*2 signatures required place Hess on the Before DONALD S. RUSSELL 11, 1992, day ballot. On before the MICHAEL, PAYNE, Judges, Circuit election, Party filed its Judge United States District for the Eastern petition 11,159 signatures supporting Virginia, sitting by designation. District of candidacy. State, Secretary Hess’ The Heehler, 6,704 subsequently
Ken
declared
by published opinion. Judge
signatures
Affirmed
the submitted
to be
Of
invalid.
these, 2,574
majority
signators
rejected
DONALD S.
RUSSELL wrote
opinion,
Judge
joined.
primary.3
MICHAEL
had voted
Secre-
The
Judge
dissenting opinion.
tary
only 4,455
accepted
PAYNE wrote
signatures
State
Party
gust
year
are
Libertarian
Nation-
1 in the
of the election. W. Va.Code
Committee;
3-5-23(a).
Virginia
§
al
the West
Libertarian Par-
Horton,
ty;
Virginia
Brian
the West
Libertarian
Chairman,
Party
the coordinator of the West
law,
Virginia
persons soliciting
3.Under West
Party's petition
Libertarian
drive in
nominating
signatures
petition
for a
inform
must
Party’s
and the Libertarian
candidate for
potential signator
signing
petition
each
1992;
State Auditor in
and Chris-
disqualifies
participating
him or
in the
her from
Fishbeck,
Party.
tine
a member of the Libertarian
3-5-23(c).
§
election. W. Va.Code
Af-
Hess,
Party’s
Karl
Libertarian
Secretary
complaints
ter the
received
Virginia governor
originally
in 1992 was
Party's
always
that the
were not
in-
solicitors
plaintiff; he died in 1994.
forming prospective
disqualifi-
signators of their
agreed
voting
primary,
cation from
Hess
Nominating petitions
presi-
signa-
for candidates for
to allow
State to
void all
vice-president
subsequently
primary.
must
dent
be submitted Au-
tors who
voted in the 1992
rights.
as we
rec-
candidacy
disqual-
and thus
Amendment
supporting Hess’
rights
subjected
ognized,
access to the
ified the Libertarian
restrictions,
gubernatorial ballot.
to “severe”
“narrowly
drawn
advance
must be
July
Upon learning in late
did
*3
compelling importance.”
interest
place Hess on the
enough signatures to
Reed,
279, 289, 112
[Norman v.
502 U.S.
ballot,
immediately
its
Party
restarted
(1992).]
705,
698,
L.Ed.2d 711
S.Ct.
116
Horton, who had coordi-
Brian
ballot drive.
provision
But
law
state election
drive,
replaced
petition
nated the failed
“reasonable,
imposes only
nondiscriminato-
by
Party’s national directors. On
two of the
ry
upon
First
Four-
restrictions”
4,821
3, 1992,
Party filed
addi-
August
voters,
rights of
“the
teenth Amendment
Secretary of
signatures.
The
tional
important
regulatory
interests
State’s
only 2,202
signa-
additional
found
of these
generally
justify”
sufficient to
the restric-
valid,
signatures,
but
these
tures to be
[Anderson,
788,
103
tions.
460 U.S.
4,455
signatures
submitted
addition to
valid
1570.]
S.Ct. at
11,
sufficient to meet
one-
on
Takushi,
432-36,
The
percent
requirement.
428,
Burdick v.
504 U.S.
State, however,
place
Hess on the
did
2059,
112
tarian
had not filed
case,
previous
In
the district court con
signatures by
day
pri-
before the
ber
constitutionality
upheld
sidered and
mary election.
Virginia’s primary-eve
deadline.
West
8, 1992,
August
plaintiffs filed this
On
The
court held that “the burdens
district
District Court for
action
the United States
placed upon
challengers
under
Vir
West
Virginia.
District of
the Southern
West
great”
ginia
laws are not
and that
election
challenge
Virginia’s primary-
plaintiffs
West
important
has an
interest
‘West
filing nominating petitions as
eve deadline for
requiring
independent candi
to
an unconstitutional
restriction
access
dates
a modicum communi
to demonstrate
challenge
plaintiffs
the ballot. The
do not
ty
placing
its
support before
their names on
Virginia’s
registered
requirement
West
general election ballot.” Socialist Workers
nominating
signing a
voters choose between
Hechler,
190,
Party
F.Supp.
