*4 STAPLETON, Bеfore GARTH and PRATT,* Judges. Circuit THE OPINION OF COURT PRATT, Judge: GEORGE C. Circuit
INTRODUCTION Plaintiff claims the de- James C. Feldman Housing Authority Philadelphia fendant (“PHA”), through agents, Jon- defendants Paone, A. violated the athan Saidel John * Pratt, George tion. Honorable C. United States Circuit Circuit, by designa- Judge sitting for the Second as well as to the four other members ers Amendments Fourteenth
First States, the board. as well as of the United Constitution Pennsylvania’s “whistleblower” State PHA, career at his For most of Feldman’s pub- statute, firing him in retaliation exemplary. per- was considered His work wrongdoing at exposed reports that lishing reprimands or com- sonnel file contained no jury trial the district PHA. After job concerning poor performance. ments claims, plaintiff on all judgment for entered evaluation, April performance last dated His $616,696 compensatory dam- awarding him rating gave Feldman of “SUPE- punitive dam- total of ages and a However, after became RIOR”. affirm. appeal. We ages. Defendants became chairman of the board Paone director, things changed. In sever-
executive reports management PHA’s AND BACKGROUND al of his FACTS approximately the next operations over Feldman, we view jury found for Since months, numerous twelve Feldman revealed all by drawing from the evidence facts key improprieties sеveral areas in his favor. inferences reasonable required by auditing agency. As the internal PHA, agency responsi- public Defendant Paone, charter, reports to Feldman made his housing citi- providing for low-income ble Many of and the rest of the board.' zens, housing agency in Penn- largest is the job manage- reports criticized the PHA’s *5 largest in the United fourth sylvania and occasions, doing. ment was On several governed by a board agency is The States. reprimanded Feldman for Paone and Saidel members, consisting of five of commissioners reports. preparing the critical mayor and being appointed two each particularly displeased with Paone was controller, fifth respectively, with the city management reported that Feldman after he appoin- being the four selected member employee PHA who was promoted had tees. investigation corruption. As a re- under Saidel, exercising his au- January 1990 In tip, Department Internal Audit sult of a controller, city ap- thority Philadelphia’s investigation of PHA’s had conducted the board of commission- pointed himself to in- Department. The Maintenance Central later, named Paone was Three months ers. that the Central Mainte- vestigation revealed directоr, responsible executive as PHA’s new responsible for Department, which was nance overseeing day-to-day activities of contracts, fencing was involved agency’s closely agency. Paone and Saidel worked scheme, and several illegal bid-rigging in an daily man- routinely discussing the together, unlawful employees linked to the were PHA agement affairs of PHA. and reported to periodically activity. Feldman this inves- the details of Paone and Saidel on working PHA since been Feldman had employees tigation, including which May his termination From 1990 until 1982. Ultimately, Feld- probably involved. were as the di- May Feldman acted em- implicated of the reported that one man Depart- Audit agency’s Internal rector of being despite promoted had ployees been respon- was capacity, In this Feldman ment. Paone continuing investigation. under the identifying, expos- and investigating, sible for Feldman, thought you saying, “I challenged fraud, waste, inefficiency, criminal and ing instructed Paone then were on our side”. carry out activity PHA. In order to within report the ref- from his Feldman to remove function, regularly prepared Feldman promotion. mid-investigation to erence investigations. Under reports of his detailed complied. charter, specifiеs the internal-audit quarter- Later, circulated a after Feldman Depart- Audit responsibilities of the Internal criticized certain ly report to the board ment, required present to Feldman was decisions, Paone and Saidel managerial executive other findings and observations and in- commissioners, reprimanded separately i.e. and the board of director he was in the future director; him that Paone, structed and Sai- as executive only. Feldman findings to Paone report his del, commission- of the board of as chairman direction, later, yield refused to to this because it Four months Feldman instituted this charter, contrary to PHA, Paone, was the internal-audit against action in district court reports he continued to circulate his and other PHA board the entire board. members who were dismissed from the ac- completion plain- tion as defendants at the matter that Feldman worked on The last alleged tiff’s case-in-chief. Feldman that de- circulated to the board was a was him “whistleblowing”, fendants had fired purpose audit. The