RULING AND ORDER ON MOTION TO DISMISS PURSUANT TO FEDERAL RULES OF CIVIL PROCEDURE 12(b)(1) AND 12(b)(6)
This matter is before the Court on a motion by the Department of Public Safety (“Defendant” or “LDPSC”) to dismiss (doc. 13-1) pursuant to Fed.R.Civ.P. 12(b)(1) and (b)(6). Edwina Fields (“Plaintiff’) opposes the motion (doc. 15), and Defendant has replied to Plaintiffs opposition (doc. 18).
BACKGROUND
Plaintiff, a black female employee of Elayn Hunt Correctional Center (“Elayn Hunt”), began working for Defendant on January 11, 1999, as a Sergeant and later as a Master Sergeant (doc. 1, p. 2; doc. 15, p. 2). She asserts that throughout the many years of her employment she experienced discrimination based on her age, race, and disability in violation of Title VII of the Civil Rights Act of 1964 (“Title VII”), the Age Discrimination and Employment Act (“ADEA”), the Americans with Disabilities Act (“ADA”) (doc. 1, p. 1-3). Although not specifically pleaded in her complaint, Plaintiff also avers that she was discriminated and retaliated against because she exercised leave under the FMLA, 29 U.S.C. § 2601 et seq. (doc. 1, p. 3).
Plaintiff further alleges that on or around December 31, 2008, she requested leave under the FMLA after “exacerbating a pre-existing post-traumatic stress or mental disorder” (doc. 15, p. 2). Upon returning to work, Plaintiff alleges that she was assigned to D1 cell block, which was “unreasonably stressful,” and she was denied accommodation to be moved to a less stressful work environment in violation of the ADA (doc. 15, p. 2). Plaintiff further alleges she was forced to remain in D1 cell block because of her race (doc. 15, P- 3).
Plaintiff claims she was denied recognition and awards for responding to an inmate’s attempted hanging in retaliation for exercising leave under the FMLA. (doc. 15, p. 3) Moreover, she alleges the Assistant Warden Frederick Boutte said “those who have received FMLA cannot receive a reward” (doc. 15, p. 3). Additionally, Plaintiff asserts she was denied a position that she applied for in the 24 hour unit
As a result of the alleged discrimination, Plaintiff filed a complaint with the United States Equal Employment Opportunity Commission (“EEOC”) (doc. 15, p. 3-4). The EEOC granted Plaintiff a right to sue letter, and she filed the present suit on February 23, 2011 (doc. 1). In lieu of an answer, Defendant filed a Motion to Dismiss pursuant to Federal Rules of Civil Procedure 12(b)(1) and (6) for lack of subject matter jurisdiction and failure to state a claim upon which relief may be granted, respectively (doc. 13). In opposition, Plaintiff argues that the Court has subject matter jurisdiction under 28 U.S.C § 1331 (doc. 15, p. 4). Plaintiff also argues that the Elayn Hunt Correction Center is not entitled to Eleventh Amendment immunity because the prison receives federal funding (doc. 15, p. 4-5). Finally, Plaintiff argues that she has stated a valid cause of action for her disability, discrimination, and FMLA claims (doc. 15, p. 6).
LAW AND DISCUSSION
I. RULE 12(b)(1) SUBJECT MATTER JURISDICTION
Defendant asserts that this Court lacks the requisite subject matter jurisdiction over Plaintiffs ADEA claims as a result of Defendant’s Eleventh Amendment immunity from suit in federal court (doc. 13-1, p. 6). Plaintiff argues that because she alleges federal civil rights violations “on the face of her complaint,” any Fed. R.Civ.P. 12(b)(1) motion is defeated (doc. 15, p. 1). Plaintiff asserts that federal question jurisdiction exists as provided by §§ 1331 and 1332 (doc. 15, p. 4). Plaintiff further alleges that this Court has subject matter jurisdiction over the claim by virtue of the presence of federal questions and the acceptance of federal funds (doc. 15, p. 5).
