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Federal Deposit Insurance Corp. v. Moss
831 P.2d 613
Okla.
1991
Check Treatment

*1 COR- FEDERAL DEPOSIT INSURANCE

PORATION, Liquidating Agent of Newcastle, Newcastle, Bank of

Oklahoma, Appellant, MOSS, individual, Appellee.

Ted A.

No. 69253.

Supreme of Oklahoma. Court

Nov. 1991.

Rehearing Denied June *2 Gore,

Gregory Morgan, Reyn- Fred E. S. olds, Hargis, Ridings City, Oklahoma & appellant. Percival, Heath, Sushnik, Culp, F.
John Percival, City, & Oklahoma Percival appellee.

SUMMERS, Justice. Moss filed a motion for summary judg- motion, ment on his counterclaim. In his As a result of the downturn Okla- he claimed that capacity during economy homa’s the 1980’sthe Fed- corporate insurer him owes the total Deposit Corporation has eral Insurance be- amount of deposit. his certificates of He major litigant many courthouses. *3 come copies attached depos- certificates of in today’s In case the FDIC has functioned by response it held In FDIC. to the sum- capacities: one as receiver a failed two mary judgment motion, urged FDIC that note, money bank to which was owed on a the counterclaim of Moss should not be of a and another as insurer second failed by allowed because a debt owed one receiv- alleged money depositor. bank to owe to a (Dill State) ership could not be set off capacities in The FDIC these two against a debt due receivership another brought together here the because debtor (Newcastle). urged FDIC also pri- that the happens of the first failed to bank mary liquidat- action filed involved FDIC as depositor of the second. Our issue is ing agent Newcastle, rather than FDIC by framed FDIC’s claim that it must be corporate (or in capacity capacity its as capacities— separately treated in its dual Dill,)1 liquidating agent for and thus the that its suit on behalf of failed bank num- proper counterclaim not was under the subject one is to offset or ber Code, Pleading O.S.Supp.1984 Oklahoma against counterclaim failed bank number opportunity two. This is our first to exam- Finally, FDIC stated there was a factual ine the dual roles of the FDIC and how counterclaim, defense to the they procedural fit into Oklahoma’s civil Dill records of State Bank show Moss’ establishment. deposit three certificates of had been by president cashed of the bank with FACTS AND BACKGROUND this, support the consent Moss. As response FDIC-Newcastle attached its money Moss borrowed from the Bank of Moss, copy payable of a check made gave promissory and his note. Newcastle by president per endorsed the bank “as failed, May The Bank of Newcastle and on telephone conversation with Moss.” One 16, 1985, appointed by the the FDIC was deposit presented by other certificate of Banking liquidat- State Commissioner as its in Dill Moss was not found State Bank ing agent. The Moss note went into de- records. suit, attempting fault. FDIC filed this granted collect the an- The trial court Moss’ motion for debt owed bank. Moss swered, disputing summary judgment amount on his counterclaim. owed. He counterclaimed, so, FDIC, asserting doing In the court stated that in also that FDIC holding belonging capacities liquidating agent funds to him in ex- its as was both insurer, corporate granted cess of the total amount owed on his note. had been two produce These funds were the form of certifi- extensions of time to evidence to deposit by dispute him claim that the cates of owned and issued Moss’ certificates deposit owing. by the Dill State Bank. Dill Bank were FDIC had failed to State 7, 1985, July produce any evidence to refute this other had become insolvent on appointed liquidating had as than the endorsement mentioned above. been words, The court determination agent for that failed bank. other made a factual were con- Moss wants to offset claim that insofar as the certificates FDIC’s Newcastle, cerned, acting capacity in its him for his note to Bank of the FDIC was using says rightfully corporate responsible was money he his but as insurer and loss, being regardless Dill for the of how it occurred. which is withheld FDIC for Bank, dispute, responsible Finding facts in because FDIC is no material State summary judgment as deposits. granted for Dill Bank’s trial court State "corporate” "corporate opinion “liqui- capacity. first We use 1. In this we use "receiver" dating agent" interchangeably it in its second. for FDIC in its insurer” to describe pending in the trial The “interrelated claims” rule rests on to Moss’ claim. Still original principle filed court is the action that issues multi- ple the note to Bank of Newcastle. interrelated claims cannot be com- pletely until all of the decided issues Appeals, in an appeal, the Court On raised in each of the claims stand re- opinion, summarily affirmed unpublished (Id. Added) 671-72) (Emphasis solved. at Having the trial court. certiorari, granted earlier we now vacate case, present In our Moss’ counter Appeals, the Court of hold opinion capacity the FDIC procedurally the counterclaim Dill/corporate separate insurer is and dis summary winnable at the proper but not original tinct from the claim of the FDIC as stage, and to the trial remand