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Fernando Belmontes, Jr. v. John Stokes, Warden, for the California State Prison at San Quentin
427 F.3d 663
9th Cir.
2005
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Docket

*1 fair Hol to a trial.” right to [the] threat brook, 572, 106 S.Ct. 475 U.S. at BELMONTES, Jr., Fernando sum, I do decision not believe Petitioner-Appellant, “con Appeal Court of was v. ap to, an unreasonable

trary or involved of, Federal plication clearly established Warden, STOKES, for the Cali John law, Court as determined Quent at San fornia State Prison See 28 U.S.C. of the United States.” in,* Respondent-Appellee. 2254(d)(1). § court’s decision The state law, “contrary any such federal to” No. 01-99018. was “ ‘appl[y] the state court did because Appeals, United States Court law set governing contradicts the rule that ” Ninth Circuit. cases,’ did [Supreme nor Court] forth “ facts court set of ‘confront[ ] the state 24, 2005. Oct. from indistinguishable materially that are Supreme] [the decision Sacramento, Esq., Christopher Wing, H. at a result different arrive[] nevertheless CA, Esq., Valley, Multhaup, Eric Mill S. ” precedent.’ Lock [Supreme Court] CA, Petitioner-Appellant. for Andrade, 63, 73, 123 S.Ct. yer v. 538 U.S. Johnson, Anthony Esq., AGCA— Mark (2003) (quoting 155 L.Ed.2d General, Attorney of the Office California 405-06, Taylor, v. 529 U.S. Williams Justice, Sacramento, CA, Department (2000)). L.Ed.2d Respondent-Appellee. for decision does the state court’s Nor application” the “unreasonable abridge REINHARDT, O’SCANNLAIN, Before 2254(d)(1). § “The of 28 clause U.S.C. PAEZ, Judges. Circuit requires application’ clause ‘unreasonable be than court decision to more the state ORDER state court’s incorrect erroneous. clearly law must application of established CALLAHAN, Judge, whom with Circuit Lockyer, objectively

be unreasonable.” GOULD, KLEINFELD, O’SCANNLAIN, (internal 123 S.Ct. 1166 538 U.S. TALLMAN, BEA, BYBEE and Circuit omitted). Here, even if errone- citations join, dissenting from denial of Judges, (which not), it was California ous rehearing en banc: “objectively was Appeal’s decision a vote on whether judge requested unreasonable.” case failed this case en bane. The rehear also asserts number petitioner votes to receive argues habeas claims that he merit in favor of en judges active nonrecused well, reject I those claims as relief. would P. 35. R.App. consideration. Fed. banc court. thus would affirm district rehearing en is de- request for banc nied. a deni- dissent from respectfully again rehearing Mr. Belmontes’

al of en banc * Quentin. R.App. P. See Fed. at San predecessor, for his Prison Stokes is substituted John Brown, 43(c)(2). State Jill L. as Warden California

664 my is not My

case. dissent based on nore the Supreme guidance Court’s on in- my terpreting jury set adherence to the reasons forth in the instructions. year dissent from our decision last not to banc, v. take this case en Belmontes Wood (9th Cir.2004), trial, perceived 1079 chink in

ford, 359 F.3d but on majority the which the panel attempts our to follow failure Court’s violation, broaden into a constitutional directions. (k).2 language jury instruction factor case, opinion in Following prior our majority reluctantly concedes summarily granted the Supreme California, v. 494 petition of for a writ State California’s of 370, 383, 1190, U.S. 108 L.Ed.2d certiorari, judgment, our vacated and re- (1990), 316 (k), held “at least further manded the case for consideration by when an accompanied appropriate clari- — U.S.-, in light of Brown v. fying instruction, was constitutional as (2005). 1432, 125 161 L.Ed.2d 334 S.Ct. plied to mitigating evidence relating to the — Belmontes, -, Brown v. 125 psychological defendant’s his- make-up and (2005). L.Ed.2d S.Ct. On tory, practically, which if legally, bore remand, rejected panel properly most upon his commission of the crime and was by of the issues raised Belmontes. How- purpose offered for of reducing ever, on one critical issue—the constitu- culpability Belmontes, for the offense.” tional adequacy of the instructions 414 F.3d at The majority, 1132. nonethe- penalty phase of the trial—the less, attempts to create a distinction be- majority improperly adhered to its own (a) tween mitigating evidence that address- perspective rather than listen to the Su- (b) es a past defendant’s preme Court. The holds that conduct that of a indicative Payton “does not affect” its holding be- probable defendant’s future behavior. case, post-AEDPA1 cause is a de- It concludes that “did not address under highly cided deferential AEDPA whether a reasonable in- would have standard, case pre-AEDPA while this is a terpreted the unadorned factor instruc- by ease and “is application determined tion to include the use of type of same ordinary rules constitutional evidence for a forward-looking purpose terpretation.” Brown, Belmontes v. 414 which mitigate serves to without amelio- (9th Cir.2005). F.3d rating review the crime.” Id. at 1133. inor- This however, this case and reveals dinate parsing Court’s this distinction between opinion the cases permits panel majority then does not panel majority ig- argue entitle the language “al- 1. The Antiterrorism and Effective Death Pen- 104-132, alty Act of Pub.L. 110 Stat. Any other circumstances which extenuates gravity though crime even it is legal not a excuse for the crime. 2. The was instructed: Belmontes, by panel, As noted 414 F.3d determining penalty to be im- 1130 n. to remain consistent with text posed you on the defendant shall consider statute and Court's termi- all of the evidence which has been received nology Boyde, this instruction is referred to case, during any part the trial of this (k).” as “factor except you may be as hereafter instructed. account, You guided shall take into and be factors, following applicable: if to factor approach to the to consider lows (k). the crime commission of upon the bears mitigates his and excuses

