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Fernando Eros Caro v. Jeanne Woodford, Warden
280 F.3d 1247
9th Cir.
2002
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*1 opportunity and a reasonable conversion evidence). CARO, Fernando Eros

present responsive Petitioner- Appellee, Third, if even we were to consider de- summary motion as a motion for fendants’ conclude that judgment, we would the evi- WOODFORD, Warden, Jeanne dence submitted defendants was insuffi- Respondent-Appellant. cient to establish nonexhaustion. The affi- davit submitted makes no mention of No. 00-99013. Wyatt whether has exhausted administra- Appeals, United States Court of appeals. tive The exhibit referred to Ninth Circuit. “Appeal defendants as the Record” and purporting Wyatt to show has made Argued and Sept. Submitted 2001. appeal in no Director’s Level this matter is ambiguous on its face. It does not indi- Filеd Feb. Wyatt’s January

cate the nature of

appeal prove Wyatt did not make a appeal regarding

Director’s Level

grooming regulations.10

Because we hold that dismissal on ex- erroneous, grounds was

haustion we need Wyatt’s argument any fur- reach appeal

ther administrative would have

been futile. reverse We the district granting

court’s order defendants’ motion

to dismiss.

Conclusion summary judgment reverse the

Wyatt’s First Amendment claim and the 12(b)(6) Wyatt’s equal

Rule dismissal of

protection claim as unexhausted and re- proceedings.

mand for further On re-

mand, the court grant district also should

Wyatt complaint leave to amend his

include a claim under RLUIPA.

REVERSED and REMANDED. precluded raising judgment light holding today. 10. Defendants are not of our summary exhaustion in a new motion for *3 Gillette,

Dane R. Senior Attor- Assistant General, ney Office of the California Attor- General, Francisco, CA, ney San for the respondent-appellant. Coffin, Defender,