Newcastle/Liquidating Agent. Similarly, court. *4 Life, at Oklahomans for summary judgment to one we held as THE APPEAL PREMATURE? IS judgment cause of action was a final question first address the of We There, appealed. petition could be stat grant summary the trial court’s whether ed two causes of action—one for tortious counterclaim is a judgment as to Moss’ of a lease and one for acts of con breach appeal may disposition final from which an spiracy. Because these two causes of ac Generally, summary adjudication lie. “separate tion were based on transactions single all of a cause of less than issues wrongs,” separate we held them to be beyond action is the reach review. See thereby and distinct from one another al 681; Farm. 12 O.S.1981 Mann State lowing appeal summary disposition of the (Okl. Ins., 669 P.2d Mut. Auto. Here, of one of the causes of action. however, rule, This does not include giving two events rise to the different there are two distinct the situation wherein times, claims occurred at different in dif separate claims which arise out of transac ferent towns and at different banks. The wrongs. Life, tions or Oklahomans relation between two claims (Okl. Fair, 634 P.2d v. State Inc. parties. appeal, urges On the FDIC 1981); see also Eason Oil Co. v. Howard not even common fact there is this between (Okl.1988).2 Engineering, 755 P.2d the two actions. Eason, question we addressed the Hence, under Eason Oklahomans adjudication of a whether counterclaim Life, we find that the order of the trial appealable disposition: may result in a final sustaining request Moss’ for sum- court “multiple The rule is different when appealable dispo- mary judgment is a final denominated claims” a case—whether granting summary judgment sition. In claims, cross-claims or counter- as ruled on all the trial court issues that address them- claims—tender issues by Moss’ claim. Because his counterclaim legal rights selves to derived from a sin- separate on a occur- was based and distinct In those gle occurrence or transaction. rence, origi- subject unrelated to the no will result latter instances suit, properly nal before this any single the resolution of claim. from Court. must decided All interrelated claims to have before will be deemed PROCEDURAL ISSUES Conversely, none rendered. when been - Appellant objections multiple claims FDIC raises several summary judg propriety granting to the same action is interrelated with anoth- First, er, argues that Moss’ coun trial court’s decision determin- ment. dismissed be single claim will terclaim should have been ing all the issues Fed judgment. cause it the boundaries of be deemed to constitute a fell outside appeal prior judg- 2. There statutory exceptions general to final are to the orders certified for rule; (1) interlocutory appealable by These are not at orders stat- ment. See 12 O.S.1981 993. (2) right, utory here. §§ see 12 O.S.1981 issue 13(b). urges eral Rule FDIC also that dis When appointed the FDIC is liquidating as required “remedy” missal was because the agent bank, of a failed state it is then of setoff If available to Moss. we upon called to act in capacities dual —as prop determine that the counterclaim was liquidating agent and corporate insurer. er, summary judg FDIC then asserts that Id.; v. Ashley, F.D.I.C. 585 F.2d improper ment was because factual dis (6th Cir.1978). division of authority “[T]he putes remain below. 3 between the F.D.I.C. as receiver and corporate F.D.I.C. as insurer is statu [sic] A. PERMISSIVE COUNTERCLAIMS torily mandated.... Section 1823 [12 AND THE “OPPOSING PARTY” RE- 1823], moreover, U.S.C. clearly contem QUIREMENT plates transactions between the F.D.I.C. as urges that Moss’ claim is not a receiver and corporate F.D.I.C. as insurer proper counterclaim because it was not Gunter, 862; F.2d at see also [sic].” brought against “opposing party.” Buttram, F.Supp. F.D.I.C. v. original brought action Moss was (N.D.Ala.1984). by FDIC as receiver for Bank of Newcas- problem One central arises in a P A& tle. Moss in turn filed a claim agreement. agreement Because the must corporate FDIC as insurer of Dill State great be carried out speed, pur- below, *5 Throughout proceedings Bank. the chasing bank often does not have sufficient Moss treated the action as if it were a time to review and evaluate the risks of the counterclaim. FDIC treated it as if it were Thus, failed bank. accomplish speedy a third-party against a cross-claim filed transition, agreement the P & A provides in corporate capacity. FDIC-Dill its insurer purchasing purchase the bank need appeal, urges On FDIC it is not a only high quality. those assets of Those proper counterclaim under the Oklahoma purchased which are not are returned to Pleading Code. Before we answer this liquidating agent. FDIC as FDIC as question, necessary it explain is the dual liquidating agent then capacities of sells those bad as- impact the FDIC and the capacities corporate these different sets to in its “opposing capacity. on the FDIC Id. party” FDIC, requirement permissive for a corporate capacity, coun- The in its then terclaim. attempts to collect on these returned as- sets. generally recognized by

