Ivonne V. FERGUSON, Appellee v. Joel L. McKIERNAN, Appellant.
Supreme Court of Pennsylvania.
Argued May 17, 2005. Decided Dec. 27, 2007.
940 A.2d 1236
Elizabeth Aycock Hoffman, for Ivonne V. Ferguson.
CAPPY, C.J., CASTILLE, NIGRO, NEWMAN, SAYLOR, EAKIN, BAER, JJ.
OPINION
Justice BAER.1
We are called upon to determine whether a sperm donor involved in a private sperm donation-i.e., one that occurs outside the context of an institutional sperm bank-effected through clinical rather than sexual means may be held liable for child support, notwithstanding the formation of an agreement between the donor and the donee that she will not hold the donor responsible for supporting the child that results from the arrangement. The lower courts effectively determined that such an agreement, even where bindingly formed, was unenforceable as a matter of law. Faced with this question of first impression in an area of law with profound importance for hundreds, perhaps thousands of Pennsylvania families, we disagree with the lower courts that the agreement in question is unenforceable. Accordingly, we reverse.
Former paramours Joel McKiernan (Sperm Donor) and Ivonne Ferguson (Mother) agreed that Sperm Donor would furnish his sperm in an arrangement that, by design, would feature all the hallmarks of an anonymous sperm donation: it would be carried out in a clinical setting; Sperm Donor‘s role in the conception would remain confidential; and neither would Sperm Donor seek visitation nor would Mother demand from him any support, financial or otherwise. At no time
The trial court found, and the record supports,2 the following account of the events leading up to this litigation. Sperm Donor met Mother in May 1991, when he began his employment with Pennsylvania Blue Shield, where Mother also worked. At that time, Mother was married to and living with Paul Ferguson (Husband), although whether their sexual relations continued at that point is subject to dispute. Mother was raising two children she had conceived with Husband, while he provided little if any emotional or financial support.
Later that year, Sperm Donor‘s and Mother‘s friendly relations turned intimate, and in or around November 1991 their relationship took on a sexual aspect. Mother assured Sperm Donor that she was using birth control, and the couple did not use condoms. Although Mother variously indicated to Sperm Donor that she was taking birth control pills or using injectable or implanted birth control, in fact she had undergone tubal ligation surgery in or around 1982, following the birth of her second child by Husband.
The parties continued their intimate relationship until some time in 1993, maintaining separate residences but seeing each other frequently. On more than one occasion during that span, they “broke up,” only to reconcile after brief hiatuses. During the summer of 1993, however, their relationship began to flag.
Toward the end of 1993, the parties’ relationship had changed in character from an intimate sexual relationship to a friendship without the sexual component. At about that time, late in 1993, Mother broached the topic of bearing Sperm Donor‘s child. Even though Mother biologically was incapable of conceiving via intercourse due to her irreversible tubal ligation, and notwithstanding that the parties were no longer in a sexual relationship, she inexplicably suggested first that they conceive sexually. Sperm Donor, evidently unaware that the point was moot, refused. He made clear that he did not envision marrying Mother, and thus did not wish to bear a child with her.
Revising her approach, Mother then suggested that Sperm Donor furnish her with his sperm for purposes of IVF. Initially, Sperm Donor expressed his reluctance to do so. He relented, however, once Mother convinced him that she would release him from any of the financial burdens associated with conventional paternity; that she was up to the task of raising an additional child in a single-parent household and had the financial wherewithal to do so; and that, were he not to furnish his own sperm, she would seek the sperm of an anonymous donor instead.4
On February 14, 1994, Sperm Donor traveled to Hershey Medical Center to provide a sperm sample.6 This sample was used, in turn, to fertilize Mother‘s eggs, which then were implanted. The procedure succeeded, enabling Mother to become pregnant. Sperm Donor in no way subsidized the IVF procedure.
During Mother‘s pregnancy, Sperm Donor and Mother remained friends, visited regularly, and spoke frequently on the phone, although as noted their relationship was no longer sexual or romantic in character. The trial court found, however, that Sperm Donor attended none of Mother‘s prenatal examinations and did not pay any portion of Mother‘s prenatal expenses. Although both parties made an effort to preserve Sperm Donor‘s anonymity as the source of the sperm donation during the pregnancy, Mother admitted the truth to Sperm Donor‘s brother when he asked whether Sperm Donor was the father. Sperm Donor also admitted his own role in Mother‘s pregnancy to his parents when they confronted him, following their receipt of anonymous phone calls insinuating as much.