Lynne S. State Public Defender, Office of the Public State San Francisco, CA, petitioner-appellee. for the PREGERSON, FERGUSON, Before: KLEINFELD, Judges. Circuit FERGUSON, Judge. Circuit explanation go long way. A little can case, In might this have made differ- But, ence between life and death. because trial counsel for Fernando Eros Caro investigate present failed to indicating planes for the ing company, exposure to neurotoxi- impact of the brain, spray onto had on his where cants and child abuse a maintenance deprived He later worked as penalty phase fields. Corporation explanation determining critical worker at FMC Chemical (“FMC”), culpability pesti- for his crime. of toxic a manufacturer responded to plant, At the Caro cides. this case the second time that This is spills, repaired the ventilation chemical panel’s consideration. come before this has mixing system, and maintained Previously, held that counsel’s nonstra- we regularly ex- heating equipment. Hе was investigate Caro’s brain tegic failure to solvents, orga- posed organophosphates, risk of neuro- damage, despite the known *4 carbamates, nochlorines, and and he was toxicants, perfor- deficient constituted by a number of toxic chemicals at poisoned Washington, mance under Strickland plant. 2052, 104 S.Ct. (1984), showing of and that a L.Ed.2d addition, serious In Caro has suffered preju- demonstrate damage brain would injuries. Caro’s physical abuse and head his ineffective assistance dice to establish multi-generational history of family has a remanded to the of counsel claim. We abuse, alcoholism, neglect. physical evidentiary hear- to hold an District Court his parents throughout Both beat Cаro fact, Caro, in ing to determine whether fists, childhood, him hitting with closed as a result of his damage sustained brain sticks, boots, belts, His work and tools. person- and his exposure to neurotoxicants boots, him his father kicked work background. al The District Court found tools, his head with and once broke struck had established the existence of Caro frequently hit him his nose. His mother and, therefore, damage granted his stop crying. as an infant until he would corpus, his death writ of habeas vacated injuries sustained several head Caro also sentence, hear- resentencing and ordered a as a child: he was born with a three inch ing. appeals The State the Court’s deci- lump forceps on his head due the use sion, and we now аffirm. during delivery; difficult a water cooler three; age his head at the and he fell on AND I. FACTUAL PROCEDURAL by year. was hit a car later that BACKGROUND A. BACK- CARO’S PERSONAL B. PROCEDURAL HISTORY GROUND 16, 1981, was convicted On October Caro Caro, poor Fernando Eros the son of Mark Mary for the murders of Booher and residing Brawley, farm in Califor- laborers Hatcher, disappeared who teenage cousins nia, spent working play- childhood bicycle and were killed a while on ride ing pesticide-soaked fields. The house range to the ‍​‌​‌‌‌‌​‌‌‌‌​‌​​‌​​​​​‌​‌‌​‌​​‌​‌‌​​‌‌‌​​‌‌‌‌​‌‌‍head. Caro gunshot close in which he was raised was surrounded Rick was also convicted of the assaults of protect and did not agricultural fields Lucchesi, both of whom Donner and Jack family crop from the dusters that overflew multiple on the gun survivеd shots inflicted water, family those fields. The which his night same as the murders. clean, used to bathe and cook by pesticides. contaminated 10, 1981, a second On December returned a verdict of death. The Califor to toxic chemicals con- school, Supreme People nia Court affirmed. During high tinued into adulthood. crop-dust- Cal.Rptr. 46 Cal.3d “flagger” he worked as a for a (1988). exhausting experts. 761 P.2d After amination of Caro’s The State remedies, filed a 28 attempted his state Caro U.S.C. to discredit experts’ conclu- petition § in the 2254 habeas United sions that Caro suffered from brain dam- trial, States District Court for the Northern age at the time of his pointing out District of California. District Court school, high satisfactory per- marks request evidentiary denied Caro’s for an Marines, formance negative blood hearing on his ineffective assistance of pesticides, results for reasonably high IQ, claim, granted summary judgment counsel rationality of actions in covering up the State, for the and dismissed his habeas murders, psychiatric and normal and neu- petition. appeal, we found that On rological evaluations taken both before and investigate pres counsel had failed to Yet, after his trial. experts each of the ent damage during evidence of brain testified that none of these facts was in- penalty phase of the trial and remanded consistent with a of brain damage, evidentiary hearing for an to determine espеcially frontal brain damage. More- whether Caro had suffered brain over, Dr. Pincus concluded that it is “high- expo result of his chronic and acute ly likely” that the brain damage existed at *5 personal sure to neurotoxicants and his trial, the time of Caro’s based on both a Calderon, background. v. 165 Caro F.3d lack of “significant” subsequent injuries (9th denied, 1223, Cir.), cert. 527 U.S. and the fact that mixed dominance is in- 2414, 144 119 S.Ct. L.Ed.2d 811 dicative of damage. childhood brain (1999). that, attempted prove State also to remand, On the District Court conclud- trial, at the time of Caro’s the medical ed: “The record before the Court irrefut- community did not have the data nor the ably establishes that Petitioner suffered necessary methods to ascertain whether еxposure brain a damage as result of his damage Caro had suffered brain due to his pesticides personal toxic as well as his exposure person- to neurotoxicants and his background.” Woodford, Caro v. No. C- However, background. al each of the ex- (N.D.Cal. 93-4159-JW, Slip Op. Aug. at 16 perts averred that the literature and data 7, 2000). Accordingly, granted Caro’s available then would led him to the corpus penalty writ of habeas as to the same conclusion at the time of trial. Caro’s phase trial. timely appeal of his fol- lowed. Following presentation of the evi- dence, the District Court ruled that THE C. EVIDENTIARY HEARING “irrefutably record establishes Peti- At the evidentiary hearing, pre- Caro damage tioner suffered brаin as a result testimony sented the of Dr. Pin- Jonathan exposure pesticides of his to toxic well cus, Bear, neurologist; a Dr. David a neu- personal background.” Slip as his Ecobichon, ropsychiatrist; and Donald added). Op. (emphasis at 16 It reasoned Ph.D, toxicologist. Each of these prominent, well-respected that “three wit- that, witnesses testified at the time of his presented by universally nesses Petitioner trial, he would have found Caro to suffer opined that Petitioner suffers from frontal damage exposure from brain due to his damage injury, lobe brain caused head neurotoxicants, personal history, his exposure to toxic and the com- some combination thereof. Respondent pre- bination оf both factors. presented The State no witnesses at the no sented witnesses or evidence to the hearing, relying contrary.” instead on the cross-ex- Id. per- to neurotoxicants and his exposure