It is federal operates caselaw that the FDIC in two ap While on its face the FDIC (1) capacities: liquidat distinct receiver pears entity, to be one federal statutes ing banks, agent of insolvent v. Jones capacity. mandate the in 12 distinction See F.D.I.C., 1400, (10th 748 F.2d 1402 Cir. corporate U.S.C. in its ca FDIC § 1984), (2) corporate deposits. insurer of pacity wrongs responsible not for the To avoid inconvenience to the customers of FDIC as receiver. F.D.I.C. v. Roldan significant prob the failed bank and the Fonseca, 1102, (1st Cir.1986). 795 F.2d 1109 liquidation, FDIC, lems of whenever capac The in its receiver FDIC does not act feasible, employs a Assump Purchase and assets,” ity assignment after the of “bad Agreement tion in which the FDIC ar corporate capacity. but rather in Bat its ranges for purchase another bank to F.D.I.C., F.Supp. 670 753 sakis v. reopen failed bank and the failed bank (W.D.Mich.1987). corpo After in its FDIC interruption banking without operations. acquires capacity rate assets from the Hutcheson, Gunter v. 674 F.2d 864 receiver, may (11th Cir.1982). FDIC-corporate P A FDIC as Agreement The & (1) recover on those “in its bring involves three entities: suit to assets FDIC Receiv (2) Boulder, liquidating agent, right.” er or purchasing own F.D.I.C. v. Bank of (3) corporate (10th Cir.1990). bank FDIC as 1470 insurer. 911 F.2d petition 3. We do not address the remainder of the issues in the amended for certiorari. See Ford Ford, they (Okl.1988). raised FDIC because were not v. 952 618 capacities promissory

