*1 part, private parties AFFIRMED in Subpoenaing REVERSED duct at issue. commercial liti private with in connection part appellants. and remanded. Costs to the sort little resemblance gation bears the doctrine is petitioning governmental
of Nevertheless, assum protect.
designed available, is the defense
ing arguendo protect does not Noerr-Pennington
fails. litigation. See
“objectively baseless” sham Investors, Inc. v. Real Estate Co
Prof'l
Inc.,
Indus.,
Pictures
lumbia
1920,
poena was acted with overbroad and defendants WOODFORD, Warden, faith. Jeanne S. for gross negligence and bad This finding subpoena to a tantamount the California State Prison at San objectively baseless. Quentin, Respondent-Appellee. urge us to look Defendants No. 01-99018. underlying litigation, merits of the Appeals, United States Court of They apparently think a subpoena. at the Ninth Circuit. any and litigant immunity should have for discovery long as his lawsuit all abuses so Feb. they surprisingly, has some merit. Not Sacramento, Christopher Wing, Esq., H. authority implausible offer no for that CA, Multhaup, Esq., Valley, Eric Mill S. Assuming Noerr-Pennington proposition. all, CA, Petitioner-Appellant. it is no bar for applies we hold challenged discovery conduct where Johnson, Anthony Esq., Mark Sacra- objectively itself is baseless.6 mento, CA, Respondent-Appellee. for Having dismissed all the federal claims, REINHARDT, O’SCANNLAIN, jurisdic- the district court declined Before pendent PAEZ, tion state law claims Judges. over Circuit 1367(c)(3). § Because under 28 U.S.C. of some of the federal
reverse dismissal ORDER claims, we reinstate the state claims. also deny panel petition has voted to dismissal of the We REVERSE Stored rehearing petition for re- for claim, Act AFFIRM dis- Communications hearing en banc. O’Scannlain claim, Wiretap of Act and RE- missal petition for rehear- grant would prejudice dismissal with VERSE rehearing for en banc. petition and the Act Computer Fraud and Abuse claim with petition advised of the The full court was to dismiss with leave to rehearing judge requested en A banc. of also REVERSE dismissal amend. We matter en whether to rehear the a vote on the state claims. 60-61, prong litigation excep S.Ct. 1920. That of Noerr-Pennington U.S. at s sham here; requires proof subjective presumably, intent to tion also also satisfied the test is prohibit legal process to the evil use achieve any objectively subpoena purpose baseless exemption is ed the statute which private information. is to uncover Investors, Real Estate claimed. See Prof'l *2 1080 First, failed to receive a ma- panel’s
banc. The matter
sons.
conclusion defies
of the nonreeused active
jority of the votes
Supreme
prece
the record and clear
in favor of en banc reconsideration.
judges
Second,
dent.
O’Scannlain notes
FED. R. APP. P. 35.
dissent,
in his
un
panel’s conclusion
“strong policy against
dermines the
retri
rehearing
for
en banc is
petition
years
denied.
als
after the first trial where the
claimed error amounts to no more than
CALLAHAN,
Judge, with whom
Circuit
speculation.” Belmontes
350
at
F.3d
O’SCANNLAIN, TROTT,
Judges
Circuit
915(citing Boyde
California,
v.
494 U.S.
KLEINFELD, GOULD, TALLMAN,
370, 380,
1190,
110 S.Ct.
legitimate
believing
basis” existed for
(1989).
