruing of the cause of action. The defendant objected to all this evidence, on the ground that the record offered varied from that alleged, and did not show whether Fisher, Brown & Company was a corporation or copartnership, or, if a copartnership, that the plaintiffs were members of it, and could not be helped out by parol; and also claimed that the depositions did not show that the plaintiffs were members of such a firm when the original cause of action arose.
The coui't committed no error in overruling these objections and claims, and admitting the evidence. The law and practice determining the form of judicial proceedings in a foreign court may always be shown, and shown by parol. The testimony that the plaintiffs were the members of a firm styled Fisher, Brown & Company throughout 1889, and as such recovered the judgment in suit, gave an intelligible meaning to the words Fisher, Brown & Company, as used in the record of the High Court of Justice, and in connection with it tended to show that they were also copartners when the cause of action accrued; for else they could not have been entitled to such a judgment, under the rules governing suits by copartners in the copartnership name. Wherever a judg
The defendant admitted that he was the person against whom the English judgment was rendered, but put the plaintiffs on proof that they were the parties by whom it was recovered. Extrinsic evidence of this was therefore required, and the depositions were clearly admissible to identify particular individuals as those to whom the description of the judgment creditors in the record, by a partnership name, properly applied.
There is no error in the judgment appealed from.
In this opinion Andrews, C. J., Torrance andFENN, Js., concurred.
Hamersley, J. The action on a foreign judgment is an action at common law sanctioning an obligation legal by force of the common law. Our law on this subject depends on the common law of England as it stood at the date of our independence. The authority which lies at the foundation of that law is Sinclair v. Fraser, decided by the House of Lords in 1771. The judgment creditor sued his debtor in Scotland. The Court of Sessions refused to give any effect to the foreign judgment, and held the party bound to prove the nature and extent of his demand. The House of Lords, upon appeal, reversed this decision, upon the ground as stated in the order of reversal, “ that the judgment of the Court of Jamaica ought to be received as evidence prima facie, of the debt, and that it lies on the defendant to impeach the justice thereof, or to shew the same to have been irregularly or unduly obtained.” 20 How. St. Tr., 468, 469.
In Walker v. Witter, Doug. 1, decided in 1778, it was held that an action of debt would lie for the collection of a foreign
In Galbraith v. Neville, decided about 1781, Doug., 6, note, there was apparently an attempt to set up a defense on the ground that the foreign judgment offered in evidence was wrongly decided on the merits, and Buller, J., expressed an opinion based on his understanding of a reported saying of Lord Hardwicke, that the foreign judgment was not conclusive upon the merits of the questions actually adjudicated ; while Lord Kenyon took a different view; but the case was decided in favor of the judgment, as all the judges were of opinion that no evidence had been adduced to impeach it.
In Philips v. Hunter, 2 H. Bl., 402, 410 (1795), a dictum of Ch. J. Eyre supports the suggestion of Ashurst, J., in Walker v. Witter, and asserts that as a ground of action a foreign judgment is treated “ not as conclusive, but as matter in pais, as consideration prima facie sufficient to raise a promise; we examine it, as we do all other considerations of promises, and for that purpose we receive evidence of what the law of the foreign State is, and whether the judgment is warranted by that law. In all other cases, we give entire faith and credit to the sentences of foreign courts, and consider them as conclusive.”
And the suggestion of Ashurst, J., is further supported by Best, Ch. J., in Arnott v. Redfern, 3 Bing., 353, 357, (1826). He says: “It has been decided by the highest authority in the case of Sinclair v. Fraser, ‘that foreign judgments are prima fade evidence of a debt, although it is competent to the defendant to impeach the justice of them, or to
The common law, as established by Sinclair v. Fraser and Walker v. Witter, is the law adopted by this State. 1 Swift’s Digest, 573; Aldrich v. Kinney, 4 Conn., 380, 382. The same law has generally been adopted by other States as their common law. Bissell v. Briggs, 9 Mass., 462; Taylor v. Phelps, 1 Har. & G. (Md.), 492; Mills v. Duryee, 7 Cranch., 481; Burnham v. Webster, 1 Woodb. & M., 172; Christmas v. Russell, 5 Wall., 290, 304.
