ARTHUR FELLOWS, Plaintiff and Appellant, v. NATIONAL ENQUIRER, INC., Defendant and Respondent.
L.A. No. 32082
Supreme Court of California
July 31, 1986.
42 Cal. 3d 234
Marvin Gross, James M. Simon and Grayson & Gross for Plaintiff and Appellant.
John G. Kester, Richard S. Hoffman, Williams & Connolly, Richard H. Borow, Jon W. Davidson and Irell & Manella for Defendant and Respondent.
OPINION
BROUSSARD, J.-Under
I.
The August 17, 1982, edition of the National Enquirer carried a photograph of plaintiff Arthur Fellows and actress Angie Dickinson over the caption, “ANGIE DICKINSON [1] Dating a producer.” The accompanying two-sentence article stated: “Georgeous Angie Dickinson‘s all smiles about the new man in her life-TV producer Arthur Fellows. Angie‘s steady-dating Fellows all over TinselTown, and happily posed for photographers with him as they exited the swanky Spago restaurant in Beverly Hills.”
Shortly after publication, Fellows’ attorney wrote a letter to defendant National Enquirer, Inc. (hereafter the Enquirer) asserting that the article was false and demanding a correction. The Enquirer‘s attorney wrote back expressing confusion about the nature of the alleged falsity. Fellows’ attorney then wrote a second letter, which stated: “The article is false because Mr. Fellows has never dated Miss Dickinson, is not ‘the new man in her life,’ and has been married to Phyllis Fellows for the last 18 years.”3 The Enquirer subsequently rejected the retraction request and Fellows filed the present action.
Plaintiff‘s initial complaint alleged libel, false light invasion of privacy, intentional and negligent infliction of emotional distress and “conscious disregard” (Mrs. Fellows was added as a plaintiff in the latter three causes of action). The libel count alleged defamation based on facts extrinsic to the article: “Said article is defamatory in that said article was understoоd by those who read it or heard it [sic] and who have knowledge of plaintiff‘s marital status to mean that plaintiff was engaged in improper and immoral conduct.” The privacy cause of action was based on the same factual allegations and asserted that the Enquirer‘s article had placed Fellows before the public in a false light as “steady-dating” Ms. Dickinson and as the “new man in her life,” and also had cast him in a false light in the eyes of those who knew of his marital status by suggesting that he was engaged in improper or immoral conduct. Both the libel and false light causes of action alleged that the Enquirer had published the article with knowledge of its
The Enquirer demurred generally to the complaint. It attacked both the libel and false light claims on the ground that special damages had not been pleaded with sufficient specificity. The Enquirer further argued that the false light claim was duplicative of the defamation claim and should be dismissed as superfluous. The demurrer also challenged the remaining causes of action on grounds not relevant here.
The trial court overruled the demurrer to the libel count, although it expressed skepticism that plaintiff would be able to prove special damages and indicated that defendant would be free to renew its special damages challenge to the amended complaint. The court also overruled the demurrer with regard to the intentional infliction of emotional distress claim, again noting that its ruling was “without prejudice” to further challenges by defendant. The court sustained the demurrer to the false light claim on the ground that it was “redundant” of the libel claim, but granted leave to amend. The demurrer also was sustained to the remaining causes of action.
Plaintiff filed a first amended complaint that restated the original libel cause of action, expanded the allegations of the invasion of privacy claim, and again included counts for intentional and negligent infliction of emotional distress. In the amended complaint, the false light claim alleged only general damages and did not include any allegations of injury to business. The Enquirer again demurred to the entire pleading on grounds similar to those previously asserted, with emphasis upon the alleged inadequacy of the special damages allegation. At the hearing on this demurrer, plaintiff‘s counsel conceded that no special damages had been suffered, and acknowledged that it would be “highly improbable [plaintiff] will have special damages.” Counsel maintained, however, that such damages were not a prerequisite to a cause of action for invasion of privacy. The court this time sustained the demurrer to all causes of action except that for negligent infliction of emotional distress, again granting leave to amend. The court expressly stated that it had sustained the demurrer to the libel and false light claims because of the absence or insufficiency of the special damages pleading.
Plaintiff then filed his second amended complaint. In view of his concession that he had not suffered any special damages, plaintiff did not reassert
Defendant again demurred to all causes of action. The Enquirer argued that plaintiff‘s failure to plead special damages barred a cause of action for false light invasion of privacy as well as an action for libel. The trial court agreed, and sustained the demurrer without leave to amend. The court based its ruling expressly on this court‘s decision in Kapellas v. Kofman (1969) 1 Cal.3d 20, 35, footnote 16 [81 Cal.Rptr. 360, 459 P.2d 912]. The court also sustained the demurrer to the causes of action for infliction of emotional distress.4 It then entered an order of dismissal.