The distinct become rel states that Moss’ note was sold evant when Moss’ counterclaim is con liquidating agent FDIC as for Newcas- parame fall sidered. order to within tle to in corporate capacity. FDIC its permissive ters of a counterclaim under corporate FDIC in its capacity insurer 13(b) O.S.Supp. both Federal Rule and 12 the holder the promissory therefore 2013(B), claim must involve an note. See, “opposing party.”4 e.g., Corning, 696 against Moss’ counterclaim is in its F.Supp. party may bring at 1247. A corporate capacity. insurer Because FDIC permissive “against oppos counterclaim appeal on appears now clarifies that it in ing party arising out of the transaction corporate capaci- this lawsuit its insurer subject or occurrence that is the matter of ty, agree we that Moss’ prop- counterclaim opposing party’s claim.” See erly 13(b) Federal falls within Rule and 12 O.S.Supp.1984 2013(B); Federal Rule 2013(B). O.S.Supp.1984 Moss’ claim 13(b). “opposing party” requirement completely separate arises out of a transac- respect counterclaim means that tion, party but involves the same —FDIC plaintiff brought when a has suit in one corporate capacity. insurer capacity, may the defendant not counter on FDIC asserts that the counter capacity. him in another permitted claim should not be as it involves Banco Nacional De Cuba v. Chase Man Dill failure State Bank whereas Bank, (2nd hatten F.2d Cir. original action involved the Newcastle A counterclaim Relying Bank. Berry, F.D.I. C. v. capacity original other than as the claim F.Supp. (E.D.Tenn.1987), FDIC as ant cannot be sustained. F.D.I. v.C. Corn arising serts that claims out of one receiv Ass’n, ing Savings F.Supp. & Ln. ership imputed cannot be to another receiv (E.D.Ark.1988). Dove See also However, ership. because we have deter F.D.I.C., Ga.App. 269 S.E.2d 516 *6 mined that the Plaintiff is in its FDIC (1980). case, In this Moss’ counterclaim is corporate capacity rather than FDIC as procedurally legitimate only if the counter receiver, proper party which is also the capaci the involved FDIC same lies, whom the counterclaim we ty original as the claim. question. need not address this Here, appointed the FDIC was as liquidating agent of the both Newcastle B. SETOFF Bank and the Dill Bank. In State both also FDIC asserts that setoff is not cases, made, agreement a P A& proper in this case because Moss’ counter banking operations never ceased. At the claim did not arise until after FDIC had level, urged trial FDIC that it was not appointed been as receiver for the Newcas present capacity corporate court its as Relying tle Bank. Bailey Lankford, on insurer, only present liquidat but was as a (Okl.1916) 154 P. and FDIC v. ing agent for It is Newcastle. this factual Cir.1985), (10th McKnight, 769 F.2d 658 assertion the which was basis of FDIC’s FDIC claims that a cannot assert debtor argument that the counterclaim was not any rights to or claims proper offset for debts original within the action because arising place after the is in mutuality parties. bank’s receiver there was no par relationship because the the between However, appeal, the has FDIC insolvency. ties is frozen as of the time changed position, apparently realizing only McKnight, was called in to the holder Moss’ note has the FDIC See, Dove, standing bring e.g., Square to receiver of Penn Bank. suit. the failed brief, reply Immediately, reprogrammed 269 S.E.2d at 517. In the FDIC rate, may apply 4. We address this issue under both federal and if it is the receiver but state law procedural complica appears. capacity state rules because in which the FDIC See Roldan-Fonseca, tions involved when the FDIC acts in dual ca F.D.I.C. v. 795 F.2d (1st 1986); pacities regard Ashley, to a state bank. Federal Cir. F.D.I.C. v. 585 F.2d (6th 1978). applies corpo law if the action involves 161-62 Cir. FDIC— computers reject any payment merly prac bank to known as setoffs in Oklahoma However, $100,000.00. tice. Committee more than See Comment to Section 2013; (now program computers reject to see also O.S.1981 272 failed to re pealed replaced by 12 O.S.Supp.1984 checks this amount. Be- cashier’s above 2013). corrected, A ancillary juris trial court has computer fore the error was two permissive diction of a counterclaim in the cashier’s checks in excess of the limit were form of a setoff. brought by An United States v. Thermo cashed. action was Contracting Corp., F.Supp. payment. excessive FDIC to recover the (D.New Jersey Furthermore, urged payment The defendants Sec 2013(E) provides tion that a claim which was final and restitution for the excess was acquired matured or was required. serving after the The Tenth Circuit held that pleading consent, may, of a with the insolvency, court’s at time of relation be added and as a parties “cast in stone”. counterclaim. became Id. Regardless pay- at 661. of the excessive Here, the initial action was filed on De- ment, insolvency at the time of FDIC was answered, cember 1985. When Moss he banking in- bound federal law which right plead reserved the further with deposits up sured to the amount of regard 14, 1986, July counterclaims. On $100,000.00. Hence, the FDIC was entitled he amended his answer to assert his coun- recovery of all amounts excess of terclaim. Dill Bank State was declared $100,000.00. insolvent several months after Newcastle’s insolvency. Clearly the counterclaim did agree held We that as the loan not mature until the failure of Dill Newcastle, State relationship between FDIC 7,1985. However, July Bank on we believe as receiver Newcastle and Moss was regardless of the fact that it accrued frozen when Newcastle became insolvent. failure, However, or matured after the Newcastle disagree we that the Newcastle Section 2013 allows for such a counterclaim relationship extends and affects the rela- by way Bailey of setoff to be filed. is not tionship which later arose between FDIC determinative of this issue because it was corporate Dill insurer of State Bank and long of our case, decided before enactment If such certifi- Moss. were Moss’ Pleading current Code. deposit cate of at Dill in effect State would be “uninsured” because of the earlier insol- FACTUAL DISPUTES vency of Newcastle. We decline to extend *7 McKnight present to cover the factual situ- question surrounding factual The central ation. counterclaim is whether Moss con- Moss’ president’s sented to the bank actions agree As for we that Bailey, deposit, withdrawing the certificates prior adoption present plead of the president’s into the ac- depositing them code, ing general rule for setoff was Moss states that he had no knowl- count. any claim that a debtor could not assert edge did not consent to such actions. of and arising insolvency. after the bank’s See However, on the the endorsement back Young, v. 222 P. 954 also Beams that the action was taken the cheek stated However, (Okla.1923). pleading under the consent of Moss. with the 1984, party may in code enacted file as a Summary judgment proce “any oppos is a counterclaim reach a final ing party” regardless of whether it tool used to arises dural dispute as to separate from ini cases where there is no out of a transaction those Regu O.S.Supp.1984 2013(B). 12 material fact. v. tial claim. See Manora Watts (Okl.1989). Co., P.2d purpose The of such a broad rule is lator evidence, may but disposition may weigh not allow the of all claims at once. The court to de presented Operat only Int’l review evidence Mayes v. Local Union of dispute. factual F.Supp. termine whether there is a ing Engineers, 739 Co., (N.D.New Exploration Stuckey Young York Permissive counter (Okl.1978). All inferences P.2d claims include those claims that were for OPALA, C.J., SIMMS, J., must taken in favor of the the evidence dissent. Frazier, party. opposing Erwin v. J., KAUGER, participating. (Okl.1989). Summary judgment P.2d 61 OPALA, Justice, Chief with whom evidence, denied if under the reason will be SIMMS, Justice, joins, dissenting from the men could reach a different conclu able appeal. court’s failure to dismiss this Reid, Runyon v. 510 P.2d sions. holds, pronouncement The court’s inter (Okl.1973). proper The is not issue alia, (FDIC) plaintiff/appellant that summary judgment presented and must be appealable tenders for review an decision. jury to a if different conclusions as to the Although adjudication from which cor- may regard partic facts be drawn with to a sought gave rective relief is the defen- question. ular fact Anderson v. Falcon (Moss) appellee “summary judgment” dant/ Co., (Okl.1985). Drilling setoff, on his counterclaim for it unde- left termined not FDIC’s own claim but Here, surrounding the facts Moss’ other also material issues raised Moss’ deposit cloudy. certificates of are Moss quest against FDIC. for affirmative relief president claims that the bank was not (1) I would dismiss this because deposit authorized to cash them or to them clearly decision the court before revealed president’s personal account. In its nonappealable the record to be but brief, reply asserts no evidence (2) partial summary adjudication and even was ever to the trial court as to assumed, record, contrary if we to the money, the whereabouts of the or as to judge give the trial intended to Moss a whether it was embezzled the bank free-standing, judgment, executable president. FDIC also claims that Moss disposition of Moss’ claim while FDIC’s president consented to did. whatever pending ap- remains lacks the attributes not, Remembering may that the trial court pealability. The claims both FDIC and evidence, stage, weigh at this find we Moss are indeed interrelated1 and must summary judgment properly was not disposition ap- be decided to make granted. evidentiary There is material be pealable as a within the mean- fore the court that Moss consented to the ing 12 O.S.1981 681.2 I would so cashing Dill Bank President’s his certifi hold. cates. At least one material factual dis pute remains as to Moss’ counterclaim. I. opinion Appeals of the Court of THE ANATOMY OF LITIGATION summary judgment vacated. The promis- FDIC sued Moss to recover on a district court is reversed and the matter sory note in default. Moss denied that the proceedings