In asserting a court’s subject matter jurisdiction, the burden of proof lies on the party seeking to invoke the court’s jurisdiction. St. Paul Reinsurance Co., Ltd. v. Greenberg,
a. Whether LDPSC is an “Arm of the State”
Defendant alleges that the LDPSC is an arm of the state and, therefore, is entitled to Eleventh Amendment immunity which divests this Court of subject matter jurisdiction over Plaintiffs ADEA claims (doc. 13-1, p. 4, 6). Although, Plaintiff does not address the issue of whether LDPSC is an arm of the state in her opposition, she alleges that Eleventh Amendment immunity does not extend to prisons such as
The Eleventh Amendment provides:
“The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against any one of the United States by Citizens of another State, or by Citizens or Subjects of any foreign state.”
U.S. CONST, amend. XI. Though the language of the Eleventh Amendment does not specifically address suits against the State by its own citizens, the Supreme Court has “consistently held that an unconsenting State is immune from suits brought in federal court by her own citizens as well as citizens of other States.” Edelman v. Jordan,
When a state is the “real, substantial party -in interest,” the Eleventh Amendment bars a suit against state officials. Pennhurst State Sch. & Hosp. v. Halderman,
To accurately determine whether LDPSC may assert Eleventh Amendment immunity, the Court must establish whether LDPSC is an “arm of the state.” The Fifth Circuit has instructed district courts to consider six factors when determining if an agency may be appropriately deemed an “arm of the state”: 1) whether state statutes and case law view the entity as an arm óf the state; 2) the source of the entity’s funding; 3) the entity’s degree of local autonomy; 4) whether the entity is concérned primarily with local, as opposed to statewide problems; 5) whether the entity has the authority to sue and be sued in its own name; and 6) whether the entity has the right to hold and use property. Perez v. Region 20 Educ. Serv. Ctr.,
In this case, Defendant is a state agency created by the State of Louisiana under La.Rev.Stat. § 40:1301. Likewise, if any monetary judgment is obtained against the Defendant, LDPSC, it will be
However, the Eleventh Amendment is not an absolute bar from suit in federal court. Three exceptions may affect a State’s ability to raise sovereign immunity as a defense: 1) a State may waive its Eleventh Amendment immunity by consenting to suit in federal court;
b. Waiver of immunity by consent to suit
Defendant asserts that it did not voluntarily consent to suit in federal court or voluntarily invoke federal court jurisdiction in this matter (doc. 13-1, p. 7). The Supreme Court has consistently held that “an unconsenting State is immune from suits brought in federal courts by her own citizens as well as by citizens of another state.” Pennhurst,
Applying a stringent test for determining whether a State has waived immunity, a court will find waiver if either: (1) the state voluntarily invokes federal court jurisdiction; or (2) the state makes a “clear declaration” that it intends to submit itself to federal court jurisdiction. Atascadero State Hospital v. Scanlon,
1. Immunity by acceptance of federal funds
Plaintiff relies on Douglas v. California Department of Youth Authority,
In Douglas, the inquiry concerned a specific statute, the Rehabilitation Act, which contained language that clearly conditioned the waiver of Eleventh Amendment immunity based on the acceptance of federal funds.
The Fifth Circuit has held .that claims under federal statutes do not override the Eleventh Amendment bar unless the statute contains a clear showing of Congressional intent to abrogate the bar. Darlak v. Bobear,
c. Congressional Abrogation of State Sovereign Immunity
Congress may abrogate a State’s sovereign immunity and authorize a private party to bring a federal suit against unconsenting states in the exercise of its power
In order to determine whether Congress has abrogated state sovereign immunity by enacting a statute, district courts apply the two-part test established by the Supreme Court in Seminole Tribe of Florida v. Florida,
To determine whether a federal statute subjects States to suits by individuals, the Court must apply a “simple but stringent test: Congress may abrogate the States constitutionally secured immunity from suit in federal court only by making its intention unmistakably clear in the language of the statute.” Kimel,