Regarding Sperm Donor‘s and Mother‘s post-partum interactions, the trial court found that,
[a]fter the twins were born, [Sperm Donor] saw [Mother] and the boys on a few occasions in the hospital. Approximately two years after the births, [Sperm Donor] spent an afternoon with [Mother] and the twins while visiting his parents in Harrisburg.7 [Sperm Donor] never provided the children with financial support or gifts, nor did he assume any parental identity. [Sperm Donor] had no further contact with either [Mother] or the children until May 1999 when [Mother] randomly obtained [Sperm Donor‘s] phone number8 and subsequently filed for child support. Ferguson v. McKiernan, 60 Pa. D. & C.4th 353, 358 (Dauphin Cty.2002) (citations omitted).
In the years after Mother gave birth to the twins and before Mother sought child support, Sperm Donor moved to Pittsburgh, met his future wife, married her, and had a child with her. Indeed, Sperm Donor‘s wife was pregnant with their second child when she testified in the trial court in these proceedings.
The trial court reached this conclusion based on its determination that, “by virtue of the attendant testimony and evidence,” Sperm Donor‘s testimony was more credible than the competing account offered by Mother. Id. at 359. “[Sperm Donor‘s] testimony was consistent throughout the Court‘s proceedings, whereas [Mother‘s] testimony contained numerous inconsistencies and contradictions, not to mention intentional falsehoods, fraud, and deceit involving not only [Sperm Donor] but the hospital as well.” Id. at 359-60. The trial court reinforced its point by highlighting numerous irregularities in Mother‘s testimony. Id. at 360-63.
The court nevertheless found the agreement unenforceable. Citing the Superior Court‘s holding in Kesler v. Weniger, 744 A.2d 794, 796 (Pa.Super.2000), that “a parent cannot bind a child or bargain away that child‘s right to support,” the court found its discretion restrained.
[T]his Court cannot ignore and callously disregard the interests of the unheard-from third party[,] a party who without their privity to this contract renders it void. No other party, albeit a parent, can bargain away a child‘s support rights. Although we find the Plaintiff‘s actions despicable and give [sic] the Defendant a sympathetic hue, it is the interest of the children we hold most dear. Accordingly, we hold that the Defendant‘s appeal from the Dau-
A panel of the Superior Court affirmed the trial court‘s ruling in a unanimous opinion that echoed the trial court‘s ruling. See Ferguson v. McKiernan, 855 A.2d 121 (Pa.Super.2004). The Superior Court began with the premise that “[t]he oral agreement between the parties that appellant would donate his sperm in exchange for being released from any obligation for any child conceived, on its face, constitutes a valid contract.” Id. at 123.9 Like the trial court, however, the
Against this background, in which both of the lower courts found an agreement sufficiently mutual and clear to be binding, the lone question we face is as simple to state as it is vexing to answer. We must determine whether a would-be mother and a willing sperm donor can enter into an enforceable agreement under which the donor provides sperm in a clinical setting for IVF and relinquishes his right to visitation with the resultant child(ren) in return for the mother‘s agreement not to seek child support from the donor. In considering this pure question of law, our standard of review is de novo and the scope of our review is plenary. See Pennsylvania Nat. Mut. Cas. Co. v. Black, 591 Pa. 221, 916 A.2d 569, 578 (2007). We begin by reviewing the thorough arguments presented by the parties.
Sperm Donor argues first that Pennsylvania law and public policy precluding parents from bargaining away a child‘s entitlement to child support should not preclude enforcement of an otherwise binding contract where the bargain in question occurs prior to, and indeed induces, the donation of sperm for IVF and implantation in a clinical setting. Sperm Donor urges this Court to hold that the fact that the agreement was formed months prior to conception distinguishes this case from precedent preventing parents from bargaining away a child in being‘s right to seek child support. See, e.g., Knorr v. Knorr, 527 Pa. 83, 588 A.2d 503, 505 (1991) (holding that, while “Parties to a divorce action may bargain between themselves and structure their agreement as best serves their interests,” they may not bargain away the rights of their children to support). Sperm Donor emphasizes that he provided his
Sperm Donor contends that to uphold the Superior Court‘s ruling will call into question the legal status of all sperm donors, including those who donate anonymously through sperm banks. Sperm Donor buttresses his argument by reference to the Uniform Parentage Act (UPA), a proposed uniform law originally promulgated in 1973 by the American Bar Association and adopted, in some form, by at least nineteen states.10 Sperm Donor observes that the UPA, which he acknowledges has not been adopted by this Commonwealth, does not require anonymity in the sperm donor context to protect the donor from subsequent parental responsibility and the child and parent from a donor‘s subsequent claim of parental privileges. Rather, the UPA provides unequivocally that “A donor is not a parent of a child conceived by means of assisted reproduction.” UPA § 702. The Comment to § 702 elaborates: “The donor can neither sue to establish parental rights, nor be sued and required to support the resulting child. In sum, donors are eliminated from the parental equation.”