effectively any clarity might consider the undid Bel- court’s instruc montes’ achieved ambiguous, tions to be did not giving “superceding qualifying directive.” reach its verdict in a vacuum. For this Specifically, points Id. at 902. to reason, we look to the mitigating evidence *4 following instructions: “You judge’s the introduced into the record to discern what pay careful attention to each of should jury evidence the considered when faced Any these one of them standing factors. allegedly with the ambiguous instructions. a decision that may support alone death is 1190(stat- 384, 110 punishment appropriate the this ing that “the introduction objec without According panel, juror to the case.” who tion of volumes of mitigating evidence cer followed these instructions would think tainly is relevant to deciding jury how a that or could-not he she consider nonstatu- would understand an instruction which is evidence, tory namely, that the Here, ambiguous.”). worst the juror testimony could not consider tending interpretation own of suggests the record to show that Belmontes would lead a con- that jury the must have considered Bel- prison. structive life in Id. thus potential montes’ future as a prisoner. life suggests that the last two sentences of the panel states, As the put Belmontes on jury jury instructions caused the to com- . “substantial” evidence that pletely ignore preceding the he could be- sentences. This interpretation logic. prisoner defies come model pose and would not danger. a future Belmontes Nothing jury in the instructions was at 907. personally addressed contradictory. judge enumerated sev- jury, asking jurors the spare his life en mitigating circumstances. He told the give and to him “an opportunity to achieve jury that those enumerated circumstances ” [himjself.” goals try to better Id. at “examples were of some the factors (alteration in original). In an “emo- jury should judge consider. The tional closing argument,” de- jury told that he had them ex- fense counsel “asked amples spare examples to which the factors — Belmontes’ life pay ground should careful attention on the and ex- he amples alone, standing positive could would support make if contributions al- a decision appropriate. that death is not lowed to live out prison.” his natural life in Nowhere did the limit judge to Id. at 907. It is hard to imagine that the considering only mitigat- the enumerated presented defense could have the issue of Rather, circumstances. he told them or poignantly. life death more Perhaps just opposite. telling, most prosecution told that it should consider Belmontes’ presume
We
follows its in-
religious experience, his future value to the
structions.
Angelone,
Weeks v.
community and
ability
his
to work with
phase Belmontes’ fu- forward-looking respect panel, evidence of all due With (1) evidence re- the “substantial” judge jury’s colloquy ture: read the far dif- (2) character, Bel- garding Belmontes’ ferently. allow for the personal plea montes’ Juror Hern asked whether (3) himself, the defense improve him to should the “statement about to consider directions prosecution’s aggravation mitigation of the circum- (4) forward-looking evidence Notably, stances.” “statement” ex- all evidence instruction to consider court’s told the plicitly con- panel nevertheless presented. factors were nonexclusive. The cor- jury was confused about cludes that “yes.” rectly answered Juror Hern then consider the evidence
whether should should balance those asked she factors. points O’Scannlain presented. judge again correctly answered in the out, pro- conclusion turns entire this finally affirmative. Juror Hailstone asked Id. at “into a virtual charade.” ceeding psychiatric if Belmontes could have treat- (citing Boyde, 494 U.S. 914-15 *5 judge responded, again ment. The once 1190). S.Ct. correctly, jury that the cannot consider testimony. Hughes Borg, such See C 700(9th Cir.1990) 695, (noting that F.2d that a series of panel The also concludes jurors present- can consider jurors individual and questions between trial). at ed that proves judge during the deliberations permitted are under law to ask Jurors interpreta- This jurors the were confused. questions; asking questions, the mere exchange than far more into the tion reads juror not establish confu- does existed. fact, questions just these as easi- sion. jury the had deliberated for sever- After duty ly jury taking show that the was its hours, judge, al Juror Hern asked Ap- a seriously reaching before verdict. aggravation statement about “[t]he speculate why a pellate courts should circumstances, now, that mitigation of the juror particular question. a asked listing?” responded, The court was the assume, argu- if for the sake of yes, ma’am.” Even we listing, was the She “[t]hat asked, ment, jurors factors we that the were confused when then those certain “[o]f and then must also they questions, were to decide one or the other asked their court answered: balance the sheet?” The that understood presume balancing process.” Weeks, right. It is is judge’s “[t]hat answers. See thereafter, asked Shortly Furthermore, Juror Hailstone even 120 S.Ct. “possible [Belmontes] it was that whether their jurors remained confused after during treatment psychiatric could have judge, he instructed discussion with the “That judge responded: this time?” go “to over the in you cannot consider something to deliberations again.” The returned making your decision.” questions. further did not return with information, further “Had the desired not contend that would, sig- have probably they might, Rather, the wrong. judge’s answers were ut- to the Court. The nified their desire exchange limited panel concludes from this gratify manifested to willingness most juror it is “clear that at least one them, may fairly presumed be ... should consider believed productive society. farther to ask.” Arm- member of they nothing be Toler, strong v. Wheat. California Court concluded that presume To otherwise L.Ed. 468 duty had understood its to consid- every time a require “would reversal er such evidence. a matter of constitutional
inquires about
decision,
In reaching its
su
state
significance, regardless
judge’s
an-
preme
court noted
had in
Weeks,
swer.”
jury that
structed the
“the
cir
your
cumstances which I
read for
have
takes
few isolated incidents
you
are
merely
consideration
into a
amplifies
them
constitutional
examples
you
of some of the
factors
infirmity.
ignores
This
may take into account as reasons for decid
“[jjurors
Court’s observation that
do not
impose
not to
a death
upon
sentence
solitary
parsing
sit in
isolation booths
I,
Mr. Belmontes.” Belmontes
45 Cal.3d
in
meaning
structions for subtle shades
Cal.Rptr.