human-resources in violation of the first and fourteenth management if PHA audit was to determine amendments, § 42 U.S.C. and 43 P.S. using employees in an was efficient and (the 1423(a) (b) § Pennsylvania “Whis- routinely economical manner. Feldman had Law). tle-blower” progress advised the board and Paone of the report of the audit. The final audit The case was tried before the Honorable impro- have revealed favoritism other Yohn, jury, H. William Jr. and a which re- prieties personnel decisions made turned a verdict in favor of Feldman and general, Paone and Saidel. the audit was PHA, Saidel, against defendants and Paone. very critical of the manner in which PHA $616,696 awarded Feldman in com- being run. $500,000 pensatory damages, of which time, however, Around the same pay. Paone for front It also awarded Feldman portraying manage- Saidel were their punitive damages against Paone and Saidel public ment of PHA to the in a different capacities, their individual in the amount light. prepared “Letter from the each. appeal. Defendants now jurisdiction Chairman” was featured PHA’s 1991 § haveWe under 28 U.S.C. report. annual The letter stated that al- Defendant PHA raises ap- three issues on though agency previously had been “fi- peal: nancially floundering”, when he became *6 1) whether the district court erred in not chairman and Paone became executive di- granting judgment as a matter of law dis- rector, “[t]hings change had to fast —and missing the first amendment and “whistle- they say did”. on to He went the boаrd 2) claims; blower” whether the district court “began reorganize to commissioners by allowing erred an award of front management Authority and restore the to a PHA; reinstating plaintiff instead of at Moreover, viable condition”. in the “Letter 3) jury’s whether the award for Director”, from the Executive also featured was excessive. in report, the annual Paone said that PHA’s greatest hearts, challenge “to win the argue Both Paone and Saidel that the evi- respect minds and of our residents and to dence justify punitive was insufficient develop approach a team with them in resolv- damages. challenges Saidel also the award ing major pub- other issues”. Had it been punitive damages him, claiming a lished, human Feldman’s resources audit re- lack of evidence personal- to establish that he port severely would have undercut the annu- ly participated in firing. Feldman’s report’s al glowing portrayal manage- affirm. We ment’s success. day report The same the human-resources DISCUSSION board, Paone, was to be circulated after conferring with fired Feldman. Review of a denial of a directed that, He told immediately, effective plenary, verdict is and we invoke the same needed, longer his services were no because standard that applies. the district court agency Thus, reorganize had decided to viewing fight evidence most Internal Department. Feldman, Audit Feldman was nonmoving party, favorable to promptly then escorted out of his office we determine whether there is evidence rea police officers, two being given sonably without tending support his claim. See opportunity Dubinon, (3d publish 845, to retrieve his work or Bielevicz v. 849 Cir.1990). report. the audit appellate While the of an role
829
case,
public concern and the interest
requires an
matters of
court,
amendment
in a first
record,
State,
employer,
promoting
as an
of the
of the entire
examination
enhanced
U.S.,
efficiency
public
per-
of the
services it
Corp. v.
Union
Bose
Consumers
see
1958,
499,
1949,
through
employees.
Inc.,
485,
104 S.Ct.
forms
466 U.S.
(1984),
jury verdict will
“[a]
502
80 L.Ed.2d
568,
at
88
at 1734-35. It is for
391 U.S.
S.Ct.
criti-
the record is
overturned unless
not be
court,
jury,
perform
the Pick-
not the
quantum of evidence
cally
of that
deficient
Czurlanis,
ering balancing
721
test. See
rationally
have
could
from which
(“As
Supreme
at
Court made
F.2d
105
Snyder
v.
its verdict”.
reached
Swineford
Connick,
it is the role of the court in
clear
Cir.1994).
(3d
1258,
County,
1265
retaliatory
alleging
a ease
action
vio-
Amendment to decide not
lates the First
First Amendment Claim
A.
speech
whether
at issue related to
recovered,
part,
on a the
concern,
to conduct
public
matter of
but also
firing
for his
ory that his
was in retaliation
necessary Pickering balancing.”).
speech protected
under
having engaged
Thus, in order to determine whether
Determining whether
amendment.
the first
protected,
speech was
we must
the first
of Feldman violated
PHA’s dismissal
speech
first determine if the
related to mat
analysis.
three-step
requires a
amendment
concern,
merely
public
or constituted
ters of
1270;
v.
Swineford, 15 F.3d at
Czurlanis
See
personal grievances,
Myers,
see
Connick
Cir.1983).
Albanese,
98,
103
721
138, 147,
1684, 1690,
75
461 U.S.
S.Ct.
that his
required to show
Feldman was first
(1983); Pickering, 391
at
L.Ed.2d 708
U.S.
activity.