This law declares that when a judgment is rendered by a foreign court, that fact may be the source of a legal obligation between the parties to such judgment, which can be enforced in our courts through the ancient form of an action on the case. But beyond this the law is not clear. The nature and ground of such obligation is not defined. The defenses to such action are not settled. In respect to these matters, in this State, and generally with American courts, the field is an open one, — not to make law by arbitrarily recognizing or rejecting a defense, but to declare the law resulting from established principles.
In the present case the second defense alleges sufficiently for the purpose of this decision, that the judgment was rendered by a court of Great Britain upon default of appearance; that the defendant is a citizen of the United States, never a subject of the Queen nor resident within her dominions ; that he was served with the notice to appear while casually in England and on the eve of departure; that he was absent from the Kingdom at the time he was required to appear, and during all subsequent proceedings; that the cause of action on which the notice to appear in court was based, did not arise in England, and did not concern any conduct, act or contract of the defendant, done or entered into within the dominions of the Queen. This defense was held insufficient by the trial, court; and my associates reach the conclusion that such facts do not constitute a good defense to the action. I must dissent from that conclusion.
I believe it cannot be supported, except on the theory that
A defense cannot be intelligently passed upon, unless the nature of the obligation it is claimed to negative is clearly defined. What is this common law obligation whose violation was originally enforced by the common law action on the case ? It clearly does not arise from a tort; nor does it arise from a contract. Although a judgment is sometimes spoken of as in the nature of a contract, such language must be confined to certain analogies not affecting the essential character of a judgment. Rae v. Hulbert, 17 Ill., 572; Todd v. Crumb, 5 McLean, 172; Wyman v. Mitchell, 1 Cow., 316, 320; Kramer v. Rebman, 9 Iowa, 114,117. When the clause in the Federal Constitution prohibiting States from passing any law impairing the obligation of a contract, was appealed to as protecting judgments, the appeal was denied by the United States Supreme Court, on the ground that a judgment is in no sense a contract or agreement between the parties, even when founded upon a contract; citing Lobd Mansfield in Bidleson v. Whytel, 3 Burr., 1545 : “ A judgment is no contract, nor can be considered in the light of a contract: for judicium redditur in invitum.” Morley v. Lake Shore Ry. Co., 146 U. S., 162, 169. An obligation which is neither ex contractu nor ex delicto, must spring from the relation of the parties to some event under such circumstances that a legal duty arises. Our common law obligation, therefore, belongs to those miscellaneous obligations arising from facts which are not conventions nor yet wrongs, but nevertheless are causes of obligations, which for want of a better name are classed as quasi-contracts. The principal fact from which the
The final judgment of a court of competent jurisdiction puts an end to all further litigation between the parties in respect to the specific cause of action adjudicated between them and decided and settled by the judgment; and the original obligation which the action was brought to enforce no longer exists. Gaius notes the application of such rule in the early Roman law. “ Tollitur adhuo obligatio litis contestatione, si modo ligitimo judieio fuerit actum.” Gai., III., § 180 (see also § 181). And Austin demonstrates that the extinction of the original cause of action by the rendition of final judgment, results from fundamental principles of jurisprudence; the obligation has been violated, the right of action arising from that violation has been exercised, and the sanction prescribed by law has been administered. Austin on Juris., passim. Such judgment, therefore, is a declaration of the sovereign, through his court, that a legal obligation has been violated, and is a final determination of the penalty imposed by him for that violation. This result is commonly, and perhaps somewhat inaccurately, expressed by the phrase, “ the original right of action is merged in the judgment.”