remanded for further on the due, obligation past disputed the counterclaim. amount, pleaded setoff based on ma- deposit allegedly

tured certificates of held *8 HODGES, Y.C.J., LAVENDER, and by FDIC. He also counterclaimed for an DOOLIN, accounting HARGRAVE and ALMA payment of funds due him WILSON, JJ., concur. excess of his total indebtedness.3 Moss " * * * currently 1. The claims are interrelated within the teach- holds funds ... ings Engineering, of Eason Oil Co. Howard property are the of Said funds [Moss].... they note when arise out of the same fully discharge ... are sufficient to the indebt- infra occurrence or transaction or when one claim may [Moss], by hereby, edness owed [Moss].... be set off another. See Part III of elects, formally right, as is his to have said opinion. this by applied funds to the indebtedness owed him to ... full satisfaction [the bank] 2. The terms of 12 O.S.1981 681 are: thereof." judgment "A rights is the final determination of the allegation by pro Holden, Okl., This "states a tanto defense parties in an action." way of set-off." Brown v. plead In his amended answer Moss as an 3. (1966). affirmative defense: “partial summary judg- appears later a record to that character- refute plea, ment” the trial which court sus- ization. tained. This is that deci- from expressly Moss had asked the trial court sion. briefs, According appellate to the ruling single for a a but issue —whether pending FDIC’s claim remained when it any there is dispute factual over the mere brought petition-in-error. deposits “existence of and total liabilities” $90,136.76.6 due him in the amount of Spe

