Lead Opinion
Michael J. Fegans, an inmate in Arkansas, brought this suit against the director of the Arkansas Department of Corrections (“ADC”), Larry Norris, and other prison officials, alleging violations of his rights under the First and Fourteenth Amendments, the Religious Land Use and Institutionalized Persons Act (“RLUIPA”), 42 U.S.C. § 2000cc-l et seq., the Arkansas Constitution, and the Arkansas Civil Rights Act. Fegans, a follower of the teaching of the Assemblies of Yahweh, claimed that the ADC’s failure to provide Kosher meals and a religious exemption from its grooming policy created a substantial burden on the exercise of his religious beliefs that could not be justified under federal or state law. The district court
I.
On December 12, 1991, Fegans was sentenced to 18 years’ imprisonment for four counts of aggravated robbery, one count of second degree battery, and one count of criminal attempt to escape. In 1994, Fe-gans received a major disciplinary sanction after attempting to escape and possessing a weapon and drugs. In that incident, Fegans was able to smuggle a firearm, shotgun shells, smoke grenades, marijuana, and a large amount of cash through an air-conditioning vent, and to have the items placed in a maintenance van to which he was assigned. (T. Tr. 293, 326). Fegans testified that around this same time, he underwent a religious conversion, inspired by the radio broadcasts of Jacob O. Meyer. Fegans began studying the teachings of Meyer and the Assemblies of Yahweh, a Christian sect which requires its members to follow Old Testament law. Fegans eventually concluded that he should follow a Kosher diet and refrain from “rounding the corners” of his hair and beard.
Fegans stopped trimming his hair and beard in 1995. In June 1997, Fegans formally notified the ADC that he was a follower of the Assemblies of Yahweh and began requesting a Kosher diet. While the ADC’s policy at the time apparently allowed Fegans to wear his hair and beard as he wished, the ADC advised Fegans that Kosher meals were not an option and placed him on a pork-free diet instead. Fegans protested the ADC’s meal policy, and eventually exhausted his administrative remedies on this claim.
On April 20, 1998, Director Norris issued Administrative Directive 98-04 (“AD 98-04”), which set forth a new grooming policy for all Arkansas prisons. The policy requires all male prisoners to keep their
On April 28 and May 5, 1998, Fegans was approached by an ADC officer and ordered to get a haircut. Fegans refused, stating that cutting his hair was against his religion. The ADC issued Fegans a major disciplinary sanction for each refusal, and eventually transferred him from the Cummins Unit in Grady to the East Arkansas Regional Unit (“EARU”) in Briekeys. Fegans continued to resist the grooming policy while at the EARU, and continued to receive disciplinary reports as a result of his failure to comply. In an effort to secure compliance, the ADC gradually stripped Fegans of privileges and ultimately transferred him first to a maximum security cell and then to the Varner Supermax Unit.
Fegans brought suit against several ADC officials on March 14, 2008, claiming that the ADC’s failure to provide Kosher meals and a religious exemption to the grooming policy violated his constitutional rights and RLUIPA. Following a bench trial, the district court determined that Director Norris had violated Fegans’s firmly established constitutional right to receive Kosher meals. The court relied on its previous holding in Love v. Evans, 2:00-cv-0091 (E.D.Ark. Dec. 19, 2002), where it held that the ADC was required to accommodate an inmate’s requests for Kosher meals. Because the ADC did not begin providing Kosher meals until March 3, 2004, the district court found that Norris “knowingly violated established law requiring Kosher diets” from December 19, 2002, through March 3, 2004, and awarded Fe-gans $1500 in damages.
The district court found that Fe-gans had a sincere religious objection to the grooming policy, but rejected Fegans’s challenges to the policy. The court reasoned that this court’s decision in Hamilton v. Schriro,
II.
A.
