John FINN, Don Elliott and Citizens Against Legalized Lottery, Petitioners; and Marcus Halbrook, Intervenor v. W.J. “Bill” McCUEN, Secretary of State, Respondent; and Robert G. Walker, Winfred W. Batch, Clarence J. Rice, and Arkansans for Legalized Lottery, Intervenors
90-232
Supreme Court of Arkansas
October 26, 1990
798 S.W.2d 34
For the reasons stated above, we affirm and issue an immediate mandate.
Larry L. Page and William H. Sutton, by: Robert S. Shafer, for petitioners.
Wm. R. Wilson, Jr., for intervenor Marcus Halbrook.
Steve Clark, Att‘y Gen., by: Jeffery A. Bell, Deputy Att‘y Gen., for respondent.
Smith, Stroud, McClerkin, Dunn & Nutter, by: John F. Stroud, Jr., for intervenor/respondent.
Youngdahl, Trotter, McGowan & Farris, by: Scott C. Trotter, for amicus curiae Campaign Ethics Committee.
The petition for review is opposed by Mr. McCuen and by Robert G. Walker, Winfred W. Batch, Clarence J. Rice, and an organization known as Arkansans for Legalized Lottery who have joined in Mr. McCuen‘s position by way of intervention. We also have received a brief joining the respondent‘s position from the Campaign Ethics Committee as amicus curiae.
Mr. McCuen has moved for the dismissal of the original action on the ground that it is untimely because it was not brought within a time prescribed by
Walker, Batch, Rice, and a person named Simmons, who is now deceased, petitioned to have placed on the ballot an amendment to the Arkansas Constitution to authorize a state lottery and legalize bingo. They chose to follow the provisions of
Subsection (e)(1)(B) of the statute provides in part: “(i) Any legal action against such certification shall be filed with the Supreme Court within forty-five (45) days of the Secretary of State‘s publication; (ii) No such action filed later than forty-five (45) days following publication shall be heard by the Supreme Court.”
The attorney general approved the popular name and ballot title on the proposed amendment after amending them, as is permissible in accordance with subsection (b) of the statute. The secretary of state, Mr. McCuen, published the proposal. CALL did not bring its challenge, however, until more than forty-five days had passed. It chose instead to wait until the secretary of state had certified the petition with respect to popular name, ballot title, and the number of signatures necessary to have it placed on the ballot.
1. The motion to dismiss
a. Declaratory or direct relief
If the statute requiring that a challenge to the certification of the popular name and ballot title be made within 45 days of publication governs, we must grant the motion to dismiss. CALL contends the statute is unconstitutional and thus should not govern. Mr. McCuen contends we have no authority to consider the constitutionality of the statute because we are limited by
We reject the argument that CALL is seeking declaratory judgment on the constitutionality of the statute. This is an original action to determine the sufficiency of a petition to have a matter placed on the ballot. The statute has been asserted as a bar to the action, and CALL has responded that the statute is not a
By providing that an action challenging an early determination of the sufficiency of the popular name and ballot title of a proposed amendment “shall be filed” here within 45 days of publication and that such a challenge may not be filed unless it is done within that 45 day period, the statute has the effect of permitting and, as in this case requiring, that the challenge occur prior to a determination that there are sufficient signatures to have the initiated amendment placed on the ballot. The validity of the statute is directly in issue.
b. Amendment 7
Our jurisdiction to entertain this original action is granted by
c. The cases
In Rambo v. Hall, 195 Ark. 502, 112 S.W.2d 952 (1938), a petitioner sought to restrain the secretary of state from certifying a petition because the ballot title of a proposed bill to be submitted to a vote of the people was insufficient. We treated the petition as one challenging the sufficiency of the proceedings under Amendment 7. We held that “[u]ntil the Secretary of State shall have acted upon the sufficiency of the petition” the challenge was premature.
In Bailey v. Hall, 198 Ark. 815, 131 S.W.2d 635 (1939), we reviewed the ballot title of a measure to be referred to the people. In the course of that decision, we noted that the signatures on the petition were not being challenged, and it was clear that the petition had been certified by the secretary of state in all respects.
Both the Rambo case and the Bailey case can be distinguished from the situation now before us. In the Rambo case, the secretary of state had taken no action whatever, and here he had certified the ballot title when Mr. McCuen contends the challenge should have been undertaken. In the Bailey case, we did not have before us the question whether we would have had jurisdiction if only one aspect of the petition had been certified.