II. cifically excluded from consideration below FDIC HAS TENDERED NO APPEAL- joined were the other issues Moss’ claim ABLE DECISION FOR THIS journal entry for affirmative relief.7 COURT’S REVIEW signed and a courtroom minute explicitly sustain no more than Moss’ “Motion definition, By “partial summary judg- for ” Summary Judgment. Partial ment,” Although precisely, partial or more sum- journal entry mary adjudication, disposes of less than all language bears added indicating “judgment” issues in a claim Deci- had been rendered of for relief.4 sions under appeal- this rubric are not and describing “prevailing Moss as par able, ty,” I adjudica nonetheless they unless fall into a of inter- consider class There locutory appealable tion as no more than by right interlocutory.9 orders or are can be judgment no when the court dis appellate certified for immediate review.5 Although poses prius portion the court treats the nisi but a the claim and of of order in immediately this case as an exe- leaves unresolved joined by issues FDIC, judgment cutable pleading.10 Summary Judgment Moss denominated his demand as a "counter- is whether there is following language: claim” dispute material as to the existence of fact of " * * * currently holds funds in an deposits and total liabilities of the Dill State amount in excess of the total indebtedness of Bank for which Ted A. Moss is entitled to be seized_ deposits 190,136.76." ... in the form of (Em- [Moss] paid in the total amount of accounting added.) entitled for an phasis [Moss] [sic] funds, payment surplus said of the net supra 7. See 6. note said funds....” Television, Inc., Okl., 4. Reams v. problematic following Tulsa Cable I consider as lan- (1979). guage quoted journal P.2d entry: from the "Summary adjudication” highlight NOW, THEREFORE, serves to "IT IS THE JUDGMENT process essence of the decisional when some judg- AND ORDER OF THE COURTthat the Motion summarily Defendant, issues are determined but no Summary Judgment Partial for Ted A. terminology appears Moss, ment is rendered. This hereby be and is sustained and adopted by have been the Committee on Rules that he be awarded in the total $90,136.76. of Practice and Procedure of the U.S. Judicial amount The award costs proposal ..., Conference in its most recent to revise attorney[]s prevail- [Moss] fees summary Rule F.R.Civ.P. “FRCP 56 on ing party, pending applica- are deferred further completely proce- rewritten. The (Emphasis tion add- therefore Defendant." summary adjudication, ed.) dure is described as summary judgment disposing include both of an Wilson, 9. See Hutchison v. 136 Okl. 276 P. defense, summary entire claim or and a deter- (1929), recognized where the court mination that does not resolve an entire claim.” "though language court took [trial] 9, 1991). Advisory (Sept. Federal Practice 2at judgment,” clearly the record form of final Television, Inc., supra 5. Reams v. Tulsa Cable judicial indicated that the locutory act was but an inter- note 4 at 374. added.) (Emphasis order. support 6. Moss' his “Motion 2; Partial supra 10. 12 O.S.1981 note Reams v. brief *9 Summary Judgment" prominently states: Television, Inc., 374; supra Tulsa Cable note 4 at " * * * Okl, Life, claims Ted A. [T]he of Moss for an Oklahomans For Inc. v. State Fair of Okl., 704, accounting allegations (1981); Hurley Hurley, and his that the Bank 634 P.2d 706 v. 194, 147, (1942) (the properly payments of Newcastle did not credit 191 Okl. 127 P.2d 148 3); syllabus Riley, made his Note at Bank of Newcastle court's Foreman v. 88 Okl. ¶ 75, (the (1923) ¶4); syllabus are not at issue in this Motion Partial 211 P. court’s 495 for Shriver, 108, Judgment. (1921) Summary The sole issue to be Wells v. 81 Okl. 197 P. 460 (the 2). support syllabus in this Motion Partial court’s ¶ of for 622 construing ambig- the terms of an