protected
See
speech constituted
looking at the
S.Ct. at
Educ.,
Pickering
391 U.S.
v. Board of
content,
record,
entire
must consider
we
1731, 1734,
favor it is rendered is if even party hаs not demanded such relief initially Although request 54(c). party’s pleadings.” Fed.R.Civ.P. complaint, sought, in his ed reinstatement he trial, prior to have reinstatement excluded short, In we see no reason at this late date potential remedy. as a The district court determination, to overturn the district court’s ruling until after deferred its both sides had fully supported by made, the record when presented jury. Then, their evidence to the pay that front appropriate was relief evidence, having heard all the the district circumstances of this case. court held that reinstatement was not feasi ble, “irreparable because distrust and ani Pay C. Amount Front of mosity developed between Feldman and prior PHA a result of the events PHA asserts that pay even if some front termination, itself, the termination and the appropriate, was jury’s award of litigation that followed its wake”. The excessive, considering age, Feldman’s concluded that district court also the “lawsuit experience, and future employ- likelihood of irrevocably impaired ability [Feldman’s] to ment. argument While PHA’s is cast an auditor at PHA”. function as Conse excessiveness, it, times, of terms seems to quently, court the district submitted to the faulting the district failing court for jury pay the issue of the amount of front jury mitigation instruct damages, on Feldman should be awarded. i.e., on what the should do if it believed capable securing would be other argues also because Paone and employment point prior at some to retire- PHA, longer animosity Saidel are no age. ment The district court did instruct the longer present. appeal, is no Even on this point, charge this however. Its joined PHA has Paone and Saidel in their materially requested different from that continuing, albeit unsuccessful attack on by objected by defense and was not it. professional competence per- The court’s instruction was: integrity. sonal ample The record contains “Now, award of front or future dam- hostility evidence was caused ages is plaintiff used to make the whole for litigation. surrounding this The facts Feld- expected future calculating losses. In such firing, together litiga- man’s with defendants’ award, you expected must consider the strategy, tion examples are but two damages future caused defendants’ irreparable animosity that resulted. We con- wrongful conduct judg- from the date of clude that the district did not abuse its ment to the date of retirement allowing discretion in rather than plaintiff, any wages less and benefits he reinstatement. might during receive period that same During litigation, PHA offered Feld- words, time. damages other future agency. man another at the Howev- this case consists of what Mr. Feldman er, having determined that the district court wages have earned in and benefits permitting did not abuse its discretion in PHA, working at less whatever he earns remedy pay, alternate of front we need not employment from other he undertakes rejection address the effect of Feldman’s judgment from the date is entered to the expected offer. date of his retirement. *10 to be motivated evil is shown unjust- conduct proves that Mr. If PHA intent, it involves reck- or when job of motive or a new or fails take ifiably failed federally indifference to the less or callous available kind, pay which is and status like rights others. protected reasonable to make he fails to him you must also job, find a new efforts Wade, v. 461 U.S. S.Ct. Smith earned could he have amount subtract (1983). Similarly, 1625, 1640, L.Ed.2d 632 today.” job after in that new has stated Pennsylvania Court Supreme instructions, the Based on these may be awarded for “punitive damages that $500,- pay of to Feldman front jury awarded outrageous, because of the conduct that is disturbed not be jury’s verdict 000. The indif or his reckless evil motive defendant’s critically of the devoid the record unless rights of others.” Feld to the ference uрon which of evidence amount minimal Merriam, 383, 485 A.2d 506 Pa. its verdict. See have reached jury could omitted). (internal (1984) quotations 1265; v. Wol Dutton Swineford, Paone’s conduct It is true that (3rd Abramson, 649, 653 poff and The record con culpable than Saidel’s. more Cir.1993). record, that the we think this On however, evidence, from tains jury award. supports the evidence reasonably concluded that Saidel have could expert testi- actuarial-economic Feldman’s in, acquiesced and but only knew about future in- lost extensively plaintiffs on fied firing of Feldman Paone’s also directed sophisticated calcula- come, making several constitutionally protected in his engaging depend- figures, various produced tions that closely and Paone worked speech. Saidel applied. The he criteria ing upon which matters, and on PHA Feldman’s together $30,000 however, award, was over $500,000 implicated Saidel and Paone reports both calculated figure than the lowest less Paone mismanagement of PHA testi called no ex- expert. Defendants Feldman’s Feldman, spoke firing he that before fied own, they no evi- and offered pert their matter and that Saidel about with Saidel testimony Feld- to controvert dence to terminate with the decision “cоncurred” expert. man’s that he testified Feldman. Paone further therefore, award, was sufficient jury’s The reorganization of and Saidel discussed evidence, we do not ly supported Department, one Audit the Internal excessive that so think initially offered for their pretextual reasons court. See Sar of this the conscience shock However, the Inter discharge of Feldman. 