On appeal, plaintiff argued that the special damages requirement in libel per quod actions should not apply to an action for false light invasion of privacy, which plaintiff asserted is an independent tort designed to redress injuries to interests separate and distinct from the interests at issue in a defamation action. Defendant answered by arguing that plaintiff‘s view would defeat the legislative policy underlying the special damages requirement since virtually all libel actions could be brought on the alternative theory. The Court of Appeal agreed with plaintiff and reversed the dismissal order. We granted review.
DISCUSSION
An invasion of privacy by publicity that places the plaintiff in a false light in the public eye was first identified as a distinct tort in the late Dean Prosser‘s well-known 1960 law review article, Privacy (1960) 48 Cal.L.Rev. 383. Prosser considered over 300 cases decided in the 70 years since Warren and Brandeis5 had originated the concept of a legal right of privacy, and determined that the decisions revealed a complex of four independent torts. In addition to false light invasion of privacy, this now definitive formulation included intrusion upon one‘s solitude or seclusion, public disclosure of private facts and appropriation.
In order to be actionable, the false light in which the plaintiff is placed must be highly offensive to a reаsonable person. (Rest.2d Torts, § 652E,
With the same pen he used to christen the false light tort, Dean Prosser expressed his concern about its future evolution in words that precisely describe the issue we confront over 25 years later. “The question may well be raised, and apparently still is unanswered, whether this branch of the tort is not capable of swallowing up and engulfing the whole law of public defamation; and whether there is any false libel printed, for example, in a newspaper, which cannot be redressed upon the alternative ground. If that turns out to be the case, it may well be asked, what of the numerous restrictions and limitations which have hedged defamation about for many years, in the interest of freedom of the press and the discouragement of trivial and extortionate claims? Are they of so little consequence that they may be circumvented in so casual and cavalier a fashion?” (Prosser, supra, 48 Cal.L.Rev. 401.)
The first answers to Dean Prosser‘s question were not long in coming. In its landmark decision in New York Times Co. v. Sullivan (1964) 376 U.S. 254 [11 L.Ed.2d 686, 84 S.Ct. 710, 95 A.L.R.2d 1412], the United States Supreme Court held that a defamatory statement concerning a public official was protected by the First Amendment except when made with “‘actual malice‘-that is, with knowledge that it was false or with reckless disregard of whether it was false or not.” (376 U.S. at pp. 279-280 [11 L.Ed.2d at p. 706].) The New York Times doctrine was later expanded to include public figures. (Curtis Publishing Co. v. Butts (1967) 388 U.S. 130 [18 L.Ed.2d 1094, 87 S.Ct. 1975].) In Time, Inc. v. Hill (1967) 385 U.S. 374, 387-388 [17 L.Ed.2d 456, 466-467, 87 S.Ct. 534], the United States Supreme Court for the first time considered the conflicting demands of the First Amendment and the right of privacy. In a case involving the false light tort, the court applied the actual malice standard of liability and thus balanced the competing interests in exactly the same mannеr as it had when reputation and speech competed in New York Times.6
In addition to the restricted liability compelled by the First Amendment, further protection is afforded defamatory speech by certain statutorily imposed limitations on defamation actions. In deciding whether such statutory provisions are applicable to a particular cause of action, the courts of this state have traditionally looked behind the label affixed to the complaint and examined the gravamen of the claim. Where the complaint is based on an offensive statement that is defamatory, plaintiffs have not been allowed to circumvent the statutory limitation by proceeding on a theory other than defamation.
A leading decision in this area is Werner v. Times-Mirror Co. (1961) 193 Cal.App.2d 111 [14 Cal.Rptr. 208]. Werner sued for invasion of privacy based on a 1958 Los Angeles Times story suggesting that he and his first wife had been involved in political scandals and criminal wrongdoing during his tenure as Los Angeles City Attorney 30 years earlier. Werner claimed that the article‘s allegations were false or misleading, and had caused him “deep humiliation, emotional distress, anxiety and embarrassment.” The trial court dismissed the action because of plaintiff‘s failure to post the bond then required in libel actions (former Code Civ. Proc., § 830).
Without discussing the bond issue, the Court of Appeal observеd that under
After quoting extensively from the Werner court‘s discussion of the public policy rationale underlying section 48a, the Court of Appeal observed: “To extend the tort of invasion of privacy to the extent necessary to reach a determination that the appellant‘s amended complaint states a cause of action would be to ignore such declaration of public policy and to dilute the effect of such legislation. This court is not free to do so.” (193 Cal.App.2d at p. 123.) Implicit in this observation is a determination that privacy suits threaten the freedoms of speech and press in the same manner as defamation suits. The court refused to “sanction an evasion” of the statutory protections. (Id., at p. 122.)
