Lead Opinion
delivered the opinion of the Court.
In Colorado Republican Federal Campaign Comm. v. Federal Election Comm’n,
I
We first examined the Federal Election Campaign Act of 1971 in Buckley v. Valeo,
The simplicity of the distinction is qualified, however, by the Act’s provision for a functional, not formal, definition of “contribution,” which includes “expenditures made by any person in cooperation, consultation, or concert, with, or at the request or suggestion of, a candidate, his authorized political committees, or their agents,” 2 U. S. C. §441a(a) (7XBXÍ).
The Federal Election Commission (FEC or Commission) originally took the position that any expenditure by a political party in connection with a particular election for federal office was presumed to be coordinated with the party’s candidate. See Federal Election Comm’n v. Democratic Senatorial Campaign Comm.,
Colorado I was an as-applied challenge to §441a(d)(3) (which we spoke of as the Party Expenditure Provision), occasioned by the Commission’s enforcement action against the Colorado Republican Federal Campaign Committee (Party) for exceeding the campaign spending limit through its payments for radio advertisements attacking Democratic Congressman and senatorial candidate Timothy Wirth.
The Party’s broader claim remained: that although prior decisions of this Court had upheld the constitutionality of limits on coordinated expenditures by political speakers
hH
Spending for political ends and contributing to political candidates both fall within the First Amendment’s protection of speech and political association. Buckley,
“[ujnlike contributions, . . . independent expenditures may well provide little assistance to the candidate’s campaign and indeed may prove counterproductive. The absence of prearrangement and coordination of an expenditure with the candidate or his agent not only undermines the value of the expenditure to the candidate, but also alleviates the danger that expenditures will be given as a quid pro quo for improper commitments from the candidate.” Ibid.
Given these differences, we have routinely struck down limitations on independent expenditures by candidates, other individuals, and groups, see Federal Election Comm’n v. National Conservative Political Action Comm.,
The First Amendment line between spending and donating is easy to draw when it falls between independent expenditures by individuals or political action committees (PACs) without any candidate’s approval (or wink or nod), and contributions in the form of cash gifts to candidates. See, e. g., Shrink Missouri, supra, at 386-388; Buckley, supra, at 19-23.
Colorado I addressed the FEC’s effort to stretch the functional treatment of coordinated expenditures further than the plain application of the statutory definition. As we said, the FEC argued that parties and candidates are coupled so closely that all of a party’s expenditures on an election campaign are coordinated with its candidate; because Buckley had treated some coordinated expenditures like contribu
But that still left the question whether the First Amendment allows coordinated election expenditures by parties to be treated functionally as contributions, the way coordinated expenditures by other entities are treated. Colorado I found no justification for placing parties at a disadvantage when spending independently; but was there a case for leaving them entirely free to coordinate unlimited spending with candidates when others could not? The principal opinion in Colorado I noted that coordinated expenditures “share some of the constitutionally relevant features of independent expenditures.”
Ill
The Party’s argument that its coordinated spending, like its independent spending, should be left free from restriction under the Buckley line of cases boils down to this: because a party’s most important speech is aimed at electing candidates and is itself expressed through those candidates, any limit on party support for a candidate imposes a unique First Amendment burden. See Brief for Respondent 26-31. The point of organizing a party, the argument goes, is to run a successful candidate who shares the party’s policy goals. Id., at 26. Therefore, while a campaign contribution is only one of several ways that individuals and nonparty groups speak and associate politically, see Shrink Missouri,
The Government’s argument for treating coordinated spending like contributions goes back to Buckley. There, the rationale for endorsing Congress’s equation of coordinated expenditures and contributions was that the equation “prevent[s] attempts to circumvent the Act through prearranged or coordinated expenditures amounting to disguised contributions.”
The Government develops this rationale a step further in applying it here. Coordinated spending by a party should be limited not only because it is like a party contribution, but for a further reason. A party’s right to make unlimited expenditures coordinated with a candidate would induce individual and other nonparty contributors to give to the party in order to finance coordinated spending for a favored candidate beyond the contribution limits binding on them. The
IV
Each of the competing positions is plausible at first blush. Our evaluation of the arguments, however, leads us to reject the Party’s claim to suffer a burden unique in any way that should make a categorical difference under the First Amendment. On the other side, the Government’s contentions are ultimately borne out by evidence, entitling it to prevail in its characterization of party coordinated spending as the functional equivalent of contributions.