201-02
696
voting
election.
petition and
(S.D.W.Va.1988).
appeal, we
On
affirmed
Instead,
they argue
primary-eve
fil-
portion
of the district court’s decision
deadline,
ing
light
of the forced-choice
constitutionality
upholding
pri
provision,
unconstitutional.
mary-eve filing deadline. Socialist Workers
Hechler,
(4th
1303, 1305-07
Party v.
890 F.2d
challenge
considering a
to
When
denied,
Cir.1989),
932,
495 U.S.
110
cert.
law,
weigh
a court must
“the
state election
(1990).
2173, 109
S.Ct.
L.Ed.2d
in
magnitude of the asserted
character and
jury
rights protected by
the First and
ease,
to
Party
In the instant
the Libertarian
plaintiffs
Fourteenth Amendments
provided
with
the district court
historical
against
precise
to
“the
inter
seek
vindicate”
minor
data of
access
the ballot
justifications
put
the State as
ests
forward
Virginia throughout
century.
To
West
imposed
its rule....”
burden
summarize,
their evidence demonstrated
Celebrezze,
780, 789,
Anderson v.
460 U.S.
parties placed
minor
numerous candidates on
(1983).
1564, 1570,
[T]he
his-
depends
law
the ballot. The
correlated this
propriety of
state election
changes
challenged reg-
torical data with
various
the extent to which a
period
the same
ulation
and Fourteenth
election laws over
burdens First
attempt
of time
demonstrate that the
in evaluating
held that
re
primary-eve filing deadline
severe
imposed
is a
bur-
strictions
the states on access to
ability
parties’
gain
ballots,
den on minor
access to
election
principal
concern
the ballot.
tendency
courts “is
of [those] ballot
access restrictions ‘to limit the field of candi
evidence,
reviewing
this historical
we
”
dates
Id.
might
voters
choose.’
found that several facts undermined the con-
786,
Bullock v.
103 S.Ct. at
(quoting
clusion
the Libertarian
wanted us
Carter,
143,
849, 856,
draw.
(1972)).
Anderson
under
election law included
same restrictions as
made in Storer
acknowledgement
scored the
years,
current
In those
code.
West Vir-
Brown,
S.Ct.
ginia
Tuesday
held its
on the second
*4
“
(1974)
L.Ed.2d 714
practical
that
‘as a
mat
May,
in
imposed
primary-eve filing
and it
ter,
must
there
be a substantial
provision.
and
deadline
the forced-choice
they
if
elections
are to be fair
restrictions,
and honest and
Despite these
dozen mi-
several
order,
chaos,
if some sort of
rather than
is to
party
gained
nor
candidates
access
”
Id.
accompany
processes.’
the democratic
congressional
ballot for
and statewide offices
788,
at
v.
S.Ct.
Storer
1984, furthermore,
(quoting
103
at 1569
and
In
1932
Brown,
730,
1279).
415
at
Virginia
U.S.
suspended
primary-eve
West
fil-
S.Ct. at
its
deadline,
ing
and minor
candidates
Anderson,
Court,
The
also emphasized
nominating petitions
file
could
as late as Au-
challenges
that
specific provisions
of state
gust. Despite
suspension
dead-
election
by applica-
laws cannot be resolved
line, only
gained
one minor
any “litmus-paper
tion of
test” but that “[i]n-
congressional
access to the ballot for
and
stead, a court
challenge
must resolve such a
offices,
a decrease from the four
statewide
by
analytical
an
process that parallels
its
gained
minor candidates who
access to the
ordinary
789,
work in
Id. at
litigation.”
congressional
ballot for
and statewide offices
end,
S.Ct. at 1570. To that
in-
the Court
1982,
when West
enforced the
structed that:
primary-eve filing
primary-
deadline.
If the
It [the court] must first
char-
consider the
was a
severe burden on
magnitude
acter
injury
and
of the asserted
access,
claim,
plaintiffs
as the
we would
rights protected by
to the
First
and
expected
far
have
to see
fewer minor
plaintiff
Fourteenth Amendments that the
candidates on the ballot in
and
the 1932
identify
seeks to
It
vindicate.
then must
explosion
elections and an
minor
precise
put
and evaluate the
interests
for-
plaintiffs’
candidates
1984. The
historical
justifications
ward
state as
just
appears
evidence
to demonstrate
imposed by'
passing
its rule.
opposite.
judgment,
the Court must not
deter-
carefully analyzed
The district court
legitimacy
strength
mine
and
each
the record submitted
and
interests;
of those
also
it
must consider
Virginia’s primary-eve filing
held that West
the extent to which those
make it
interests
deadline is not a severe restriction on minor
necessary
plaintiffs rights.
to burden the
parties’
again
it
access to
Id. 789, 103
S.Ct. at
After conduct
upheld
constitutionality
primary-
ing
tripartite inquiry,
“[t]he constitution
examining
deadline. After
the rec
ality
challenged
restriction is then to
ord,
briefs,
considering
parties’
and hear
necessarily
be made on the
hard
basis of
ing
argument,
thorough
oral
affirm on the
we
judgment
weight of
evaluative
of the relative
See
reasoning of the
Hess v.
district court.