In Scott v. McCuen, 289 Ark. 41, 709 S.W.2d 77 (1986), however, we were asked to consider an early certification of ballot title which was made prior to the certification of the signatures. We noted that the arguments there had to do with economy of the process of putting an initiated measure on the ballot. It was contended that, by allowing review of an early ballot title certification we could prevent the expense to the state of counting signatures to say nothing of the time and effort which would be expended by the parties in obtaining the signatures sufficient for certification. We held that the secretary of state had no authority to make any such partial certification and that we had no authority to review other than that granted in Amendment 7. We wrote: “Our jurisdiction attaches only after the petition is declared sufficient and that determination must be of the sufficiency of both the title and the signatures [emphasis in original].”
The argument for an early decision, primarily to save the sponsors’ time and money has another side. Should we devote the time, effort and financial resources of this court and the parties to decide an issue that may never be presented to the voters? What if the Secretary of State refuses to cooperate with a sponsor? Would we alter Amendment 7 and order him to do something clearly not required? Would a premature decision by us be binding for four, six or eight years? . . . Our existing procedure does have a distinct advantage: it keeps us all honest. Sponsors know it is to their advantage to present an honest title so it will not be stricken at the last minute and we know that we are not rendering merely an advisory opinion which may become moot. We know our decision counts and we will be accountable for it. Any other course would discourage both honesty and responsibility; sponsors would be inclined to offer a misleading ballot title that might pass unnoticed and we would be deciding the case in the abstract [289 Ark. at 45, 709 S.W.2d at 79.]
While our judgment may have been short on citation of precedent, it clearly was not solely based on the Bailey citation but was a considered, reasoned decision of the six justices participating. It was a principled interpretation of Amendment 7 which we are unwilling to overturn.
The only meaningful distinction between the case before us now and the Scott case is, of course, the statute authorizing the secretary of state to make the early certification of the ballot title and providing for our review of it prior to the certification of the signatures. Given our very explicit statement of the limits on our jurisdiction under Amendment 7 in the Scott case, we must hold that any statute which purports to confer on us the power to review an initiative petition which has not been certified as to the popular name, ballot title, and signatures constitutes an unlawful and unconstitutional expansion of our jurisdiction.
The main case cited by Mr. McCuen and the intervenors
The issue in the Washburn case was whether the refusal of the secretary of state to certify a referendum was proper in view of the fact that it had no popular name or ballot title. We were not concerned with the provision in Act 195 for relief in this court in the event the attorney general refused to act. We only held that the secretary of state‘s refusal to certify the petition was proper and that the provisions of Act 195 for involving the attorney general in the secretary of state‘s decision as to the sufficiency of the petition was not a violation of Amendment 7. The case presents no help in the resolution of the case before us now. It certainly does not run contrary to our strong language and holding in the Scott case.
We hold that
2. The ballot title
Having concluded that we are not barred from reviewing the merits of the secretary of state‘s decision with respect to the ballot title, we proceed to do so, and we find the ballot title which has been approved by both the attorney general and the secretary of state is insufficient.
We are liberal in construing Amendment 7 and determining sufficiency of a ballot title. Dust v. Reviere, 277 Ark. 1, 638 S.W.2d 663 (1982). However, if information not given by a ballot title would “give the elector ‘serious ground for reflection’ it must be disclosed.” Gaines v. McCuen, 296 Ark. 513, 758 S.W.2d 403 (1988).
We have no quarrel with the popular name of the proposed amendment which is “STATE LOTTERY, BINGO AND STATE LOTTERY COMMISSION AMENDMENT.” The ballot title is as follows:
An Amendment to Article 19, Section 14 of the Arkansas Constitution of 1874; to authorize a state lottery and legalize bingo; to form the State Lottery Commission which shall develop, implement and operate the lottery; to provide net revenues to benefit public education (including higher education); to develop a mechanism to grant or reject requests to operate bingo in the State of Arkansas.
