Fennelly v. NortonFennelly v. Norton
Opinion
The principal issue in this appeal is whether
The record reveals the following undisputed facts and procedural history. In August, 2005, the plaintiffs filed an application for visitation with the minor children pursuant to
While the plaintiffs’ appeal was pending before the Appellate Court, the defendant moved in June, 2006, for an award of counsel fees and transcript costs or to be provided with copies of all transcripts, claiming that she lacked “sufficient funds or other liquid assets to pay the attorney’s fees and transcript costs necessitated
by [the] plaintiffs’ appeal.” In November, 2006, the trial court,
Alvord, J.,
pursuant to
Subsequently, in November, 2007, Judge Alvord granted the defendant’s motion for attorney’s fees pursuant to
Accordingly, the court directed the defendant’s counsel to submit to plaintiffs’ counsel an itemization of the fees incurred in defending the appeal, to be followed by a submission of the plaintiffs’ specific objections to the court. After determination and calculation of the proper fee, 7 the trial court directed the plaintiffs to pay 85 percent of the attorney’s fees incurred by the defendant, to be paid directly to counsel in weekly installments of $200, in addition to the previously paid 90 percent of Wieler’s $3200 retainer. This appeal followed.
On appeal, the plaintiffs claim that the trial court improperly: (1) ordered them to pay the attorney’s fees of the defendant pursuant to
I
We begin with the plaintiffs’ claim that the trial court improperly disregarded the plain meaning of
In response, the defendant contends that
Whether
“When construing a statute, [o]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. ... In other words, we seek to
determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply. ... In seeking to determine that meaning, General Statutes § l-2z directs us first to consider the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered. . . . The test to determine ambiguity is whether the statute, when read in context, is susceptible to more than one reasonable interpretation.” (Internal quotation marks omitted.)
Fairchild Heights, Inc.
v.
Amaro,
Accordingly, we begin with the language of
This ambiguity aside, however, the language and structure of
The legislature’s use of the different term “intervening party” in the context of
The legislative genealogy and history of
Indeed, we find instructive the New York courts’ treatment of that state’s attorney’s fee statute;
In the present case, the defendant argues, however, that the plaintiffs “stepped into the shoes of a parent” for purposes of
We also disagree with the defendant’s argument that our interpretation of
Finally, our construction of
II
We next consider the plaintiffs’ claim that the trial court improperly, sua sponte, appointed an attorney for the minor children pursuant to
A
We begin with the plaintiffs’ claim that the trial court did not have jurisdiction to appoint the attorney since their visitation action had been dismissed. In response, the defendant argues that, because of the pending appeal from the judgment dismissing the plaintiffs’ petition, the trial court retained jurisdiction to appoint the attorney for the minor children. We agree with the defendant and conclude that the trial court had continuing jurisdiction to appoint an attorney for the minor children because of the pending appeal.
As the defendant points out, the Appellate Court’s opinion in
Lindo
v. Lindo,
Thus, because the attorney’s fee award did not relate to the merits of the plaintiffs’ visitation petition, and the pending appeal in the Appellate Court continued the trial court’s jurisdiction over preliminary jurisdictional matters, we conclude that the trial court retained jurisdiction to appoint an attorney for the minor children pursuant to
B
The plaintiffs’ final claim is that the trial court improperly appointed Wieler as an attorney for the minor children for the purpose of opining on the ultimate issue in controversy, namely, whether to require the plaintiffs to pay the attorney’s fees of the defendant. They argue that “asking [Wieler] to give an opinion on this issue is like asking the grandchildren for an opinion on how their inheritance should be spent.” The defendant contends in response that the appointment of Wieler was a proper exercise of the trial court’s discretion pursuant to
We previously have discussed
In the present case, we conclude that the trial court abused its otherwise substantial discretion by appointing an attorney for the minor children. The trial court made clear that it was appointing Wieler solely for the purpose of the attorney’s fee dispute, over the objection of the plaintiffs, and not in connection with the merits
of the appeal then pending before the Appellate Court.