1. Abrogation under the ADEA.
While Plaintiff did not address the issue in its reply memorandum in opposition, Defendant asserts that Congress did not abrogate the State’s immunity under the ADEA (doc. 13-1, p. 10). Defendant asserts that as an arm of the State, it is immune from Plaintiffs ADEA claims by virtue of the State’s sovereign immunity, thereby divesting the Court of subject matter jurisdiction over Plaintiffs claims under the ADEA (doc. 13, p. 10). The validity of an abrogation of sovereign immunity by Congress is satisfied by two prongs: (1) Congress unequivocally expressed its intent to abrogate the immunity, and (2) Congress acted pursuant to a valid exercise of power. Seminole Tribe of Florida,
In Kimel v. Florida Bd. of Regents,
2. Abrogation under Title I of the ADA
Although neither Plaintiff nor Defendant addressed this issue in their memoranda, it must be noted that the Court lacks jurisdiction over Plaintiffs ADA Title I claims. Title I of the ADA prohibits the State and other employers from “discriminatfing] against a qualified individual with a disability because of th[at] disability ... in regard to ... terms, conditions, and privileges of employment,” 42 U.S.C. § 12112(a). This Court finds that Plaintiffs claims relate to her employment at Elayn Hunt and thus fall under Title I of the ADA.
Congress has not validly abrogated states’ Eleventh Amendment immunity under Title I of the ADA. Cf. Bd. of Trustees of Univ. of Alabama v. Garrett,
Thus, Title I of the ADA does not meet the requirements of the “congruence and proportionality” test as the rights and remedies created by the ADA are not “congruent and proportional” to the problem of States’ discrimination against employees with disabilities. Id. at 372,
3. Abrogation under the self-care provision of the FMLA
Though neither Plaintiff nor Defendant addressed this issue in their memoranda, the Court lacks subject matter jurisdiction over Plaintiffs claims under the self-care provision of the Family and Medical Leave
Congress may properly abrogate a state’s immunity in federal court if Congress (1) makes its intention to abrogate unmistakably clear in the language of the statute; and (2) acts pursuant to a valid exercise of power under § 5, the Enforcement Clause of the Fourteenth Amendment. Seminole Tribe of Florida,
To meet the second prong of the Seminole test, a congruence must be shown between the evil or wrong that Congress intended to remedy and the means by which Congress adopted to remedy that evil or wrong under § 5. Coleman v. Court of Appeals of Maryland,—U.S.-,
In the absence of pervasive gender-based discrimination in state sick leave policies, the congressional purpose for enacting the self-care provision is unrelated and does not meet the congruence and proportionality test. Id. at 1334. Thus, in enacting the self-care provision of the FMLA, Congress did not validly abrogate the State’s Eleventh Amendment immunity from suit. Id. at 1338. Because Plaintiff took leave under the self-care provision of the FMLA, 29 U.S.C. § 2612(a)(1)(D), Defendant is immune from Plaintiffs claims arising under the FMLA. There
4. Abrogation under Title VII.
Lastly, though neither Plaintiff nor Defendant addressed this issue in their memoranda, this Court has subject matter jurisdiction over Plaintiffs Title VII claims. Congress may properly abrogate a state’s immunity in federal court if Congress both (1) makes its intention to abrogate unmistakably clear in the language of the statute and (2) acts pursuant to a valid exercise of power under § 5, the Enforcement Clause of the Fourteenth Amendment. Seminole Tribe,
Because Title VII contains the “requisite clear statement of congressional intent to abrogate and that Congress has the power to abrogate,” States are not entitled to sovereign immunity with respect to Title VII claims. Ussery v. State of La. Through Dept. of Health & Hospitals,
II. RULE 12(b)(6) FAILURE TO STATE A CLAIM FOR WHICH RELIEF CAN BE GRANTED
Defendant asserts that Plaintiff has failed to state a claim under which relief can be granted with respect to the ADA, Title VII, FMLA, and punitive damages (doc. 13-1, p. 12-17). Plaintiff asserts that her pleadings state viable claims for which relief can be granted (doc. 15, p. 1). A Rule 12(b)(6) motion to dismiss tests the sufficiency of the complaint against the legal standard set forth in Rule 8, requiring “a short and plain- statement of the claim showing that the pleader is entitled to relief.” Fed.R.Civ.P. 8(a)(2). “To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to -relief that is plausible on its face.’ ” Ashcroft v. Iqbal,
However, when considering ' a Rule 12(b)(6) motion, the district court must examine the allegations in the complaint to determine whether any possible theory provides relief. Cinel v. Connick,
a. Plaintiffs ADA Claim
The Court declines to address whether Plaintiffs claims under Title I of the ADA should be dismissed pursuant to Rule 12(b)(6) because it lacks subject matter jurisdiction over these claims.
