96 Conn. App. 251 | Conn. App. Ct. | 2006
Opinion
The petitioner, Luis Fernandez, appeals following the habeas court’s denial of his petition for certification to appeal from the judgment denying his petition for a writ of habeas corpus. The petition was comprised of two claims, either or both of which, he argues, required the relief of a withdrawal of his guilty plea. The petitioner first claims that he received ineffective assistance of counsel in connection with his plea of guilty. The petitioner’s second claim challenges the validity of his plea, claiming error by the trial court. In support of this claim, the petitioner raises two subordinate claims. First, he argues that the trial court, by involving itself in his plea negotiations with the prosecution and by making inappropriate comments, coerced him to plead guilty, resulting in a constitutionally defective, involuntary plea. The petitioner also claims that the court’s plea canvass was in violation of our rules of practice and the state and federal constitutions in that the canvass failed to establish that he made a knowing, voluntary and intelligent plea. The respondent, the commissioner of correction, affirmatively alleged that the petitioner’s claims were in procedural default because, without good cause, he did not pursue his claims at sentencing or through a direct appeal. The petitioner raises an additional claim on appeal that the habeas court’s standing order, barring posttrial briefs except in extraordinary circumstances, violated his due process rights. We dismiss the appeal.
The following factual and procedural histoiy is relevant to our discussion of the issues on appeal. The petitioner originally was charged with one count of
On October 1, 2002, the petitioner entered a guilty plea to assault in the second degree under the Alford
As a preliminary matter, we identify the relevant legal principles and the applicable standard of review that guide our resolution of the petitioner’s appeal. The denial of a petition for certification to appeal is
I
INEFFECTIVE ASSISTANCE OF COUNSEL
We first address whether the habeas court abused its discretion in denying the petition for certification to appeal with respect to the petitioner’s claim that he received ineffective assistance of counsel. According to the petitioner, counsel’s representation was ineffective because counsel focused exclusively on plea negotiations and did not want to try the case, failed to conduct an adequate investigation, failed to advise the petitioner adequately regarding his plea and failed to represent the petitioner at his plea hearing.
On November 8, 2001, the petitioner telephoned the office of the public defender and spoke with a secretary. The petitioner left a message for counsel, identifying two potential witnesses who might provide information to aid a claim of self-defense and requesting that counsel file a speedy trial motion. Ovian received the message and filed a request with an investigator with the public defender’s office, asking the investigator to meet with the potential witnesses and, if necessary, with the petitioner. An investigator attempted to meet with the petitioner prior to his next court appearance; however, that meeting was thwarted because the department of correction, unbeknownst to the office of the public defender, had transferred the petitioner to another facility. In order to keep the petitioner abreast of the situation, the investigator wrote to the petitioner, informing the petitioner that he would have an opportunity to meet with Ovian and an investigator on the day of his next court appearance.
At the petitioner’s next court appearance, he met at length with both Ovian and an investigator. Ovian advised the petitioner that it would not be in his best interest to file a speedy trial motion because such a
By February, 2002, the investigator had obtained statements from both of the witnesses identified by the petitioner in his message to Ovian.
On April 10, 2002, Ovian and the investigator met with the petitioner again. The petitioner was given a copy of each of the documents he had requested previously by letter. The petitioner’s case was transferred to the pretrial docket, and Ovian began substantive discussions with the state’s attorney.
On May 15, 2002, Thomas McDonough, private counsel, telephoned Ovian to express an interest in taking over the case. According to Ovian, at this point he ceased his pursuit of discussions with the state’s attorney because he did not want to prejudice the petitioner or the private counsel whom the petitioner was seeking to retain. At the petitioner’s May, 2002 court appearance, the court canvassed the petitioner on the issue of whether or not he would be hiring McDonough. After adopting the petitioner’s representations, the court granted a continuance to July 10, 2002, to permit the petitioner to hire McDonough. Ovian spoke with McDo-nough, who indicated his persistent interest in the case and informed Ovian that the petitioner had family members who were willing to pay for McDonough’s services. Ovian relayed this information to the court, and the court continued the matter twice to August 9 and September 6, 2002. On August 12, 2002, Ovian telephoned
On October 1, 2002, the petitioner made his final court appearance before this matter reached disposition. According to Ovian, he was surprised that private counsel had not filed an appearance, and he was prepared to request another continuance. The court, observing that several continuances had been granted already for the purpose of permitting the petitioner to retain private counsel, did not believe that private counsel would appear at any point in the future and denied the request for a continuance. Inquiring as to the substance of the state’s plea offer, the court initiated plea negotiations between the parties. The state first offered one year consecutive to the sentence the petitioner was then serving. The court inquired into the facts of the case and the petitioner’s biographical information, prior record and existing sentence. After an exchange between the petitioner and the court, there was an off the record discussion in which the court, presumably, modified the original offer to one year concurrent.