20
As the plaintiffs point out, the minor children had nothing more than a tangential interest in the result of the attorney’s fee proceeding, and no other matters relating directly to their support, custody and visitation were at issue. Cf.
Salvio
v.
Salvio,
Having concluded that the trial court improperly appointed an attorney for the minor children in this case, we next turn to the appropriate remedy. The plaintiffs request a refund of the $2880 that the trial court ordered them to pay to Wieler. Although the defendant does not oppose, or even acknowledge, the plaintiffs’ request for a refund, we decline to order that remedy at this time because further proceedings are necessary to balance the various equities involved in compensating the plaintiffs for the funds that they were inappropriately ordered to expend, while also ensuring that Wieler is reasonably compensated for the time that she was required to devote to this case after her appointment by the trial court. The record simply does not provide us with enough information properly to consider the propriety of a refund of attorney’s fees as an appellate remedy, or to entertain other sources from which Wieler maybe compensated. 23 Accordingly, without the benefit of a remand, we are unable at this time to direct the relief requested herein.
The judgment is reversed and the case is remanded to the trial court with direction to deny the defendant’s motion for attorney’s fees, to vacate the sua sponte appointment of an attorney for the minor children and for further proceedings in accordance with the preceding paragraph of this opinion.
In this opinion the other justices concurred.
Notes
The plaintiffs appealed from the judgment of the trial court to the Appellate Court and we transferred the appeal to this court pursuant to
In
Roth
v.
Weston,
supra,
“First, the petition must contain specific, good faith allegations that the petitioner has a relationship with the child that is similar in nature to a parent-child relationship. The petition must also contain specific, good faith allegations that denial of the visitation will cause real and significant harm to the child. As we have stated, that degree of harm requires more than a determination that visitation would be in the child’s best interest. It must be a degree of harm analogous to the kind of harm contemplated by [General Statutes] §§ 46b-120 and 46b-129, namely, that the child is ‘neglected, uncared-for or dependent.’ The degree of specificity of the allegations must be sufficient to justify requiring the fit parent to subject his or her parental judgment to unwanted litigation. Only if these specific, good faith allegations are made will a court have jurisdiction over the petition.
“Second, once these high jurisdictional hurdles have been overcome, the petitioner must prove these allegations by clear and convincing evidence. Only if that enhanced burden of persuasion has been met may the court enter an order of visitation. These requirements thus serve as the constitutionally mandated safeguards against unwarranted intrusions into a parent’s authority.”
Roth
v.
Weston,
supra,
The plaintiffs appealed from this order to the Appellate Court, which subsequently granted the defendant’s motion to dismiss the appeal for lack of a final judgment.
The trial court clarified that it had approved all of the defendant’s requested attorney’s fees in the amount of $20,691.31, except for a $475 reduction.
As the parties point out, our trial courts are split on this issue. Compare
Denardo v. Bergamo,
Superior Court, judicial district of Waterbury, Docket No. FA-98-0148318-S (April 8,2004) (concluding that
In support of her argument that the first clause of
We also disagree with the defendant’s reliance on
Benson
v.
Benson,
supra,
We note that
In
Moll
v.
Gianetti,
supra,
“[I]t is now well settled that testimony before legislative committees may be considered in determining the particular problem or issue that the legislature sought to address by the legislation.” (Internal quotation marks omitted.)
Fairchild Heights, Inc.
v.
Amaro,
supra,
“The current statute is drafted using the [word] spouses and therefore would not apply to a parent of an illegitimate child.
“The [b]ill is necessary to address that defect. The [b]ill also allows [attorney’s] fees to be allocated where a child has an attorney appointed on its behalf currently the [attorney’s] fees can be allocated between both parents. In some cases, there is a grandfather or [someone] of that nature, a foster parent, who is intervening. This [b]ill would allow you to equitably and fairly allocate the [attorney’s] fees among all parties in the action.” Conn. Joint Standing Committee Hearings, Judiciary, Pt. 1, 1988 Sess., p. 69; see also id., p. 165 (written summary of commission’s recommendations).