II. DISCUSSION clearly was background sonal erroneous. First, appeal, we resolve two issues. On testimony experts sup- As of all finding District Court’s we hold conclusion, ported this was damage resulting expo- from brain clearly not in error. personal to neurotoxicants and back- sure clearly erroneous. Sec- ground testimony A of the full review confirms ond, we affirm the District Court’s order experts that each of the testified Caro granting relief on the basis Caro has brain caused suffered from test set forth in two-prong satisfied neurotoxicants, personal Washington, Strickland some background, or combination thereof. (1984). L.Ed.2d 104 S.Ct. First, Pincus’s conclusion that Caro Dr. organic frontal dam- suffered A. OF REVIEW STANDARD assessment, age clinical which followed a grant decision The District Court’s twenty-five and a review of entailed tests is corpus petition the habeas de reviewed history. Arave, novo. Paradis v. ab- Dr. Pincus found five indications of (9th Cir.2001). the Dis review normality the frontal lobe of Caro’s findings trict Court’s factual for clear er (1) brain.1 These included: “mixed domi- Idaho, Zichko 247 F.3d ror. (preference eye oppo- for foot nance” Cir.2001). (9th give We must considerable (2) preference), site to that of hand credibility deference to the District Court’s (abnormal if fоund “suck” reflex reflex Calderon, Anderson v. determinations. (3) (abnormal adult), a “snout” reflex re- (9th Cir.2000). 1053, 1094 232 F.3d *6 adult), (4) (inabili- flex if paratonia found by Whether the facts found the District limbs), (5) (frontal ty to and apraxia relax a Court suffice to establish claim of inef- dysfunction). lobe Dr. Pin- or subcortical fective of counsel is question assistance a significant, diagnosis, cus found for his also that we review de novo. Id. 1084. “We pica;2 history injuries; of head may any affirm ground supported by father; by his mother poisoning abuse and record, the if it differs from the ratio- even Clorox; by seizure, epileptic-type and Paradis, nale the court.” of district which he had as an adult. F.3d at 1175-76. Second, Bear Dr. concluded that Caro B. DISTRICT OF COURT FINDING from both structural and function- suffered BRAIN DAMAGE al damage brain based on: his chronic and exposure acute to first cholinesterase inhibi- must determine whether tors; of the auto- many the District Court’s factual his exhibition of symptoms exposure;4 Caro suffered as of nomic of such indi- brain a result engineered poison acetylcholi- enzyme 1. Three or more abnormalities are considered to nesterase, damage. to be a of reliable indication brain comprising organophosphates and origi- and carbamates. These chemicals were a symptom neurological 2. Pica is of a nally developed gas for use as nerve in the disorder, psychiatric usually only which is Wars, Century during late 19th the World by found in and is children manifested pesticides. but as were later used substances, ingestion of non-nutritive such as large quantities dirt. of symptoms 4.Caro’s autonomic of cholinester- eye, 3. Dr. Bear "cholinesterase myosis defined inhibitors" ase intoxication included: of broadly consisting groups as two of chemical depression, including IQ may of suicide cators One’s be unaffected because it threats; only memory to loss and other disassocia- relates functions controlled anemia; events; poverty- posterior parts tive his mother’s of the brain. childhood; history physical,