In Dust v. Reviere, supra, we enjoined the secretary of state from placing on the ballot a proposed constitutional amendment which would have created a “new government entity, the Ratepayers Utility Board.” We found the ballot title misleading in two respects. First, it provided the purpose of the act was to “represent and advocate the interests of residential and small business utility customers.” The proposed act provided for appointments of persons by various state officials from various fields of endeavor. For example, the lieutenant governor was to appoint one from “at least three nonprofit consumer organizations having statewide membership.” We decided the ballot title was insufficient because it did not inform the voter of “the interests of the seven people who will direct that Board and this is an important fact since their interests may not necessarily coincide with those of the
Here, the ballot title does not reveal the fact that the proposed amendment actually names the persons to occupy the initial board positions. The proposed amendment provides that Walker, Batch, Rice, and the now-deceased Simmons are to be four of the five members of the board. To say the least, it is remarkable, if not unique, in our experience to find initial board members, either the quick or the dead, named in a proposal for a constitutional amendment creating a powerful arm of state government. We cannot resist analogizing to elections to public office. The electors are being asked to elect at least three people to important positions without being informed of that fact in the ballot title. Not only are the voters not to be informed in the ballot title of the names or interests of these prospective board members, they are not even being told that named persons will become the board.
The second reason given in the Dust case for holding the ballot title there insufficient was that the new proposed Ratepayers Utility Board was to be a new government entity subject to no check or control by any existing branch of government, and the voters were not being informed of that fact. We held that such a title tended to be misleading and not free from partisan coloring.
The proposed amendment in this case makes no mention whatever of any legislative, judicial, or executive department. The board to be created is to run the lottery operation without any known check from any other branch of government. In the Dust case, we wrote: “the voter has a right to know when a new entity or department of government is created that will not be subject to existing constitutional controls granted to [the legislature].”
In Hobson v. Hall, 229 Ark. 416, 316 S.W.2d 185 (1958), we were presented with a similar, although more troublesome, proposed amendment and ballot title. The ballot title referred to “states’ rights” which, we wrote, was an appealing phrase, much like helping education in this case and helping the “aged and blind” in Walton v. McDonald, 192 Ark. 1155, 97 S.W.2d 81 (1936). The ballot title, however, did not address the portions of the proposed amendment which would have made a “State‘s Rights Commission” totally independent of the other branches of government. We wrote:
The Commission, created by Article I of the measure, consists of twelve members. Sections 5 and 6 of this article destroy the system of checks and balances that has characterized our government since its birth. Section 5 provides that no court shall be empowered to enjoin the Commission from performing the duties set out in the amendment. Those duties, however, are not clearly defined. By § 7 the Commission is invested with the duty and the power to “perform any and all things deemed necessary and proper” to protect the sovereignty of the several states and to resist the usurpation of the rights reserved to the states. Within the vague limits of this clause it is difficult to conceive of any power — legislative, executive, or judicial — that the Commission might not lay claim to. The ballot title, it may be observed, does not even mention the powers of the commission, much less does it give a hint of their unlimited scope [229 Ark. at 418-419, 316 S.W.2d at 187].
While the proposed lottery amendment does not contain provisions, like the ill fated states’ right proposal, setting the commission free of all checks and balances, it contains nothing on the subject. It provides for the administration of the lottery and bingo by the proposed commission, period. The proponents have submitted an affidavit to the effect that they will seek an implementing legislative package, but that is not in the proposed amendment and, as far as we know, would not bind the proponents if the voters passed the proposed amendment. Again, if there were disclosure of these facts in the ballot title, voters would be given ample cause to pause and reflect before approving or disapproving the proposal.
Clearly, if the voters were made aware not only that, by voting for the proposed amendment they were creating an ostensibly autonomous board to handle what could become huge amounts of state money and naming persons to that board, they would have cause to pause and reflect. Gaines v. McCuen, 296 Ark. 513, 758 S.W.2d 403 (1988). The ballot title is insufficient.
In view of our decision on the merits of the ballot title, we need not consider the question raised about the validity of signatures counted after Mr. Simmons‘s death.
The secretary of state is enjoined from placing the proposed
PRICE, J., concurs.
DUDLEY, HAYS, and GLAZE, JJ., dissent.
DALE PRICE, Justice, concurring. I concur with the majority opinion in all respects except for the issue of the validity of signatures counted after Mr. Ray F. Simmons’ death and the further insufficiency of the ballot title. Simmons died on December 25, 1989, and no showing has been made as to how many, if any, of the signatures had been obtained after his death.
On July 6, 1990, petitions were presented to the secretary of state for determination of sufficient signatures. On that date, it was determined there were insufficient signatures to place the issue on the ballot, and the secretary of state gave the proponents an additional 30 days to make up the deficiency. Inasmuch as the petitions circulated after July 6, 1990, still contained the name of Simmons, all signers would have of necessity been led to believe that Simmons was to be a commissioner.