Mother, conversely, argues that this Court should uphold the lower courts’ rulings that the best interests of the child preclude enforcement of the parties’ contract, contending that “there is no basis for making an exception [to the best interests approach] merely because the children at issue were conceived in a clinical setting and the agreement was made prior to their conception.” Brief for Appellee at 8. She argues that if this Court rules otherwise, it will act impermissibly in place of the General Assembly and contrarily to
To reinforce her argument that this Court should decline to act in the absence of legislative guidance, Mother cites Benson ex rel. Patterson v. Patterson, 574 Pa. 346, 830 A.2d 966 (2003), in which this Court declined to impose a continuing support obligation against a deceased parent‘s estate. There, this Court observed that “it is not the role of the judiciary to legislate changes in the law which our legislature has declined to adopt.” Id. at 967 (internal quotation marks omitted). In declining to impose a continuing support obligation on decedent‘s estate, we noted the then recent expansion of the duty of parents to support their minor children, see generally
Mother‘s argument, for all its nuance, effectively relies on the same background principle that the lower courts found dispositive: that even mutually entered and otherwise valid contracts are unenforceable when the contracts violate clear public policy15-in this case, the Commonwealth‘s oft-stated policy not to permit parents to bargain away their child‘s right to support. Notably, neither the courts below nor Mother undertake the rigorous analysis called for by our caselaw governing the enforceability of contracts supposed to violate public policy,16 relying instead on a tenuous analogy between the instant circumstances and those of divorce or
This analogy, however, is unsustainable in the face of the evolving role played by alternative reproductive technologies in contemporary American society. It derives no authority from apposite Pennsylvania law, and it violates the common-sense distinction between reproduction via sexual intercourse and the non-sexual clinical options for conception that are increasingly common in the modern reproductive environment. The inescapable reality is that all manner of arrangements involving the donation of sperm or eggs abound in contemporary society, many of them couched in contracts or agreements of varying degrees of formality. See UPA Art. 7, Prefatory Cmt. (outlining the various reproductive alternatives available to parties seeking to raise children). An increasing number of would-be mothers who find themselves either unable or unwilling to conceive and raise children in the context of marriage are turning to donor arrangements to enable them to enjoy the privilege of raising a child or children, a development neither our citizens nor their General Assembly have chosen to proscribe despite its growing pervasiveness.17
Of direct relevance to the instant case, women, single and otherwise, increasingly turn to anonymous sperm donors to enable them to conceive either in vitro or through artificial insemination. In these arrangements, the anonymous donor and the donee respectively enter into separate contracts with a sperm bank prior to conception and implantation of an embryo or embryos. The contract releases the mother from any obligation to afford the sperm donor a father‘s access to
Thus, two potential cases at the extremes of an increasingly complicated continuum present themselves: dissolution of a relationship (or a mere sexual encounter) that produces a child via intercourse, which requires both parents to provide support; and an anonymous sperm donation, absent sex, resulting in the birth of a child. These opposed extremes produce two distinct views that we believe to be self-evident. In the case of traditional sexual reproduction, there simply is no question that the parties to any resultant conception and birth may not contract between themselves to deny the child the support he or she requires. See, e.g., Knorr, 588 A.2d at 505 (“[Parent‘s] right to bargain for themselves is their own business. They cannot in that process set a standard that will leave their children short.“); Kesler, 744 A.2d at 796 (same). In the institutional sperm donation case, however, there appears to be a growing consensus that clinical, institutional sperm donation neither imposes obligations nor confers privileges upon the sperm donor.19 Between these poles lies a spectrum of arrangements that exhibit characteristics of each extreme to varying degrees-informal agreements between friends to conceive a child via sexual intercourse; non-clinical non-sexual insemination; and so on.