A
In assessing the Party’s argument, we start with a word about what the Party is not saying. First, we do not understand the Party to be arguing that the line between independent and coordinated expenditures is conceptually unsound when applied to a political party instead of an individual or other association. See, e. g., Brief for Respondent 29 (describing “independent party speech”). Indeed, the good sense of recognizing the distinction between independence and coordination was implicit in the principal opinion in Colorado I, which did not accept the notion of a “metaphysi
Second, we do not understand the. Party to be arguing that associations in general or politicаl parties in particular may claim a variety of First Amendment protection that is different in kind from the speech and associational rights of their members.
1
The assertion that the party is so joined at the hip to candidates that most of its spending must necessarily be coordinated spending is a statement at odds with the history of nearly 30 years under the Act. It is well to remember that ever since the Act was amended in 1974, coordinated spending by a party committee in a given race has been limited by the provision challenged here (or its predecessor). See 18 U. S. C. § 608(f) (1970 ed., Supp. IV); see also Buckley,
2
There is a different weakness in the seemingly unexceptionable premise that parties are organized for the purpose of electing candidates, Brief for Respondent 26 (“Parties exist precisely to elect candidates that share the goals of their party”), so that imposing on the way parties serve that function is uniquely burdensome. The fault here is not so much metaphysics as myopia, a refusаl to see how the power of money actually works in the political structure.
When we look directly at a party’s function in getting and spending money, it would ignore reality to think that the party role is adequately described by speaking generally of
Parties thus perform functions more complex than simply electing candidates; whether they like it or not, they act as agents for spending on behalf of those who seek to produce obligated officeholders. It is this party role, which functionally unites parties with other self-interested political actors, that the Party Expenditure Provision targets. This party role, accordingly, provides good reаson to view limits on coordinated spending by parties through the same lens applied to such spending by donors, like PACs, that can use parties as conduits for contributions meant to place candidates under obligation.
Insofar as the Party suggests that its strong working relationship with candidates and its unique ability to speak in coordination with them should be taken into account in the First Amendment analysis, we agree. It is the accepted understanding that a party combines its members’ power to speak by aggregating contributions and broadcasting messages more widely than individual contributors generally could afford to do, and the party marshals this power with greater sophistication than individuals generally could, using such mechanisms as speech coordinated with a candidate. In other words, the party is efficient in generating large sums to spend and in pinpointing effective ways to spend them. Cf. Colorado I,
It does not, however, follow from a party’s efficiency in getting large sums and spending intelligently that limits on a party’s coordinated spending should be scrutinized under an unusually high standard, and in fact any argument from sophistication and power would cut both ways. On the one hand, one can seek the benefit of stricter scrutiny of a law capping party coordinated spending by emphasizing the heavy burden imposed by limiting the most effective mechanism of sophisticated spending. And yet it is exactly this efficiency culminating in coordinated spending that (on the Government’s view) places a party in a position to be used to circumvent contribution limits that apply to individuals and PACs, and thereby to exacerbate the threat of corruption and apparent corruption that those cоntribution limits are aimed at reducing. As a consequence, what the Party calls an unusual burden imposed by regulating its spending is not a simple premise for arguing for tighter scrutiny of limits on a party; it is the premise for a question pointing in
4
The preceding question assumes that parties enjoy a power and experience that sets them apart from other political spenders. But in fact the assumption is too crude. While parties command bigger spending budgets than most individuals, some individuals could easily rival party committees in spending. Rich political activists crop up, and the United States has known its Citizens Kane. Their money speaks loudly, too, and they are therefore burdened by restrictions on its use just as parties are. And yet they are validly subject to coordinated spending limits, Biickley,
Just as rich donors, media executives, and PACs have the means to speak as loudly as parties do, they would also have the capacity to work effectively in tandem with a candidate, just as a party can do. While a candidate has no way of coordinating spending with every contributor, there is nothing hard about coordinating with someone with a fortune to donate, any more than a candidate would have difficulty in coordinating spending with an inner circle of personal political associates or with his own family. Yet all of them are
A party is not, therefore, in a unique position. It is in the same position as some individuals and PACs, as to whom coordinated spending limits have already been held valid, Buckley, supra, £t 46-47; and, indeed, a party is better off, for a party has the special privilege the others do not enjoy, of making coordinated expenditures up to the limit of the Party Expenditure Provision.
5
The Party’s arguments for being treated differently from other political actors subject to limitation on political spending under the Act do not pan out. Despite decades of limitation on coordinated spending, parties have not been rendered useless. In reality, parties continue to organize to elect candidates, and also function for the benefit of donors whose object is to place candidates under obligation, a fact that parties cannot escape. Indeed, parties’ capacity to concentrate power to elect is the very capacity that apparently opens them to exploitation as channels for circumventing contribution and coordinated spending limits binding on other political players. And some of these players could marshal the same power and sophistication for the same electoral objectives as political parties themselves.