Prison inmates retain constitutional rights protected by the First Amendment, including the right to free exercise of religion. O’Lone v. Shabazz,
Congress has granted additional protection for religious exercise by institutionalized persons. The RLUIPA, enacted in 2000, succeeded a similar statute, the Religious Freedom Restoration Act (RFRA), which failed to pass constitutional muster as a valid exercise of Congress’s power under the Fourteenth Amendment, insofar as it applied to the States. See City of Boerne v. Flores,
We applied these standards, through RFRA, to a prison hair-length regulation in Hamilton v. Schriro,
In holding that the regulation did not conflict with RFRA, we cited Congress’s expectation “that the courts will continue the tradition of giving due deference to the experience and expertise of prison and jail administrators in establishing necessary regulations and procedures to maintain good order, security and discipline, consistent with consideration of costs and limited resources.” Id. at 1554 (quoting S.Rep. No. 111, 103rd Cong., 1st Sess. (1993), reprinted in 1993 U.S.C.C.A.N. 1892, 1899-1900). We observed that while RFRA reinstated the “balancing test” that had been applied by some courts to free exercise claims of inmates prior to the Supreme Court’s decision in O’Lone, the pre-O’Lone case law nonetheless emphasized that “judgments regarding prison security ‘are peculiarly within the province and professional expertise of corrections officials, and, in the absence of substantial evidence in the record to indicate that the officials have exaggerated their response to these considerations, courts should ordinarily defer to their expert judgment in such matters.’ ” Id. at 1553 (emphasis in original) (quoting Pell v. Procunier,
These observations about RFRA are equally applicable to RLUIPA, see Murphy v. Mo. Dept. of Corrections,
The partial dissenting opinion attempts to distinguish Hamilton by relying on a snippet from an unpublished opinion in Pounders v. Kempker,
The dissent also relies on Teterud v. Burns,
This case is unlike Murphy v. Missouri Department of Corrections,
Fegans argues alternatively that the uniform hair-length regulation for male inmates is not the least restrictive means available, because the ADC is able to address safety and security concerns in the women’s barracks while allowing shoulder-length hair. In contrast to male prisoners, however, female prisoners are housed in a single unit, and thus have less opportunity to obtain and transport contraband. See Kellensworth v. Norris, No. 5:98-cv-00157-SWW, slip op. at 5 (E.DArk. Feb. 22, 1999) (“Since most female inmates are housed in a single unit, the security concerns attendant with daily transfers of male inmates are not nearly as great.”) (reproduced at R. Doc. 183-2). Based on his more than thirty years with the ADC,
Fegans also claims that AD 98-04 is not the least restrictive means available, because other prison systems employ more liberal grooming policies. These other policies, however, were rejected by Norris and the ADC as less effective in meeting the ADC’s security and safety concerns.
Finally, Fegans proposes that a less restrictive alternative would be to house inmates seeking a religious exemption in administrative segregation, apart from the general inmate population, in order to al
Fegans’s constitutional claims fail under the applicable “reasonableness” standard. O’Lone,
B.
Fegans also contends that the requirement of the grooming policy that he shave his beard violates his rights under the First Amendment and RLUIPA. In explaining the justification for this rule, Norris testified that the prohibition on facial hair “keeps [inmates] from being able to change their appearance,” and makes it easier for law enforcement to track and identify an inmate after an escape. Norris also suggested that long beards, like long hair, facilitate the transport of contraband. These safety and security concerns are compelling governmental interests. See Cutter,
Fegans acknowledges that institutional security is a compelling interest, but argues that the shaving requirement is not the least restrictive means available to address these concerns. He observes that the ADC grants a medical exemption from the shaving requirement for inmates with a diagnosed dermatological condition, and contends that this exemption shows that the ADC can permit facial hair without endangering institutional security.
The ADC’s medical exemption does not win the day for Fegans, because he has not been disciplined merely for growing facial hair consistent with that exemption (i.e., facial hair that does not exceed a quarter-inch in length), and he did not communicate to the ADC or testify at trial that the medical exemption would satisfy his religious beliefs. Rather, Fegans testified that his religion requires that he refrain from “rounding the corners” of his beard, and he was disciplined for wearing a beard that was uncut altogether. The beard permitted by the medical exemption has rounded corners, and we therefore
On this record, the ADC disciplined Fe-gans for wearing an uncut beard. The record shows that uncut beards create safety and security concerns that are not presented by clean-shaven faces or quarter-inch beards. Norris explained at trial that an uncut beard would make identification more difficult and would facilitate the smuggling of contraband. An uncut beard creates a better disguise for an escapee than a quarter-inch beard, because it conceals the contours of an inmate’s face. (T. Tr. 262). And an uncut beard allows a prisoner to transport contraband, while a quarter-inch beard is too short to serve that purpose. See Green v. Polunsky,
For all of its criticism of the ADC’s grooming policies, the dissent, in the end, is not prepared to order the prison to permit Fegans to grow long hair and a full beard. Rather, the dissent urges “a remand to give the prison the opportunity to conduct the individualized review RLUIPA requires.” Post, at 912. We do not agree with the implication that RLUI-PA calls for the federal courts to impose procedural requirements on the internal disciplinary processes used by prison administrators. Fegans was afforded individualized consideration at a bench trial in which the ADC was required to prove that the burden imposed on Fegans’ religious exercise by the grooming regulations was the least restrictive means of furthering the compelling governmental interests in order, safety, and security. Moreover, particularly given the Supreme Court’s emphasis in Cutter on giving “due deference to the experience and expertise of prison and jail administrators in establishing necessary regulations and procedures to maintain good order, security and discipline, consistent with consideration of costs and limited resources,”
Fegans’s constitutional challenges to the prohibition on uncut beards fail for the same reasons. The ADC has established that it has a compelling interest in safety and security, and that the grooming policy is “reasonably related” to those interests. See O’Lone,
C.