Whether the remedy was originally “invented” to provide a more effective writ of execution in a peculiar action, or as a means of reviving a dormant judgment so that execution might issue after the time fixed by law for its issue had expired, it is certain that its purpose was to provide a method of obtaining execution of the original judgment in
In this State the right of a judgment creditor to execution, was not limited to a year and a day after the judgment was entered, and the English common law permitting an action of debt on judgment when the remedy by capias was adequate, was not regarded as adopted in this particular. The common understanding of the profession and the weight of authority, so far as the question had been before the courts, was stated by Judge Swift in his Digest, Yol. 1, p. 573, (original edition) : “ In this State, an execution can be prayed out at any time during the life of the parties, and debt on judgment is not sustainable, unless one of the parties is dead, or some new object is to be obtained.” But in 1822, in the case of Denison v. Williams, 4 Conn., 402, a majority of the court held that the English common law, in this particular, must be regarded as in force here.
We find, therefore, that a domestic judgment is an exercise of the power of the State over its citizens by which the obligation sought to be enforced in the action resulting in the judgment ceases to exist, and a new obligation to pay the
It follows that the obligation arising from a domestic judgment enforceable in our courts, differs materially from any ordinary obligation arising from the acts of the parties, whether ex contractu or quasi ex contractu; that it is imposed directly by the State, and is an obligation of obedience, not simply of the law in general, but of this particular command; and that the corresponding right is a right to the process of the State for the execution of the judgment. The fact that an action of debt may be resorted to, instead of a capias or scire facias to obtain execution of the judgment, does not affect its essential nature. “ The form of procedure cannot change their (its) character.” Meriwether v. Garrett, 102 U. S. 514.
It also follows that this peculiar obligation of obedience,| ex vi termini, has no existence beyond the limits of the State Í which imposed it. That these conclusions are settled by the common law, cannot be questioned. When a foreign State has ascertained the violation of any obligation between par
And herein is found the radical distinction between the
Our next step in ascertaining the nature of this common law obligation is to fully recognize the established principle that such obligation must depend upon the municipal law, and cannot result from any rule of international law, nor yet from the application of any so-called rule of “ comity.” It is unnecessary to repeat or extend the argument which demonstrates that by international law a judgment has no force beyond the territory of the State where it is rendered. It cannot be executed in a foreign State unless by authority of that State. No rule of international law requires the exercise of such authority. In fact it has been exercised absolutely by no nation. It is rarely exercised at all, except by force of an express treaty or the implied treaty of reciprocity, and then only upon conditions fixed by the laws of the nation where execution is sought. Thére being no international law in respect to the execution of foreign judgments, it is certain that the common law obligation arising from the relation of parties to the fact of such judgment, cannot be the result of any rule of international law. I believe, indeed, there is no nation, unless possibly Denmark, whose municipal law recognizes (as our common law does) as legal and enforceable by action in its courts, any obligation arising between the parties to pay the amount of a foreign judgment. Such obligation — as distinguished from the obligation of a subject to obey the specific command of his sovereign— is pecular to the English common law, and depends wholly upon our municipal law.
It is equally clear that such obligation cannot result from
It is evident that such action furnishes no ground for claiming an existing “ comity of nations; ” it rather indicates that the wished for uniformity of action must be secured through international treaties. The only countries where the duties arising between the parties to a foreign judgment can be enforced by civil action, are those where the common law is administered; and it may well be doubted if a more desirable and practicable basis for an international agreement on this subject can be found, than is furnished by the analogies of that common law.
It was in view of this condition of the usage of nations that Loud Blackbtjen, in Godard v. Gray, 6 L. R. Q. B., 139, 148, stated so emphatically: “ It is not an admitted principle of the law of nations that a State is bound to enforce within its territories the judgment of a foreign tribunal; ” and in Schibsby v. Westenholz, repudiated the suggestion that the principle on which foreign judgments were enforced was that which is loosely called “ comity.”