Since there is no recent experience with unlimited coordinated spending, the question is whether experience under the present law confirms a serious threat of abuse from the unlimited coordinated party spending as the Government contends. Cf. Burson v. Freeman,
Such is the state of affairs under the current law, which requires most party spending on a candidate’s behalf to be
While this evidence rules out denying the potential for corruption by circumvention, the Party does try to minimize the threat. It says that most contributions to parties are small, with negligible corrupting momentum to be carried through the party conduit. Brief for Respondent 14. But some contributions are not small; they can go up to $20,000, 2 U. S. C. §441a(a)(1)(B),
First, it says that better crafted safeguards are in place already, in particular the earmarking rule of §441a(a)(8), which provides that contributions that “are in any way earmarked or otherwise directed through an intermediary or conduit to [a] candidate” are treated as contributions to the candidate. The Party says that this provision either suffices to address any risk of circumvention or would suffice if clarified to cover practices like tallying. Id., at 42, 47; see also
The Party’s second preferred prescription for the threat of an end run calls for replacing limits on coordinated expenditures by parties with limits on contributions to parties, the latter supposedly imposing a lesser First Amendment burden. Brief for Respondent 46-48. The Party thus invokes the general rule that contribution limits take a lesser First Amendment toll, expenditure limits a greater one. That was one strand of the reasoning in Buckley itself, which rejected the argument that limitations on independent expenditures by individuals, groups, and candidates were justifiable in order to avoid circumvention of contribution limitations.
In each of those cases, however, the Court’s reasoning contained another strand. The analysis ultimately turned on the understanding that the expenditures at issue were not potential alter egos for cоntributions, but were independent and therefore functionally true expenditures, qualifying for the most demanding First Amendment scrutiny employed in Buckley. Colorado I, supra, at 617; Buckley, supra, at 44-47. Thus, in Colorado I we could not assume, “absent
Here, however, just the opposite is true. There is no significant functional difference between a party’s coordinated expenditure and a direct party contribution to the candidate, and there is good reason to expect that a party’s right of unlimited coordinated spending would attract increased contributions to parties to finance exactly that kind of spending.
* * *
We hold that a party’s coordinated expenditures, unlike expenditures truly independent, may be restricted to minimize circumvention of contribution limits. We therefore reject the Party’s facial challenge and, accordingly, reverse the judgment of the United States Court of Appeals for the Tenth Circuit.
It is so ordered.
Notes
“Contribution” is otherwise defined as “any gift, subscription, loan, advance, or deposit оf money or anything of value made by any person for the purpose of influencing any election for Federal office”; or “the payment by any person of compensation for the personal services of another person which are rendered to a political committee without charge .for any purpose.” 2U.S.C. §431(8).
The Act defines “expenditure” as “any purchase, payment, distribution, loan, advance, deposit, or gift of money or anything of value, made by any person for the purpose of influencing any election for Federal office.” §431(9)(A)(i). A “written contract, promise, or agreement to make an expenditure” also counts as an expenditure. § 431(9)(A)(ii).
A political party’s “national committee” is the “organization which, by virtue of the bylaws of a political party, is responsible for the day-to-day operation of such political party at the national level, as determined by
The same limits apply to campaigns for House of Representatives from States entitled to only one Representative. § 441a(d)(3)(A). For other States, the limit on party expenditures in connection with House campaigns is $10,000 preadjustment. §441a(d)(3)(B). As adjusted for inflation, the'2000 Senate limits ranged from $67,560 to $1,636,438; House limits ranged from $33,780 to $67,560. 26 FEC Record 14-15 (Mar. 2000).
The FEC reads the Act to permit parties to make campaign contributions within the otherwise-applicable contribution limits, in addition to the expenditures permitted by § 441a(d). See n. 16, infra.
The limits applicable to Presidential campaigns were not at issue in Colorado I,
Along with its constitutional claim, the Party argued to the District Court that the Party Expenditure Provision’s application to independent expenditures was not severable frоm the other possible applications of the provision, a nonconstitutional basis for resolving the case that the Colorado I principal opinion suggested should be explored on remand. Colorado I, supra, at 625-626. The District Court rejected the nonseverability argument,
The expenditure limits invalidated in Buckley applied to candidates and their campaigns, and to “persons.” See
The contribution limits at issue in Buckley applied to “persons” (“person” again defined as “an individual, partnership, committee, association, corporation or any other organization or group of persons,” id., at 23). Certain groups (referred to under current law as “multicandidate political committees”) that registered with the FEC and met other qualifications, including making contributions to five or more candidates for federal office, were subject to a higher limit. Id., at 35.