When ill. order, this court will examine the four uous IF THE EVEN DECISION AGAINST interpret it to corners of record before HAD FDIC DETERMINED MOSS’ decision.11 The order judge’s trial COUNTERCLAIM, ENTIRE THE AD- giving must not be construed as more JUDICATION WOULD STILL LACK than that which intended THE ATTRIBUTES OF APPEALA- relief demanded.12 light BILITY of the record before us, judge the trial could not have reason- Assuming, arguendo, the trial ably give judgment, Moss a nor dispose intended to intended to court and did of quest Moss’ entire in advance expect summary did the latter more than a for relief of him, adjudicating FDIC’s disposition, judgment, short of a of far appeal this should be dis nonetheless opin- in the case. The court’s some issues appealable missed want deci gives ion hence trial court’s decision sion. The issues joined by Moss’ demand sweeping sought than a more effect directly related to those for setoff are by by Moss and warranted the record by yet raised FDIC’s unresolved claim.14 made below. “All interrelated claims must be decided judgment will be deemed to have This should be dismissed. The before been rendered.”15 A decision on Moss’ order, prius today over the court nisi which clearly setoff claim alone cannot constitute reviewing cognizance, presents takes but a judgment.16 nonappealable, interlocutory summary ad- very nature of The setoff —whether as judication.13 defense, serted as a counterclaim or cross- relationship claim 17—denotes a direct claim.18 It serves to reduce opposing demand, Bryan Hasp. Authority, Ring v. Memorial Board 11. Education Town Frazier 281, Okl., (1989). State, 437, 325, ling 775 P.2d 285-286 v. 172 Okl. 46 P.2d 327 (1935)). secured Counterclaims the defendant Bryan Hosp. Authority, 12. v. Memorial Frazier relief,” 108, Sniggs, "full Mathews v. 75 Okl. 182 supra note 11 at 286. 703, (1919), P. had to arise out of the upon plain transaction or occurrence which the ample legal prema- FDIC has means to bar 13. based, Holland, Okl., tiffs claim Perrault v. "victory." If ture execution on Moss' Moss were 240, Setoff, (1961). 360 P.2d which need enforcing adjudication attempt in ad- plain not have been related to the basis of the case, vance of the trial court’s claim, defense, could as a tiffs be asserted coun protect power could be invoked to upon any based terclaim or cross-claim contract quashing general execution or order that Holden, opposing party, supra with the Brown v. ruling yet would define the in his favor as not party demanding note 3 at 533. In one case the failed, pro- could executable. If this seek any setoff was not entitled to a prius all nisi enforcement hibition arrest sought liability imposed by excess over the to be process. Okl., Mitchell, the initial claim. See White v. 950, (1955). P.2d Engineering, Co. 14. See Eason Oil v. Howard 669, Okl., (1988). 755 P.2d 18.Repealed sections of Oklahoma’s Code of Civ- Engineering, supra Co. v. 15. Eason Oil Howard espoused interrelationship il Procedure note 14 at 672. See, setoff and the initial claim. exists between 273, 1984), e.g., (repealed in § O.S.1981 infra 681, 2; supra § 16. 12 O.S.1981 note Eason Oil 1965) (repealed in § 12 O.S.1961 infra 672; Engineering, supra Co. v. Howard note 14 at (repealed § 12 O.S.1981 infra Lathrop, v. 204 Okl. 233 P.2d Dennis provisions These were eliminated our Seminole, (1951); City Okl. Fowler v. Code, Pleading longer recog- present which no Wilson, (1945); 163 P.2d 526 Hutchison v. nizes of the earlier distinctions between Fleming supra Baptist note 9 at 200. See also O.S.Supp.1988 See 12 setoff and counterclaim. Okl., Convention, General (1987) illustrating For cases those dis- infra. J., result). concurring (Opala, supra see note 17. tinctions pertinent pro- terms of 12 O.S.1981 273 Pleading present Before the enactment of the (12 vided: O.S.Supp.1984 seq.j, 2001 et Okla Code “ * * * party plead prove a distinguished can [E]ither a counterclaim and homa between nature, (also proper demand for setoff known as a cross- or counterclaim setoff