stricken of acceptance District Court’s of the sexual, abuse; and emotional and child- opinion experts unanimous of the injuries. opined that hood He also Cаro Caro suffers from brain damage is not genetic abnormality, suffered from re- erroneous, clearly considering that he was family’s history flected of alcoholism poisoned by extremely toxic depression, which interacted with his (some of which illegal), are now suffered exposure to neurointoxicants increase multiple head injuries, many and exhibited dysfunction. risk brain the symptoms described the doctors exposure as consistent with both harmful Finally, Dr. Ecobichon concluded resulting damage. “persistent Caro suffers ner- [central CNS system] damage,” vous and peripheral due Moreover, we must afford the exposure to acute and chronic to neurotox- District Court considerable deference in exposure He cited early icants. as its determination that the witnesses were workers, a child of work farm qualified to draw such conclusions and flagger, and work at FMC. Dr. Ecobi- their testimony was credible. chon also observed that Caro was “the Anderson, 232 F.3d at 1094. Deference multiple I worst case have ever seen aside, agree we with the District Court lifetime, exposures almost a until his incar- that each witness was sufficiently qualified ceration, exposures pesticides, testify Caro’s brain damage. Dr. infancy right through útero to adult- an expert Pincus is in neurology and hood.” He concluded that serves as Professor and Chairman Emeri permanent would “cause transient of Georgetown University tus Medical neurological, psychiatric, and behavioral Department Center’s of Neurology. Dr. damage.”5 Bear is a neuropsychiatrist Professor Psychiatry University at the of Massa cross-examination, experts On did *7 Center, chusetts as Medical well as Di reasonably IQ not agree high that Caro’s Psychiatry rector of for Eastern Maine satisfactory performance in the Marines Health Care. Much his research has contradicted finding damage, brain neurological ag focused on the causes of explaining damage may that frontal brain gression and effects of expo neurotoxic hinder judgment aggressiveness and cause sure on the Finally, brain. Dr. Ecobichon necessarily without diminishing one’s intel- an expert pesticide is field the toxi ligence. example, For Dr. Pincus testified cology knowledge whose of the effects of may to one’s frontal lobes not pesticides spans four decades. affect other brain functions controlled brain, skills, hand, the back of motor the such as On the other the State failed to present any sensory perception, memory, speech. evidence, and affirmative which nausea, diarrhea, confusion, frequent depression, and forced urina- also mental schizo- tion, thirst, reactions, twitching. temper phrenic constant and muscle and outbursts. Moreover, exposure pesti- types several multiplies 5. by inhibiting Dr. Ecobichon testified that acute cides the effects those pesticides, organophosp- enzymes body certain such the that metabolize the hates, system causing affects the central nervous chemical much more severe ef- reactions, only physiological causes not but fects.

1254 banc) (9th Cir.2001) (en 915, 927 270 F.3d experts’ the conclu-

either controverted 362, Taylor, U.S. 529 (quoting Williams testimony. As their sions or discredited 1495, 393, 399, L.Ed.2d 389 120 S.Ct. 146 such, was District Court’s (2000)). Accordingly, we affirm clearly erroneous. findings adduced District Court’s failure to we held that counsel’s In evidentiary hearing. ex provide appropriate investigate and necessary perts the information OF ASSISTANCE

C. INEFFECTIVE for neurological system evaluate Caro’s CLAIM COUNSEL perfor deficient mitigation constituted Caro, 165 F.3d guarantees under Strickland. Amendment mance The Sixth with the at 1226-27. This ‍​‌​‌‌‌‌​‌‌‌‌​‌​​‌​​​​​‌​‌‌​‌​​‌​‌‌​​‌‌‌​​‌‌‌‌​‌‌‍is consistent right to the effec criminal defendants decision, Strickland, Supreme Court Williams 466 recent of counsel. tive assistance 362, 1495, 146 120 685, Taylor, 529 U.S. S.Ct. determining In at 104 S.Ct. 2052. U.S. (2000), in the Court 389 which L.Ed.2d afforded his con whether a defendant was investigate failure to held counsel’s effective assis stitutionally-guaranteed men of a defendant’s present counsel, analyze we all tance of must Strickland's, history constitutes tal defect social test. two-prong facts under 396, performance. Id. at deficient determine, first, us to wheth requires 1495. S.Ct. was performance deficient” er “counsel’s and, second, perfor “deficient whether the also with this Court’s Caro is consistent 687, at prejudiced mance defense.” Id. reрeatedly held precedent. We have 2052. 104 S.Ct. may render ineffective assistance counsel may if he “is on notice that client be Performance 1. Deficient impaired,” “to investi mentally yet fails us is whether gate The issue before mental condition as miti his client’s hear penalty phase trial counsel rendered ineffective factor in a gating Calderon, investigate assistance when failed ...” Hendricks v. F.3d ing. (9th Cir.1995); present mitigating 1032, evidence of Caro’s accord Smith v. (9th Stewart, may be in damage. Counsel found Cir. F.3d Stewart, 2001); if demonstrates that coun effective Caro Smith v. (9th Cir.1999), denied, objectively unrea performance

sel’s 1008-09 cert. sonable. Id. 104 S.Ct. What 148 L.Ed.2d 288 S.Ct. the circumstances was reasonable under (2000). the time that the