Fegans claims that the district court abused its discretion in awarding only $1500 in damages for the ADC’s failure to provide Kosher meals. Aside from punitive damages, the Prison Litigation and Reform Act limits recovery for mental or emotional injury to nominal damages only. Royal v. Kautzky,
D.
Fegans also challenges the district court’s dismissal, with prejudice, of his state law claims. As the district court held, employees of the State of Arkansas acting in their official capacity are immune from civil suits for damages. See Fegans v. Norris,
For the foregoing reasons, we affirm the judgment of the district court.
Notes
. The Honorable James M. Moody, United States District Judge for the Eastern District of Arkansas.
. Without confronting the "clear error” standard of review applicable to findings of fact, the dissent rejects the district court's decision to credit Norris’s testimony about the relative security risks of male and female inmates, and launches into an inapposite discussion of which party bears the burden of proof. Post, at 910-12. In Warsoldier, the Ninth Circuit rejected a prison's argument that women inmates were “much less likely” to commit violent crimes than male inmates, because the data submitted by the prison to support its position did not focus on the relevant type of institution, and did not clearly bear out the prison’s assertion.
. The dissent cites a moment in Norris's testimony during which he is unable to recall the details of the alternative grooming policies considered by the prison nine years earlier. Post, at 910. At other points, however, Norris explained that his staff, in 1997, had provided a memorandum detailing the hair and grooming policies of five other States and the Federal Bureau of Prisons, (App. of Exh's at 3), that this memorandum played a role in formulating the ADC policy, (T. Tr. 233), and that prison officials considered other alternatives during their deliberations. (T. Tr. 240, 278-80). Norris also discussed two other alternatives raised by counsel during the trial. (T. Tr. 290-91, 324).
. Security concerns underlying a grooming policy that governs inmates may differentiate such a policy from a similar rule applicable to police officers or other public employees. Where one purpose of a prohibition on beards is to prevent inmates from changing appearance in the event of escape, there may be good reason to distinguish between inmates with a dermatological condition, if it permanently precludes shaving (and a corresponding change in appearance), and inmates with no skin condition who could alter their appearances after an escape.
Concurrence Opinion
concurring in part and dissenting in part.
I join the majority opinion except for Sections II.A and II.B. Because I disagree with the majority’s conclusions regarding Fegans’s RLUIPA claims and would reverse and remand, I respectfully dissent.
RLUIPA requires strict scrutiny. 42 U.S.C. § 2000cc-l(a). While I agree with the majority that “context matters” in the application of RLUIPA’s strict-scrutiny standard and that we must accord “due deference to the experience and expertise of prison and jail administrators” in applying RLUIPA, ante at 902 (quotation omitted), I believe the majority accords Norris’s conclusory justifications a level of deference that is contrary to RLUIPA. Under RLUIPA, prison officials have the burden of establishing that their policy is the least restrictive means to achieve a compelling government interest. Id.; see also Hamilton v. Schriro,
In upholding the grooming policy, the majority relies on Hamilton, a case where we upheld a prison’s hair-length regulation. Ante at 902-06. In Hamilton, however, we upheld the regulation based on a record that was “fully developed as to the prison officials’ basis for denying the inmate’s requests.... ” Pounders v. Kempker,
Our decision in Murphy v. Mo. Dep’t of Corr.,
The majority does not, and can not, dispute that Norris must conduct an individualized review and that strict scrutiny applies to Norris’s decision not to grant a religious-based exception to Fegans. Instead, the majority opinion indicates that Norris did conduct an individualized review and that he determined that the grooming policy as applied to Fegans was the least restrictive means to achieve security. Ante at 905-08. However, the majority does not point to any evidence that prison officials considered whether to apply the policy to Fegans. Instead, the majority points to evidence that prison officials considered alternatives when formulating the policy as a whole. Ante at 903 n. 3. The majority opinion also does not cite to any evidence that Norris considered granting Fegans an exception. Norris testified he was “sure [prison officials] considered other alternatives” to the grooming policy that would achieve security; however, he could not recall any of these alternatives, nor remember how long they were considered, (T. Tr. 240), although he did testify that none of the alternatives involved a religious exception, (T. Tr. 235). Regardless of whether Norris’s failure to recall was because he forgot or because he never considered other alternatives, the record does not include any examples of less restrictive alternatives Norris considered when the policy was formulated or when declining to grant Fe-gans an exception. In fact, Norris explicitly testified that he would not consider granting a religious-based exception to anyone, regardless of the sincerity of their beliefs, (T. Tr. 252), and the prison warden testified he would not have considered granting one to Fegans, (T. Tr. 467). Considering all the evidence the district court credited, there is still no indication that prison officials seriously considered any alternatives to the grooming policy that would not substantially burden Fegans’s religious exercise. Thus, as a matter of law, I do not believe the policy, can be upheld under RLUIPA. See Murphy,
