Fhc Equities, L.L.C. v. Mbl Life Assurance Corporation, a New Jersey CorporationFhc Equities, L.L.C. v. Mbl Life Assurance Corporation, a New Jersey Corporation
OPINION
This is an appeal of a dispute concerning a purchase agreement for the sale of land brought pursuant to diversity jurisdiction. The district court granted summary judgment and entered a final judgment for the Defendant-Appellee, MBL Life Assurance Corp., on April 11, 1997, denied FHC Equities’ (“Plaintiffs”) Rule 59(e) motion on June 10, 1997, and denied Plaintiffs Rule 60(b) motion on October 1, 1997. On December 8, 1998, this court dismissed Plaintiffs direct appeal and its appeal from the denial of its Rule 59(e) motion for lack of jurisdiction [Case No. 97-1736]. We will explain the reasoning for that decision herein. In addition, we AFFIRM the district court’s denial of Plaintiffs Rule 60(b) motion [Case No. 97-2115],
I. PROCEDURAL HISTORY
On April 11, 1997, the district court granted summary judgment and entered a final judgment for the Defendant. On April 28, 1997, the Plaintiff filed a Motion to Alter or Amend the Judgment pursuant to
Plaintiff filed a notice of appeal from the April 11th judgment on July 1, 1997 [Case No. 97-1736], within 30 days of the court’s denial of the
After the first appeal was filed, the Plaintiff filed a motion for relief under
Before oral argument, the panel granted the Defendant’s motion to dismiss the first appeal, No. 97-1736, as untimely, noting that a single opinion resolving both appeals would follow. We now explain why the Plaintiffs appeal in Case No. 97-1736 was untimely and thus, divested this Court of subject matter jurisdiction.
A timely filing of a notice of appeal is mandatory and jurisdictional.
Browder v. Director, Dep’t of Corrections of Ill.,
A
timely
motion under
Plaintiff argues that the motion was timely filed because
(e) Additional Time After Service by Mail.
Whenever a party has the right or is required to do some act or take some proceedings within a prescribed time period after the service of a notice or other paper upon the party and the notice or paper is served upon the party by mail, 3 days shall be added to the prescribed period.
Plaintiff attempts to analogize several cases to the case at bar, but neglects to mention that every court that has considered
this precise issue
(including this Court in unpublished opinions
2
), has re
We think the D.C. Circuit has correctly explained why the extension in
Mere quotation ofRule 6(e) shows why it is inapplicable toRule 59(e) motions. The period for filing aRule 59(e) motion does not — in the words ofRule 6(e) — begin with “service of a notice.” True, the clerk of the district court must “immediately” serve by mail a notice of the entry of a judgment (Fed.R.Civ.P. 77(d) ). But the critical point for measuring the timeliness of aRule 59(e) motion is not the date of service, nor is it the date of the court’s order. The 10 days allowed byRule 59(e) begin with the clerk’s ministerial act of entering the court’s judgment is a “book” — today, often in the form of an automated system- — “known as the ‘civil docket’ ” (Fed. R.Civ.P. 79(a) ).... To be sure, 10 days for preparing and serving a motion to alter or amend a judgment, even 10 working days, is not much time. Yet there is no doubt that strict compliance is required. District courts do not have even the customary discretion given byFed.R.Civ.P. 6(b) to enlarge theRule 59(e) period.... The period is to be kept short presumably because a timelyRule 59(e) motion deprives the judgment of finality.
Derrington-Bey,
Finally, we note that the fact that the district court ruled on the merits of the
III. CASE NO. 97-2115—
The district court had jurisdiction to consider Plaintiffs
In this case, Plaintiff sought relief from judgment based upon
The only basis the Plaintiff cites for relief under
In
Lewis,
this Court addressed the issue of “whether the district court may grant relief from judgment under
In
Lewis,
the appeal was late because the attorney mailed the notice of appeal three days before the appeal period expired, but it was not docketed until four days after the time for taking an appeal expired.