1194, 1205 Agriss, 883 F.2d varese v. only a few minor with Department, nal Audit Cir.1989). response to In the same. changes, remained admitted interrogatories, defendants written Damages D. Punitive reorganize the only step taken damages punitive awarded The the In the director department was that Saidel, in their individual against Paone reports longer “no Department Audit ternal $10,000 each. amount of capacities, in the reports to but of Commissioners to the Board here their conduct contend that Both themof Director”. Executive permit that would to the level sink does not reasonably inferred have jury could addition, argues In damages. punitive engaged have would not that Paone found hable not have been that he should first con- firing without of Feldman unlawful did not have damages he because punitive approval, obtaining Saidel’s sulting with firing. Feldman’s with involvement sufficient in the retaliato- participated thus that Saidel disagree both contentions. We Feldman; they him fired firing ry damages are authorized Punitive mismanagement own to conceal their order claims. law federal and state PHA; sank conduct imposition of justify § 1983 action: conduct that levels of federal damages both under punitive puni- to assess jury may permitted [A] * * * conclude both Pennsylvania law. We the defendant’s damages when tive *11 pay puni- Paone and Saidel must the modest $500,- to find evidence support that would a damages against tive assessed pay them. 000 front award to retirement for a 38- year-old professional rejected auditor who We have considered remaining defendants’ salary $66,616 annual in working favor of arguments and find similarly them to be $12,500 annually and who has an opportu- without merit. nity to job reestablish himself in the market long prior to his retirement. CONCLUSION Finally, just there is no evidence to be judgment of the district court is af- found in outrageous, the record of wanton or firmed. part reckless conduct on the of Saidel. This is the punitive, standard which damages GARTH, Judge, concurring part Circuit are measured. While there is evidence in dissenting part: the record that supports compensatory dam- agree I majority’s While with the conclu- ages specifically Saidel’s сoncurrence in the — sion that Feldman’s actions as Director of Feldman, discharge decision to meager this Philadelphia Internal Audit at the Housing fact alone does not warrant punitive a dam- Authority were to First entitled Amendment age against award Saidel. The majority’s protection Pickering, under I find that the suggests decision supervisor’s a concur- majority’s identify any failure to evidence any rence discharge unlawful must result (1) supporting the failure to reinstate Feld- in both compensatory punitive damages, (2) man, pay front excessive award of Pennsylvania doctrine yet has $500,000, (3) punitive damage award adopt. imposed upon requires reversal. short, my In quarrel majority with the Thus, I would reverse remand to the that it has taken unwarranted liberties with district court with instructions that it order glossed record and has over the lack of Feldman, reinstatement of that it vacate the evidence in reaching its Having conclusions. pay $500,000 award of and that it va- predicate set forth the separate this opin- punitive cate damage award Sai- ion, I now recite in some detail the reasons del. why disagree I strongly so majority with the on the three issues I have identified: rein- I statement, pay excessive front punitive my damages. So that disagreement mаjority with the understood, clearly major- I fault the
ity’s opinion point because it does not II evidence the record it nor does discuss the original In his complaint, and in his law, relevant support case which can an affir- complaint, amended Feldman asked to be mance of the three issues I have identified. reinstated to his former at the hous- view, my it is not sufficient to state ing authority. trial, A few months before conclusory manner that “ample there is evi- PHA offered to reinstate Feldman to a dif- support dence” to finding (Maj. court’s position, ferent but salary. at the same 832) Op. p. calling without attention to at Thereafter, filed asking a motion least some evidence. Nor is it sufficient to the district court to rule that PHA had failed complex decide issues such pay as front to offer him “substantially equivalent” posi- restitution with little reference to the criteria tion and that reinstatement was not a viable established in case and without relating law remedy as a result continuing animosity the facts of Indeed, record to those criteria. between him and can long one search and hard in the record for the “fully support[s]” evidence which Immediately closing arguments, before district court’s determination that granted district court Feldman’s motion. Ul- appropriate retirement was relief in timately, awarded Feldman 832.) (Maj. Op. p. case. But that search in front in lieu of reinstatement: In a reveals nothing. One can post-trial motion, PHA, look even harder argu- in addition to *12 is the that reinstatement It is well settled improper pay award front ing that the remedy future lost earn to avoid preferred the district excessive, argued that also and 796; also Maxfield, F.2d at see 766 ings. ruling that reinstatement erred had court Co., 989, Sears, 21 F.3d Roebuck & v. James reject- court district inappropriate. (10th Cir.1994); v. Western- Rodgers 997 arguments. PHA’s ed (7th 668, Co., 12 678 Ins. F.3d Southern Life court reiterated district particular, In Cir.1993); Management Roush v. KFC Nat’l a feasible was not that reinstatement view its (6th Cir.1993), Co., 392, cert. 398 10 F.3d distrust “[ijrreparable remedy — because 56, -, 130 denied, 115 S.Ct. U.S. Feldman developed between animosity [had] (1994); v. Terra 15 Brunnemann L.Ed.2d prior of the events a result PHA as (5th Cir.1992); 175, Inc., F.2d 180 975 Int'l itself, and termination, the termination Co., L.P., 940 Acquisition L v. S & Wilson in its wake.” that followed litigation (11th Cir.1991); 1429, Duke v. 1438 F.2d Cir.1991), The district at 3. (4th Order 1413, Dist. Ct. Inc., 9/16/93 1424 F.2d Uniroyal, 928 (1) fired been had that: noted 963, court denied, 112 S.Ct. 502 U.S. rt. ce (2) ability to insubordination; (1991); for v. 429, 449 Cassino 116 L.Ed.2d had been at PHA auditor 1338, as an Chems., Inc., function F.2d 1346 817 Reichhold (3) lawsuit; and by his impaired 1047, irrevocably denied, (9th Cir.1987), 484 U.S. cert. longer worked (1988). no although Only Paone 785, L.Ed.2d 870 98 108 S.Ct. whom or PHA, people, with “many judge’s deci supports evidencе when the if were to feasible, he may work whom is not reinstatement sion his termi- prior to return, at PHA worked reinstatement. pay in lieu of front he award at 5. Order feasible Dist. Ct. deemed 9/16/93 not be nation.” Reinstatement (1) par relationship between where court abused the district my opinion, In animosity damaged so ties has been Feld- to reinstate it when refused discretion impracticable, Robinson make reinstatement man. Auth., 982 F.2d Transp. Pa. v. Southeastern (3d Corp., Cir.1993);