Ill being accessory an after the fact to volun- tary manslaughter crime as and that he had bat- labels Belmontes’ so, In doing attempted pregnant heinous.” tered and to choke his “especially allegedly innocu- girlfriend, causing drop her to their infant theorizes crime, would not daughter. ous nature of the Id. at 873. had it sentenced Belmontes death
have have achieved occasion- duties. The charac- understood its al, prison. moderate success The rec- distorts greatly of the murder terization provided, ample aggra- ord also the record. vating evidence for the to sentence nineteen-year-old struck did, all, him to death. Belmontes after twenty times Steacy McConnell fifteen to savagely nineteen-year- beat an unarmed bar, a in the head with an iron dumbbell woman with a old dumbbell bar and leave him that he with to her house. brought bar her to die. expert
An
testified that the blows would
IV
pot.” Steacy
cracked
have sounded “like a
injuries
defensive
to her
also suffered
Capital
always
cases are
difficult. Our
feet;
arms,
at
legs
apparently
she
justice
perform
system of
asks
attack,
to ward off this brutal
but
tempted
imaginable:
the most difficult tasks
to re-
delivering
After
these fatal
to no avail.
credibility,
guilt
solve
to determine
or
blows, Belmontes still had the wherewithal
nocence, and to
life and
decide between
Steacy’s
equipment and ex
to take
stereo
perform
death.
Jurors
these duties view-
plain
accomplices simply
to his
he
*7
ing the evidence and the defendant first-
out a
“had to take
witness.”
hand.
day,
Bel
bought some beer. jury’s squarely cision that was within the Meanwhile, found their Steacy’s parents unfortunately, panel, province. lying pool unconscious a daughter twenty-one-year- It a just that. dissects shortly afterward from blood. She died second-guess jury’s deci- old record by the hemorrhaging caused cerebral so, a “reasonable doing sion. finds simple to her head. This was not a blows supreme likelihood” of error where a state “robbery gone wrong.” and a States district court court United by misinter- found none. It finds error decidedly presents
The record also
Supreme Court
preting United States
character and
picture
mixed
of Belmontes’
a different result.
precedent
demands
relies so
background, on which
way
in a
that undermines
It finds error
testimony
heavily.
heard
finality
by ignoring
in criminal cases
structured,
in the
insti-
Belmontes “thrived
against
years
retrials
after
“strong policy
prison.”
tutional environment of
Id.
the claimed error
at-
first
trial where
They also heard that Belmontes
speculation.”
“mitigating
than
of his witnesses constituted
amounts to no more
A trial court cannot
error where
proposed
instruction would have
reasons,
judge
constituted a comment
the trial
I
For these
dissent.
proffered
that he considered Belmontes’
BEA,
Judge, with whom Circuit
Circuit
mitigating
evidence
be
evidence.
joins,
dissenting
TALLMAN
Judges
supposed
are not
to make such
rehearing
denial of
en banc:
comments about the evidence. The
judge
the sole
exclusive
of the credibil-
join Judge
her dissent
Callahan
ity
weight
of the
evidence.1 To
rehearing
from the denial of
en banc. Ad-
majority says
struct the
as the
should
ditionally,
respectfully
I also
dissent from
have
done would have
been
constituted
denying rehearing en banc
the order
with
charge
proffered
that Belmontes’
evidence
following comments:
Only
constituted
evidence.
First,
majority
in finding
errs
persons
where reasonable
must
accept
properly
the trial court did not
character-
credibility
weight
of the evidence and its
“mitigating.”
ize Belmontes’ evidence as
proper.
would such a characterization be
The trial
refused to read the most
an
Such
instruction would amount
to a
important part
requested
instruc-
directed verdict on an issue.
tion, which stated:
should not
‘[Y]ou
Such instruction also would have been
your
limit
of mitigating
consideration
argumentative. A trial judge should not
specific
circumstances to these
factors.
pick and choose from the evidence and tell
any
You
also consider
other circum-
what evidence to consider on an
...
imposing
stances
as reasons for not
That
issue.
is the function of counsel.