623 liability sought imposed.19 to be the O.S.Supp.1990 1006(A)21 terms of 12 had § judgment hence can be no until There been in effect when the decision in this adjudic both the claim and the are setoff (Effective 1, 1991, case was made. June ated.20 This would also be true if the liability sought by part single be controversy requir- the “becomes ... defense of enforced of party, necessary ing only Baldwin, the and it shall be judgment;” other ... one Baldwin v. 400, 792, (Ohio that such setoff shall exist as between all 37 Ohio L.Abs. 47 N.E.2d 793 added.) (Emphasis parties_” App.1940), which holds that when a cross-de- provided: 12 § The terms of O.S.1961 274 “only judgment mand is proper;” asserted one is only pleaded "A can be in an action Co., 84, Kramer v. K.O. Lee & Son 64 N.D. setoff contract, and must be a cause 373, (1933), holding N.W. founded of that when a coun- arising by upon action contract or ascertained interposed judgment fully terclaim is “the should added.) (Emphasis the decision of a court.” parties’ rights; Pennsylvania determine" the Co. provided: The terms of 12 § O.S.1981 Lives, Lynch, For Insurances On Etc. v. Pa. any recovery money "In action in which a of 23, 157, (1932), 162 A. where the court sought may any is cause defendant setoff of judg- observed that a defendant should have money recovery action the which he has for of ment on his counterclaim when it exceeds the at the the answer is time Where neces- filed. plaintiffs established demand. These authori- sary delay prejudice, to avoid or the court harmony ties are in with our own statutes and may try separately.” (Emphasis the setoff cases. added.) 699, infra, provi- See also 12 O.S.1981 § whose pertinent O.S.Supp.1988 § terms of 12 sions, though repealed with the advent of the provide: Pleading clearly Code in mandated but a single judgment party in an COUNTERCLAIMS; action in which a "B. PERMISSIVE CON- TINGENT COUNTERCLAIMS. for setoff. provided: The terms of 12 pleading may § O.S.1981 "1. A state as a counterclaim setoff, any opposing party "If a an counterclaim or established at the not aris- trial, ing plaintiffs out the transaction or occurrence that is exceed the claim so estab- of subject lished, opposing party’s judgment the matter the must be of for defendant excess; claim. given appear or it that the for if any relief, is entitled to defendant affirmative "C. COUNTERCLAIMEXCEEDING OPPOS- judgment given (Emphasis be shall therefor." CLAIMS; ING STATUTES OF LIMITATION. added.) may may “A counterclaim or not diminish or language entirely This is consistent with the defi- sought recovery by opposing supra defeat nition in 12 O.S.1981 of party. may exceeding It claim relief note whose terms have been in since effect sought amount or in kind different from statehood. pleading opposing party. Where opposing a counterclaim and the claim of the 1006(A), O.S.Supp.1990 21.The terms of 12 party arise out of the same transaction or 1006, provide: now known as § occurrence, the counterclaim shall not be "When more than one claim for relief is barred a statute of limitation notwithstand- action, claim, presented in an whether as a ing petition that it was barred at the time the counterclaim, cross-claim, third-party or filed, and the counterclaimant shall not claim, involved, multiple parties or when are recovering precluded an from affirmative may preparation filing the court direct the and judgment. Where a counterclaim and the one or more but final opposing party: claim of the only parties than all the claims or fewer 1. Do not arise out of the same transaction upon express that there is no determination occurrence; just express delay upon an reason and judgments; money 2. Both claims are for judgment. filing In the direction Both claims had accrued before either direction, and absence of such determination limitation; was barred a statute of decision, any order or however other 4. The counterclaim is barred a statute form designated, adjudicates than all asserted, which of limitation at the time that it is fewer answer, the action the claims shall not terminate ... whether in an answer or an amended any parties, as to claims or may the counterclaim be asserted to re- subject decision is opposing party’s order or other duce the claim. form of " * * *" judgment adju- added.) (Emphasis revision at time before rights dicating and the all the claims supra 19. See the cases cited note 17. parties with the liabilities all filed added.) (Emphasis Okl.Sess.L. court clerk.” Hunter, 18 at 1768. Kluge ch. & Mo. 20. See Brandtfen 56(b), (1940), patterned after Rule App. 1006 is 145 S.W.2d where Section pleaded the court held that when a it F.R.Civ.P. setoff *11 (A) subsection is now 1006. Okl.Sess.L. § LOVELACE, 1768.) ch. 251 18 at Section 1006 Marian E. § Plaintiff-Appellant, upon multiple specifically orders

deals entry claims. authorize the It does not v. portions some judgment when KEOHANE, Father Daniel C. Individual- determined,22 an entire claim are nor ly, Agent Employee and as multiple judgments does it sanction Roman Catholic Archdiocese of Okla- several are an action where claims City homa and the Di- Roman Catholic pressed. express In the absence of “an Tulsa; ocese of the Roman Catholic just determination that there is no reason City, Archdiocese of Oklahoma and the delay upon express direction for Tulsa, Roman Catholic Diocese of De- filing judgment,” adjudication fendants-Appellees. “one or more but than all fewer No. 74848. an action will not constitute a claims”in Supreme Court of Oklahoma. judgment.23 preserves 1006 thus Section 11, 1992. Feb. general in 12 rule—embodied O.S.1981 Rehearing April 68124—that a must include the Dismissed 1992. disposition of all the claims in an prejudgment

action but allows orders that

dispose of an entire claim to severed be trial court review advance of

judgment. procedural In this manner our

regime protects against the unfairness that if

would arise that is immedi

ately given party executable were to initially a setoff demand while the claim

pressed against party undec remained

ided.25 appeal.

I would dismiss this Convention, States, Fleming Baptist 22. See Tolson v. United 732 F.2d 25.See General (D.C.Cir.1984). J., concurring supra (Opala, note 16 at 1107 result). 1006, supra note 23. See text of supra of 12 24. For the terms O.S.1981 681 see note 2.

Case Details

Case Name: Federal Deposit Insurance Corp. v. Moss
Court Name: Supreme Court of Oklahoma
Date Published: Nov 5, 1991
Citation: 831 P.2d 613
Docket Number: 69253
Court Abbreviation: Okla.
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