As previously stated, “[fjaced with a habeas court’s denial of a petition for certification to appeal, a petitioner can obtain appellate review of the dismissal of his petition for habeas corpus only by satisfying the two-pronged test enunciated by our Supreme Court in Simms v. Warden, 229 Conn. 178, 640 A.2d 601 (1994), and adopted in Simms v. Warden, 230 Conn. 608, 612, 646 A.2d 126 (1994). First, he must demonstrate that the denial of his petition for certification constituted an abuse of discretion. . . . Second, if the petitioner can show an abuse of discretion, he must then prove that the decision of the habeas court, should be reversed on its merits. . . .
“To prove an abuse of discretion, the petitioner must demonstrate that the [resolution of the underl ying claim
“We examine the petitioner’s underlying claim of ineffective assistance of counsel in order to determine whether the habeas court abused its discretion in denying the petition for certification to appeal. Our standard of review of a habeas court’s judgment on ineffective assistance of counsel claims is well settled. In a habeas appeal, this court cannot disturb the underlying facts found by the habeas court unless they are clearly erroneous, but our review of whether the facts as found by the habeas court constituted a violation of the petitioner’s constitutional right to effective assistance of counsel is plenary. . . .
“In Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984), the United States Supreme Court enunciated the two requirements that must be met before a petitioner is entitled to reversal of a conviction due to ineffective assistance of counsel. First, the [petitioner] must show that counsel’s performance was deficient. . . . Second, the [petitioner] must show that the deficient performance prejudiced the defense. . . . Unless a [petitioner] makes both showings, it cannot be said that the conviction . . . resulted from a breakdown in the adversarial process that renders the result unreliable.” (Citations omitted; internal quotation marks omitted.) Santiago v. Commissioner of Correction, 90 Conn. App. 420, 423-25, 876 A.2d 1277, cert. denied, 275 Conn. 930, 883 A.2d 1246 (2005), cert. denied sub nom. Santiago v. Lantz, 547 U.S. 1007, 126 S. Ct. 1472, 164 L. Ed. 2d 254 (2006). “For ineffectiveness claims resulting from guilty pleas, we apply the standard set forth in Hill v. Lockhart, 474 U.S. 52, 106 S. Ct. 366, 88 L. Ed. 2d 203 (1985), which modified Strickland’s prejudice prong. ... To satisfy
“The first component, generally referred to as the performance prong, requires that the petitioner show that counsel’s representation fell below an objective standard of reasonableness. ... In Strickland, the United States Supreme Court held that [j]udicial scrutiny of counsel’s performance must be highly deferential. It is all too tempting for a [petitioner] to second-guess counsel’s assistance after conviction or adverse sentence, and it is all too easy for a court, examining counsel’s defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel was unreasonable. ... A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel’s challenged conduct, and to evaluate the conduct from counsel’s perspective at the time. Because of the difficulties inherent in making the evaluation, a court must indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance .... [C]ounsel is strongly presumed to have rendered adequate assistance and made all significant decisions in the exercise of reasonable professional judgment.” (Internal quotation marks omitted.) Santiago v. Commissioner of Correction, supra, 90 Conn. App. 425.
We carefully have reviewed the record, the court’s ruling and the briefs submitted by the parties. The petitioner has not demonstrated that the issues raised with regard to the court’s dismissal of his petition for a writ of habeas corpus on the issue of ineffective assistance of counsel are debatable among jurists of reason, that
II
VALIDITY OF THE PLEA
We next address the petitioner’s claim that his plea was invalid. In support of this claim, the petitioner makes two subordinate claims. First, the petitioner claims that the court’s involvement in the plea negotiations combined with an inappropriate comment directed toward the petitioner had the effect of coercing the petitioner into pleading guilty, thus violating his constitutional rights. Second, the petitioner argues that the trial court’s plea canvass was in violation of our rules of practice and the state and federal constitutions in that the canvass failed to establish that the petitioner made a knowing, voluntary and intelligent plea.
The following additional procedural history is necessary to the resolution of the petitioner’s claims. In her return to the petition for the writ of habeas corpus, the respondent raised the affirmative defense that the petitioner’s claims were in procedural default because he had failed to file a motion to withdraw his plea prior to sentencing, pursuant to Practice Book § 39-26, and did not file a direct appeal, pursuant to Practice Book § 43-22. The respondent claimed that, in order for the habeas court to review the petitioner’s claim, the petitioner first would have to demonstrate cause and prejudice, as established for federal habeas proceedings by Wainwright v. Sykes, 433 U.S. 72, 90-91, 97 S. Ct. 2497,
We examine the petitioner’s underlying claim that his plea was not knowing, voluntary and intelligent in order to determine whether the habeas court abused its discretion in denying the petition for certification to appeal. The validity of a guilty plea can be challenged
This court is permitted to review the record to determine whether any evidence of cause and prejudice was provided by the petitioner. See Giannotti v. Warden, 26 Conn. App. 125, 129, 599 A.2d 26 (1991), cert. denied, 221 Conn. 905, 600 A.2d 1359 (1992). “Where no evidence has been provided, this court can independently conclude that the petitioner has failed to meet the cause and prejudice test. Where, however, there has been evidence presented on the issues of cause and prejudice and the habeas court does not make a finding on the record that the petitioner has either met or failed to meet his burden of establishing cause and prejudice, we will not review the inadequately preserved constitutional claim on the merits. Rather, we will remand the case to the habeas court for it to determine whether the petitioner has satisfied his burden of establishing
Here, a review of the record of the habeas proceeding reveals that the petitioner failed to provide evidence of cause and prejudice for his failure to raise these issues through a motion to withdraw his plea or by direct appeal. He therefore has failed to carry his burden of showing good cause and prejudice; Cobham v. Commissioner of Correction, 258 Conn. 30, 41 n.14, 779 A.2d 80 (2001); and is not entitled to review of his substantive claim that his plea was invalid. As a result, the petitioner has not demonstrated that the issues raised with regard to the court’s dismissal of his petition for a writ of habeas corpus are debatable among jurists of reason, that a court could resolve the issues in a different manner or that the questions raised deserve encouragement to proceed further. See Lozada v. Deeds, supra, 498 U.S. 432. Having failed to satisfy any of those criteria, the petitioner has failed to demonstrate that the court’s denial of his petition for certification to appeal reflects an abuse of discretion. See Simms v. Warden, supra, 230 Conn. 616.
