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Favis Clay Martin v. United States
691 F.2d 1235
8th Cir.
1982
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*1 note, We Presumably statutory require- hearing. finally, that the state has not hearing is not exacting less for a fair ment the part from of the appealed judgment one, so whatever the constitutional than relating give to its failure to adequate no- in compliance the defendants remedy puts whose people tice to benefits are delayed 303(a)(3) should equally or with section (notice 602 B section as to why under they certainly put compliance them in with more getting benefits are and notice that the clause. But process point due we do out charges have criminal against resolved court’s suggestion that the the district them, when that happens) and awarding proviso violates a abeyance “pre- held in to certain benefits named members of the of innocence” found in sumption the due Nothing we say today is class. meant to is clearly wrong, clause see Bell v. process unappealed portion of the judg- disturb 520,532-33, Wolfish, U.S. S.Ct. Subject to this qualification ment. (1979), proper- and was L.Ed.2d district judgment of the court is vacated plaintiffs in their ly ap- abandoned case remanded further proceed- and the to this court. peal opinion. ings par- consistent opinion no on the district express We also their own costs in ties shall bear this court. bearing discussion self- court’s So Ordered. clause of the Fifth Amend- incrimination ment, applied through the states as clause, on question process of how

due proceedings in administrative prove unemployment applicant insurance felony committed work-related

has forbade the state

theft. silence as evidence that to use a claimant’s Clay MARTIN, Appellant, Favis crime, and to guilty postpone he was accordingly. The propriety his benefits guilt from an inference silence to using America, Appellee. STATES of UNITED (on is a difficult issue a benefit which deny FCC, 115 U.S.App.D.C. cf. Blumenthal No. 81-1908. (1963); F.2d 276 Clifford Appeals, Court Shoultz, 1969)) Eighth Circuit. yet not decide but that we need consider in the first should instance in state 12, 1982. April Submitted procedures comply designing 4, 1982. Aug. Decided district court will judgment enter En Rehearing on remand. Banc Rehearing 10, 1982. Sept. Denied iye express any do view on the Neither abeyance inclusion held in quaint 22, 1983. Certiorari Denied Feb. justice” from “fugitive[s] along proviso See 103 S.Ct. in legal are people custody who or on plaintiff the members of the bail. None of justice. from It fugitive would be

class is fugitive who asked to receive

an audacious compensation

unemployment fugi while a more audacious one who

tive and an even hearing to decide whether he

demanded the crime for which he had

had committed event, jurisdiction. his case

fled express us no opinion

is not before rights, if

concerning any, under section

303(a). *2 Muchnick, Lewis, Rice, Tucker, A.

Steven Chubb, Louis, Mo., appel- & St. Allen lant. Dittmeier, U. Atty., E. S. Ka-

Thomas Louis, Knaup, Atty., Asst. U. S. thianne St. Mo., appellee. BRIGHT, HENLEY R. and JOHN

Before GIBSON, Judges. Circuit GIBSON, Judge. Circuit R. judge, JOHN upon receiving these messages, immediately sent the clerk to di- appeals Clay Martin his conviction Favis begin rect the deliberating and sending threatening let- on two counts doing (18 up anything hold on mail until through U.S.C. further § ters given. urges erred in word was The clerk was instructed *3 a mistrial when failing grant to one of the juror Burst bring to the to courtroom. The unfit to serve was found and re- jurors juror alternate either had not left the alternate, in denying with an a mo- placed or was in the hallway courtroom a few statements suppress when tion to Martin steps from the door he was asked to sign to the had refused Miranda waiver to the courtroom return and be seated. At form, overruling motions acquittal in p. m. in chambers the 4:55 district judge was ambiguous the evidence as because to with counsel and conferred defendant and were the letters threatening, whether following the made statements: instructions, certain and in giving denying jury has not The deliberated . .. the jury and discharge for continuance motions they could not deliberate and have not We affirm. counsel. this time.... deliberated 1970 was convicted of murder- the opinion is of Court that there has ing custody wife as a result of a dispute ... been no deliberations so no delibera- life sentence. A and received sister place. taken tions have and her adopted wife husband the deceased marriage, and alleged child of the Martin’s mistrial A motion for was made by defend- threatening letters were directed to the at- and denied. The court discharged juror ant the torney representing family, Mark I. ground on the Burst he was mentally Judge, Bronson, Gary and the M. Gaertner. incapable physically of serving and sub- to 5-year was sentenced term on alternate juror. the jury stituted was The sentences are to each count. run con- begin to then ordered their deliberations. each other currently with and consecutively argues that the substitution of the Martin is serving the term in the Tex- juror violated alternate Federal Rule of of Corrections for Department the mur- as 24(c), provides Procedure which Criminal as der. follows:

I. jurors .. . in the Alternate order they are called shall replace jurors which' jury instructed, the was After the who, excused to the time juror prior jury was and the the jury alternate retires to p. verdict, m. at 4:38 Moments retired thereafter its become consider are or found judge1 received word of bizarre disqualified unable or perform to be part on the of one of jurors, behavior duties.... An juror their alternate who clerk Burst. A law of one judges Mr. replace regular juror does shall be agent reported an judge FBI after discharged the jury retires to con- juror had told several people its verdict.... (Emphasis added.) sider an assistant bailiff he was marshal is whether in The issue this case the jury number of stopped a asking had individuals to consider retired its had verdict. their identification and the nature of particular Under circumstances in the area. The agent their business FBI case, that, juror presented had conclude attempted reported go although jury of one had left courtroom, the chambers into other stating that he judges, again was an assist the deliberations had because not com- or marshal. ant bailiff jury had not retired menced2 to con- Cahill, Jr., Clyde findings S. 2. The 1. The Honorable judge jury of the district that the Judge for the Eastern States District District of questioned. are not had not deliberated He Missouri. verdict, improvident and the substitution of the sider if substitution of an alternate juror proper. was alternate juror permit proceed would trial to a just Whitfield v. Warden of verdict.” were circumstances involved in Similar Maryland Corrections, House of Cohen, 1973), cert. denied 419 U.S. 1976), “sleeping juror” where a 139, 42 (1973). L.Ed.2d 116 jury alternate. 95 S.Ct. replaced had kept waiting hallway outside a number disapprov- cites of cases The court courtroom. ruled: a juror, but these deci- substitution interpretation is too formalis- Appellant’s distinguishable sions are on their facts. jury had been ordered Although tic. Lamb, retire, yet so it had done because (9th Cir. reached a ver- begun never their jurors had delibera- dict, rejected,’ the court .which no violation We find of the rule. tions. *4 juror joined the deliberations. alternate Paving Metropolitan Co. Interna- v. impermissible found coercion on The court Operating Engineers, Union of 439 tional juror. United v. Alli- the alternate States 300, (10th 1971), 304 Cir. an F.2d alternate son, (5th 468 1973), appeal F.2d Cir. 481 “just as the jury substituted prepared was F.2d (5th 1973); 487 339 after remand Cir. a bailiff jur- when one deliberate” heard to Hayutin, (2d v. 398 F.2d 944 United States not did want that he to serve on or remark 1968); United States v. Beasley, Cir. 464 job fear for his jury and had since he the (10th 1972); Cir. v. F.2d 468 United States major a union member. complaint was Chatman, (4th 1358 1978); 584 F.2d Cir. and Metropolitan Paving was whether raised Virginia Corp., Erection had cause to replace court the the district (4th 1964), Cir. 868 all involved 335 F.2d not is raised in This issue the case juror. the jurors where alternate were situations this court. discharged jury when the retired to juror had a heart regular A attack and were deliberate. Convictions affirmed in an 'alternate replaced days two was Hayutin when it was deter- Allison and commenced following deliberations after partici- mined the alternates did not that four-month-long trial United any way jury’s affect pate in or in 971, (5th 664 F.2d 990-96 Phillips, Cir. However, in Beasley, deliberation. Chat- considering replacement 1981). In un- Virginia man Erection convictions were 24(c), Rule .of court der juror’s of reversed because alternate primary questions that were concluded jury room and ef- presence possible prejudice there whether fect on deliberations. any coercion. there was In Phil- whether that argues retired to Martin trial court went lips, elaborate consider its verdict minute it left the to insure deliberations com- lengths Phillips, supra As observed in courtroom. replacement anew after of the al- menced States, 993, on Fallen relying v. United us, case before In the ternate. 142, 139, 1691, 84 1689, 378 S.Ct. 12 U.S. of the district that delibera- findings (1964), the commenced, 760 Rules of it L.Ed.2d Federal had not cannot be said tions not, was in Procedure “are any way prej- and were not defendant Criminal be, rigid by replacement alternate for intended to code to have an udiced mentally meaning irrespective to be juror physical- found of the cir- inflexible We incapable serving. also consider ly give an cumstances.” would such of a mistrial rule, would be meaning that “declaration to the contrary to inflexible position Brickey States, 341, case. to observe make these was in a United 123 F.2d findings, 1941); McNally, district (8th which are similar 346 United States v. Cir. juror judge’s sleep, 398, (8th 1973). that a did observation 403 Cir. exami- 485 Our F.2d 419, Curry, (5th 422 United States v. fails record to disclose basis nation of the concluding findings as to whether and determinations Cir. of the district opinion juror on judge issues in a had formed manifest error. constitute

