Lead Opinion
Defendants appeal the district court’s decision to grant summary judgment to plaintiff Wendy Faustin on her claim under 42 U.S.C. § 1983 that her First Amendment rights were violated. We affirm in part, reverse in part, and remand.
I.
On several occasions, Faustin displayed a banner at the Perry Street overpass in Denver. The banner measures three feet by ten feet and reads “Abortion kills children.” Faustin and a friend stand on the sidewalk of the overpass to display the banner, each holding one end of the banner. Motorists in cars traveling on Highway Six, the roadway running under the overpass, can see the banner. The overpass consists of a road with a sidewalk running along one side. The sidewalk is public property, intended for pedestrian traffic. The sidewalk is approximately five feet wide, and a fence runs along it to prevent pedestrians from falling onto the highway below the overpass.
On December 5, 1997, Faustin was displaying the banner at the overpass when Denver Police Officer Lindsay approached her and asked her to stop displaying the banner. Faustin complied but asked Lindsay to cite the specific law she was violating. Sergeant Subia of the Denver Police arrived a short time later. The two officers reviewed a traffic manual but could find no law proscribing the display of the banner. The officers told Faustin they were unaware of any law she had violated by displaying the banner. On February 6, 1998, Faustin was displaying the banner at the overpass when Sergeant Reyes of the Denver Police informed her she could not display the banner. Faustin told Reyes she was finished for the day, and Reyes did not pursue the matter.
On March 6, 1998, Faustin was displaying the banner at the overpass when Denver Police Officer Blea told her she was violating the Posting Ordinance (Denver
On August 7, 1998, Faustin was displaying the banner at the overpass when she was approached by Denver Police Officer Awe. Within fifteen minutes, four other police cars arrived. Sergeant Honer cited Faustin for violating section 3-1. The charge was formally dismissed on October 9. The City Prosecutor determined that the posting ordinance did not apply because the banner was not affixed to anything. Faustin’s attorney wrote to Police Chief Sanchez requesting assurance that Faustin would not be arrested for displaying the banner, but received no response.
On November 18, 1998, Assistant City Attorney Thomas sent a memorandum to Chief Sanchez advising him that Faustin’s conduct was protected speech activity which could continue until and unless an actual public safety hazard was presented. Thomas also advised Chief Sanchez that any regulation of speech on the overpass required a compelling'state interest and needed to be narrowly tailored.
Faustin filed her 42 U.S.C. § 1983 complaint on November 23, 1998. The complaint alleged that Denver’s policy of prohibiting speech on the overpass, specifically application of section 3-1 to Faustin’s display of the banner, was unconstitutional. As regards an alleged unlawful policy, custom or practice, Faustin alleged in her complaint that “Defendant City and County of Denver police officers have, on at least four (4) separate occasions, approached Plaintiff and unlawfully demanded that she remove the handheld display of the sign from the Perry Street overpass. These repeated unlawful demands constitute a policy, custom, or practice of the Denver Police Department.” ApltApp. at 21. The complaint goes on to allege that “[a]s a direct and proximate result of Defendants’ actions, and the customs, practices, and policies of the Denver Police Department, Plaintiff is chilled and deprived of her right to free speech [and free exercise of religion and free assembly]. Plaintiff has suffered, is suffering, and will continue to suffer irreparable harm as a direct result of Defendants’ conduct.” Id. at 23. Faus-tin requested declaratory and injunctive relief, as well as nominal damages, costs, and fees. Defendants moved to dismiss the complaint pursuant to Federal Rule of Civil Procedure 12(b)(1), claiming the case was moot and that Faustin lacked standing because the charge against her had been dismissed and was unlikely to recur. The district court denied the motion.
The parties filed cross-motions for summary judgment. Defendants argued that Faustin properly could have been charged with violating Colorado Revised Statute section 42^1-606(1).
II.
On appeal, defendants contend (1) Faus-tin lacks standing to challenge defendants’ application of section 3-1 to her conduct because she seeks prospective relief for injuries that may not occur; (2) Faustin’s constitutional challenge of section 3-1 as regards the section’s application to her conduct is moot because the charge against Faustin was dismissed before this action was filed; (3) Faustin lacks standing to challenge the constitutionality of section 42-4-606 because she was never charged with violating that statute; (4) the district court erred in declaring section 42-4-606 facially unconstitutional; (5) the district court erred in holding the overpass walkway is a traditional public forum; and (6) the district court erred in finding municipal liability because there was no evidence to support a finding of a policy, practice, or custom of charging Faustin or others with violating section 3-1 when engaging in protected speech activities.