Ill
DUE PROCESS
In his final claim on appeal, the petitioner argues that the habeas court’s standing order, barring posttrial briefs except in extraordinary circumstances, violates his due process rights. Specifically, the petitioner claims that ineffective assistance of counsel claims are particularly fact bound, and the requirement of pretrial briefs unnecessarily forces him to engage in speculative argument. He claims that posttrial briefs would permit him
The appeal is dismissed.
In this opinion the other judges concurred.
North Carolina v. Alford, 400 U.S. 25, 35, 91 S. Ct. 160, 27 L. Ed. 2d 162 (1970).
The prosecutor recited the following factual basis for the plea. On October 13,2001, at the MacDougall-Walker Reception/Special Management Unit, state police were called on the basis of an inmate on inmate assault. A lieutenant indicated that he observed the petitioner strike another inmate with a closed fist in the facial area approximately five times. While the other inmate was on the ground, the petitioner kicked him. The inmate was described as having serious facial lacerations and undisclosed damage to his left eye. As a result of these injuries, the inmate was transported to the University of Connecticut Health Center.
The respondent asserts that the petitioner’s claims on appeal are in procedural default. With regard to the petitioner’s claim of ineffective assistance of counsel, it is well recognized that “[a]n ineffective assistance of
One witness, an inmate at the MacDougall-Walker Reception/Special Management Unit at the time of the incident, offered a statement in which he claimed to have witnessed the assault. The witness stated that he knew the petitioner as someone who would not initiate an assault and, to his knowledge, the petitioner had not been involved in any other altercations. The witness, however, did not see what initiated the assault. The second witness, who was also an inmate at the MacDougall-Walker Reception/ Special Management Unit, stated that he saw the petitioner and the victim exchange words. Following the exchange, the witness saw the victim swing at the petitioner and the petitioner react.
Although the substance of the dialogue between the petitioner and the court serves as a basis for the petitioner’s second claim on appeal, it is not necessary to the resolution of the petitioner’s claim of ineffective assistance of counsel.
On October 1, 2002, the petitioner filed a grievance against Ovian. At the time the petitioner entered his plea, Ovian and all other interested parties were unaware that the petitioner had filed a grievance. When asked whether he was satisfied with his attorney’s advice and assistance, the petitioner responded in the affirmative and failed to call to the court’s attention his pending grievance. Ovian’s concern about being placed in a position of advising a client who might not have any interest in working with him arose out of his knowledge that the petitioner was attempting to hire private counsel and was unrelated to the grievance, of which Ovian had no knowledge prior to the disposition of the petitioner’s case.
For a recitation of the facts on which the plea was based, see footnote 2.
“This court is not bound to consider claimed errors unless it appears on the record that the question was distinctly raised . . . and was ruled upon and decided by the court adversely to the appellant’s claim.” (Internal quotation marks omitted.) Copeland v. Warden, 26 Conn. App. 10, 13-14, 596 A.2d 477 (1991), aff'd, 225 Conn. 46, 621 A.2d 1311 (1993). Under circumstances such as these, this court has declined to review similar claims because to do so “would [have] amounted] to an ambuscade of the [habeas] judge.” (Internal quotation marks omitted.) Oliphant v. Commissioner of Correction, 80 Conn. App. 613, 618, 836 A.2d 471 (2003), cert. denied, 268 Conn. 907, 845 A.2d 412 (2004).
Specifically, the petitioner claims that, when a plea is entered and a sentence is imposed in the same proceeding, the petitioner has no opportunity to withdraw his plea. This question was not distinctly raised before the habeas court, and we are not bound to consider it. See footnote 8. With regard to the petitioner’s claim that the trial court’s failure to advise him of his appellate rights induced his failure to pursue a direct appeal, we note that there is no evidence in the record indicating whether or not defense counsel advised the petitioner of his appellate rights. This question also was not distinctly raised before the habeas court, and we therefore are not bound to consider it.