892, Chem. Witco 899 373-74; F.2d at Maxfield, 766 829 F.2d Ill position is (2) 796; comparable no where or rein suits, can be the claimant there to which available employment discrimination 374; F.2d at Corp., 829 Chem. available stated. Witco remedies alternative two are Corp., 742 F.2d Whittlesey v. Carbide earn Union future lost a claimant compensate Cir.1984). (2d 724, deter 728 pay. The front reinstatement ings: is remedy appropriate is of which mination A. court district discretion to the left not simply does record I believe Corp., 829 Chem. Blum v. Witco judge. finding that sub- district court’s Cir.1987); support the Sinclair 367, 4n. 374 Maxfield developed between animosity had (3d Cir.1985), stantial 'l, Int ani- to the opposed PHA —as 88 Feldman denied, 474 U.S. cert. Feldman, evolved mosity had between (1986). judge Only after the L.Ed.2d on hand, and Saidel feasible, and Paone the one is not that reinstatement determines majority identified Nor has other. does appropriate, that Saidel Speculation evidence. According such pay award. a front calculate future, re-elected might, court’s order district ly, we review a when and, ca- in that comptroller city reinstatement, position of are reinstate, we deny toor appoint persons to Rather, permitted pacity, be reviewing a determination. not Commissioners, in turn the Board ruling. In re judge’s reviewing a we are sup- remote to PHA, simply is too governs exercise discre viewing the district court’s of rein- pay in lieu award of port an prof tion, the reasons we consider evidence. no substitute and is statement for its determina by the district fered the district my opinion, Accordingly, find reasons tion, those also whether but could not fact that Feldman finding of court’s in the record. support enjoy productive working relationship plaints longer [Jackson] are no em- reinstated, PHA were he to be clearly ployed” by City’s park department). erroneous. Although might very abe different Unlike almost all eases which reinstate- case were Paone and employed by Saidel still denied, ment is there here is no evi- record PHA, quite clearly, See, they are not. e.g., dence of lingering hostility between Feldman (8th Trickey, Grantham v. *13 any and working individual still at PHA.1 Cir.1994) (concluding unacceptable level While some employees trial, testified at and, of hostility thus, existed reinstatement testimony their did not reveal any animus feasible, not inasmuch as claimant would towards Feldman. Bingman v. Nothin report have to supervisor with whom he Co., (10th 553, Cir.1991) & 937 F.2d 558 had conflicts”); “the most bitter Price v. (affirming district finding court’s that work Assocs., Inc., Marshall Erdman & 966 F.2d place would unduly not be hostile where “all 320, (7th Cir.1992) 325 (disapproving “rein- persons plaintiffs involved in termination high-level statement of a employee perform- testified, and animosity none showed toward ing discretionary into functions the division lawsuit”). him because of [his] from which he was fired and which remains under management person of importantly, Most Paone who and Saidel no him”). longer fired work for That Philadelphia distinction Housing dictates a vast- See, Authority. ly e.g., Rodgers, different result by 12 from F.3d at 678 that reached (affirming district court’s award of court reinstate- district and now major- affirmed ment supervisor, where ity whose com- of racial this court. ments had impetus been the Rodgers’ for addition, between the time Feldman action, Title VII longer no worked for West- filed his first complaint and the time he filed ern-Southern); TRW, Inc., Marshall v. 900 his amended complaint, HUD took over PHA 1517, (10th Cir.1990) F.2d 1523 (reversing and apрointed special master to assume award of front pay where employees two who control housing of the authority’s daily oper- made the discharge decision to Marshall PHA, ations. under management, new longer
were no
has
employed by TRW); Morgan
given every indication
it
Gazette,
v.
that would like
945,
Arkansas
897 F.2d
953
(8th Cir.1990)
see Feldman return. Although
litigation
(affirming reinstatement order
of
where
Feldman’s claim
animosity
generated
have
ani-
eradicated inas-
mosity,
much
employees
responsible
animosity,
pointed out,
as I
the dis-
have
longer
generated
crimination no
against
worked for The
or
Arkan-
Paone and Sai-
Gazette);
del,
sas
City
Jackson v.
and not
Albuquer-
Moreover,
or
PHA.
of
que,
(10th
225,
Cir.1989)
890
(re-
F.2d
despite
232
the majority’s
upon
reliance
this fac-
versing
tor,
district court’s denial of reinstate-
litigation-based
the existence of
hostility,
ment where “most of those making
more,
eom- without
generally is not sufficient to
See,
Robinson,
e.g.,
982 F.2d at
plaintiffs
899
Cir.
if
districts
posi-
were
returned
their
1993) (affirming district court's
of
denial
rein
tions); Tennes v.
Dep’t
Commonwealth Mass.
of
statement
lingering
supported
where evidence
finding of
Revenue,
(7th Cir.1991)
944 F.2d
381
of
plaintiff
hostilities between
su
(affirming denial of reinstatement where there
pervisors);
Clinton,
Versarge Township
984
of
was no
parties
reason to believe that
enjoy
(3d Cir.1993)
(holding reinstate
productive
working
and amicable
relationship);
inappropriate
ment
mosity
"because
great
ani
Spulak
Corp.,
v. K Mart
plaintiff
between
and the other volunteer
(10th Cir.1990) (affirming
of
award
firefighters”); Standley v. Chilhowee
Sch.