Cromer
rights.”
state interests and voters’
Hechler,
(S.D.W.Va.1995).
[I]n reasonably diligent independent constitutionally insignificant, state are either could a satisfy signa- tailored, expected narrowly For candidate be or both. only rarely requirements, reasons, or will it be respectfully ture dissent. candidate will succeed the unaffiliated experience Past getting the ballot? Severity A. The the Burden Of helpful, always unerring, if not will abe majority accurately opinion summa- The thing independent guide: will one it if history present rizes the essential status qualified regu- some candidates have minority parties the lack success larity quite a matter different if encoun- have not. attempting tered achieve Brown, Storer 415 U.S. 94 S.Ct. at Virginia general ballot. district added); see also Mandel v. (emphasis provides opinion court’s further details of 173, 177, Bradley, history summary with that consistent (1977) (emphasizing 53 L.Ed.2d Nonetheless, recitation. assess severi- appropriate this is the ty imposed by challenged the burden by poten- analysis of the burden faced court’s restrictions, helpful *5 candidates). tial augment opinion’s majority the discussion Takushi, in Burdick recently, v. 504 More by referring findings somewhat the 428, 2059, district court.1 (1992), prescribed a the slid- ing analysis, pursuant scale to which: parties agree generally It appears that the findings rigorousness respect- of our into the with the of the district court
[T]he
depends
ing
propriety of a
election law
the number of third
state
actually
challenged reg-
appeared
dent candidates
the extent to which a
who
Virginia
years.
over
Fur-
First
ballots of West
ulation burdens
and Fourteenth
ther,
have
an
confirms
rights.
as we
rec-
examination
record
Amendment
subjected
findings
ognized
rights
made
the district court
when those
are
restrictions,
fully
regard
supported
in
“severe”
must
are
Hence,
appropriate briefly
“narrowly
to advance a
record.
it is
drawn
state
compelling importance.”
findings
of
district
But
summarize
court.
interest
impos-
provision
a state election law
when
1932,
1. From
1923
conduct-
“reasonable,
nondiscriminatory re-
es
ed,
August
alternatively,
pri-
” upon the First and Fourteenth
strictions
(held May during presiden-
maries
in
voters,
rights “the
Amendment
State’s
years
tial election
and on
first
regulatory
important
interests gener-
Tuesday
August
years).
all other
justify”
ally sufficient
the restrictions.
Independent
and minor
candi-
Takushi,
v.
Burdick
504 U.S. at
gain
dates could
access to the
(citations omitted) (emphasis
2063-64
S.Ct. at
through
petitioning
election ballot
added).
filing
process.
date for nominat-
The
that,
positions
days
respectfully
ing
was either 20
after
submit
consid-
days
foregoing
primary
pri-
or 30
before the
ered within the
framework and
decision in Cromer v.
mary (depending upon
interpreta-
light
an
Court’s
Carolina,
(4th Cir.1990),
conflicting
provisions)
code
South
tion both cer- challenged suspended sions here have been primary in voting tificate and the hindered (as presidential apply or not in the case of do ability Party gar- the of the Libertarian elections), party there have been no third signatures necessary ner for Hess Virginia’s independent candidates on West May deadline [in 1992], ballot for state offices and a scant few It is assume reasonable Further, congressional par- for offices. third many forego voting voters are reluctant ty independent presidential in and candidates in primary, particularly pri- when the ballot when those elections achieved mary may be the decisive race certain suspended enjoyed and have measures many their in offices and decision must regular access in the elections since the positions instances be made before the of in date for elections major political party candidates are August. was moved to crystallized.
(J.A. 94). Then,
Additionally,
comparing signatures
in
there is substantial evidence
non-historical,
Party
by the
of a
nonstatistical
nature
obtained
Libertarian
before
afterward,
ballot access
and
the district which demonstrates
had,
challenged
provisions
“it
and
court reached the conclusion that
follows
here
have,
provision appears
a severe effect. For exam-
the forced choice
continue
concluded,
correctly
presented by
contrary
this
be-
2. The
not control
the facts
case
district court
State,
presented
rec-
that the
cause the
here
factual
the assertion of the
Party
before the Court
in Socialist Workers
decision of this Court in Socialist Workers
ord not
Hechler,
(4th Cir.1989),
Party.