This court adopted the Werner holding in Kapellas v. Kofman, supra, 1 Cal.3d 20. Kapellas was a candidate for the Alameda City Council and the mother of six children. A front-page editorial in the Alameda Times Star concluded that Kapellas would not be a suitable member of the city council since her оbligations, in the opinion of the editorial writer, “‘would seem to be more to her home and family, than to the city she adopted as home some years ago.‘” (1 Cal.3d at p. 27, fn. 2.) In support of its thesis, the editorial cited numerous complaints and arrests involving the Kapellas children allegedly drawn from the local “police blotter.” (Ibid.)
Kapellas filed a complaint alleging libel on behalf of herself, with separate counts alleging libel and invasion of privacy on behalf of her children.
This court reversed the trial court‘s order with respect to the two libel counts, finding plaintiff‘s allegation of malice sufficient to overcome the qualified privilege granted by
The court reached a different conclusion with respect to the potential false light claim: “Insofar as the instant plaintiff‘s right to privacy action is of the ‘false light in the public eye’ variety, resting on the allegedly false nature of the editorial statements, we find the action is in substance equivalent to the children‘s libel claim, and should meet the same requirements of the libel claim on all aspects of the case, including proof of malice . . . and fulfillment of the requirements of
The Kapellas holding was unanimously reaffirmed in Briscoe v. Reader‘s Digest Association, Inc. (1971) 4 Cal.3d 529 [93 Cal.Rptr. 866, 483 P.2d 34]. In that case, defendant published an article that correctly identified Briscoe as the perpetrator of a crime, but did not indicate that the crime had occurred 11 years earlier and that Briscoe had since led “an exemplary, virtuous and honorable life.” (Id., at p. 532.) Briscoe brought an action
Plaintiff‘s false light claim was based on the suggestion of the article that his criminal activity was of recent vintage. The court quoted from Kapellas to observe that “a ‘false light’ cause of action ‘is in substance equivalent to . . . [a] libel claim, and should meet the same requirements of the libel claim. . . .‘” (4 Cal.3d at p. 543.) It concluded that the allegations of the complaint were insufficient to support a false light claim since plaintiff had neither made a retraction request nor alleged special damages. “Plaintiff here alleged malice, but at no time complied with the requirements of
In addition to
The Court of Appeal observed that the case required that it decide whether “a plaintiff who essentially bases her cause of action upon facts which constitute defamation . . . can bypass the requirement of section 830 of the Code of Civil Procedure that an undertaking be filed for the protection of the defendant.” (241 Cal.App.2d at p. 700.) Finding section 830 to be the “considered public policy of the state,” the court concluded that “[i]t would not be proper for a court to permit a plaintiff to evade this public policy by announcing, as the plaintiff did in this instance, that she does not ask for damages for loss of reputation but only for the humiliation and emotional distress resulting to herself personally from the tort.” On this basis the court affirmed dismissal of the emotional distress claim.9 (Ibid.; see also Huffaker v. McVey (1917) 35 Cal.App. 302 [169 P. 704] [plaintiff required to post
In Flynn v. Higham (1983) 149 Cal.App.3d 677 [197 Cal.Rptr. 145], the same Court of Appeal that decided the instant case considered whether a
The overwhelming majority of decisions in other jurisdictions enforce defamation restrictions in actions for false light invasion of privacy when such actions are based on a defamatory publication. (Cibenko v. Worth Publishers, Inc. (D.N.J. 1981) 510 F.Supp. 761, 766 [“An action for defamation and a claim for false light invasion of privacy . . . are closely allied, and the same considerations apply to each.” Libel defense of opinion applied to false light.]; Rinsley v. Brandt (10th Cir. 1983) 700 F.2d 1304, 1307 [“[I]n a false light privacy action, as in a defamation action, truth is an absolute defense. Similarly, the defense available in a defamation action that the allegedly defamatory statements are opinions, not assertions of fact, is also available in a false light privacy action.“]; Brown v. Boney (N.C.App. 1979) 255 S.E.2d 784, 791 [“In a libel action, the defamatory statements must be false in order to be actionable, and an admission of the truth of the statement is a complete defense. . . . Likewise, with regard to invasion of privacy of the false light variety, it is essential that the matter published concerning the plaintiff is not true. . . .“]; Gruschus v. Curtis Publishing Company (10th Cir. 1965) 342 F.2d 775, 776 [“The general rule, frequently analogized to defamation, is that the action does not survive the death of the party whose privacy was invaded. . . .