R-IV
lieu of
supported
reinstatement where record
Dist.,
(8th Cir.1993)
(upholding
Spulak’s assertion that K
investigation
Mart's
district
plaintiffs’ request
court’s
denial
Spulak's alleged illegal activities “left his em-
reinstatement
teaching positions
to former
ployees
impression
with the
guilty
that he was
grounds
(1)
school district and school build
wrongdoing, rendering
ing
small; (2)
him unable
very
were
to function
record was filled with
amicably
productively
testimony
sphere
regarding
supervi-
in his former
tense and
atmo
hostile
sory capacity',”
plaintiffs,
school
and where
between
the level of animosity
individual
defendants,
teachers;
(3)
Spulak
and other
between
friction
and K Mart
increased as a
precipitated
dog
lawsuit would
the school
litigation).
result of the
832).
still exists
position
former
(Maj.
p.
claimant’s
Op. at
reinstatement.2
defeat
eliminated,
whether
it
been
has
for whether
uncomfortable
might be
it
or not
Whether
available,
re-
whether
comparable position
PHA,
our
to work
to return
how. In the
proceed, and
should
instatement
dis
such
tolerates
implicitly
jurisprudence
case,
only did PHA make
present
our
concomitant
as an unavoidable
comfort
that,
reinstatement, but it conceded
offer
reinstatement
preference
well-established
offer, had the district
regardless of PHA’s
pay.
over
reinstatement, PHA. would
ordered
court
a dis-
rule is that
general
Coneededly, the
obligated to reestablish
have been
its discretion
may exercise
trict
to it.
reinstate him
position,
Its
of reinstatement.
pay in lieu
award front
found that
district court
Although the
.
rea-
however,
well
determination,
must be
by PHA Feldman before
offered
evidence.
by record
supported
soned
substantially equivalent to
was not
trial
of evidence
a scintilla
Here,
not even
there
fired, he was
held before
one
*14
relationship with
working
that Feldman’s
explicit
any
find-
not make
court did
district
relationship
from his
PHA,
distinguished
as
substantially
some other
ings as to whether
Saidel, would
and
Paone
absent
the now
with
at PHA to which
existed
equivalent position
Unfortunately,
animosity.
by any
tainted
be
See, e.g.,
be reinstated.3
Feldman could
indicated, has
I have earlier
majority, as
Petroleum, Co., 861
Phillips
v.
Anderson
sup-
to
evidence
attention
our
not called
Cir.1988)
(10th
(reversing
631, 638
F.2d
or its
court
conclusion.
district
porting
ordering reinstate-
pay
front
of
award
no such
there
as
is
surprising
This is not
have reinstated
company could
where
ment
in the record.
disclosed
evidence
Nel-
position);
comparable
ato
Anderson
cf.
de-
Thus,
district court’s
as the
inasmuch
Inc.,
Bancshares,
26 F.3d
son v. Boatmen’s
not feasi-
was
that reinstatement
termination
Cir.1994)
court
(8th
district
(upholding
796
and,
unsupported
its
grounded on
was
ble
found
court
pay
where district
award
front
finding that there was
therefore, erroneous
longer
position no
existed.and
Nelson’s
that
hostility
Feldman
between
unabated
to
position
comparable
there
no
that
determination
PHA,
court’s
district
reinstated).
did the
Nor
be
he could
discretion.
of
an abuse
re-
with
make a
determination
district
could
been
have
position
spect to whether
B.
be reinstat-
could
to
created which
ed.
overlooked,
I have
as
not be
It should
argument that Feld-
at oral
PHA asserted
whether
question of
emphasized,
exact
to the
reinstated
been
viable,
man could have
fact,
reinstatement,
question
is a
I
he was fired.
Thus,
position he held before
same
jury.
it is
judge
and not
for the
assertion
somewhat belated
grant
that this
whether
must
judge who
determine
left);
v. Deluxe
he
Dickerson
when
Grantham,
(holding hostility
same terms as
21
at 296
F.3d
2. See
276,
(8th
Printers, Inc.,
281
Cir.
pay
703 F.2d
"must
nеcessary
support
of front
Check
award
litiga
parties
arising
hostility
1983)
from the
(holding,
between
beyond
"friction
go
the normal
Century
deny
v.
E.E.O.C.
litigation");
States
sufficient to
process
United
is not alone
itself
tion
(7th
1446,
Broadcasting Corp.,
F.2d
1462
957
Alum. &
v. Kaiser
employment”).
Berndt
Cf.
hostility
Cir.1992)
where
(rejecting
253,
(3d
claim
Inc.,
Sales,
Cir.
261
789 F.2d
Chem.
“hostility
common
hostility present was that
1986)
award of
(upholding district court’s
Co., 952
Star Gas
litigation”);
v. Lone
Walther
"relationship
where
reinstatement
pay in lieu of
Cir.1992) (vacating
119,
(5th
award of
127
F.2d
dam
has been so
plaintiff and Kaiser
between
only that the
stated
district court
where
working
litigation
a continued
aged
necessarily vex
“protracted and
litigation was
remaining until
relationship
months
for the four
specific
finding
support with
ing"
did not
feasible").
plaintiff
retire- is
will
discord);
v. Manhattan
Goldstein
instances
1985)
1435,
(11th
Indus., Inc.,
Cir.