Nor is it
that
the number of
current
independent
jurisprudence.3
third
candidates who ment
Inc.,
Catrett,
(1986);
Liberty Lobby,
Corp.
v.
Anderson
Celotex
477 U.S.
2505, 2509-10,
2548, 2552-53,
106 S.Ct.
submitted
Brown,
94 S.Ct. at
agreement
Storer v.
of a settlement
the result
simply
an
That statement
establishes
Party
and the
between
Libertarian
objective
against
standard
which to assess
respecting
al-
of State
in the face of the
what could be achieved
leged
party’s
solicitors to
failure
particu-
at issue in a
ballot access restrictions
they
inform individuals from whom
so-
submit,
not,
respectfully
It does
I
lar case.
signatures,
in accordance with
licited
subjective
permit
standard in
the use of
law,
sign
that
could not
severity analysis
conducting the
petition
primary;
and vote in the
diligence
permit
would
lack of reasonable
(3)
that the Libertarian
on the view
egregious
most
restrictions to sur-
even the
unsatisfactory
an
vali-
experienced
not,
think,
that
I
what
vive and
is
Storer
compared to other candi-
dation rate
intended. Nor is it consistent with the
dates.
concern
Court’s instruction
rights
in ballot access cases is the
diligence
To the extent that
the lack of
heavy
specific
focus on a
voter because
predicated
inexperience of
rationale is
on the
or,-
diligence precludes
candidate’s actual
Horton,
respectfully
inexperi-
I
submit
distorts,
least
diligence.
a lack of
To the extent
ence is not
permits
consideration of a can-
concern
diligence
that the lack of
rationale is based
objective
diligence
an
sense.4
didate’s
agreement, I
on the results of the settlement
Moreover,
“reasonably
to consider the
dili-
respectfully submit that
the record is too
language in
as the
permit
gent
of non-
candidate”
Storer
insubstantial to
inference
factor,
determining
or even as a
diligence from the mere fact of settlement of ultimate
severity
significant determining factor in the
dispute
certain information
over whether
question
analysis,
to overlook the critical
given
party’s
or was not
solicitors.
independent
inadequate diligence is which is whether
To the extent
qualified
regulari-
with some
on the assessment that the Libertar-
candidates have
founded
ty.
in both
Party’s
was 30% to 40%
As the
Court directed
ian
validation rate
Bradley,
and Mandel v.
group
lower than
other than the Socialist Storer v. Brown
Here,
inquiry.
dem-
Party,
respectfully
submit that it
is the critical
the record
Workers
because,
convincingly
that third
significance
plain-
as the
onstrates
is without
out,
qualified
point
peti-
candidates have
tiffs
other statewide
*9
election,
regularity,
have met with some of
tioning effort in the 1992
which was with
but
Libertarians,
country.
greatest
lack of success
the
more successful than the
was
the
minimum,
That,
suggests
at a
that Horton’s
that of Ross Perot who was
little,
anything,
if
to do with
inexperience had
ballot as a
candidate and those
Nor,
merit to the con-
August.
until
the matter.
is there
were not due
Co.,
(1986);
say
diligence
a lack
is
Ze-
4. That is not to
that
of
Matsushita Elec. Indus.
Ltd. v.
always
See Socialist Workers
irrelevant.
Corp., 475
106 S.Ct.
nith Radio
U.S.
Hechler,
(4th Cir.1989).