the defendant II offense,” but “does culpability for *3 that encompass events considerations the question as to Any remaining Su- culpabili- to the defendant’s are unrelated antipathy to the preme Court’s Id. at 1134. ty.” mitigating majority’s distinction between culpability that addresses evidence to fails panel majority’s construction that has a mitigating evidence Supreme Court has held recognize that the is “forward-looking purpose” answered (k) is not an of factor language that arguments made and by a review of the chink, jury a sound but unconstitutional rejected in Indeed, majority’s inter- instruction. contrary is to the Su- Boyde pretation majority’s logic, As understand in reading Boyde Payton. circumstance, language—“[a]ny Payton, the Court wrote: In of the crime gravity which extenuates the a though legal it is not excuse of even Supreme Court was cor- The California read, crime,”—must following Boyde be identify Boyde starting as the rect to to authorize consideration a analysis. Boyde for involved point its background and character evidence that at is- challenge the same instruction to itself,” Pay not concern crime “does (k). here, to the factor As text sue ton, which “ex- 125 S.Ct. at but (k), that it does factor established plaints] why defendant committed the jury’s of ex- not limit the consideration Belmontes, at 414 F.3d crime.” solely to cir- tenuating circumstances claims that fac nonetheless the crime. See 494 U.S. cumstances of jury considering prohibits the from tor L.Ed.2d 316. 110 S.Ct. character evidence that background and rejected we holding, expressly so “proba a addresses defendant’s arguably suggestion precluded Id. ble future conduct.” pertain- considering from evidence background