must be evaluated as of has an also held counsel *8 were so as mini legal services rendered to duty provide affirmative to mental health hindsight. Bonin mize the distortions of to devel experts with information needed (9th Calderon, 815, 59 833 Cir. v. F.3d op of profile an accurate the defendant’s 1995) Wood, Campbell v. F.3d (quoting 18 Stewart, health. v. 184 mental Wallace banc)). Cir.1994) (en 662, (9th 673 (9th 1112, Cir.1999), 1116 cert. de F.3d nied, 1105, 844, perform 528 U.S. S.Ct. recently “[t]o held that ef- We (2000) (counsel profes “a fectively capital of a L.Ed.2d 713 has penalty phase in case, responsibility investigate sufficient inves- to and counsel must conduct sional bring to the attention of mental health tigation engage prepara- and in sufficient client, examining ‘present! explain[ experts to who are facts ] ] tion to able be experts request!.]”); of all that the do nоt Clabo significance [miti- the available ” (9th Lewis, 64 F.3d gating] Mayfield Woodford, urne evidence.’ Cir.1995). duty provide appro impact to the detrimental that child priate experts pertinent information abuse had Caro’s brain. key to developing about the defendant is Moreover, counsel’s to in failure penalty phase presentation. an effective vestigate present or evidence of Caro’s Calderon,

Bean v. 163 F.3d 1079-80 brain damage was not strategic. This is (9th Cir.1998), denied, cert. 528 U.S. not, thus, a in case which we may excuse (1999). 145 L.Ed.2d 239 S.Ct. failure reasonably investigate counsel’s to present evidence aas matter of tactical case,

In of this counsel aware See, Bonin, decisionmaking. e.g., 59 F.3d history of еxtraordinary exposure Caro’s at 834. Caro’s trial counsel has filed a chemicals, to he yet toxic conceding declaration that he had no stra investigated fully history neither this nor tegic failing for reason to investigate experts informed the who examined Caro exposure effects that Caro’s to neurotoxi of those facts that were known to him. personal cants background had on Further, despite of counsel’s awareness his brain. he Accordingly, has to failed facts, failed out expert these he to seek an adequately justify his reasons not con for damage poison to assess the done and, ducting reasonable investigation ing emphasized brain. Caro’s As we therefore, performance. rendered deficient our “All opinion, earlier counsel had to do urges State us to find deficient question was ask the did all that ‘What performance first, for two reasons: ar- exposure to extraordinary to chemicals do gues that counsel did conduct a reasonable then, And to brain?’ order find the investigation possible into Caro’s brain answer, merely had address the alternative, In damage. it argues that question a neurologist to either or a toxi investigate counsel’s failure to un- was not cologist.” at 1228. F.3d Such paucity due to the reasonable literature provided powerful evidence would have regarding the link between mitigating penalty phase evidence at the brаin at the time of trial. Caro’s trial. First, did, it contends that counsel fact, launch an investigation into chem-

Similarly, present counsel failed testi- ical poisoning by ordering of Caro’s brain mony penalty phase explain- at the of trial blood but test desisted after the test re- ing physical, the effects the severe emo- Thus, negative. sults were ar- the State tional, psychological abuse to which gues, counsel his duty fulfilled to conduct a subjected Caro was as a child. We recent- investigation possi- into reasonable ly performance found deficient when coun- ble damage. present sel failed mitigating the defendant’s troubled childhood and unpersuasive. This contention is First substance v. Woodford, abuse. Ainsworth notably, and most the blood test taken (9th Cir.2001). counsel did indicate that Caro been had opined that “the introduction of tes- exposed to a Dr. fungicide. Ecobichon has timony important” would also have been asserted this fact alone should have *9 explain physical the effects that “serious put counsel on notice that investi- further and psychological neglect abuse and a Nonetheless, as gation necessary. was as- child” had on the defendant. Id. at arguendo 876 suming only that the blood tests (internal omitted). quotation by marks Simi- ordered counsel came for negative back larly, present to presence pesticides, Caro’s counsel failed testi- of Caro’s extraordi- mony which would have imparted upon nary history exposure the of have should of He also expert exposure. term effects testified counsel to ask an about