That ac- is inconsistent candidate’s cess to the requirements must Anderson be “narrowly drawn to Burdick requires advance state interest more than the Id. compelling importance.” However, showing Here, of a un- severe burden. regulation “imposes disputed success, even where rea- record shows lack of al- sonable, nondiscriminatory unique country. And, most restrictions” plain- the First and Fourteenth produced rights tiffs Amendment substantial statistical evidence candidate, voters choose their showing place that the dismal took when the effect, challenged “impor- must still demonstrate it has provisions while regulatory justify tant” showing interests sufficient to sig- also that the success factor was Id. nificantly Finally, restrictions. even challenged where a different re- shown, (either is compelling state interest whether apply strictions did actual or important, the restriction must not un- suspension generally presi- case elections). necessarily restrictive. Anderson Cele- They dential produced opin- also brezze, 460 U.S. at S.Ct. at Winger ion Redpath evidence from disparate produced by effect Ensuring Support A Modicum Of That, challenged provisions. respectfully submit, prove sufficient bur- severe First, deadline has den. justified on ground been it insures that candidates on the election ballot have
B. Asserted Interests sup- demonstrated at least “a modicum of Maintaining The Challenged course, port.” interest, That has been Restrictions as identified Court the fun- damental interest which state has in requires part analysis The second promulgating regulations govern the ad- assessment of inter- asserted ministration of ex- elections. As maintaining ests in deadline. plained: justifications support The three offered to *10 it,
the
justify
right
need for that deadline fail to
the State has the undoubted
to re-
“important”
under
quire
preliminary
either
the
interest
a
state
candidates
to make
emerge
May
who
from the
support in
other candidates
showing of
order
substantial
ballot,
may
have an
primaries. While
place
for a
qualify
treatment,
promoting
equal
interest
such
confusing to
encumber
is both wasteful
filing
to achieve
reliance on the
date
names of frivolous can-
the
the ballot with
by
substantially
other
that end is
undercut
didates.
provisions
which ef-
of West
code
Anderson,
n.
at
at 788
U.S.
S.Ct.
fectively
imper-
that interest without
serve
omitted).
(citations
n. 9
missibly burdening
as does
may
deadline
con-
While
§
May 1
3-5-
Code
deadline.
way
third-
to ensure
tribute
some
23(a) provides:
candidates demon-
Group
having
organiza-
no party
citizens
of
support before the state
showing
strate a
of
public
may
tion
nominate candidates
ballot,
their
permits
appearance
by
or
office
than
conventions
otherwise
be
said to
either “neces-
restriction cannot be
case,
In such
the candi-
primary elections.
sary”
“narrowly
or
tailored”
serve this
candidates, jointly
severally,
date or
or
when Anderson was
interest. Since 1984
secretary
shall file a declaration
decided,
operated
Virginia has
success-
by
of
if
office is to
filled
state
fully
requirement
under a
third
county,
voters more than one
or with
independent presidential
candidates
county
the clerk of the circuit court of the
August
History
petitions on
must file
by
if the
is to be filled
the voters of
office
adequately
this has
served
shows
thereof;
county
political
one
subdivision
avoiding a
ballot “encum-
state’s interest
thirty
such
least
declaration
filed
by
insignificant
bered”
candidates.
days prior
the time
certifi-
otherwise nor of-
state has neither asserted
provided by
twenty
cate
section
3-
[§
four
any
why
August
deadline
fered
reason
5-2Jp]
article.
equally
the state’s interest
would
serve
added.)
(Emphasis
consequence
As a
of this
to show “modi-
requiring
candidates
a
state
section,
indepen-
potential
support.”
such a circum-
cum of
Under
step
public
dent candidates must
into the
stance,
has
admonished
and,
May primary
forum
well before
that:
they
although
not certain that
will ulti-
it is
legitimate
a
inter-
pursuing
[E]ven
will,
mately
appear on the
never-
est,
may
not choose means that
theless,
potential candidates
be known as
constitutionally pro-
unnecessarily restrict
media,
public,
adversaries.
their
liberty.
“Precision
tected
supposed strategic advantages
in an
so
must be
touchstone
area
may
to third
which
inure
precious
closely touching
most
our
free-
institution
dent
as
result of the
”
doms.
May primary,
are
deadline after
Anderson,
moved to
Furthermore, has rec changes
ognized that the effect of the drastic literacy technology,
in communications
rate,
citizens are
degree to which
and the
America,
UNITED STATES
and issues lessen the
informed about events
Plaintiff-Appellee,
provide
protec
broad
for the state to
need
Anderson,
to ensure voter education.
tions
ing the an the State month before seriously ‘neces-
cannot maintain it is
sary’ year in the to reside for a county in months in the order to be
three state, congressional,
knowledgeable about purely local elections. even added.)
(Emphasis The recent decision of Carolina, v. South
this Court Cromer (4th Cir.1990),
F.2d 819 reinforces this view.
There, “no consti- the Court held that while minimum
tutional maximum or has been de-
veloped,” a interval for voter edu- decent days
cation is about 60 to 90 before “Beyond period, Id. at
election. needed
some other interest would seem be justify declaration of earlier candidacy.” Id.
dent
Here, offer the state has failed to August to No- why period
reason to allow voters to learn
vember is insufficient