Closely connected with what has been said in respect to the office of a judgment, is the specious claim that the voluntary presence of a person within the territory of a State, implies an obligation to respect such legal process as may be served on him there, to the extent of satisfying any valid resulting judgment; and that such obligation is the one recognized by our common law as enforceable by a civil action in our courts. Such “ implied obligation ” is admittedly one due
By this process of exclusion we are enabled to mark the limits of the obligation legal by our law, enforceable in our courts, which arises from the relation of the parties to the fact of a foreign judgment, so that its real nature can be ascertained with adequate accuracy. It is not the obligation of obedience imposed by the command or sovereign act signified in the mere rendition of the judgment; still less is it the “ implied obligation ” which the votaries of the social compact fancy to be the origin of all law; it is not imposed by any rule of international law, nor by any existing “ comity of nations.” All such grounds of obligation are excluded by the settled principles of common law.
The only remaining ground of obligation must be found
Our common law, in respect to the principle of res judicata and its application, distinctly recognizes as legal, a duty resulting from the ties of natural justice, to accept as true, in future proceedings, the facts established in a judicial contention, when the parties have participated in such contention andsubmitted the controverted facts to such adjudication. In speaking of the principle of res judicata, I do not mean the fiat of the State which compels obedience to a final judgment and forbids the parties to again contest the cause of action extinguished by that judgment (although such meaning is properly expressed in the broad use of the term), but I confine the term to its expression of the principle by which the parties are bound in other proceedings by the facts once submitted by them to a final adjudication. In examining the relation of this principle of res judicata to a foreign judgment, we must remember that there is a vital distinction between a foreign judgment in rem and the ordinary foreign municipal judgment in personam. It is true, that to a certain extent the principle of res judicata applies in the same manner to both; but there is a principle which controls judgments in rem that has no application to municipal judgments. This principle most clearly appears in the case of courts of admiralty administering justice in accordance with international law. The principle is, that certain courts by the law of nations exercise a jurisdiction co-ordinate with that of other like courts throughout the world, and that their judgments in determining the status of certain things and persons are adjudications to which all the world are parties, and
The same principle extends, with some modifications, to courts exercising a peculiar jurisdiction in respect to the status of marriage and of universal succession. Roach v. Garvan, 1 Yes. Sr., 157; Tomkins v. Tomkins, 1 Story, 547, 553; Holcomb v. Adams, 16 Conn., 127.
While judgments of this class have a legal effect in all nations which recognize international law as a part of their municipal law, judgments in personam of municipal courts have no extra-territorial effect by virtue of international law; so that language used in discussing one class of judgments may produce confusion if applied unqualifiedly to the other.
The principle of res judicata found its earliest application in a technical effect given to the document called a record,
But this technical rule, although still recognized, is not the ground on which the principle of res judicata rests. Its real foundation must be sought in principles which pervade all jurisprudence; in the considerations of public policy, which recognize that the adjudications of courts cannot serve their legitimate purpose unless final; in the universal law of equity and justice, which forbids parties who have once submitted their differences to the final decision of a court of competent jurisdiction, to question a result induced by their own act; and so the protection of res judicata does not depend upon the mere contents of court documents kept in a particular manner, but also, in some cases, upon the question whether the matter in dispute has in fact been submitted by the parties to a court, has in fact been heard, determined and finally decided by that court. The estoppel involved in the establishment of such facts is more than the old technical estoppel of record; it rests on matter in pais, and partakes of the nature of an equitable estoppel. Supples v. Cannon, 44 Conn., 424, 429; Sargent Co. v. N. H. Steamboat Co., 65 Conn., 116, 126. It is evident that while an estoppel dependent on the particular form of a document peculiar to certain courts, must of necessity be confined to the judgment of those courts, the estoppel involved in the principle of res judicata must of necessity apply to the judgments of all courts exercising a competent and final juris