The current contribution limits appear in 2 U. S. C. § 441a(a). They provide that “persons” (still broadly defined, see §431(11)) may contribute no more than $1,000 to a candidate “with respect to any election for Federal office,” $5,000 to any political committee in any year, and $20,000 to the national committees of a political party in any year. § 441a(a)(l). Individuals are limited to a yearly contribution total of $25,000. § 441a(a)(3). “[Mjulticandidate political committees” are limited to a $5,000 contribution to a candidate “with respect to any election,” $5,000 to any political committee in any year, and $15,000 to the national committees of a political party in any year. §441а(a)(2). Unlike the party expenditure limits, these contribution limits are not adjusted for inflation.
The Party does not challenge the constitutionality of limits on cash contributions from parties to candidates, Brief for Respondent 49, n. 31, which, on the FEC’s reading of the Act, are imposed on parties by the generally applicable contribution limits of 2 U. S. C. §441a(a), see n. 16, infra. And the Party, unlike Justice Thomas, post, at 465 (dissenting opinion), does not call for the overruling of Buckley. Nor does the FEC ask us to revisit Buckley’s general approach to expenditure limits, although some have argued that such limits could be justified in light of post-Buckley developments in campaign finance, see, e.g., Blasi, Free Speech and the Widening Gyre of Fundraising, 94 Colum. L. Rev. 1281 (1994); cf. Nixon v. Shrink Missouri Government PAC,
As noted, n. 6, supra, the Party Expenditure Provision itself was not challenged on First Amendment grounds in Buckley, supra, at 58, n. 66.
We have repeatedly held that political parties and other associations derive rights from their members. E. g., Norman v. Reed,
To say that history and common sense make us skeptical that parties are uniquely incapacitated by the challenged limitations is not to deny that limiting parties’ coordinated expenditures while permitting unlimited independent expenditures prompts parties to structure their spending in a way that they would not otherwise choose. See post, at 470. And we acknowledge below, infra, at 453-455, that limiting coordinated expenditures imposes some burden on parties’ associational efficiency. But the very evidence cited by the dissent suggests that it is nonetheless possible for parties, like individuals and nonparty groups, to speak independently. E. g., App. 218 (statement of Professor Anthony Corrado) (“[I]t is likely that parties will allocate an increasing amount of money to independent expenditure efforts in the future”); id,., at 159 (affidavit of Donald K. Bain, Chairman of the Colorado Republican Federal Campaign Committee) (describing ability to make independent expenditures as “welcome”).
As former Senator Paul Simon explained, “I believe people contribute to party committees on both sides of the aisle for the same reason that Federal Express does, because they want favors. There is an expectation that giving to party committees helps you legislatively.” Id., at 270. See also id., at 269-270 (recounting debate over a bill favored by Federal Express during which a colleague exclaimed “we’ve got to pay attention to who is buttering our bread”).
The FEC’s public records confirm that Federal Express’s PAC (along with many others) contributed to both major parties in recent elections. See, e.g., FEC Disclosure Report, Search Results for Federal Express Political Action Committee (June 20, 2001), http://herndonl.sdrdc.com/ cgi-bin/com_supopp/C00068692; FEC Disclosure Report, Search Results for Association of Trial Lawyers of America Political Action Committee (June 20, 2001), http://herndonl.sdrdc.com/cgi-bin/com_supopp/C00024521; FEC Disclosure Report, Search Results for Philip Morris Companies, Inc., Political Action Committee (June 20, 2001), http://herndonl.sdrde.com/ cgi-bin/com_supopp/C00089136; FEC Disclosure Report, Search Results for American Medical Association Political Action Committee (June 20, 2001), http://herndonl.sdrdc.com/cgi-bin/com_supopp/C00000422; FEC Disclosure Report, Search Results for Letter Carriers Political Action Fund (June 20, 2001), http://herndonl.sdrdc.com/cgi-bin/com_supopp/ C00023580.
For example, the PACs associated with AOL Time Warner Inc. and Philip Morris Companies, Inc., both made contributions to the competing 2000 Senate campaigns of George Allen and Charles Robb. See
We have long recognized Congress’s concern with this reality of political life. For example, in United States v. Automobile Workers,
“‘We all know . . . that one of the great political evils of the time is the apparent hold on political parties which business interests and certain organizations seek and sometimes obtain by reason of liberal campaign contributions. Many believe that when an individual or association of individuals makes large contributions for the purpose of aiding candidates of political parties in winning the elections, they expect, and sometimes demand, and occasionally, at least, receive, consideration by the beneficiaries of their contributions which not infrequently is harmful to the general public interest.’” Id., at 576 (quoting 65 Cong. Rec. 9507-9508 (1924)).
By noting that other political actors are validly burdened by limitations on their coordinated spending, we do not mean to take a position as to the wisdom of policies that promote one source of campaign funding or another. Cf. Brief for Respondent 27, n. 17 (citing academic support for expanding the role of parties in campaign finance).