The majority opinion concludes that “prison officials were aware” of his disciplinary history “[i]n applying this policy to Fegans.” Ante at 907. While an inmate’s disciplinary history may lead prison officials to conclude that security can only be achieved by applying a policy without exception to that inmate, the record does not reflect that prison officials considered Fe-gans’s disciplinary history in declining to grant him an exception. On the contrary, as indicated above, Norris testified that he would not grant anyone a religious-based exception. (T. Tr. 252). Furthermore, although Fegans had problems with discipline in the past, he was not in a maximum security facility when the grooming policy went into effect and Fegans was denied an exception. Ante at 900-01. Fegans’s placement at the time indicates prison officials did not believe he warranted the heightened restrictions of a maximum security facility. Even if prison officials
In distinguishing the record in the instant case from the record in Warsoldier v. Woodford,
However, instead of acknowledging that Warsoldier supports a conclusion that the prison policy in the instant case violates RLUIPA, the majority distinguishes War-soldier by putting the burden on Fegans to demonstrate that males do not pose a greater security risk than females. Ante at 905. I do not believe it is necessary for Fegans to provide “data to refute Norris’s expert testimony about the relative security risks in the male and female facilities,” ante at 905, because under RLUIPA, Fe-gans does not have the burden of proof. Norris does. 42 U.S.C. § 2000cc-1(a); Hamilton, 74 F.3d at 1552 (noting that under RFRA, “prison officials bear the burden of demonstrating that the regulation is the least restrictive means of achieving a compelling interest”). While the Ninth Circuit in Warsoldier did cite data to refute the prison officials’ concluso-ry assertions, this was data provided by the prison itself. The court gave no indication that the data was necessary or that it was the plaintiffs burden to rebut the prison officials’ assertions. Warsoldier,
Additionally, I do not believe Norris has adequately justified his failure to grant Fegans a religious-based exception in light of the fact that the policy requires of Fe-gans what it does not require of females and those with a certain medical condition. The majority accepts Norris’s conclusory statements to justify the grooming policy’s gender-based differences and medical exception: “ ‘Women are not generally as
Likewise, Norris’s willingness to grant an exception to those with a dermatological condition indicates the policy is not the least restrictive alternative. The majority opinion points out that “there may be good reason to distinguish” between Fegans and those with a dermatological condition. Ante at 907 n. 4. I do not dispute that there may be good reasons to provide exceptions to some and not to others. However, it is the prison’s burden to establish that the policy as applied to Fegans is the least restrictive means. Norris did not explain why this exception would not impair security but a religious-based exception would. He also did not explain why he granted this exception to “take good care of the inmates,” (T. Tr. 263), but he would not consider granting a religious-based exception. The prison has failed to establish this burden, and I do not believe it can be established by post-hoc rationalizations provided by the court.
While the majority points out that the existence of a medical exception does not “win the day for Fegans,” ante at 906, I believe that the medical exception, like the gender-based differences, indicates that exceptions can be made without sacrificing safety and security concerns. Norris justified his failure to accommodate Fegans by explaining that he would not allow any religious-based exceptions to the policy: “You have to treat everybody the same.... And if you don’t ... there wouldn’t be a grooming policy.” (T. Tr. 252). However, the prison’s grooming policy itself does not treat Fegans the same as females and those with a certain dermatological condition, thus undercutting Norris’s testimony that the policy must be uniformly applied in order to be effective. Just as prison officials considered whether security could be achieved while “let[ting] women be as much ... a woman as they can” and while “tak[ing] good care” of those with a dermatological condition, RLUIPA requires prison officials to consider whether security could be achieved while not substantially burdening Fegans’s exercise of his religion. The record indicates the prison did not consider this. It was thus improper for the district court to uphold the regulation as applied to Fe-gans. I would remand to give the prison the opportunity to conduct the individualized review RLUIPA requires.