The only difference between a domestic and a foreign judgment in respect to the application of this principle, is a question of evidence. Gan the laws of a foreign country, which prove that the foreign court was in fact a court of competent jurisdiction, and that the controverted claim was in fact submitted by the parties, heard, determined and finally settled by the court, be admitted in accordance with the rules of evidence established by our municipal law ? If the foreign laws are admitted in evidence, the fact proved by them must have like effect with a similar fact proved in the ease of a domestic judgment. The admissibility of proof of foreign laws for the purpose of establishing the judicial character of a court, and the legal effect of its acts, as well as the legal effect of all acts done in a foreign country under the laws thereof, is thoroughly established as a part of our municipal law. Whether we call this law a rule of comity of nations, is immaterial to the matter in hand. It is a part of our law, and derives its force from that fact; and foreign laws, as conclusive evidence of the legal effect of acts done under them, are re
It may avoid some confusion, to call attention here to the practical distinction between the admission in evidence of the acts and laws of a foreign sovereign, and the recognition of the necessary effect of such acts and laws in the determination, as between parties, of the result of their agreements or conduct while within the operation of such foreign law; and the putting in execution within our territory of the command of a foreign sovereign. The former results from a principle of our municipal law deemed essential to the administration of justice; in assuming that the real obligations of the parties are controlled by the fact that they arose or were undertaken with reference to the law prevailing where their acts were done, our courts do not assume to execute a foreign law, although the obligation they enforce as legal under our own law may also find its ultimate source in the command of a foreign sovereign ; they treat the foreign law as a fact essential in connection with other facts, to ascertain what the parties really meant by what they have done, and if in receiving and weighing such fact they may also theoretically enforce the will of a foreign sovereign, it is only as an incident to the exercise of the judicial power vested in the courts, and does not offend the sovereignty of the State where such law maybe proved as a fact. But the execution of a foreign law as ordinarily understood, is practically a very different thing; it cannot be authorized by the judicial department; and is an offense to our sovereignty unless permitted by special legislation. This distinction is clearly marked in the case of a foreign judgment, which is merely an act or special command of a foreign sovereign. Its execution within our dominion is an offense to our sovereignty; is forbidden by our law. Our courts deny such execution, both by refusing to recognize any extinction of the original cause of action by the judgment, and by refusing to issue process to enforce the obligation of obedience to its command. But when obligations between the parties, other than the mere obligation of obe
The principle of res judicata as stated and its application to conditions resulting from a foreign as well as from a domestic judgment, subject to the rule of evidence as stated, is a firmly established principle of our common law. In its earliest application to foreign judgments some doubt was entertained as to its equal collusiveness in such cases, as appears from the arguments of counsel in the Duchess of Kingston’s Case ; but such doubts arose from a confusion of principle with a question of evidence, and never received judicial sanction. The principle cannot now be questioned. Bissell v. Briggs, 9 Mass., 462; Taylor v. Phelps, 1 Har. & G. (Md.), 492; Konitzky v. Meyer, 49 N. Y., 571; Story on the Conflict of Laws, § 598; Ch. J. Eyre in Philips v. Hunter, 2 H. Bl., 402; Aldrich v. Kinney, 4 Conn., 380. “It is an established rule, that a foreign judgment, when used by way of defense, is as conclusive, to every intent, as those of our own courts.” Gould J., in Griswold v. Pitcairn, 2 Conn., 85, 92.