This is the position of the FEC in the aftermath of Colorado I: that a party committee may make coordinated expenditures up to the amount of its expenditure limit, in addition to the amount of direct contributions permitted by the generally applicable contribution limit. Brief for Petitioner 5-6, and n. 3.
Whether a different characterization, and hence a different type of scrutiny, could be appropriate in the context of an as-applied challenge focused on application of the limit to specific expenditures is a question that, as Justice Thomas notes, post, at 468, n. 2, we need not reach in this facial challenge. Cf. Brief for Petitioner 9, n. 5 (noting that the FEC has solicited comments regarding possible criteria for identifying coordinated expenditures).
The Party appears to argue that even if the Party Expenditure Provision is justified with regard to coordinated expenditures that amount to no more than payment of the candidate’s bills, the limitation is facially invalid because of its potential application to expenditures that involve more of the party’s own speech. Brief for Respondent 48-49. But the Party does not tell us what proportion of the spending falls in one category or the other, or otherwise lay the groundwork for its facial overbreadth claim. Cf. Broadrick v. Oklahoma,
Apart from circumvention, the FEC also argues that the Party Expenditure Provision is justified by a concern with quid pro quo arrangements and similar corrupting relationships between candidates and parties themselves, see Brief for Petitioner 33-38. We find no need to reach that argument because the evidence supports the long-recognized rationale of combating circumvention of contribution limits designed to combat the corrupting influence of large contributions to candidates from individuals
In Colorado I, the principal opinion suggested that the Party Expenditure Provision was not enacted out of “a special concern about the potentially ‘corrupting’ effect of party expenditures, but rather for the constitutionally insufficient purpose of reducing what [Congress] saw as wasteful and excessive campaign spending.”
See n. 7, supra; see generally Federal Election Commission, Campaign Guide for Congressional Candidates and Committees 10 (1999).
Contrary to the dissent’s suggestion, post, at 477-478, we are not closing our eyes to District Court findings rejecting this record evidence. After alluding to the evidence cited above,
The dissent dismisses this evidence as describing “legal” practices. Post, at 479. The dissent may be correct that the FEC considers tallying legal, see Reply Brief for Petitioner 9, n. 3, but one thing is clear: tallying is a sign that contribution limits are being diluted and could be diluted further if the floodgates were open. Why, after all, does a party bother to tally? The obvious answer is that it wants to know who gets the benefit of the contributions to the party, as the record quotations attest. See also n. 23, infra. And the fact that the parties may not fund sure losers, stressed by the dissent (post, at 478-479), is irrelevant. The issue is what would become of contribution limits if parties could use unlimited coordinated spending to funnel contributions to those serious contenders who are favored by the donors.
Any such dollar-for-dollar pass-through would presumably be too obvious to escape the special provision on earmarking, 2 U. S. C. § 441a(a)(8), see infra, at 462. But thе example illustrates the undeniable inducement to more subtle circumvention.
The same enhanced value of coordinated spending that could be expected to promote greater circumvention of contribution limits for the benefit of the candidate-fundraiser would probably enhance the power of the fundraiser to use circumvention as a tactic to increase personal power and a claim to party leadership. The affluent nominee can already do this to a limited extent, by directing donations to the party and making sure that the party knows who raised the money, and that the needier candidates who receive the benefit of party spending know whom to thank. The candidate can thus become a player beyond his own race, and the donor’s influence is multiplied. See generally App. 249 (Hiekmott declaration) (“Incumbents who were not raising money for themselves because they were not up for reeleetion would sometimes raise money for other Senators, or for challengers. They would send $20,000 to the DSCC and ask that this be entered on another candidate’s tally. They might do this, for example, if they were planning to run for a leadership position and wanted to obtain the support of the Senators they assisted”). If the effectiveness of party spending could be enhanced by limitless coordination, the ties of straitened candidates to prosperous ones and, vicariously, to
In 1996, 46 percent of itemized (over $200) individual contributions to the Democratic national party committees and 15 percent of such contributions to the Republican national party committees were $10,000 or more. Biersack & Haskell, Spitting on the Umpire: Political Parties, the Federal Election Campaign Act, and the 1996 Campaigns, in Financing the 1996 Election 155,160 (J. Green ed. 1999).
For example, the DSCC has established exclusive clubs for the most generous donors, who are invited to special meetings and social events with Senators and candidates. App. 254-255 (Hickmott declaration).