“]; Michigan United Conservation Clubs v. CBS News (W.D.Mich. 1980) 485 F.Supp. 893, 904 [“Each tort is directed toward a particular individual, and in the area of defamation this has given rise to the rule that a publication is not actionable unless it is ‘of and concerning’ the individual plaintiff. . . . This court can find no reason why a similar rule should not be extended to claims of false light.“]; Koussevitzky v. Allen, Towne & Heath (Supreme Ct. 1947) 188 Misc. 479 [68 N.Y.S.2d 779, 785] [The doctrine that equity will not enjoin publication of a libel also precludes an injunction sought on a theory of false light invasion of privacy]; Fouts v. Fawcett Publications (D.Conn. 1953) 116 F.Supp. 535, 537 [“[T]he only reasonable conclusion is that any State which adopts the single publication rule for purposes of the tort of libel, would also adopt it and apply it, with the same test as to the date of accrual, in cases of wrongful violations of the right of privacy.“]; Smith v. Esquire, Inc. (D.Md. 1980) 494 F.Supp. 967, 970 [“[W]here the basis of the cause of action is the false nature of the publication, i.e. a defamation, the action should be governed by the various limitations placed on an action for defamation. To hold otherwise would allow a plaintiff, in any defamation
action where there has been a general publication, to avoid the otherwise applicable one-year statute merely by phrasing the cause of action in terms of invasion of privacy.“]; McDonald v. Time (D.N.J. 1981) 7 Med.L.Rptr. 1981, 1983 [“The court finds that the gist of these causes of action is defamation, and as such, they too are time-barred. [1] New Jersey courts look beyond the label affixed to the cause of action. . . .“]; but cf. Wood v. Hustler Magazine, Inc. (5th Cir. 1984) 736 F.2d 1085, 1088-1089 and Rinsley v. Brandt (D.Kan. 1977) 446 F.Supp. 850, 858 [libel statute of limitations not applied to false light invasion of privacy].)
It is alsо noteworthy that the American Law Institute has adopted the position that the restrictions on defamation actions should be applied to actions for false light invasion of privacy where supported by the policy behind the particular restrictive rule: “[A]nother important question is that of the extent to which common law and statutory restrictions and limitations that have grown up around the action for defamation are equally applicable when the action is one for invasion of privacy by publicity given to falsehoods concerning the plaintiff. These restrictions include, for example, the requirement that special damages be pleaded and proved by the plaintiff in any case in which the defamatory words are not actionable per se. [1] When the false publicity is also defamatory so that either action can be maintained by the plaintiff, it is arguable that limitations of long standing that have been found desirable for the аction for defamation should not be successfully evaded by proceeding upon a different theory of later origin, in the development of which the attention of the courts has not been directed to the limitations.” (Rest.2d Torts, § 652E, subd. (e), p. 399.)
Defendant has cited only one case that specifically considers the applicability of a special damages requirement to a false light cause of action. We have found only one other case on point, a later decision by the same court. In Fogel v. Forbes, Inc. (E.D.Penn. 1980) 500 F.Supp. 1081, the plaintiff brought actions for defamation and false light invasion of privacy, as well as other privacy claims, based on the publication of a single photograph. The court granted defendant‘s motion for summary judgment as to both the defamation and false light claims based on plaintiffs’ failure to allege special damages. “Since the requirement of special damage is likewise applicable to invasion of privacy based upon ‘Publicity placing person in false light,’ and since plaintiffs in their depositions stated that they were unable to prove special damage, the plaintiffs are unable to establish an essential element for such a claim.” (500 F.Supp. at p. 1088.) The court reached the same conclusion in McCabe v. Village Voice, Inc. (E.D.Penn. 1982) 550 F.Supp. 525, 529, footnote 9: “I note again plaintiff‘s failure to plead special damages. The policies which support the imposition of the
The applicability of the special damages requirement to a false light claim presents a question of first impression in this state. The court below held that even though plaintiff‘s complaint was based on language not defamatory on its face within the meaning of
The court‘s holding rests on a superficially logical syllogism. Its initial premise is that the interests protected by false light invasion of privacy and defamation are entirely separate and distinct. “Reputation . . . is not the interest affected, protected, or compensated in invasion of privacy cases. . . . [T]he wrong inflicted by an invasion of privacy is a direct injury to the plaintiff‘s feelings and peace of mind, and compensation is awarded for that injury, not for loss of standing in the eye of others.”