1448
758 F.2d
lieu of
be awarded
also
Front
plaintiff
ar
had
(affirming
who
reinstatement
position
comparable
no
where
reinstatement
feelings between
litigation
ill
gued
caused
can be reinstat
which the claimant
available
be
immediate
persons
would
who
himself
374;
Whittle
Corp.,
F.2d
829
ed. Witco Chem.
that he
supervisor testified
superiors, but where
Cir.1984).
sey,
at 728
plaintiff
under
happy to
back
have
would be
accepted
must be
with a
skepti-
measure of
lose their
employees]
status [as
and are enti-
cism inasmuch as it
position
differs from the
tled to
reinstatement
back
if
pay, even
advanced
PHA before the district court.
replacements for them have been made.”
argued
There PHA
that IAD had been com-
NLRB,
Corp.
Mastro Plastics
350 U.S.
pletely reorganized
pre-trial
and that its
of-
349, 355,
76 S.Ct.
While may reinstatement displace an inno- man would have position his former reacti- employee, cent the “[e]nforcement of vated, con- I would to the remand district court to stitutional rights [may disturbing have] accept PHA’s offer and to order that Feld- consequences. is not Relief restricted to man be reinstated as Director of Internal that which would pleasing be and free of Audit equivalent or its with appropriate bаck irritation.” pay. (citations Id. at omitted); 1102 also see Brunnemann, 975 (affirming F.2d 180 re- IV instatement order though even Brunne- Even if front pay appropriate were in the mann’s former position already by was held present ease, $500,000 actually awarded employee another where there was no evi- jury was clearly excessive. dence animosity hostility between See Alumina, Williams Martin Marietta parties). Contra United States E.E.O.C. v. Inc., (3d Cir.1987). 817 F.2d 1038 Century Broadcasting Corp., (7th Cir.1992) 1463 (holding reinstatement A. not feasible where claimant’s had been filled party). third argues that Feldman should not have I see no reason why granted reinstatement here been pay front age until the of re- could not be ordered itas is with respect but, rather, tirement point until a in time at workers who discharged are of, as the result which he expected “would be regain or who go out on protest, strike to em- position an at the level of the one he lost when ployer’s practice. unfair labor “Under employment those Appel- terminated.” circumstances, striking employees do not lant’s Br. at 43.
839 expectancy is rela plaintiffs aWhen work jury calcu- which the over period The time and, short, overly speculative it tively goes to the heart pay award its front lated therefore, pay “to ex- to award front appropriate award was of whether question Inc., selecting a Uniroyal, “[i]n Duke v. 928 have held that retirement.” We cessive. (“If (4th Cir.1991) pay front reme- equitable plaintiff for an date cut-off discretion.” exercises retirement, dy pay [district] front be the is close n onlypractical approach.”). Co., 747 F.2d Sys. Thus, v. Exxon Goss in ADEA Office Cir.1984). Accordingly, determin- cases, pay is awarded from the front often awarded pay amount front ing whether the discharge date of to the retirement date of excessive, proper for us it is that, many in assumption based on front court’s the district whether to consider stances, long will not ADEA claimants work jury to jury caused the to the pay instruction mar enough to reestablish themselves was ex- front award with a return See, Corp., e.g., Chem. ketplace, Witco required that the That instruction cessive.4 (awarding pay-to-re “front F.2d at 374-76 “from the pay award front its calculate plaintiffs were all within where tirement” of retirement judgment to the date date of age when eight years of normal retirement plaintiff.” by the and, therefore, overly it was not terminated abused the district court I plaintiffs conclude speculative assume (“retire- date selecting a cut-off discretion working their carеers have finished ment”), in the con- unreasonable which was Witco). working for result, jury grant- As a of this case. text however, front say, that all This not to pay award. front an excessive to Feldman ed plain- should calculated pay awards fact, not even all tiffs date retirement. B. pay- to “front claimant’s entitled ADEA are pay is to make purpose of Anastasio, to-retirement.” him by compensating employee whole injured (“The under the purpose *16 resulting from his earnings lost for future person that a who has is to ensure ADEÁ course, future, of The termination. wrongful against on the basis been discriminated to unknown, reluctant have been and we whole, every guarantee to not age is made award would an pay front where such award damages by mitigate cannot who claimant Goss, F.2d at 889. 747 overly speculative. be annuity age to finding comparable work into the farther dictates that sense Common n Inc., Eng’g, 70.”); 742 Davis v. Combustion reaches, the pay a front award the future Cir.1984) (6th (noting that an 916, 923 F.2d Consequently, it speculative becomes. more 41-year until nor- pay old of front to award expectancy are work and life “[a] claimant’s might be unwarranted age mal retirement calculating pay.” front factors in pertinent to 63- an award make such failurе to while F.2d Schering Corp., 838 Anastasio discretion).5 might abuse Cir.1988). year old be an 709 requested by instruction, PHA. the instruction ferent from jury which was requested 4. PHA's text, instruction, to the court, left as noted PHA limit the granted by did not the district not pay. Rather, date for front jury appropriate cutoff the it would have date to "retirement.” end things, among “[i]f jury, that the other instructed pay begins re- relevant pay], surprising front that caselaw you [front award is not decide to It only have has pay-to-retirement” would today. James Feldman It ends when veals that “front (because plaintiff to working of retirement is close stopped the awarded where been otherwise) See, absence of age. e.g., in the Boehm v. American or termination retirement Inc., (9th Co., 488 Broadcasting F.2d 929 dismissal.” Cir.1991) years pay-to-re- (awarding "front six con- majority’s to the Despite contention that Boehm court found where district 832), tirement” court did (Maj.Op. p. district trary position equivalent obtain a not be able to would jury the termi- to it to the determine not leave Corp., 829 F.2d Rather, job); Chem. Witco to his former district pay. date for front nation pay-to-retirement” (awarding “front pay at 373-74 from to front instructed the award court eight years of retire- plaintiffs within were where date retirement. judgment to the date of Davis, jury’s ment); (аpproving at 923 Thus, 742 F.2d given id. at 832. instruction award, $88,000 pay based on district fundamentally front dif- district 840 plaintiff damages
In
eases in which the
those
ed
does not entitle him to a
age,
expectation
front-pay
calculating
close to retirement
award.