But the principle is based in part on the universal law of justice and equity which binds one to submit to a final decision resulting from his own acts, and should not be extended beyond the limits of its foundation. Where in fact both parties'to the controverted claim have not been heard, and judgment has not been rendered upon a claim contested and adjudicated, but the only adjudication between the parties is a mere legal fiction, for a penalty imposed for a disobedience of process issued by the court; while such judgment may be enforced as the command of the State, binding on its citizens, this particular foundation of res judicata does not exist. The distinction between the principle of a judgment as a bar to recovery in a cause of action which has been extinguished by the judgment, and this principle of res judicata, is indicated in Smith v. Sherwood, 4 Conn., 276. The former controls when the estoppel is what was formerly called estoppel by judgment; the latter where it was called estoppel by verdict; the former is founded on the supremacy
“A judgment by default determines nothing except the plaintiff’s right to recover in that action.” Lord v. Litchfield., 36 Conn., 116,131. In Cromwell v. County of Sac, 94 U. S., 351, 356, Field, J., in illustrating the principle that an estoppel by judgment in a former action on a different cause exists only where the controverted claim was in fact litigated and adjudicated, says: “A judgment by default only admits for the purpose of the action the legality of the
As the principle of res judicata established and administered by our common law, is based not only on considerations of public policy, but in part upon the obligation arising from ties of natural justice, it recognizes as legal the duty arising between parties who have contested a controverted claim before a judicial tribunal, thereafter, as between themselves, in a judicial proceeding to accept as true the facts adjudicated upon such contest. This principle may be invoked by plaintiff or defendant, to defeat or support an action; as it depends in part upon the equities arising from the relation of the parties to the fact of adjudication, and not wholly on the form of a judgment or its effect in compelling obdienee to a particular command, it applies in the case of any final judgment, whether rendered by a superior or inferior court, whether foreign or domestic. This legal duty to accept as true such adjudicated facts in subsequent judicial proceedings, necessarily involves the duty to pay any sum the facts so adjudicated conclusively prove to be due. The obligation is not like the one arising from the mere command of 'a foreign State, intra-territorial; but, as in the case of many transactions outside our territory which give rise to an obligation legal under our law and not illegal by the law of the place, it is transitory in its nature and enforceable in our courts. Ruckmaboye v. Mottichund, 8 Moo. P. C. C., 4; Scott v. Seymore, 32 L. J. Ex., 61.
This obligation exists in the case of every judgment rendered under the conditions described. It might be enforced, if there were occasion, in the case of a domestic judgment; it
The determination of the nature of the obligation simplifies the problem of defenses. “ Anything which negatives the existence of that legal obligation, or excuses a defendant from the performance of it, must form a good defense to the action.” Godard v. Gray, Schibsby v. Westenholz, supra. If in fact the judgment is a mere expression of sovereign will which does not involve any actual adjudication of claims put in issue by the parties and tried and determined by the court, the particular principle of res judicata essential to the right of action does not apply, and such fact must negative the obligation of which the judgment is considered as prima facie evidence. If the adjudication resulted from the fraud of the plaintiff, such fraud of necessity vitiates the foundation of the obligation. Abouloff v. Oppenheimer, L. R. 10 Q. B. D., 295; Vadala v. Lawes, L. R. 25 id., 310. But if in fact the final result of the adjudication was not justified by the evidence produced on the trial, such fact cannot constitute a defense; the obligation sought to be enforced is not concerned with the merits of the controversy submitted to adjudication ; it arises solely from the fact of such adjudication under the required conditions; the original controversy is not in issue; the trial court has no power to determine that question nor to review by way of appeal or error the judgment of a foreign court (Messina v. JPetrococahino, L. R. 4 P. C., 144); the fact of the judgment and the conditions under which it was rendered are in issue, but not the merits of the controversy adjudicated. Upon the invalidity of such
There is a defense which depends rather on a question of evidence. Our municipal law admits in evidence a foreign judgment and foreign law, unless repugnant to the policy of our law or unjust and prejudicial to our own subjects. A judgment obnoxious to this exception might not be admissible as evidence, and so the action might be defeated. In Oastrique v. Lmrie, 30 L. J. C. P., 177, the distinction in this respect between a judgment in rem and in personam was noted. In Be Brimont v. Penniman, 10 Blatehf., 436, a demurrer was sustained in an action brought to enforce an obligation between the parties arising in France under French law and established by a French judgment, after full contest by the parties, on the ground that the foreign law and judgment was repugnant to the policy of our law and did violence to the rights of our citizens. The claim that evidence of a foreign judgment may be rejected because the courts of the state where the judgment was rendered do not receive in evidence our own judgments, would fall under this defense. The object sought by such a claim seems more political than judicial; it is not so much to administer justice in the case on trial, as to compel other nations to administer justice in other cases. It may be doubted whether the accomplishment
In the present case, the facts alleged in the second defense conclusively show that no obligation can be predicated in respect to the judgment produced, except that of obedience imposed by the act of a foreign sovereign, which has no extraterritorial force, and cannot support this action; that the facts technically established by the judgment are conclusive only for the purposes of the action in which it was rendered, and within the limits of the foreign state; that the conditions which under our law support a legal obligation between the parties arising from the equities of the case and the ties of natural justice, have no existence. The operation of the principle of res judicata upon facts actually adjudicated, and the equities involved by some actual participation in such adjudication, are essential to the quasi-contract obligation this action is brought to enforce. These conditions are negatived by the allegations of the second defense. The demurrer to that defense should therefore have been overruled.