prompted that, exposure. psychiatrist A 1980 or a should of Caro’s chronic the risks competent attorney linking would have have known about the studies be- reasonably not exposure a test would have to to cholinest- known that blood havioral disorders story; capable only And, only it was inhibitors. although told the whole erase some certain chemicals indica- showing of to were avail- of the tests used test Caro in exposure were Caro’s pesticide trial, of Dr. tive at the time of his Pincus able It at that moment time. important bloоdstream that the “most tool”— testified certainly entirety of not reveal the patient’s history would gathering of the the the cumulative effect that a lifetime family and then. Be- his friends —existed exposure to neurotoxicants abuse a cause counsel failed either to conduct system. ‍​‌​‌‌‌‌​‌‌‌‌​‌​​‌​​​​​‌​‌‌​‌​​‌​‌‌​​‌‌‌​​‌‌‌‌​‌‌‍on neurological would have investigation into the effects of reasonable exposure to neurotoxicants and we State also contends that his brain to personal background on or performance deficient because cannot find provide strategic justification a or tactical yet community the was not aware medical therefor, performance we hold that his the of neurotoxicants one’s effects constitutionally deficient. system at the time of Caro’s neurological true, a preclude If this fact would trial. Prejudice performance deficient because A finding performance of deficient perfor the reasonableness counsel’s not end our however. inquiry, does his per mance must be evaluated from prejudiced must also find that Caro was trial, spective at time of the the incompetence. attorney’s Strick Strickland, 689-90, at hindsight. 466 U.S. land, 466 U.S. at 104 S.Ct. 2052. To 104 S.Ct. 2052. Strickland, prejudice show under the de However, the State is mistaken —the fendant must demonstrate that “there is a pesticides were known 1980- dangers of that, probability reasonable but for coun of the witnesses testi- 1981. Each еrrors, unprofessional sel’s the result of evidentiary hearing fied at the the proceeding the would have been different. literature and data then available would probability probability A reasonable is a him conclude that Caro led to suf- sufficient undermine confidence in the expo- as damage fered brain a result of Id. at outcome.” 104 S.Ct. 2052. neurotoxicants, injuries sure childhood abuse, or a combination thereof. sentence, In challenge to a death question presented is “whether there is that, early Dr. as as Ecobichon testified that, 1950’s, probability reasonable absent the specifically studies had linked errors, including appel an aggressive be- sentencer — court, independеntly late to the extent it “any competent havior and that toxicolo- reweighs the con who was interested in evidence—would have gist neurologist cluded that the aggravating would have been aware of data balance area” mitigating did not diagnose damage. sufficient to Caro’s brain circumstances warrant Dr. Bear testified that the link between Id. death.” at 104 S.Ct. 2052. inquiry compels couple be- thus cholinesterase inhibitors violence us omit early mitigating came known as and between ted evidence with the presented reweigh against cholinesterase inhibitors trial and 1970’s, early early By aggravating in the 1970’s. evidence to determine long- “might well-known studies had documented whether the omitted evidence well

1257 jury’s alibi, appraisal have influenced the of ... an had previously kidnaped and sexu- culpability.” [the moral ally defendant’s] victims, assaulted other and had made Williams, 397-98, at U.S. S.Ct. escape two attempts. The State’s argument not does dissuade held “all relevant us our conclusion. We recently held

mitigating information be un [must] in the “[e]ven face of strong for earthed consideration at the capital evidence,” aggravating a death sentence is sentencing phase.” 165 F.3d at rendered unreliable “if we cannot conclude 1227. This is critical because: “The deter with confidence that jury would unani- mination of to impose whether a death mously have sentenced ... [the defendant] ordinary sentence is not an legal determi if to death ... presented [counsel] had and nation which turns on the establishment of explained all of the mitigating available facts; hard statutory give The factors (cit- evidence.” Mayfield, 270 F.3d at 929 jury amorphous broad latitude to consider Williams, ing 368-69, 399, at U.S. factors, weigh human to worth one’s 1495). S.Ct. Id. (quoting against culpability.” life significant, It is in considering the im- Hendricks, 1044); Penry at cf. pact of the omitted evidence on the relia- Johnson, S.Ct. sentence, bility of Caro’s that the evidence (2001) (“[T]he 150 L.Ed.2d jury presented by the as mitigation defense give [must] be able to consider and effect primarily lay consisted background and mitigating] [a defendant’s evidence in character The only evidence. testi- imposing sentence” sо “that we can be mony presented relating to Caro’s mental sure the jury has treated the defen health did not on light shed his brain dant as a uniquely individual human damage. bein[g] has a and made reliable determina tion that death appropriate is the sen presented The first of two experts tence.”) (internal (emphasis in original) Leifer, trial was Dr. Errol a psychologist, omitted). quotations who was unfamiliar defendant’s back- ground who, and consequently, did not The District Court concluded that provide much in the way compelling Caro suffered as result of mitigation evidence. He surmised that acute chronic to neuro of superior Caro “was but intelligence personal background. toxicants and his It periodically lаpse seemed into a low- is upon incumbent us to find that this fact ap- er of functioning level in which he was relevant mitigating information and peared to grip reality lose his explained should have been to and consid indulge aggressive hostile ered sentencing jury. The omission thoughts.” explain did of this evidence renders death sen tended, rather, paint behavior and him tence unreliable. as a psychopath. violent contends that State Caro was not prejudiced presented Defense also testimony this omission because the worker, Lynn Woodward, aggravating a social evidence before the who tes- abuse, “substantial.” tified that Caro had aggravation The factors suffered result, included supрressed evidence that Caro stalked Hatch- “had a lot of rage and him, er killing before Donner ... lured that his bottled emotions could con- Lucchesi to near him ceivably periods come so that he manifest themselves could them range, attempted explosive, shoot at close aggression.” uncontrolled She *11 idiocy, insani ... total or absolute [A] killed the self. probably that Caro opined