Thus, we disagree with the defendant’s contention that, “[b]ecause the intent of the legislature in amending
We also disagree with the defendant’s reliance on the statutes of certain of our sister states in support of the proposition that, “[i]t is logical to assume that our legislature found such an inclusion unnecessary because
For example, some state legislatures have seen fit to provide expressly for an award of attorney’s fees in their grandparent visitation statutes. Some of these statutes authorize an award of fees and costs bilaterally or to the prevailing parly. See
Other states have statutes authorizing the court to direct the petitioner or grandparent to pay the attorney’s fees of the respondent parent, regardless of outcome. See
In contrast to these more specific statutes, our research also has revealed statutes providing for attorney’s fee awards in family matters cases that conceivably could apply to grandparent or third party visitation actions on the basis of the use of the broader term “party,” rather than “parent” or “spouse,” in reference to potential payors. See, e.g.,
New York Domestic Relations Law
We find misplaced the defendant’s rebanee on
C.F.B.
v.
T.B.,
9 Misc. 3d 1105A,
We also disagree with the defendant’s rebanee on
Holm
v.
Holm,
We note that this definition is consistent with the common meaning of the term parent, defined in relevant part as a norm, namely, “one who begets, gives birth to, or nurtures and raises a child; a father or mother.” American Heritage College Dictionary (4th Ed. 2002).
As the defendant points out correctly, we have attempted to guard constitutionally protected “parental prerogative” through the implementation of heightened pleading standards and the clear and convincing standard of proof in third party visitation proceedings. See
Roth
v.
Weston,
supra,
“(b) Counsel for the child or children may also be appointed on the motion of the court or on the request of any person enumerated in subsection (a) of this section in any case before the court when the court finds that the custody, care, education, visitation or support of a minor child is in actual controversy, provided the court may make any order regarding a matter in controversy prior to the appointment of counsel where it finds immediate action necessary in the best interests of any child.
“(c) Counsel for the child or children shall be heard on all matters pertaining to the interests of any child, including the custody, care, support, education and visitation of the child, so long as the court deems such representation to be in the best interests of the child.”
Accordingly, we also disagree with the plaintiffs’ argument that, since their petition had been dismissed, no action was then pending during the attorney’s fee proceedings that would have given the trial court the authority under the second clause of
At the request of Wieler, who sought to clarify her status in the case, specifically regarding whether she was an attorney for the minor children or a guardian ad litem; see
Schult
v.
Schult,
supra,
The financial affidavits reveal that the plaintiffs have a combined net weekly income of $1099, and the defendant has a net weekly income of S1005. In addition to their regular living expenses, both parties are heavily encumbered with a variety of debt, both secured and unsecured, including the defendant’s student loans, both parties’ credit card debts, each in excess of $20,000, as well as automobile payments.
The trial court’s statement in its articulation aside, it is evident from the record that the value added to the proceedings by the attorney for the minor children was minimal. Notwithstanding her $3200 retainer, Wieler submitted only a five page memorandum of law that in essence was an amicus curiae brief in support of the defendant. We therefore disagree with the defendant’s contention that the trial court’s articulation renders harmless any impropriety in appointing the attorney for the minor children. Specifically, the parties’ financial situation; see footnote 21 of this opinion; as well as Wieler’s limited participation, renders the appointment and the attendant $3200 attorney’s fee, the vast majority of which was paid by the plaintiffs, not merely harmless error.
This void in the record might well be attributed to the fact that it is unclear whether Wieler is aware of the plaintiffs’ request for a refund of the fees that they had paid her. Specifically, Wieler is not listed as counsel
of record on either the docketing statement filed by the plaintiffs pursuant to