b. Plaintiffs Racial Discrimination Claim under Title VII
Plaintiff contends that she was subject to racial discrimination because her request for a transfer from her stressful D1 cell block assignment was denied while the request of a white female, Lt. Lacoste, was granted (doc. 15, p. 7). Defendant alleges that Lt. Lacoste was transferred due to “an appalling act of sexual violence” against her (doc. 13-1, p. 14). Plaintiff also asserts in her original complaint that Lt. Lacoste was “subjected to aggravated sexual offenses” (doc. 1, ¶ 10). Plaintiff, however, asserts that the disparate treatment ' between Plaintiff, who is' African American, and Lt. Lacoste creates a prima facie case for racial discrimination, citing McDonnell Douglas Corp. v. Green,
Title VII makes it unlawful for an employer “to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin.” 42 • U.S.C.A. § 2000e-2(a)(1). Title VII also forbids an employer “to limit, segregate, or classify his employees or applicants for employment in any way which would deprive or tend to deprive any individual of employment opportunities or otherwise adversely affect his status as an employee, because of such individual’s race, color, religion, sex, or national origin.” 42 U.S.C.A. § 2000e-2(a)(2).
To make out a prima facie case for disparate treatment, a plaintiff must establish four elements: (1) she is a member of a protected group; (2) she applied and was qualified for a position; (3) she was rejected; and (4) the position remained open and the employer continued to seek applicants. McDonnell Douglas,
In the instant case, the Court finds that Plaintiffs complaint pleads sufficient facts to establish a plausible right to relief un
c. Plaintiffs Discrimination Claim under the FMLA
The Court declines to address whether Plaintiffs claim for retaliation under the FMLA should be dismissed under Rule 12(b)(6) as it does not have subject matter jurisdiction over this claim.
d. Plaintiffs Claim for Punitive Damages
Defendant alleges that punitive damages are disallowed in the present matter “under all statutory authority asserted by Plaintiff herein, including the FMLA, ADA, and Title VII.” (doc. 13-1, p. 17-18) Plaintiff asserts that the argument over which statutes allow for punitive damages is premature for a Rule 12(b)(6) motion (doc. 15, p. 8-9). Plaintiff further asserts that Title VII, the ADA, and the ADEA allow for punitive damages (doc. 15, p. 9). Plaintiff asserts that Defendant is wasting this Court’s time with its argument regarding punitive damages under § 1981(doc. 15, p. 9).
1. Punitive Damages under the FMLA
The FMLA sets forth the types of damages recoverable under 29 U.S.C. § 2617(a), creating liability for damages only for actual monetary losses. 29 U.S.C. § 2617(a); See also Oby v. Baton Rouge Marriott,
2. Punitive Damages under the ADA and Title VII
Pursuant to 42 U.S.C. § 1981(a), plaintiffs asserting Title VII or ADA claims that are unavailable under section 1981 are allowed to recover compensatory and punitive damages. 42 U.S.C. § 1981(a)(l-2).
A complaining party may recover punitive damages under this section against a respondent (other than a government, government agency or political subdivision) if the complaining party demonstrates that the respondent engaged in a discriminatory practice or discriminatory practices with malice or with reckless indifference to the federally protected rights of an aggrieved individual.