The conflict of dicta, and even of results reached in adjudged cases, is such that it is impossible to explain any principle as the real ground of this action, without running counter to some general- language of courts or text writers. Lord Campbell said, in Bank of Australasia v. Nias (16 Ad. & El. N. S. 717, 734), “there is no advantage in going over the authorities, or in attempting to reconcile or contrast them.”
The conflict which has induced most comment, is that between the cases holding that a foreign judgment is prima fade evidence only, and those holding that it is conclusive on the merits of the claim adjudicated. This conflict is substantially reconciled when the true ground of the action is considered. Lord Hardwicks, Oh. J. Eyre, Lord Mans
But the expressions used when a foreign judgment on default has been under discussion, are more variant and less clear; and for the most part they have not as yet received practical application. So far as results are concerned, an action has never been sustained by this court, and I believe by no American court, in the case of a foreign judgment rendered on default of appearance; and has rarely been sustained in England. The principal English case is Douglas v. Forrest, 4 Bing., 686. A Scotchman, absent beyond the seas, was summoned to court by the peculiar process called “ horning,” which consisted I believe, in blowing a horn at the cross of Edinburgh. Not responding to the summons, judgment against him was rendered. An action was brought in England to recover the amount of this judgment, and sustained. If the court acted on the theory that the division between the jurisdiction of Scotch and English courts was one imposed by an imperial government in respect to subject provinces, and not the division existing between the courts of foreign and alien states — a distinction drawn by Lord Selborne in Sirdar Gmrdyal Singh v. Rajah of Faridkote, L. R. (1894) App. Cas., 670 — its decision is explicable. On that theory it might well treat the judgment as in effect an English judgment, and entitled to execution ; such was the real condition, and forty years later an Act of Parliament (the Judgment Extension Act of 1868) recognized its existence and provided for the execution of Scotch judgments in
The nearest approach to an international rule is the one laid down by Loud Selbokne in one of his last opinions:
The more important consideration, however, is that there is no international law which recognizes the right of one nation to conclusively determine the legal duties of the subject of another nation who may be temporarily within its limits, in respect to transactions occurring at his own domicile and not related to any act or conduct within the foreign territory. Territorial jurisdiction, or the right of might to exercise its own will on all persons within its territory, asserted by each independent nation, is countered by the right of protection of its citizens while guests of foreign governments, asserted by every civilized nation. This right of protection is maintained in unmistakable terms by our own government: “ The United States believe it to be their duty, and they mean to execute it, to watch over the persons and property of their citizens visiting foreign countries, and to intervene for their protection when such action is justified by existing circumstances and by the law of nations.” 2 Whar. Dig. Int. L., 434. All jurists affirm that the power over the person of a friendly alien who is a mere passenger-through a nation’s territory, is limited to matters relating to his acts and conduct while within that territory. Phillimore emphasizes the warning that the distinction between domiciled persons and visitors or passengers is never to be
The adjustment of territorial jurisdiction as based on the brute force of might, to the principle of protection as based on the reciprocal duties between sovereign and subject which exist wherever the subject may be, is now making international law. It is still within the range of diplomacy. But it is enough for present purposes, that there is no international law by which a citizen of London or New York, traveling in Turkey or Morocco, can be compelled by reason of the mere fact of his casual presence in the foreign country, to there litigate controversies arising at his own domicil. When our court, in the exercise of its assumed power, is asked to grant execution of a judgment based on the right of such compulsion, its decision on the question of policy is controlled by no rule of international law. And certainly there can be no doubt but that public policy demands the refusal of