Although locating future cases on this spectrum may call upon courts to draw very fine lines, courts are no strangers to such tasks, and the instant case, which we must resolve, is not nearly so difficult. The facts of this case, as found by the trial
Assuming that we do not wish to disturb the lives of the many extant parties to anonymous, institutional sperm donation, we can only rule in Mother‘s favor if we are able to draw a legally sustainable distinction between the negotiated, clinical arrangement that closely mimics the trappings of anonymous sperm donation that the trial court found to have existed in this case and institutional sperm donation, itself. Where such a distinction hinges on something as trivial as the parties’ success in preserving the anonymity they took substantial
Moreover, even if, arguendo, such a distinction were tenable, it would mean that a woman who wishes to have a baby but is unable to conceive through intercourse could not seek sperm from a man she knows and admires, while assuring him that he will never be subject to a support order and being herself assured that he will never be able to seek custody of the child. Accordingly, to protect herself and the sperm donor, that would-be mother would have no choice but to resort to anonymous donation or abandon her desire to be a biological mother, notwithstanding her considered personal preference to conceive using the sperm of someone familiar, whose background, traits, and medical history are not shrouded in mystery. To much the same end, where a would-be donor cannot trust that he is safe from a future support action, he will be considerably less likely to provide his sperm to a
Moreover, we cannot agree with the lower courts that the agreement here at issue is contrary to the sort of manifest, widespread public policy that generally animates the courts’ determination that a contract is unenforceable. The absence of a legislative mandate coupled to the constantly evolving science of reproductive technology and the other considerations highlighted above illustrate the very opposite of unanimity with regard to the legal relationships arising from sperm donation, whether anonymous or otherwise. This undermines any suggestion that the agreement at issue violates a “dominant public policy” or “obvious ethical or moral standards,” Hall v. Amica Mut. Ins. Co., 538 Pa. 337, 648 A.2d 755, 760 (1994), demonstrating a “virtual unanimity of opinion,” Mamlin v. Genoe, 340 Pa. 320, 17 A.2d 407, 409 (1941), see generally supra n. 16, sufficient to warrant the invalidation of an otherwise binding agreement.
This Court takes very seriously the best interests of the children of this Commonwealth, and we recognize that to rule in favor of Sperm Donor in this case denies a source of support to two children who did not ask to be born into this situation. Absent the parties’ agreement, however, the twins would not have been born at all, or would have been born to a different and anonymous sperm donor, who neither party disputes would be safe from a support order. Further, we cannot simply disregard the plight of Sperm Donor‘s marital child, who also did not ask to be born into this situation, but whose interests would suffer under the trial court‘s order.23
Because we hold that the parties’ agreement not to seek visitation or support is enforceable in this case, we reverse the Superior Court‘s order affirming the trial court‘s support order, and remand for further action consistent with this Opinion.
Former Justices NIGRO and NEWMAN did not participate in the decision of this case.
Chief Justice CAPPY and Justice CASTILLE join the opinion.
Justice SAYLOR files a dissenting opinion.
Justice EAKIN files a dissenting opinion.
DISSENTING OPINION
Justice SAYLOR.
Section 5102 of the Domestic Relations Code prescribes that “[a]ll children shall be legitimate irrespective of the
At the core of Appellee‘s arguments is the contention that the public policy controlling the outcome of this case is embodied in Section 5102‘s conferral of full rights and privileges upon all children born out of wedlock. The majority, however, dismisses such argument with the comment that this statute relates to a child‘s legitimacy but not his or her entitlement to support notwithstanding a contrary agreement between a mother and a sperm donor. See Majority Opinion, at 72-73 n. 12, 940 A.2d at 1243-1244 n. 12. Section 5102(b), however, makes it clear that the relevant “rights and privileges” referenced in Section 5102(a) include benefits from the father. See
I cannot join the majority opinion, as I believe that the Legislature has established the relevant public policy through the provisions quoted above “in every case” involving children born out of wedlock.
DISSENTING OPINION
Justice EAKIN.