The Party’s argument for relying on better earmarking enforcement, accepted by the dissent, post, at 481, would invite a corresponding attack on all contribution limits. As we said in Buckley,
The dissent therefore suggests, post, at 482, and the District Court mistakenly concluded, see discussion n. 21, supra, that Colorado I disposed of the tailoring question for purposes of this case, i
The dissent notes a superficial tension between this analysis and our recent statement in Bartnicki v. Vopper,
Also, ágain, contrast Bartnicki, where the gulf between the First Amendment implications of two enforcement options was clear. We rejected the decision to penalize disclosure of lawfully obtained information of public interest instead of vigorously enforcing prohibitions on intercepting private conversations. Ibid.
Dissenting Opinion
with whom Justice Scalia and Justice Kennedy join, and with whom The Chief Justice joins as to Part II, dissenting.
The Party Expenditure Provision, 2 U. S. C. §441a(d)(3), severely limits the amount of money that a national or state committee of a political party can spend in coordination with its own candidate for the Senate or House of Representatives. See ante, at 438-439, and n. 3. Because this provision sweeps too broadly, interferes with the party-candidate relationship, and has not been proved necessary to combat corruption, I respectfully dissent.
I
As an initial matter, I continue to believe that Buckley v. Valeo,
In this case, the Government does not attempt to argue that the Party Expenditure Provision satisfies strict scrutiny, see Perry Ed. Assn. v. Perry Local Educators’ Assn.,
II
We need not, however, overrule Buckley and apply strict scrutiny in order to hold the Party Expenditure Provision unconstitutional. Even under Buckley, which described the requisite scrutiny as “exacting” and “rigorous,”
A
The Court notes this existing rationale and attempts simply to treat coordinated expenditures by political parties as equivalent to contributions by individuals and political committees. Thus, at least implicitly, the Court draws two conclusions: coordinated expenditures are no different from contributions, and political parties are no different from individuals and political committees. Both conclusions are flawed.
1
The Court considers a coordinated expenditure to be an “ ‘expenditure] made by any person in cooperation, consultation, or concert, with, or at the request or suggestion of, a candidate, his authorized political committees, or their agents.’ ” Ante, at 438 (quoting 2 U. S. C. § 441a(a)(7)(B)(i)). This definition covers a broad array of conduct, some of which is akin to an independent expenditure. At one extreme, to be sure, are outlays that are “virtually indistinguishable from simple contributions.” Colorado I,
2
Even if I were to ignore the breadth of the statutory text, and to assume that all coordinated expenditures are functionally equivalent to contributions,
Political parties and their candidates are “inextricably intertwined” in the conduct of an election. Colorado I, supra, at 630 (Kennedy, J., concurring in judgment and dissenting in part). A party nominates its candidate; a candidate often is identified by party affiliation throughout the election and on the ballot; and a party’s public image is largely defined by what its candidates say and do. See, e. g., California Democratic Party v. Jones,
As the District Court explained, to break this link between the party and its candidates would impose “additional costs and burdens to promote the party message.”
The Court nevertheless concludes that these concerns of inhibiting party speech are rendered “implausible” by the nearly 30 years of history in which coordinated spending has been statutorily limited. Ante, at 449. Without a single citation to the record, the Court rejects the assertion “that for almost three decades political parties have not been func
The Court’s only other response to the argument that parties are linked to candidates and that breaking this link would impose significant costs on speech is no response at all. The Court contends that parties are not organized simply to “elec[t] particular candidates” as evidenced by the fact that many political action committees donate money to both parties and sometimes even opposing candidates. Ante, at 451. According to the Court, “[pjarties are thus necessarily the instruments of some contributors whose object is not to support the party’s message or to elect party candidates across the board.” Ante, at 451-452. There are two flaws in the Court’s analysis. First, no one argues that a party’s role is merely to get particular candidates elected. Surely, among other reasons, parties also exist to develop and promote a platform. See, e. g., Brief for Respondent 23. The point is simply that parties and candidates have shared interests, that it is natural for them to work together, and that breaking the connection between parties and their candidates inhibits the promotion of the party’s message. Second, the mere fact that some donors contribute to both parties and their candidates does not necessarily imply that the donors control the parties or their candidates. It certainly does not mean that the parties are mere “instruments” or “agents,” ante, at 452, of the donors. Indeed, if a party receives money from donors on both sides of an issue, how can it be a tool of both donors? If the Green Party were to receive a donation from an industry that pollutes, would the Green Party necessarily become, through no choice of its own, an instrument of the polluters? The Court proffers no evidence that partiеs have become pawns of wealthy contrib
B
But even if I were to view parties’ coordinated expenditures as akin to contributions by individuals and political committees, I still would hold the Party Expenditure Provision constitutionally invalid. Under Shrink Missouri, a contribution limit is constitutional only if the Government demonstrates that the regulation is “closely drawn” to match a “sufficiently important interest.”