1239 2, Fed.R.Crim.P., of Rule Klingler provisions States, v. United 409 F.2d intended provide are the rules 1969); (8th Ellis, United Cir. States v. every pro- criminal just determination (8th 1972); F.2d Cir. shall construed to ceeding and secure Hart, and the fairness elimination simplicity, 1977); Johnson, and United States v. expense and delay. unjustifiable 1976). The court’s motion suppress denial was not Ex relies on Parte Shirley, 39 clearly erroneous. 634, 106 (1958), So.2d 671 Ala.App. in which phrase concluded “the the court III. means

jury retires” deliberate “retire[d] reach a verdict.” This definition is in argues that the motion for wording 24(c), Rule accord acquittal should have been sustained be its verdict” gives “retires to consider evidence ambiguous cause the as to weight to our conclusion that retir further the letters in whether issue were threaten simply than leaving means more ambiguous, ing. An letter cannot violate 18 courtroom, requires but retirement to delib States v. Barcley, § U.S.C. the verdict. erate or consider (8th Cir. F.2d 930 letter to the fa,ced Bronson, contained lawyer, the following court was with a diffi- language: case, in this cult decision but its action in removing juror questionable promptly I don’t know if the Abuchon’s you told the substitution of the stability and alter- not, but the reason their are sister is in *5 24(c). violate Rule nate did not prison, I am in is grave, her because the presented that action no claim a makes we had over arguments the custo- question. constitutional dy of this child. sentence asked him to the bureau’s June tional the erred statement Martin made himself, warden’s there rights. denying aloud to was no waiver and said that he understood read office at “advice FBI to Hartung, claims the district a statement the Hartung gave it. Martin agent II. motion to Huntsville, rights” Hartung, urging of his constitu the to Hartung read the suppress remainder defendant form and Texas on court first his it, about rest vor. old, then possible. it. adoption, I’m I don’t need will all burn s{: But, prefer [*] and I’ll I’ll They it. Their sister trying to do the Aubuchon’s a my go I when When there is no remedy [*] [*] best natural not be locked in broke, realize that. you any Court to vacate [*] in hell together. [*] to seek life. stop should that happen, did’t!!! [*] [*] Judicial relief if and think about They I’m 42 [*] [*] [sic] prison best years think sf! [*] left, the the fa- Martin, (the having killed his wife sign the sister rights waiver of but refused Aubuchons), in making then the the state- proceeded The interview form. Bronson, letter directed to freely and ments in the talking without hesita- the above paragraphs He cannot claim writing reluctance. admitted tion or any way ambiguous. letter are Hartung the type- and showed letters the Gaertner, Judge the following letter to was introduced The statement writer. appears: language procedure was similar held not to trial. A guaranteed rights by Miranda in sir, child, my just violate I see without don’t You Butler, 369, 376, 441 U.S. [expletive North Carolina really give a about deleted] 1755, 1759, 60 (1979), therefore, L.Ed.2d 286 life, 99 S.Ct. necessary, if it be I will court concluded that where the waiver can adoption without the aid of vacate the from clearly inferred the actions Court, be in so I doing got scrup- no also, person interrogated. words See ples. legally vacate the officials calling