the death sentence.’ The
was not
informed that it
mitigat-
should consider
Second,
majority
repeatedly mis-
bearing
evidence
on Belmontes’ quotes and
language
mischaracterizes the
probable future conduct if sentenced to
(k)”
of “factor
application
narrow its
prison
life in
without the possibility of only
preceding
to factors
the commission
parole.... Rather than
ju-
instruct the
of the crime.
language
The actual
of fac-
rors that it
their duty
to consider
(k)
broader;
tor
is much
it allows consider-
and,
to,
give
if appropriate,
effect
all of
ation of
predicts
evidence that
presented by
jail.
actions in
defendant....
majority
correctly quotes
lan-
By
language,
majority
this
“[a]ny
the
deter-
consider
other circumstance which
testimony
mines that
gravity
and that
extenuates the
of the crime even
ness,
majority's proposed
1.
including
instruction is di-
but not
to
limited
the fol-
rectly contrary
given
to the
lowing:
instruction
daily
triers of fact
in California trial courts:
The demeanor and manner of the witness
testifying;
quality
while
The character and
judges
You are the sole and exclusive
of the
testimony;
believability
of that
...
weight
of the witnesses
the
The existence or non
bias, interest,
given
testimony
to be
existence of a
the
of each witness.
or other mo-
tive;
determining
believability
previously
by
A statement
made
of witness
you may
any
matter that has a
witness that is [consistent] [or] [inconsis-
witness;
tendency reasonably
prove
disprove
testimony
to
tent]
or
with the
of the
...
testimony
the truthfulness of the
wit-
of the
Cal. BAJI 2.20.
“Moreover,
(k),
factor
as noted above:
un-
legal excuse for
it
not a
though
is
language
crime,”
interprets
Boyde, ‘society”
‘long
like
has not had a
but then
culpability for
“petitioner’s
likely
to mean
held view’ that a defendant’s
future
at 1061-
crime he committed.”
mitigate
can
or
conduct
serve
excuse his
read,
naturally
this instruction
“Most
Rather,
commission of a serious crime.
jury to consider evidence
allows the
legal concept peculiar
the doctrine is a
by
of the crime
the commission
upon
bears
capital punishment cases.” 335 F.3d at
his
mitigates
and excuses or
the defendant
By
plain
the offense....
its
culpability for
majority
again talking
is
about the
the instruction
language,
crime,
of a
of
gravity
commission
not the
or considerations
encompass
not
events
mitigation
crime. All
for the
commis-
cul-
unrelated to the defendant’s
are
execution;
precede
of a crime
its
sion
must
pability.” Id.
grav-
the circumstances that extenuate the
language
of the instruc-
By changing
necessarily
of a
not
ity
precede
crime do
of the
gravity
tion
“extenuates the
its execution.
crime,”
...” to
for the
“culpability
crime
Practically all that
has
be said is said
the focus to factors
majority
shrinks
quite
by Judge
well
O’Scannlain:
or at the
have occurred before
which must
(k)
Likewise, because factor
allows the
of the crime. But
time of the commission
jury to consider Belmontes’s character
reading
not an accurate
is
background,
there is no reason to
gravity
phrase “extenuates
thought
think that
would have
lessen,
means: “To
crime.” “Extenuate”
using
it was foreclosed from
such infor-
diminish;
To lessen or
to weaken....
potential
mation to consider his future
(of an of-
the seriousness
seem to lessen
prison.
life in
sentenced to
Su-
etc.)
fense,
by giving excuses or
guilt,
noted,
preme
has
“Consideration
serving as an excuse.” Webster’s
Una-
ed.1979)
past
of a defendant’s
conduct as indica-
(2d
Dictionary
(emphasis
BRiDGED
added).
probable
tive of his
future behavior is an
inevitable and not undesirable element
Indeed,
a much
“extenuate”
sentencing.” Skipper,
of criminal
(k)
by the
meaning by factor
than
broader
90 L.Ed.2d
U.S.
dictionary:
something
it includes
that can
added);
l(emphasis
see
legal
guilt
lessen
but does not constitute
agrees after conduct) and elevated good future hope Nothing instruction. required
it into a or allows that. requires
the law America, STATES
UNITED
Plaintiff-Appellee, PALLARES-GALAN, Alfredo
Jose
Defendant-Appellant. 02-10532.
No. Appeals,
United States Court
Ninth Circuit.
Argued July Submitted
Filed Feb.