42 U.S.C. § 1981(b) (emphasis added). Therefore, Plaintiffs claims for punitive damages under the ADA and Title VII are dismissed.
CONCLUSION
For the foregoing reasons, Defendant’s motion to dismiss for lack of subject matter jurisdiction is GRANTED in part and DENIED in part. Furthermore, Defendant’s motion to dismiss for failure to state a claim upon which relief may be granted is GRANTED in part and DENIED in part.
Notes
. Plaintiff argues that because Louisiana State prisons have received $3,149,115.00 in federal funding, Elayn Hunt and other state prisons have waived their Eleventh Amendment immunity (doc. 15, p. 6).
.The Fifth Circuit held:
“All but the last two factors favor Eleventh Amendment immunity for LDPSC. Louisiana statutes and cases place the LDPSC within the executive branch; the LDPSC is state funded; the head of the LDPSC is appointed by the Governor and serves at his pleasure; and the agency is charged with state-wide law enforcement and rehabilitation, which are described as "functions of the state.” That LDPSC may sue and be sued, and hold property, is outweighed by other factors, particularly State liability for LDPSC judgments.”
. Clark v. Barnard,
. Seminole Tribe of Fla. v. Florida,
. This Court will not address the application of the Ex Parte Young doctrine as the Court takes note that the Plaintiff has not named a state official as a defendant in the present suit.
. Namely, the ADA, ADEA, Title VII, and FMLA.
. Because the 9th Circuit in Douglas held that California waived its sovereign immunity through acceptance of federal funds, the issue of whether Congress validly abrogated the State of California’s sovereign immunity was not addressed.
. See discussion supra under Subheading I(a)(i)
. But cf. United States v. Georgia,
.See discussion supra under Subheading 1(a)
. The Family and Medical Leave Act of 1993 provides that employees may.take up to 12 work weeks of unpaid leave per year provided for: (A) the birth and care of a son or daughter, (B) the adoption or foster care of a son or daughter, (C) the care for spouse, son, daughter, or parent under a serious health condition, or (D) the care for an employee’s own serious health condition that hinders the employee's ability to work. 29 U.S.C. § 2612(a)(1).
. But cf. Hibbs,
. See Discussion, part (I)(c)(2), infra.
. Holding modified by Hazen Paper Co. v. Biggins,
. See Discussion, part (I)(c)(3), infra.
. Subsection (a)(1) applies to claims under Title VII and provides:
In an action brought by a complaining party under section 706 or 717 of the Civil Rights Act of 1964 ... against a respondent who engaged in unlawful intentional discrimination (not an employment practice that is unlawful because of its disparate impact) prohibited under section 703, 704, or 717 of the Act ..., and provided that the complaining party cannot recover under section 1981 of this title, the complaining party may recover compensatory and punitive damages as allowed in subsection (b) of this section, in addition to any relief authorized by section 706(g) of the Civil Rights Act of 1964, from the respondent.
Subsection (a)(2) applies to claims asserted under the ADA and provides:
In an action brought by a complaining party under the powers, remedies, and procedures set forth in section 706 or 717 of the Civil Rights Act of 1964 ... (as provided in section 107(a) of the Americans with Disabilities Act of 1990 ..., and section 794a(a)(l) of Title 29, respectively) against a respondent who engaged in unlawful intentional discrimination (not an employment practice that is unlawful because of its disparate impact) under section 791 of Title 29 and the regulations implementing section 791 of Title 29, or who violated the requirements of section 791 of Title 29 or the regulations implementing section 791 of Title 29 concerning the provision of a reasonable accommodation, or section 102 of the Americans with Disabilities Act of 1990 ..., or committed a violation of section 102(b)(5) of the Act, against an individual, the complaining party may recover compensatory and punitive damages as allowed in subsection (b) of this section, in addition to any relief authorized by section 706(g) of the Civil Rights Act of 1964, from the respondent.