I have tried attention to improper con- reason for that adoption, language may is because used duct and vehement, vituperative or not want abusive without only I do more god knows the law. court refused to add violating sir, bitch, son of you a I’ll But trouble. proposed person two sentences that a has permit I you in hell before to do you see public removal right to seek official my me son. this to seek and that a threat removal or dam- about the You best think seriousness of is not reputation a violation of the age his its to late. telling matter I’m support was no evidence to law. There I every mean this because word of it. you court, language refused proposed atall care about you anything If the child demonstrates no error of the and Martin you best do somthing. and others involved in so refusing. forever, in Texas keep me They can’t Fuel, 1978). Dean or the You and I Mister two hold instructed responsible. personally burden to government establish happens I what to me so don’t care doubt that beyond a reasonable the commu didn’t long you enjoy your as I know conveyed a injury threat of nication want! immunity. you And [sic] jury so found it must unless the find the cannot Again, seriously claim guilty, but refused a pro defendant statements. ambiguity these The letters if posed language sentence injure determination intent to contain susceptible of two interpretations, one future. or in the presently threatening and other non-threatening, Metzdorf, (D.Mont.1918). 252 F. had the government burden to remove whether the question of con ambiguity. Barcley, States v. an issue of is threat fact for stitutes ambiguity finding defeated submissi supra, Lincoln, jury. United bility, require such an instruction does If reasonable we have in a in which concluded the case recipient, familiar context of the ambiguous. are not The instruction letters communication, would interpret it as a given treating and other instructions threat, go should adequately the issue the jury. proof burden of covered the sub *6 Maisonet, request. 484 United v. stance of the States v. United States F.2d 1356 Fuel, 1973). supra. (4th Cir. Barcley, supra, court capabili

In found that The instruction that actual equivocal successfully language ty accomplish was and that nei- threat is of the proper offense was recipient experienced of the letter not an element ther fear defendant’s incarceration. because of reading the letter. In upon this case the of instruction evidence Martin’s of the letter was clear and in the could be earlier offense considered for no of Martin’s conviction context for the mur- than to purpose and other establish intent wife, expressed of his concern of the der meaning of properly letters was letter, Bronson recipients Judge and jury’s limit the given to consideration of Gaertner, was understandable. The district this evidence. denying in not err motion for court did instructions, We con- acquittal. conclude whole, properly as a instructed the sidered cannot conclude that jury, we IV. any prejudicial error in has demonstrated objects to a number of instruc- the instructions. by district court given and to the tions language proposed of certain on his refusal V. behalf. the district court Martin claims that every per The court instructed grant refusing a continuance so erred in right to communicate with public son has discharge appointed his as to him allow

1241 lawyer of his own right and obtain had no counsel under the Constitu- 12, on June 1981 filed a choosing. Martin that his trial to insist be held abey- tion in him to dismiss his appoint- to allow replaced motion he a competent ance while attor- July 8 filed mo- and on another another, ed counsel particularly with ney where the issues, among other raising, his diffi- tion obtaining possibility of another was uncer- communicating appointed in culties Bragan, v. tain. United States 499 F.2d jail Belleville, was he because counsel 1376, (4th 1974). Cir. He right has no Illinois, asking that the stay pro- appointed counsel4 without to refuse show- 20, for July 1981. A ceedings scheduled counsel, another that he had without by was also filed for continuance motion counsel, or without giving valid waiver counsel, although the date Martin’s reason for dismissal adequate of counsel. is uncertain. motion Jones, 217, v. 369 F.2d United States 1966). Here there (7th was no showing Cir. morning of commencement of On the had made effort obtain judge considered the mo- the district trial lawyer four months another that the discharge of coun- for continuance tions pending ease segments3 found that sel in three adequate reason for the no dismissal found the case had been pend- months several appointed counsel. of his not made efforts to obtain ing Martin lawyer, lav/yer appointed another in any no error of the respects We find Anzalone, him, Frank was an to defend urged, judgment affirm attorney the finest experienced repu- court. tation, Martin had not and that established funds had sufficient available to that he HENLEY, Senior Circuit Judge, concur- the case. lawyer try hire a motions ring. denied. were decision, concur in the court’s I but am that the court did not err in We find to write on the matter impelled proof Martin’s motion for overruling continuance a threat. discharge counsel. This court and to indispensable ingredient prosecu- in a An Sturgeon, 501 F.2d proof under 18 U.S.C. 876 is tion that a § 1974), and (8th United Cir. States by. the written accused conveys letter Leach, (8th Cir. injury. Lincoln, United threat of held: 1979); of motions for granting continuance Barcley, trial is during discretionary determining whether the requi- court, and in with the trial absence of exists this court and site threat other courts discretion the action abuse of clear tended to frame appeal have the inquiry court will sustained. trial of the defendant’s intent in terms and have Martin, The cases cited *7 language States to the principally looked Mardian, F.2d 973 (D.C.Cir.1976), 546 immediately v. the facts letter and surround- States, (9th v. United 288 298 Releford F.2d particular that ing the use of language 1961), involved the both unavailability Cir. totality rather than circumstances. counsel because of of retained illness. Lee Lincoln, v. E.g., supra; United States Unit- States, (D.C.Cir. 235 F.2d Chatman, v. 219 v. 584 F.2d ed States 1358 1956), unavailability involved of counsel be approach, however, This does cause of withdrawal conflict of interest. squarely question address what is a not any 4. in Martin refused to make 3. One which ruled that Martin could court, recess, at all to the one after attorney statements serve as his own and ordered Mr. participated substantially, legal in which Martin and advise on mat- Anzalone to remain recess, yet ters, understanding another session after another that the two request questions which the court considered Martin’s be allowed to ask not both would of five weeks to two months jury. a continuance The record reflects that after before the discharge opportunity to counsel. ruling trial was conducted Mr. An- zalone. 1242 language deciding focus in whether the used in the totality of circum-