execution in such case. It can hardly be claimed that the interests of our own citizens, or friendly intercourse with other nations, will be served by encouraging the establishment of a sort of international syndicate for promoting the collection of home debts, through foreign courts, so that each traveler shall be compelled to run the gauntlet of such litigation under threat of snap judgments, upon which his own government must issue execution on his return. Such a policy would offer premiums to scavengers of sham and stale claims at every center of travel, breeding a class of process firers to lie in wait for their game at docks and railway stations. It is certainly significant that since the first case on this subject
It seems clear to me, notwithstanding some dicta entitled to the highest respect may support a contrary view, that if this proceeding is, as I have attempted to prove, a common law action to enforce a common law obligation, the facts set up by the defendant constitute a good defense; and if it is— as some general language used by courts, especially of late years, seems to imply — a mere form for procuring the issue of execution on a foreign judgment, the facts set up are conclusive against the issue of execution on the judgment produced.
The argument from analogy, much pressed by counsel, has been substantially disposed of in reaching the conclusions stated. The argument is: 1. A judgment on default obtained in Connecticut against a non-resident served with process while transiently in the State, is valid and will be enforced in this State. 2. Under the Constitution of the United States, such judgment has the same effect and will be enforced in every other State. 3. Some analogy exists between the relation of the States to each other, under the Constitution, and the relation of independent and foreign nations to each other; ergo, such a judgment obtained in a foreign nation will be enforced in the United States. The gap between the premises and the conclusion is patent, and impassable if the essential premise omitted is supplied, i. e., the sovereign power signified in the judgment of a State court extends, by force of the United States Constitution, to all subjects of the one nation throughout its whole territory; while the sovereign power signified in a foreign judgment does not extend beyond the limits of that nation, and can be recognized elsewhere only by the grace of some other nation.
The character of a State judgment as representing the sovereignty of the nation as well as of the State, and so unal
There was a clear analogy between the relations of the several States to each other, and the relations of foreign nations, from the opening of the Revolution to its final consummation in the adoption of the Constitution of 1787, and the establishment of the new “ composite republic,” as it has been aptly termed by Austin. But these analogies were then radically disturbed. The nation and the government established was new, absolutely unique, and cut loose from the traditions and analogies that had formerly prevailed. And so the division of sovereign powers between the people as citizens of one nation and as citizens of its component parts, the relations of such governments to each other, the relations of citizens to the State and to the general government, in their double and not inconsistent capacity of citizens of the United States and of the several States; in short, the new and intricate conditions involved in the establishment of the “indissoluble union of indestructible States,” must be settled in accordance with the law and circumstances which called the new nation into existence; which law of necessity is peculiar to itself. It is only by acknowledging the fact that the relation of our citizens to their government and its several parts, are to be determined by a law peculiar to that government and necessarily distinct from that controlling the relations of foreign governments and their 'citizens, that we can distinguish between the constitutional law which controls the relations of all States and citizens within the scope of the Federal Constitution, and the international law which eon
For the reasons stated, I believe the view which regards this proceeding as a common law action to enforce a common law obligation, to be the only one consistent with the established principles of our municipal law, and that such obligation is expressly negatived by the defense in this case. If, however, the other view can be maintained, I believe the defense is sufficient, although for different reasons.
I think there is error in the judgment of the Superior Court.