The court‘s second premise is that
Most of the court‘s lengthy opinion is devoted to establishing its initial premise that invasion of privacy and defamation are concerned with different interests.12 Even assuming this premise to be true, however, where a
The restrictions and limitations on liability for defamatory speech have evolved over many years as courts and legislatures have attempted to balance the interest in reputation against the interest in speech. The existing balance protects some defamatory statements in recognition that a certain amount of “breathing space” is necessary to maintain the vitality of the freedoms of speech and press. (New York Times Co. v. Sullivan, supra, 376 U.S. at pp. 271-272.) The modern law of defamation has been primarily concerned with determining the point at which potential liability for defamatory speech intolerably “dampens the vigor and limits the variety of public debate.” (Id., at p. 279.)
The fact that a defamatory statement may injure “feelings and peace of mind” as well as reputation does not lessen the importance of “uninhibited, robust, and wide-open” public discourse, nor should the protections afforded defamatory statements in the interests of providing a generous zone of lawful speech be abrogated merely because the statement contains a privacy-invading element. (Id., at p. 270.) Courts should proceed very cautiously before upsetting the delicate balance that has developed in the law of defamation between the protection of an individual‘s interest in redressing injury from published falsehoods, and the protection of society‘s interest in vigorous debate and free dissemination of the news.
In most cases where defamation restrictions have been extеnded to false light claims the courts have acknowledged the theoretical differences in the interests protected, but have recognized as well that the different interests may be implicated by the same conduct. The Werner court expressly discussed this issue: “It is, of course, true that the tort of invasion of the right of privacy accords protection to a fundamentally different interest than that safeguarded by the law of defamation. But each of such interests conceivably
We also disagree with the Court of Appeal‘s narrow interpretation of the policy embodied in
In Werner v. Southern Cal. etc. Newspapers, supra, 35 Cal.2d 121, this court considered the related rule of
The court below agreed with plaintiff‘s argument that adequate protection was afforded innocent publishers by the constitutional requirement of malicious publication. This argument сhallenges the merits of the special damages requirement itself, suggesting that the rule is unnecessary in defamation as well as false light cases. Indeed, the same argument could be made with regard to virtually all restrictions and limitations imposed on defamation actions that are not constitutionally compelled.
In Werner v. Southern Cal. etc. Newspapers, supra, 35 Cal.2d 126, this court addressed an identical argument regarding
This view is cоnsistent with the position taken by Justices Black, Douglas and Goldberg in the New York Times decision. The concurring justices did not agree with the majority that an actual malice standard was sufficient to protect First Amendment values and did not concur in the adoption of that standard. A substantial majority of states have also found it desirable to extend additional protections to publishers through a special damages requirement. The fact that our Legislature has elected to do the same may not be second-guessed by this court.
We find the public policy embodied in
The judgment of the Court of Appeal is reversed.
Bird, C. J., Mosk, J., Reynoso, J., Grodin, J., Lucas, J., and Panelli, J., concurred.
BIRD, C. J.-I concur. I write separately because I think it is imperative at this time in our history that we give serious thought to the minority view expressed by Justices Goldberg and Douglas in New York Times Co. v. Sullivan (1964) 376 U.S. 254 [11 L.Ed.2d 686, 84 S.Ct. 710].
In my opinion, “sunlight is the most powerful of all disinfectants. . . .” (See Freund, The Supreme Court of the United States (1961) p. 61.) That “sunlight” in a democracy is provided in large part by the press.
For all its momentary power, the press as an institution is quite fragile. Although those who from time to time have suffered its slings and arrows may dispute that fact, it is a reality. To be truly free, the press must feel free-free to be wise and free to be foolish; free to be constructive and free to be destructive; free to be impartial and free to be unfair. That can only be accomplished if it knows that it has an “absolute, unconditional privilege to criticize official conduct despite the harm which may flow from excesses and abuses.” (New York Times Co. v. Sullivan, supra, 376 U.S. at p. 298 [11 L.Ed.2d at p. 719] (conc. opn. of Goldberg, J.).) The press will never feel free if it is chilled by сodification.
“The prized American right ‘to speak one‘s mind,’ cf. Bridges v. California [1941] 314 U.S. 252, 270, about public officials and affairs needs ‘breathing space to survive,’ (N.A.A.C.P. v. Button [1963] 371 U.S. 415, 433.) The right should not depend upon a probing by the jury of the motivation of the citizen or press. The theory of our Constitution is that every citizen may speak his mind and every newspaper express its view on matters of public concern and may not be barred from speaking or publishing because those in control of government think that what is said or written is unwise, unfair, false, or malicious. In a democratic society, one who