ing of this disapproved circumstances character because those Payton by in hairsplitting type technical itself. did not concern crime following passage Boyde: quoting the (k), its that factor instead found such proper inquiry think the We terms, any directed consider there is reasonable case whether might other circumstance that excuse applied the has likelihood crime, including factors related to way pre- in a challenged instruction background and character. defendant’s of constitutional- vents consideration [Jjurors added). do ly It relevant evidence.... (emphasis at 1439 125 S.Ct. parsing booths solitary an affirmance isolation be that this is sit should noted to, subtle mean- of, Su- instructions for shades deferral way lawyers might. in the interpretation scope ing same preme Court’s (k). Thus, among interpreta- majority’s attempt Differences them out may of instructions be thrashed distinguish mitigating evidence tion between process, with com- in the deliberative that addresses understanding of instruc- to a defen- monsense allegedly goes that has taken contrary of all future tions probable dant’s behavior likely prevail at the trial over place postconvietion conduct.” Id. The Califor- Court, however, hairsplitting. technical nia Boyde, (quoting 125 S.Ct. at applying Boyde, ... consid- 1190). More- constitutionality ered the of the same over, very should be noted that it (k) instruction, ... held that panel majority sees as proceedings context of the there was pose suggesting that Belmontes would no Payton’s reasonable likelihood life, danger if sentenced to also future believed was required disre- juror culpability. bears on his gard mitigating evidence. just reasonably conclude that the evi- as The Supreme Court then denied certio- *4 Belmontes, following prior dence that his Thereafter, rari. Id. a district court convictions, and to found God rose granted Payton’s petition, habeas we first position two on a firefighting number crew grant affirmed the en banc a six to five savagely beating before an unarmed 19- vote, and on then remand the Su- year-old woman bar with dumbbell en- Court, again grant affirmed en his culpability, sug- hances rather than banc six to five vote. 1437-38. gests in might that the future he make a It is Supreme true that in Court positive society. contribution to finally reversing court, directing and penalty trial, phase Payton’s At the Payton’s petition, the denial of habeas on post-crime the defense concentrated his plied deferential standard the AED- behavior, in presenting that Nonetheless, PA. its comments concern- in prison, “he spent months (k) both ing interpretation of factor God, partic- made a to sincere commitment proceedings and the jury, before the reveal ipated prison study Bible classes and a that its remand this case is a directive prison ministry, calming had a and effect to this court approach to reconsider its to prisoners.” on S.Ct. at 1436. instructions at issue. however, prosecutor, closing in his argument jurors opinion “offered his that Court, address- (k) factor did not allow them to consider ing reasoning Boyde’s court’s that ra- anything that ‘after happened the [crime] tionale was not controlling because ” later.’ Id. at 1436. The pre-crime, concerned post-crime, miti- explained: Court evidence, gating wrote: The parties dispute do not now that this that, We do not think of Boyde, was a misstatement law. The defense Court acted un- objected to the comment and moved for reasonably declining distinguish be- mistrial, trial which the court denied. precrime tween postcrime and mitigat- court that admonished ing all, Boyde After evidence. held that prosecutor’s merely comments were ar- directed any consideration of gument. But explicitly it did not in- might circumstance that excuse the struct the the prosecutor’s that crime, is and it not unreasonable to be- terpretation was incorrect. lieve that postcrime character trans- Id. at 1437. Indeed, formation do could so. to ac- appeal, Payton

On direct argued cept that that such view evidence could misleading was and that the crime, because it occurred after incorrectly was led “to believe it could not one would have to reach the surprising consider the mitigating evidence conclusion that could remorse never But unless directed otherwise.” Id. or excuse a crime. serve to lessen (O’Scannlain, J., dissenting). only be remorse, by definition can that commission, the dissent is correct is Surely, experienced after crime’s jurors— unreasonable conclude less- commonly thought to something evidence, having heard the culpability. en or excuse they contrary to the instructions that re- perspective—holding This Id. at 1439. prosecutor, defense coun- ceived from could California they and the court—decided sel between reasonably distinguish decline mitigating evi- not consider Belmontes’ mitigating evi- post-crime pre-crime dence. majority’s contrary dence—is case in this between back- distinction III goes character evidence ground contrary position Finally, majority’s (but does concern premise squarely in a that was rooted crime) and such evidence rejected by dangerousness. In other goes to future majority argues words, Supreme Court’s determination ’’mitigation evidence was sim- *5 (k) miti- may post-crime cover by any reading natural ply not covered inherently rejects pan- gation evidence unadorned factor words (k) pre- majority’s position el Belmontes, 414 at F.3d 1134. struction.” pre- considering vented the reject- and argument was made The same crime evidence that pertain- Boyde concerning ed dangerousness. future addressed background char- ing to Furthermore, prosecutor acter, not related to the crime. 494 but that it should argued Similarly, at 1190. Payton’s mitigation evidence. consider reading” of would “natural Court, nonetheless, held evidence at post-crime mitigation cover the could rea- Thus, majority’s issue sonably prosecu- that “this line of conclude truism proach based on a semantical miti- put Payton’s did not argument torial repeatedly has beyond jury’s reach.” gating legal significance. to have no held Again impossible it majori- perspective with the reconcile IV ty’s insistence an post-AEDPA is not irrelevant Payton “might” by the trial have been misled Rather, Court’s refer- case. affirmatively court’s failure to state remanding in its Payton ence to order mitigat- portion of his “consider direction polite us was clear and case to that he that tended to show ing evidence to the jury our approach to reconsider be- prison and would adapt would well Su- issue instructions society if member of come a constructive opinions in Belmontes, 414 granted a life sentence.” I dissent from the denial re- Boyde. F.3d at 1133. we failed abide hearing en banc because Court’s directive. here,

Unlike the situation at- defense prosecutor “both the

torney jury to the miti- urged the consider evidence, like-

gating trial court all

wise instructed consider

Case Details

Case Name: Fernando Belmontes, Jr. v. John Stokes, Warden, for the California State Prison at San Quentin
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Oct 24, 2005
Citation: 427 F.3d 663
Docket Number: 01-99018
Court Abbreviation: 9th Cir.
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