1
As this Court made clear just last Term, “[w]e have never accepted mere conjecture as adequate to carry a First Amendment burden.” Shrink Missouri,
Without explanation, the Court departs from this earlier, well-considered understanding of the Party Expenditure Provision. Were there any evidence of corruption in the
The dearth of evidence is unsurprising in light of the unique relationship between a political party and its candidates: “The very aim of a political party is to influence its candidate’s stance on issues and, if the candidate takes office or is reelected, his votes.” Colorado I, 518 U. S., at
Apparently unable to provide an answer to this question, the Court relies upon an alternative theory of corruption. According to the Court, the Party Expenditure Provision helps combat circumvention of the limits on individual donors’ contributions, which limits are necessary to reduce corruption by those donors.
Without addressing the District Court’s determination or reflecting on this Court’s understanding in Colorado I, the Court today asserts that its newfound position is supported by “substantial evidence.” The best evidence the Court can come up with, however, is the Democratic Senatorial Campaign Committee’s (DSCC) use of the “tally system,” which “connects] donors to candidates through the accommodation of a party.” Ante, at 459. The tally system is not evidence of corruption-by-circumvention. In actuality, the DSCC is not acting as a mere conduit, allowing donors to contribute money in excess of the legal limits. The DSCC instead has allocated money based on a number of factors, including “the financial strength of the campaign,” “what [the candidate’s] poll numbers looked like,” and “who had the best chance of winning or who needed the money most.” App. 250-251 (declaration of Robert Hickmott, former Democratic fundraiser and National Finance Director for Timothy Wirth’s Senate campaign); see also App. in No. 99-1211 (CA10), at 430 (statement of Anthony Corrado) (“When parties are deciding whether to spend fluids on behalf of a candidate, they chiefly examine the competitiveness of the district or race, the political situation of the incumbent, and the strength of the party contender’s candidacy”); id., at 563 (deposition of Donald Bain) (stating that the party generally did not support someonе who has a safe seat or is clearly not going to win). As the District Court found, “the primary consideration in allocating funds is which races are marginal — that is, which races are ones where party money could be the difference between winning and losing.”
Moreover, the Court does not explain how the tally system could constitute evidence of corruption. Both the initial contribution to the party and the subsequent expenditure by the party on the candidate are currently legal. In essence, the Court is asserting that it is corrupt for parties to do what is legal to enhance their participation in the political process. Each step in the process is permitted, but the combination of those steps, the Court apparently believes, amounts to corruption sufficient to, silence those who wish to support a candidate. In my view, the First Amendment demands a more coherent explication of the evidence of corruption.
Finally, even if the tally system were evidence of corruption-through-circumvention, it is only evidence of what is occurring under the current system, not of additional “corruption” that would arise in the absence of the Party Expenditure Provision. The Court speculates that, if we invalidated the Party Expenditure Provision, “the inducement to circumvent would almost certainly intensify.” Ante, at 460. But that is nothing more than supposition, which is insufficient under our precedеnts to sustain a restriction on First Amendment interests. See Shrink Missouri,
Even if the Government had presented evidence that the Party Expenditure Provision affects corruption, the statute still would be unconstitutional, because there are better tailored alternatives for addressing the corruption. In addition to bribery laws and disclosure laws, see Shrink Missouri, supra, at 428 (Thomas, J., dissenting), the Government has two options that would not entail the restriction of political parties’ First Amendment rights.
First, the Government could enforce the earmarking rule of 2 U. S. C. §441a(a)(8), under which contributions that “are in any way earmarked or otherwise directed through an intermediary or conduit to [a] candidate” are treated as contributions to the candidate. Vigilant enforcement of this provision is a precise response to the Court’s circumvention concerns. If a donor contributes $2,000 to a candidate (the maximum donation in an election cycle), he cannot direct the political party to funnel another dime to the candidate without confronting the Federal Election Campaign Act’s civil and criminal penalties, see 2 U. S. C. § 437g(a)(6)(C) (civil); §437g(d) (criminal).
According to the Court, reliance on this earmarking provision “ignores the practical difficulty of identifying and directly combating circumvention” and “would reach only the most clumsy attempts to pass contributions through to candidates.” Ante, at 462. The Court, however, does not cite any evidence to support this assertion. Nor does it articulate what failed steps the Government already has taken. Nor does it explain why the burden that the Government allegedly would have to bear in uncovering circumvention justifies the infringement of political parties’ First Amendment rights. In previous cases, we have not been so willing to overlook such failures. See, e. g., Bartnicki,
In my view, it makes no sense to contravene a political party’s core First Amendment rights because of what a third party might unlawfully try to do. Instead of broadly restricting political parties’ speech, the Government should have pursued better-tailored alternatives for combating the alleged corruption.