also course guilt, the of girlfriend ty, his had excuses from teenagers because two enraged ac punishment, any criminal recently left him he became from the of appeared happy deprivation to be a of seeing “at what tion under such committed ....”) couple something Ly felt he could sharing Penry v. (quoted the in senses might testimony 302, 331, have.” While this never naugh 492 S.Ct. U.S. light on compassionate (1989)). query have shed some 106 L.Ed.2d 256 We mind, certainly frame it did not of on jury the would have wavered whether culpability for his own reduce his moral if it known sentencing Caro to death had his lack control over emotions. of that, the of night August on him might have caused mental defect Furthermore, the that was will uncontrollably. lash suddenly out compelling. is not omitted certain, fortunately never know for but we testimony the afforded benefit of suffi telepathy. ‍​‌​‌‌‌‌​‌‌‌‌​‌​​‌​​​​​‌​‌‌​‌​​‌​‌‌​​‌‌‌​​‌‌‌‌​‌‌‍need not resort It is 'physio- that explaining the effects jury’s we not the cient that are confident behavior, logical would have defects of have been the selection sentences would causing “impulse him have de- such as same. By aggressiveness. and irrational control” physically behavior was explaining that his been Because has established premeditated, or even due compelled, damage, the deli- Caro suffers from control, his moral

