THOMAS J. FERRARA, Petitioner, v. TERRENCE L. BELANGER, as City Clerk, etc., Respondent. RAY RAND, Petitioner, v. TERRENCE L. BELANGER, as City Clerk, etc., Respondent.
S.F. No. 23419
Supreme Court of California
Nov. 9, 1976.
18 Cal.3d 253
COUNSEL
John V. Trump, Angell, Adams & Holmes, John B. Dickson, Meis & O‘Donnell and Jon Henry Kouba for Petitioners.
Anthony J. Garcia, City Attorney, for Respondent.
OPINION
TOBRINER, J.—This case arises out of a controversy over the proper interpretation and application of various provisions of the Elections Code pertaining to the filing of “pro” and “con” ballot arguments in municipal initiative elections.
In the instant case, however, the city clerk declined to follow the dictates of
Applying this interpretation of
For the reasons discussed below, we have concluded that respondent (hereafter “defendant“) city clerk erred in failing to follow the general procedural guidelines established by
Although the city clerk construed
Moreover, we also point out that our conclusion in this regard is reinforced by defendant‘s failure to proffer any convincing rationale to justify the imposition of more rigid filing requirements for initiative measures than are imposed for other ballot measures. Because in this context different procedural restrictions may frequently affect the outcome of the electoral process, the unexplained differential treatment resulting under the city clerk‘s proposed interpretation of
Facts.
On November 7, 1975, plaintiff Thomas Ferrara and four other individuals filed an initiative petition with defendant City Clerk of Union City, proposing the adoption of an ordinance permitting the establishment of “card clubs” at which the games of draw poker and panguingue could be played and wagered upon in accordance with California law. At the time the petition was filed, Union City‘s municipal code specifically prohibited the maintenance of such establishments. On December 5, 1975, one month after the petition was filed, the city clerk ascertained that the petition contained the requisite number of valid signatures and certified that the initiative measure would be placed before the voters at the upcoming March 2, 1976, election.
On January 5, 1976, nearly two months prior to the election, plaintiff Ferrara submitted to defendant a ballot argument in support of the initiative for distribution to the electorate with the sample ballot, but the city clerk refused to accept the ballot argument for filing. Three days later, plaintiff Ray Rand, who was not one of the initial proponents of the measure, submitted an identical ballot argument to defendant, who again refused to accept it for filing.
On January 12, 1976, one week after the proponents’ ballot argument had been initially rejected, the City Council of Union City voted at a city council meeting to approve a proposed ballot argument against the initiative measure. The city council submitted this ballot argument to defendant city clerk, who accepted the argument for filing. Thereafter, the city clerk mailed to all registered voters a sample ballot and other election material containing a copy of the initiative and the city council‘s argument against the initiative, but no argument in its favor.
Plaintiffs filed separate petitions for a writ of mandate, objecting to the city clerk‘s actions and seeking an order which would compel the clerk to submit to the voters the ballot argument in favor of the initiative that the clerk had earlier rejected. Although plaintiffs pursued their judicial remedies with dispatch, by the time the consolidated proceeding reached this court insufficient time remained to render a decision prior to the March 2 election.
- Under
Elections Code sections 5012 and5013 plaintiffs’ ballot arguments were properly and timely filed, and the city clerk erred in interpretingsection 4017 as barring such filing.
In ascertaining the appropriate interpretation and application of the various
Each of the first three chapters of division 4—dealing, respectively, with state, county and municipal elections—includes a separate article which prescribes a comprehensive procedure governing the filing of ballot arguments for such elections. (See
The present case concerns a municipal election and thus chapter 3 of division 4 contains the relevant provisions. Article 4 of chapter 3, entitled “Arguments Concerning City Measures,” sets forth statutory provisions,
The statutory provisions sustain plaintiffs’ contention.
In the instant case, the city clerk failed to fix any deadline whatsoever for the filing of ballot arguments. Inasmuch as one week after rejecting plaintiffs’ ballot argument the city clerk accepted the city council‘s opposing ballot argument and was able to have it printed and distributed with the sample ballot, plaintiffs’ arguments were submitted sufficiently in advance of the election to meet any reasonable deadline that might have been set; defendant does not contend otherwise. In addition, under
The city clerk refused to follow these statutory provisions, however, because he concluded that these provisions did not apply by virtue of
The city clerk construed
The flaw in the city clerk‘s reasoning rests fundamentally in his misinterpretation of
To begin with, the section is written entirely in permissive language, providing simply that “persons filing an initiative petition . . . may file with the petition a written argument.” The section nowhere provides that a failure to file a ballot argument at the very outset of the initiative process necessarily precludes a proponent from thereafter filing a ballot argument. Similarly, the section contains no language prohibiting a nonproponent from filing a ballot argument in favor of the measure. Accordingly, from the statutory phraseology itself, the section
The legislative history of the provision confirms this reading.
In the present context, the statutory command of a “liberal construction” clearly dictates that
As already noted, the Legislature has recognized that to fulfill the lofty purposes of the initiative process voters must have the benefit of both “pro” and “con” ballot arguments in reaching a decision as to how they will cast their votes. To achieve this goal, all of the comprehensive ballot argument procedures afford those who support a measure, but who are not formal proponents, an opportunity to submit a ballot argument in
Moreover, although the state can clearly claim a legitimate, indeed compelling, interest in requiring that ballot arguments be submitted sufficiently before an election to afford election officials a reasonable time to print and distribute the arguments, the city clerk‘s interpretation of
Thus, we conclude that both the statutory language and the legislative history of
Furthermore, our conclusion in this regard is reinforced by the fact that a contrary interpretation of
We need not reach these constitutional questions in the present case, however, for, as already explained,
The alternative writ, having served its purpose, is discharged and the peremptory writ is denied. Plaintiffs shall recover costs.
Wright, C. J., Sullivan, J., Clark, J., and Richardson, J., concurred.
MOSK, J.—I concur in denying the writ, but disagree with the opinion of the majority.
We are here called upon to construe a portion of
On November 7, 1975, an initiative petition signed by the required number of voters was filed by its five proponents with respondent City Clerk of Union City. If approved by the voters, the initiative would have permitted “card clubs” in which the gambling games of draw poker and panguingue could be played and wagered upon. The initiative was to be voted on at the March 2, 1976, municipal election.
On January 5, 1976, petitioner Ferrara, a proponent of the initiative, presented the city clerk with an argument in support of the measure for inclusion in the sample ballot, but the clerk, upon advice of the city attorney, refused to accept it. On January 8 petitioner Rand, not one of the five proponents, submitted an identical argument to the city clerk, who again rejected it. Four days later the City Council of Union City approved an argument against the gambling initiative which respondent clerk was instructed to print and distribute.
The majority rely upon
The majority also assert that
In my view,
In addition, an examination of similar sections of the
The majority further hold that as a registered voter of Union City petitioner Rand, a nonproponent, was entitled to file an argument in his own right pursuant to a different provision of the code,
In my view the provisions of article 1 of chapter 3, division 4, of the code (i.e.,
Though an addition was enacted in 1971, the substance of
I would conclude that
McComb, J., concurred.