We review the grant of summary judgment de novo, applying the same legal standard as the district court. Mesa v. White,
Standing and mootness
We review questions of standing and mootness de novo. See Colo. Farm Bureau Fed’n v. United States Forest Serv.,
Defendants contend Faustin lacks standing to challenge the application of
Defendants also contend Faustin lacks standing to challenge the constitutionality of section 42-4-606. Defendants are correct that Faustin cannot challenge section 42-4-606 as being unconstitutional in application. See Phelps v. Hamilton,
Faustin argues her challenge of the statute is a facial challenge under the overbreadth doctrine. Facial challenges to statutes are sometimes permissible, especially where speech protected by the First Amendment is at stake. N.Y. State Club Assoc. v. City of N. Y.,
Faustin offers no explanation of how the statute inhibits the speech of third parties. Rather, she argues that the statute unconstitutionally inhibits her own speech and that if she were prosecuted under it, the statute would be unconstitutionally applied to her. The overbreadth doctrine does not apply where there is no significant difference between the claim that the ordinance is invalid because of overbreadth and the claim that it is unconstitutional when applied to the plaintiffs own activities. See id. at 802,
Traditional Public Forum
The First Amendment does not guarantee access to property simply because it is owned or controlled by the government. See Perry Educ. Ass’n v. Perry Local Educators’ Ass’n,
Faustin argues the overpass is a sidewalk, which is quintessentially a public forum. Streets and parks “have immemorially been held in trust for the use of the public and, time out of mind, have been used for purposes of assembly, communicating thoughts between citizens, and discussing public questions.” Hague v. Comm. for Indus. Org.,
In United States v. Kokinda,
In Chicago Acorn v. Metropolitan Pier and Exposition Authority,
In Jacobsen v. Bonine,
In a case analogous to the case at bar, Lytle v. Brewer,
Policy, practice, or custom
The district court treated this case as a challenge to section 3-1 and section 42-4-606. However, closer analysis of the complaint, the motions for summary judgment, and the briefing before us indicates that Faustin also challenges defendants’ policy of prohibiting all expression on overpasses. Defendants admit this policy exists. The policy is subject to First Amendment challenge. See Hawkins,
Faustin has standing to challenge the policy. See Hawkins,
III.
We REVERSE the district court’s holding that Faustin has standing to pursue injunctive relief to prevent future application of section 3-1 to her banner activities, but AFFIRM the district court’s holding that she has standing to pursue declaratory relief and nominal damages regarding defendants’ past enforcement of section 3-1 against Faustin. We REVERSE the district court’s holding that Faustin’s claim was not moot with respect to injunctive relief, but AFFIRM with respect to declaratory relief and nominal damages.
We REVERSE the district court’s holding that Faustin has standing to challenge section 42^1-606 and its holding that 42-4-606 is unconstitutional. We AFFIRM the district court’s holding that the overpass is a traditional public forum. We REMAND to the district court for further proceedings to address whether defendants’ policy violates Faustin’s First Amendment rights.
Notes
. Denver Municipal Code art. I, § 3-1 provides in relevant part:
(a) It shall be unlawful to post, paint, or attach ... in any manner any handbill, poster, advertisement or notice of any kind upon public property except by permission of the manager of the public works pursuant to established rules and regulations, or on private property except by permission of the owner or authorized agent of the owner of such property-
. Colo.Rev.Stat. § 42-4-606(1) provides in part:
No person shall place, maintain, or display upon or in view of any highway any unautho*947 rized sign, signal, marking, or device which purports to be or is an imitation of or resembles an official traffic control device or railroad sign or signal, or which attempts to direct the movement of traffic, or which hides from view or interferes with the effectiveness of any official traffic control device or any railroad sign or signal, and no person shall place or maintain nor shall any public authority permit upon any highway any traffic sign or signal bearing thereon any commercial advertising.
Concurrence Opinion
concurring in part and dissenting in part.
I agree with much of what the lead opinion says. I depart only as to three issues.
The lead opinion affirms the district court’s declaration that “the Posting Ordinance (Denver, Colo. Mun.Code art. I, § 3-1 [1950]) is unconstitutional as applied to plaintiffs protesting activities on the Perry Street Overpass and cannot be enforced to prevent plaintiff from engaging in those activities.” Faustin v. City & County of Denver,
The first step in deciding whether a statute or ordinance is unconstitutional is to determine whether a genuine conflict exists between the statute or ordinance and the constitutional text. See, e.g., Public Citizen v. Department of Justice,
Section 3-1 extends only to signs or banners that are “posted” — -physically painted, attached, or affixed to public property. The district court acknowledged this.