The subsequently circulated petitions were defective. Since a dead man is incapable of performing duties as a commissioner, this fatally flawed any signatures obtained after July 6, 1990. The signers of the petitions were misled.
The signers were further misled when the proponents of the amendment sought to have themselves elected to a constitutional office without having signed a Political Practices Pledge as required by
I concur.
In order to make the initiative process more workable the General Assembly passed Act 280 in 1989 which is codified at
In this case it is undisputed that the sponsors of the “Lottery Amendment” fully performed all of the statutory steps for obtaining early review of the popular name and ballot title under
In their brief, the petitioners contend that the 1989 statute,
Instead, it is based on the premise that
The majority opinion does not explain how the statute fails to facilitate the operation of Amendment 7, or how it restricts, hampers, or impairs the exercise of the initiative, power, or how it is incompatible with the amendment. Instead, the majority opinion claims to be bound by the holdings in three of our cases, Scott v. McCuen, 289 Ark. 41, 709 S.W.2d 77 (1986); Bailey v. Hall, 198 Ark. 815, 131 S.W.2d 635 (1939); and Rambo v. Hall, 195 Ark. 502, 112 S.W.2d 951 (1938). Yet, the majority opinion admits:
Both the Rambo case and the Bailey case can be distinguished from the situation now before us. In the Rambo case, the secretary of state had taken no action whatever, and here he had certified the ballot title when Mr. McCuen contends the challenge should have been undertaken. In the Bailey case, we did not have before us the question whether we would have had jurisdiction if only one aspect of the petition had been certified.
That admission leaves the majority opinion with only one thread of authority, a sentence from the Scott case. That sentence is: “Our jurisdiction attaches only after the petition is declared
Accordingly, the majority‘s one thread of authority is clearly weak, at best. It breaks completely when one compares the sentence from Scott with the language of Amendment 7. Further, at the time Scott was decided there was no enabling act, passed pursuant to Amendment 7, which supplied the authority for early review of the ballot title. That authority was supplied by the 1989 act, after Scott was decided. In sum, the one sentence in the Scott case should not now be used to hold that the statute is repugnant to the amendment when, in fact, it is not.
The majority opinion also quotes from Scott at length concerning the reasons an early review of the popular name and ballot title is not wise. Those are political reasons why the 1989 act may be unwise, but they are not legal reasons why the statute is unconstitutional. The wisdom of legislation should be left to the General Assembly.
A case more in point is Washburn v. Hall, 225 Ark. 868, 286 S.W.2d 494 (1956). The background of the case is as follows:
Obviously, the Legislature considered that in signing a referendum or initiative petition the signer should have the benefit of a popular name and ballot title that would give as much information about the proposed act as is possible to give by such means. It is apparent that the Legislature considered that the safer method would be to first submit the proposed popular name and ballot title to the Attorney General of the State for his approval and, if he did not approve that which was submitted, he should substitute
and certify more suitable ones. This statute in no way curtails the operation of Amendment No. 7 but is in aid of the amendment and insures the giving to the signer of the petition as much information as is possible and practical with regard to what he is being asked to sign.
(Emphasis added.)
Similarly, in 1989, the Legislature thought that the sponsors of an initiative or referendum should have the benefit of an early decision on the validity of the popular name and ballot title. The statute enacted “in no way curtails the operation of Amendment 7, but is in aid of the amendment . . . .” As a result of the statute, sponsors would no longer be required to speculate on whether the name and title are sufficient before they obtain the required number of signatures. The statute would neither restrict, nor hamper, nor impair the right of the people to exercise the power of initiative; rather, it would facilitate the exercise of that power in accordance with the very terms of Amendment 7. Accordingly, I dissent.
HAYS, J., joins in this dissent.
STEELE HAYS, Justice, dissenting. I hold no brief for the proposed lottery amendment, but I believe its approval or rejection must rest with the public rather than with this court. I earnestly disagree that the provisions of Act 280 of 1989 are unconstitutional.
Today‘s holding, at the very least, denies to the general public the power to initiate law, provident or otherwise, so plainly reserved under
I share the views of Justices Dudley and Glaze expressed in their dissenting opinions, in which I join.