In
lifetime
working tempers
front-pay
he will continue
the need
the size
award the court
pay-to-retirement,”
for “front
the award of
plaintiff’s ability
must estimate the
to mit-
might
igate
constitute a “windfall” for the
damages
in the future.
plaintiff. Standley v. Chilhowee R-IV School
(affirming
Id. at 1258
district court’s award
(8th Cir.1993).
District,
added).
years
pay)
of two
(emphasis
front
It
cases,
only speculate
long
such
one can
“how
plaintiff may
follows
receive front
actually
plaintiff
would have remained
pay
period
for that
reasonably
of time
neces-
working
job,
plaintiff
at the
whether the
soon sary
mitigate
for him to
his losses. See
different, perhaps
left for a
have
bet- Cassino,
(reversing
841
circumstances,
“grossly
so
excessive as
was
earnings.
I
not believe
do
lost
his future
Williams,
judicial
conscience.”
to shock
circumstances, it was reason-
that, under the
I would direct that the
if I were
damages may
awarded
Punitive
rein-
turning down HUD’s
justified in
§
conduct that
is outra-
1983 actions “for
trial,
At
time of
Feld-
evil motive
geous,
offer.
because of the defendant’s
statement
rights
By all ac- or his reckless indifference
thirty-eight years old.
man was
Wade,
30, 46-47,
others.” Smith v.
U.S.
counts,
highly
professional.
trained
he is а
1635-36,
This case is much the same as Keenan and
Page
831 of
opinion
in the above
highlights
“despite
utility
the rule that
22, 1994,
matter entered on December
deterrent,
punitive
damage remedy
by adding
amended
following
para-
new
must be reserved ...
for
cases which the
graph to the end of Section A-l:
[Editor’s
defendant’s
something
conduct amounts to
incorporated
Note: Amendment
purposes
more than a bare
justifying compen
violation
publication.]
satory damages
injunctive
relief.” Cochet
eight-day period
2. The
Desmond,
provided
ti v.
IOP
Cir.
8.2 and 9.5.4
voting
petitions
1978).
Savarese,
See also
App. VIII at 2238. Paone testified as follows: perception would be a because of Mr. Feld- A: ... I discussed the situation with Mr. terminating man’s in an Internal Au- meeting Saidel based on the that I had with ditor that we Mr. Feldman should touch base with and I told Mr. relevant Saidel that I Feldman, wanted to terminate Mr. Federal asked his officials first. concurrence, App. he concurred. VII at 1625-27. SLOVHER, Judge, Chief Before: MANSMANN, STAPLETON,
BECKER, SCIRICA, HUTCHINSON,
GREENBERG, ROTH, NYGAARD, ALITO,
COWEN, GARTH, McKEE, SAROKIN,
LEWIS,
PRATT, Judges. Circuit FOR REHEARING PETITION
SUR 15, 1995
Feb. rehearing by appel- petitions for filed Paone, Philadelphia Hous-
lants hav- Authority in the above-entitled cases
ing judges partici-
ing who been submitted and to all
pated in the decision of Court judges circuit of the cir- other available service, judge and no regular active
cuit having decision asked concurred in the
who majority of the circuit rehearing, regular active service
judges of the circuit rehearing by the court having voted for banc, rehearing are de- petitions
nied. grant panel rehearing
Judge Garth would panel dissent. reasons stated
for the BANK, successor in UNITED
HUDSON Bank, National former-
interest to HUB
ly National known as Meadowlands
Bank, Appellant BANK MANHATTAN OF CON-
CHASE N.A.;
NECTICUT, Asset Consolidated
Recovery Deposit Corporation; Federal Corporation, corporate
Insurance Deposit
capacity; Federal Insurance Citytrust.
Corporation, as Receiver for
No. 93-5729. Appeals,
United States Court
Third Circuit.
Argued July 1994. Dec.
Decided