When read according to its plain language, § 3-1 simply does not reach Ms. Faustin’s expressive activity, and no genuine conflict exists between the ordinance and the Constitution’s guarantee of free expression. The district court need not have decided whether § 3-1 is “unconstitutional as applied” because § 3-1 simply cannot be “applied” to Ms. Faustin’s conduct. There existed no actual controversy as to the application of § 3-1 warranting the declaratory relief granted by the district court and now affirmed by the panel.
The district court’s declaratory judgment as to the unconstitutionality of § 3-1 should be vacated.
Damages Liability for the § 3-1 Citation
Municipalities may be held liable for violations of civil rights under § 1983 if such violations result from the “execution of a government’s policy or custom.” Monell v. Dept. of Soc. Serv. City of New York,
The lead opinion acknowledges that this issue was raised on this appeal, but offers no explanation why the district court’s error should now be overlooked.
Absent a showing of a constitutional violation that occurred as a matter of municipal policy, practice or custom, it remains doubtful whether Ms. Faustin is entitled to judgment as a matter of law on the § 1983 claim against Denver for damages — even nominal damages-involving § 3-1 and the issuance of the August 7, 1998 citation. Yet that is what the lead opinion appears to affirm.
Denver’s “Policy, Practice, or Custom” re: Overpasses
The district court ruled that Denver’s “blanket prohibition on all expressive activities on any overpass makes the Unauthorized Display Statute impermissibly overbroad,” rendering the statute unconstitutional. Id. at 1289 (emphasis in original). The lead opinion reverses the district court’s grant of summary judgment as to the Colorado Unauthorized Display Statute, Colo.Rev.Stat. § 42-4-606, on the grounds that Ms. Faustin lacks standing to challenge the statute. I concur in this court’s reversal of that judgment.
However, we remand the case for further proceedings concerning Denver’s “longstanding policy of prohibiting all speech and expressive activity on highway overpasses,” a policy that was recognized but not separately addressed by the district court.
The lead opinion treats the city policy as a policy, not merely as an official construction of the statute, and likely is correct in doing so. City policies may be subject to First Amendment challenge, as Hawkins instructs. Hawkins v. City and County of Denver,
However, the lead opinion affords Ms. Faustin standing to challenge the city policy for overbreadth at the same time that it denies her standing to challenge the underlying statute on the same grounds, mirror image or not. In her brief, Ms.
Moreover, it does not appear from the record now before us that Ms. Faustin actually pleaded any First Amendment challenge to the policy as a policy before the district court. Perhaps such a claim could be amended into her existing pleadings, but to date, this has not been done. Amendment of pleadings falls within the purview of the district court under Fed. R.Civ.P. 15. No comparable Federal Rule of Appellate .Procedure empowers this court to allow such amendment, or to rule in the first instance on standing to assert claims not pleaded below. See Hicks v. Gates Rubber Co.,
It seems to me that this court should remand the question of Ms. Faustin’s standing to challenge the policy based on her asserted ground of overbreadth
. As described above, Ms. Faustin was issued a citation under the Denver Posting Ordinance, Denver Mun.Code, art. I., § 3-1 that a prosecuting attorney later determined to have been improvidently issued. By its own terms, § 3-1 did not apply to Ms. Faustin’s conduct because she did not "post” her banner by affixing it to any public property. The citation was dismissed prior to trial.
. The question whether § 3-1 is "unconstitutional as applied to plaintiff’s protesting activities,” 104 F.Supp.2d. at 1290, is distinct from whether the defendants infringed on her First Amendment rights on August 7, 1998 by issuing her a citation under an inapplicable ordinance. F.E.R. v. Valdez,
. The district court granted summary judgment in Faustin’s favor because it found that her constitutional rights were violated “by defendants’ application of the Posting Ordinance,”
. It appears that she has sued the issuing officer, Sgt. W.P. Honer, in "his official capacity as an officer of the Denver Police Department.” Remembering that an action against a government official in his official capacity is an action against the government entity he represents, Kentucky v. Graham,
. (See Appellee’s Brief at 28 (Denver's “policy is not narrowly tailored, and thus is unconstitutionally overbroad”).) The portion of the complaint quoted by the lead opinion alleges that the four incidents of contact with individual officers ending with the issuance of the § 3-1 citation "constitute a policy, custom, or practice of the Denver Police Department”— an obvious attempt to plead § 1983 municipal liability for the actions of the individual officers rather than a facial challenge to a content-neutral city policy affecting all expressive activities on overpasses. Plaintiff’s claim seems to be evolving as this appeal progresses.