NAACP v. Button,
The Court makes this very assumption. See ante, at 464 (“There is no significant functional difference between a party’s coordinated expenditure and a direct party contribution to the candidate”). To the extent the Court has not defined the universe of coordinated expenditures and leaves open the possibility that there are such expenditures that would not be functionally identical to direct contributions, the constitutionality of the Party Expenditure Provision as applied to such expenditures remains unresolved. See, e. g., ante, at 456, n. 17. At oral argument, the Government appeared to suggest that the Party Expenditure Provision might not reach expenditures that are not functionally identical to contributions. See Tr. of Oral Arg. 15 (stating that thе purpose of the Party Expenditure Provision is simply to prevent someone “from making contributions in the form of paying the candidate’s bills”).
The Court contends that, notwithstanding this burden, “it is nonetheless possible for parties, like individuals and nonparty groups, to speak independently.” Ante, at 450, n. 11 (emphasis added). That is correct, but it does not render the restriction constitutional. If Congress were to pass a law imposing a $1,000 tax on every political newspaper editorial, the law would surely constitute an unconstitutional restraint on speech, even though it would still be possible for newspapers to print such editorials.
The Court’s holding presents an additional First Amendment problem. Because of the close relationship between parties and candidates, lower courts will face a difficult, if not insurmountable, task in trying to determine whether particular party expenditures are in fact coordinated or independent. As the American Civil Liberties Union points out, “[e]ven if such an inquiry is feasible, it inevitably would involve an intrusive and constitutionally troubling investigation of the inner workings of political parties.” Brief for American Civil Liberties Union et al. as Amici Curiae 18.
Moreover, were I to depart from the record, as does the Court, I could consider sources suggesting that parties in fact have lost power in recent years. See, e. g., M. Wattenberg, The Decline of American Political Parties, 1952-1996, p. 174 (1998) (indicating that percentage of voters who identify with a party has declined while percentage of split tickets has increased); Maisel, American Political Parties: Still Central to a Functioning Democracy?, in American Political Parties: Decline or Resurgence?, 103, 107-111 (J. Cohen, R. Fleisher, & P. Kantor eds. 2001) (describing weaknesses of modern political parties). I also could explore how political parties have coped with the restrictions on coordinated expenditures. As Justice Kennedy has explained, “[t]he Court has forced a substantial amount, of political speech underground, as contributors and candidates devise ever more elaborate methods of avoiding contribution limits.” Nixon v. Shrink Missouri Government PAC,
The Court contends that I “ignorfe] [a] distinction,” ante, at 457, n. 19: Whereas Congress may not have been concerned with corruption insofar as independent expenditures were implicated, Congress was concerned with corruption insofar as coordinated expenditures were implicated. This “distinction” must have been lost on Congress as well, which made no finding that the Party Expenditure Provision serves different purposes for different expenditures. It also was lost on the Court in Colorado I, which stated in no uncertain terms that Congress was not motivated by “the potentially ‘corrupting’ effect of party expenditures.”
In Missouri Republican Party v. Lamb,
The Court does not argue that the Party Expenditure Provision is necessary to reduce the perception of corruption. Nor could the record sustain such an argument. See
Contrary to the Court’s suggestion, ante, at 459, n. 21, the District Court did not simply conclude that “Colorado I had rejected the anti-circumvention rationale as a matter of law.” Instead, the District Court first concluded there was no evidence of corruption,
Ironically, earlier this Term, this Court was less willing to uphold a speech restriction based on inference of circumvention. See, e. g., Bart-nicki v. Vopper,
The other “evidence” on which the Court relies is less compelling than the tally system. The Court presents four quotations, two of which do not even support the proposition that donations are funneled through parties to candidates. See ante, at 458 (quoting declaration of Leon G. Billings, former Executive Director of the DSCC); ante, at 458. These comments simply reflect the obvious fact that a candidate benefits when his party receives money. Neither comment suggests that the candidate is aided through the surreptitious laundering of money, as opposed to issue advertisements, get-out-the-vote campaigns, and independent expenditures.
The other two quotations are somewhat suspect in that they are made by Timothy Wirth, who was the object of the negative advertisements giving rise to this lawsuit, and by his national finance director. See ibid. (quoting App. 274 (declaration of Timothy Wirth)); App. 247 (declaration of Robert Hickmott, former Democratic fundraiser and National Finance Director for Timothy Wirth’s Senate campaign). Moreover, neither Wirth nor his finance director described how donations were actually treated by the DSCC, either in general or in Wirth’s particular case; instead Wirth and his finance director simply reflected on their understandings of how the money would be used in Wirth’s election. As noted above, the District Court found that “the primary consideration in allocating funds is which races are marginal.”