to a lack emotional culpability moral cate between his balance culpability have reduced. would been Cf. certainly would and the value of life Williams, at S.Ct. 1495 Therefore, find that teeter toward life. we the omitted evi- (finding prejudice when ren- prejudiced by errors Caro counsel’s “violent suggested dence defendant’s phase trial penalty the results of dering compulsive behavior was a reaction rather unreliablе. product premedi- than the cold-blooded tation.”). III. CONCLUSION omission becomes even more com Considering testimony presented light in the fact “the evi pelling evidentiary hearing, District Court premeditation] particu dence was not [of clearly was not erroneous larly strong” in the prosecution’s case Caro from brain as a Cal.Rptr. suffered against Caro. result of his to neurotoxicants significant P.2d at 689. This fact is be personal background. and his Further- weakly only supported cause a “conclusion case, more, considering all the facts likely more been the record is to relief on his ineffective Caro is entitled than one over affected errors For fore- Strickland, assistance оf counsel claim. whelming support.” record reasons, 696, 104 going we affirm District atU.S. S.Ct. 2052. relief. grant Court’s factor, any singular than More other respected mental defects have been as a AFFIRMED AND REMANDED. leniency justice reason for our criminal BLACKSTONE, system. WILLIAM KLEINFELD, Judge, Circuit (“[I]diots COMMENTARIES *2<U*25 dissenting. chargeable lunatics are not for their own acts, I district court did not err if committed when under these inca- dissent. The no, pacities: case. But we did. not even for treason it- *12 opinion majority they The the issued the last evidence up could come with regard appeal1 on ing time this case was heard limit- Caro’s mental condition; or emotional (2) evidentiary hearing question: the to this ed the lawyer presented all the beneficial brain damagе suffered (3) [Caro] “whether they with; up could come it result of his much, neurotoxicants wasn’t experts and these did not personal background.” That was suggest to lawyer the that there was any do, all the district court mandated was one or anything that generate else would that The is what it did. state’s attor- (4) evidence; more useful the research on ney called no on the brain dam- witnesses pesticides how cause brain damage was in issue, several, the called age defendant and large part published in the decades follow district the court went the evidence trial, ing physical Caro’s it impos so was it. before sibility for an witness to have relied (5) it;3 it probably wouldn’t have made problem The in the case сame at the any difference to death Caro’s penalty stage, earlier when we formulated that if lawyer even proved, had somehow though outlandish mandate. It was as the it generally before was accepted in the majority in this case was trying habeas the literature, medical that Caro’s case, childhood instead of that the heard it pesticide damage had caused brain dam twenty years ago. question The before us in (or age, competent view of his intellectual been) was not at not least should and social functioning college in and in the whether damaged. Caro was brain The Marines, and his relentlessness and only recidi legitimate question before us was in rapes vism his monstrous and murders. lawyer whether Caro’s rendered ineffec- As I explained my previous dissent, also tive assistance of counsel. majority the decision not did follow this majority, opinion, in its first failed precedents court’s the mandate of the approach that question seriously light Supreme Court.4 the controlling precedents. explained I Though majority’s purport- the decision why my previous dissent.2 Basically, lawyer to be ed that Caro’s majority opinion rendered inef- the said in that that counsel, fective assistance lawyer it is Caro’s fell beneath the more minimal consistent with proposition that if attorneys any- standards criminal defense can up anything one come with discovering proving might damaged have bоlstered Caro’s brain when he was a whatever case the child. defense (1) had, explained I in my during dissent that following imposi- Caro’s decades lawyer consulted psychiatrists, two a clini tion of a death then penalty, the defendant psychologist, cal and a licensed clinical so is entitled to a penalty new trial. It is worker, get cial especially whatever mitigating striking that at the core of the Calderon, (9th trial, 1. Caro v. 165 F.3d 1223 Cir. what available was 1999). largely anecdotal. J., (Kleinfeld, Id. at dissenting). 1228-34 Washington, 4. See Strickland 466 U.S. (1984); 104 S.Ct. 80 L.Ed.2d 674 Bab majority opinion 3. The states that at the evi- Calderon, (9th 1998); bitt v. 151 F.3d Cir. dentiary hearing experts testified that re- Calderon, (9th Cir.), Coleman v. during early eighties search was available grounds, rev’d on other put attоrney that should have on no- so, (1998); doing S.Ct. ignores testimony tice. In 142 L.Ed.2d 521 Williams indi- Calderon, (9th cating Cir.1995), important most of the research on F.3d 1465 dis subject did not materialize until cussed at after 165 F.3d 1228-34. testimony by one case is habeas lawyer consulted that Caro’s

psychiatrists again, knowing to do if he had it over now, view would have

what knows *13 may That establish that

been different.5 required standard performed below the (or sci- competence may not—medical over the decades since

ence advanced penalty), but it

imposition Caro’s death wheth- ‍​‌​‌‌‌‌​‌‌‌‌​‌​​‌​​​​​‌​‌‌​‌​​‌​‌‌​​‌‌‌​​‌‌‌‌​‌‌‍question on the not even bear

does required fell below the

er counsel defense ques- competence. This latter standard of counsel, only

tion, is the one about defense authority to answer.

we have law the case

Generally the doctrine of us stick a decision we

requires exception to that made. There is an

rule, however, previous our decision where “clearly and would work a erroneous exception injustice.”6 ap- That

manifest

plies. I dissent. America,

UNITED STATES

Plaintiff-Appellee,

v. LUALEMAGA, Jeffrey

Jeffrey Sale aka

Sale, Defendant-Appellant.

No. 01-10007. Appeals,

United States Court

Ninth Circuit.

Argued Nov. 2001. and Submitted Feb. 2002.

Filed Garcia, (9th 5. 77 F.3d Cir. at 1226. States 1996) (applying the law of the case doctrine States, 55 F.3d Leslie Salt Co. United sponte). sua (9th Cir.1995); see United also

Case Details

Case Name: Fernando Eros Caro v. Jeanne Woodford, Warden
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Feb 19, 2002
Citation: 280 F.3d 1247
Docket Number: 00-99013
Court Abbreviation: 9th Cir.
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