threat. stances, necessary implications including its con the impossibility or un- performance, particularly should be the effect on an as threat likelihood stitute recipient recipient. who is famil were known reasonable the facts ordinary, total context in which the iar hand, I am case at satisfied that As to the See United States v. written. letter as a whole jury adequately instructions 1356, F.2d 1358 Maisonet, 484 principles. Although the essential covered denied, 933, 415 U.S. 94 cert. S.Ct. objected to certain instructions the defense (1974); 491 L.Ed.2d 39 trial, object not to the it did instruction at (Aldrich, J., F.2d at 934 Barcley, 452 v. as “a defining express- a threat statement Prochaska, v. dissenting); United bodily injury to inflict intention an denied, (7th Cir.), cert. F.2d Moreover, defense counsel upon someone.” 73, 100 (1955). L.Ed.2d 746 S.Ct. U.S. request or an specifically submit did not ... the circumstances Certainly, “[a]I1 expanding on this definition. instruction be con recipient known to [should] although appellant Mar- Finally, I note at (dissenting opin sidered.” sentence, life serving apparent- he tin was added). ion) Under this stan (emphasis eligible parole become would have ly contained in a dard, communi a statement summer, 1981. This cir- consideration criminal if only be it instilled would cation clearly minimized or rendered cumstance recipient and informed reasonable might have sug- issue moot impending bodily harm. apprehension concerning Martin’s ability carry gested Maisonet, 484 F.2d at United States See length of a reasonable time the out within 1358; Prochaska, United States Thus, in his letters. I threats contained at 2. difficulty in concurring in the re- have no by the court. reached sult must government establish the While threatening nature communication in prove it need the accused

question, carrying capability successfully has the Lincoln, United States the threat. out 381; Chatman, United States v. F.2d at Nevertheless, I at 1361. am not ability the accused’s or ina- convinced STATES DEPARTMENT OF UNITED accomplish threatened action is bility to AGRICULTURE, Petitioner, in prosecutions always irrelevant under sec- of carrying out the Capability 876. tion LABOR FEDERAL RELATIONS instances, part be may, threat AUTHORITY, Respondent, jury of circumstances that aggregate to consider in determin- required should language used amounted ing whether Federation of Government American Indeed, excluding this matter a threat. AFL-CIO, Employees, consideration, especially in situa- from Intervenor/Respondent. appears it the threat- in which tions No. 81-1948. inherently impossible is either ened action Appeals, Court of being accomplished capable or is Eighth Circuit. future, of the distant may short any time resolution of the nature proper foreclose March Submitted *8 by allowing Aug. Decided whether accurately recipient who gauge En Rehearing Rehearing Banc only a remote possibil- that there knew 14, 1982. Sept. Denied reasonably feared bodily injury. harm ity of defendant, view, my is entitled to whether a threat jury determine have the reading considering

was made

Case Details

Case Name: Favis Clay Martin v. United States
Court Name: Court of Appeals for the Eighth Circuit
Date Published: Sep 10, 1982
Citation: 691 F.2d 1235
Docket Number: 81-1908
Court Abbreviation: 8th Cir.
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