I respectfully dissent from the majority‘s conclusion appellee can bargain away her children‘s right to support from their
It is those children whose rights we address, not the rights of the parents. Do these children, unlike any other, lack the fundamental ability to look to both parents for support? If the answer is no, and the law changes as my colleagues hold, it must be for a reason of monumental significance. Is the means by which these parents contracted to accomplish conception enough to overcome that right? I think not.
The paramount concern in child support proceedings is the best interest of the child. Sutliff v. Sutliff, 515 Pa. 393, 528 A.2d 1318, 1322 (1987). Parents are permitted to enter child support agreements where they negotiate, bargain, and ultimately establish valid child support payments. See generally Knorr v. Knorr, 527 Pa. 83, 588 A.2d 503, 504-05 (1991). While “[p]arties to a divorce action may bargain between themselves and structure their agreement as best serves their interests,” id., at 505 (citing Brown v. Hall, 495 Pa. 635, 435 A.2d 859 (1981)), the ability of parents to bargain child support is restricted:
[Parents] have no power to bargain away the rights of their children. . . . They cannot in that process set a standard that will leave their children short. Their bargain may be eminently fair, give all that the children might require and be enforceable because it is fair. When it gives less than required or less than can be given to provide for the best interest of the children, it falls under the jurisdiction of
Id. (internal citations omitted).
I agree, as did the Superior Court, with the trial court‘s fundamental recognition that “it is the interest of the children we hold most dear.” Ferguson v. McKiernan, 855 A.2d 121, 124 (Pa.Super.2004) (quoting Trial Court Opinion, 12/31/02, at 9). This Court possesses “wide and necessary powers to provide for [a child‘s] best interest.” Knorr, at 505. “[P]arents have a duty to support their minor children even if it causes them some hardship.” Sutliff, at 1322 (citation omitted).
The majority, with little citation to authority, relies on policy notions outside the record, such as “the evolving role played by alternative reproductive technologies in contemporary American society,” Majority Op., at 1245, and hypothetical scenarios concerning reproductive choices of individuals. Id., at 1245. These musings are thought-provoking, but are ultimately inapplicable to this case of enforceability of a private contract ostensibly negating a child‘s right to support-a contract our jurisprudence has long ago held to be unenforceable. This case has little or nothing to do with anonymous sperm clinics and reproductive technology.
Speculating about an anonymous donor‘s reluctance is irrelevant-there is no anonymity here and never has been. There was no effort at all to insulate the identity of the father-he was a named party to the contract! This is not a case of a sperm clinic where donors have their identity concealed. The only difference between this case and any other conception is the intervention of hardware between one identifiable would-be parent and the other.
The majority also references the Uniform Parentage Act (UPA). Our legislature has not adopted the UPA. This Court has held, “it is not the role of the judiciary to legislate changes in the law which our legislature has declined to adopt.” Benson ex rel. Patterson v. Patterson, 574 Pa. 346, 830 A.2d 966, 967 (2003) (quoting Garney v. Estate of Hain, 439 Pa.Super. 42, 653 A.2d 21 (1995)).
Indeed, it is not our place to legislate, yet the refusal to recognize a traditional and just right to support because of “evolving” notions (which are not directly applicable to the facts) is surely legislation from the Court. To deny these children their right to support from their father changes longstanding law-if the legislature wishes to disenfranchise children whose conception utilizes clinical procedures, it may pass such a law, but we should not. The legislature can best undertake consideration of all the policy and personal ramifications of “evolving” notions and “alternative reproductive technologies in contemporary American society.” Majority Op., at 93, 940 A.2d at 1245.
While conception is accomplished in ways our forbearers could never have imagined, and will in the future be accomplished in ways we cannot now imagine, that simply is not the issue with a private contract between these identifiable parents. We do not have anonymity-we have a private contract between parents who utilized a clinical setting to accomplish those private aims, the creation of a child. The issue is not anyone‘s ability or future reluctance to utilize anonymous sperm banks-the issue is the right of these two boys to support, and whether there are compelling reasons to remove that right from them. The children point and say, “That is our father. He should support us.” What are we to reply? “No! He made a contract to conceive you through a clinic, so your father need not support you.” I find this unreasonable at best.
This private contract involves traditional support principles not abrogated by the means chosen by the parents to inseminate the mother, and I would apply the well-settled precedent that the best interest of the children controls. A parent cannot bargain away the children‘s right to support. These
I would affirm the Superior Court, as the agreement here is against the public policy and thus unenforceable.