Under the Act, after the Attorney General approves a measure‘s ballot title and popular name and the Secretary of State publishes the proposed initiative measure, opponents of the measure have forty-five days to contest the ballot title‘s validity. The Act provides a reasonable time table for all questions concerning a ballot title or popular name to be resolved. Accordingly, those issues can be decided both well in advance of the General Election at which the people will vote on the initiative measure, and, as already mentioned, before the voters are asked to sign the petitions necessary to place the issue on the ballot.
Until Act 280 was enacted, the people and their organizations, supporting a proposed measure, were always placed in the position of expending their time, money and energies to circulate initiative petitions, even though they chanced having their entire efforts set aside at the last moment before the election. In other words, prior to Act 280, the Attorney General would approve a sponsor‘s measure‘s ballot title and popular name, and the opponents of the proposed measure would lie in wait to bring litigation immediately before the election, asking this court to knock the proposal off the ballot because they believed the Attorney General‘s approval of the ballot title was wrong. This system fostered and encouraged last minute attacks on proposed initiative measures. In turn, it thwarted the peoples’ power to initiate laws and to vote on those laws, thus preventing them an independent voice in their government. Act 280 eradicated these obstacles to the placement of citizens’ proposals on the ballot. It
Contrary to the majority‘s position, Act 280 in no way negates or curtails this court‘s power under Amendment 7 to decide ballot title or popular name issues. Instead, it merely provides a reasonable time in which those issues should be presented.
Our court, in Washburn v. Hall, 225 Ark. 868, 286 S.W.2d 494 (1956), specifically considered a law, Act 195 of 1943, (now codified as
Act No. 195 of 1943, Ark. Stats. § 2-208, is no unwarranted restriction on Amendment No. 7. Obviously, the Legislature considered that in signing a referendum or initiative petition the signer should have the benefit of a popular name and ballot title that would give as much information about the proposed act as is possible to give by such means. It is apparent that the Legislature considered that the safer method would be to first submit the proposed popular name and ballot title to the Attorney General of the State for his approval and, if he did not approve that which was submitted, he should substitute and certify more suitable ones. This statute in no way curtails the operation of Amendment No. 7 but is in aid of the amendment and insures the giving to the signer of the petition as much information as is possible and practicable with regard to what he is being asked to sign.
(Emphasis added.)
In the present case, Act 280 provided a safe method by which the sponsors and opponents of the proposed lottery and bingo
The majority seems to rely almost entirely upon a sentence set out in the opinion in Scott v. McCuen, 289 Ark. 41, 709 S.W.2d 77 (1986), which stated that this court‘s jurisdiction in Amendment 7 cases attaches only after the petition is declared sufficient and that determination must be of the sufficiency of both the title and the signatures. From that language, the majority reasons that Act 280 cannot provide for this court to resolve ballot title issues before the petitions are circulated for signatures. Such a conclusion is wrong.
First, when Scott was decided, Act 280 was not law, therefore, at the time Scott was decided, the court was correct — this court, by law, considered both ballot title and signature issues only after the petitions were circulated. Since the Scott decision, Act 280 was enacted to provide a procedure whereby ballot title questions could be decided before the circulation of petitions. Second, the majority‘s conclusion as to what Scott says begs the question. While the majority opinion speaks in terms of Act 280 unlawfully expanding the court‘s jurisdiction, the pertinent constitutional issue, in my view, is whether Act 280 curtails this court‘s power, granted under Amendment 7, to decide either ballot title or signature questions? As I have discussed earlier, the Act actually enhances rather than restricts everyone‘s rights, duties and privileges granted under Amendment 7 — the sponsors, opponents, courts and voters. In any event, whether you view Act 280 as being too expansive or too restrictive, the majority fails to explain how Act 280 affects this court‘s powers under Amendment 7.
In conclusion, I agree the ballot title of the ill-fated lottery and bingo amendment is misleading. However, assuming Act
In my opinion, Act 280 is constitutional and is thoroughly designed to promote and facilitate the interests of the peoples’ right to initiate laws under Amendment 7. While Act 280‘s constitutionality is raised in the context of a controversial lottery and bingo proposal, and the opponents of that proposal failed to challenge it in a timely manner under the Act, I have every confidence in the voters of this State to decide the fate of this proposed amendment on its merits. Therefore, I would declare Act 280 constitutional, permit the people to vote on the amendment and deny the request for injunction in this cause.
HAYS, J., joins this dissent.