Lewis,
Other courts, however, have roundly disagreed with that decision and argue that the panel did not address
Plaintiff claims that the circumstances here are similar to the situation in
Lewis,
because the late appeal in this case resulted from his attorney’s misinterpretation of
Plaintiff does not point us to a single case, however, which holds that attorney misinterpretation of the law can constitute “mistake” under
In addition, Plaintiffs counsel’s reliance upon his earlier research with regard to
Although the Plaintiff cites many cases for the proposition that
On the other hand, Plaintiff seems to have missed the cases in which the alleged “mistake” was the attorney’s misinterpretation of the law or a strategy decision, and the courts have found that
Denial of aRule 60(b) motion to set aside a dismissal under clause (1) is not an abuse of discretion when the proffered justification for relief is the “inadvertent mistake” of counsel. Gross carelessness, ignorance of the rules, or ignorance of the law are insufficient bases for 60(b)(1) relief.... In fact, a court would abuse its discretion if it were to reopen a case underRule 60(b)(1) when the reason asserted as justifying relief is one attributable solely to counsel’s carelessness or misapprehension of the law or the applicable rules of court.
Id.
at 356-57 (footnotes omitted);
see also Engleson v. Burlington Northern R.R. Co.,
There is certainly no merit to the contention that dismissal of petitioner’s claim because of his counsel’s unexcused conduct imposes an unjust penalty on the client. Petitioner voluntarily chose this attorney as his representative in the action, yet he cannot now avoid the consequences of the acts or omissions of this freely-selected agent. Any other notion would be wholly inconsistent with our system of representative litigation. ...
Id.
at 608-09,
consistently declined to relieve a client under subsection (1) of the “burdens of afinal judgment entered against him due to the mistake or omission of his attorney by reason of the latter’s ignorance of the law or other rules of the court....”
More particularly for our purposes, an attorney’s failure to evaluate carefully the legal consequences of a chosen course of action provides no basis for relief from a judgment.
Id.
at 62;
Smith v. Stone,
Another case in which the procedural posture is strikingly similar to the case at bar comes from the district court in Michigan, albeit the Western Division, rather than the Eastern, from whence the appeal before us here has come. That case,
Peake v. First Nat’l Bank & Trust Co. of Marquette,
[T]he conclusion reached by the associate [that an untimelyRule 59(e) motion would toll the time for appeal] was incorrect. The associate failed to spend enough time to carefully research the problem. [The plaintiffs attorney’s] reliance upon his associate falls considerably below the requirement that only “unique or extraordinary circumstances” are required to constitute “excusable neglect.”
[W]e have in this case a conscious decision made by an attorney based upon ignorance of the law. This is not a unique or unusual set of circumstances. No errors by outside parties, such as court clerks, are involved. We have nothing more than a classic example of attorney error. My reading of the cases convinces me that the federal courts are practically unanimous in holding that, under these circumstances, attorney error is not “excusable neglect.”
Id. at 546, 546-47.
As was the case in
Peake,
Plaintiffs attorney admitted that he knew that the question of
The Fifth Circuit has recently addressed almost the precise issue before us. In
Halicki v. Louisiana Casino Cruises, Inc.,
[w]here, as here, the rule at issue is unambiguous, a district court’s determination that the neglect was inexcusable is virtually unassailable. Were it otherwise, “almost every appellant’s lawyer would plead his own inability to understand the law when he fails to comply with a deadline.”
Id.
at 470 (quoting
Advanced Estimating Sys., Inc. v. Riney,
If an attorney’s misinterpretation of rules constitutes “mistake” justifying the setting aside of a judgment under
This Circuit has previously held that: “
IV. CONCLUSION
For the foregoing reasons, the Plaintiffs appeal in case number 97-1736 is DISMISSED for lack of subject matter jurisdiction and the district court’s decision in Plaintiffs appeal number 97-2115 is AFFIRMED.
Notes
. Specifically,
If any party files a timely motion of a type specified immediately below, the time for appeal for all parties runs from the entry of the order disposing of the last such motion outstanding. This provision applies to a timely motion under the Federal Rules of Civil Procedure: ... (C) to alter or amend the judgment underRule 59 ....
.
McKay v. Dutton,
No. 86-6282,
. Plaintiff relies on several cases that have applied
.
The district court, if it finds (a) that a party entitled to notice of the entry of a judgment or order did not receive such notice from the clerk or any party within 21 days of its entry and (b) that no party would be prejudiced, may, upon motion filed within 180 days of entry of the judgment or order or within 7 days of receipt of such notice, whichever is earlier, reopen the time for appeal for a period of 14 days from the date of entry of the order reopening the time for appeal.