ANN FASULO v. MEHADIN K. ARAFEH, SUPERINTENDENT, CONNECTICUT VALLEY HOSPITAL; MARIE BARBIERI v. MEHADIN K. ARAFEH, SUPERINTENDENT, CONNECTICUT VALLEY HOSPITAL
Supreme Court of Connecticut
Argued March 2—decision released September 20, 1977
173 Conn. 473 | 378 A.2d 553
HOUSE, C. J., LOISELLE, BOGDANSKI, LONGO and SPEZIALE, JS.
We agree with the lower court‘s conclusion that the plaintiff had not established that the commission‘s proceeding involved a “contested case” and, therefore, the UAPA judicial review provisions did not entitle the plaintiff to an appeal. Because there was no other statutory authorization for an appeal to the court from the commission‘s decision, the plea in abatement was correctly sustained.
There is no error.
In this opinion the other judges concurred.
Carol A. Feinstein, assistant attorney general, with whom were Maurice Myron, assistant attorney general, and, on the brief, Carl R. Ajello, attorney general, for the appellee (defendant in each case).
LONGO, J. The plaintiffs, Ann Fasulo and Marie Barbieri, alleging that they were illegally confined by the defendant superintendent of the Connecticut Valley Hospital, a state-operated facility for mentally disordered adults, petitioned the Superior Court for writs of habeas corpus. The court dismissed the writs and the plaintiffs appealed.
Ann Fasulo was civilly committed to Connecticut Valley Hospital in 1951, as was Marie Barbieri in 1964. Both plaintiffs press two major claims in this appeal. First, they argue that since there is a requirement of periodic court review of the necessity for confinement of those individuals who have been acquitted of an offense on the grounds of
We consider the plaintiffs’ due process claim. Though the plaintiffs do not challenge their initial involuntary commitments, the due process safeguards incorporated into that procedure help to illuminate the plaintiffs’ grievances. Among the important requirements of
“There can be no doubt that involuntary commitment to a mental hospital, like involuntary confinement of an individual for any reason, is a deprivation of liberty which the State cannot accomplish without due process of law. Specht v. Patterson, 386 U.S. 605, 608 [87 S. Ct. 1209, 18 L. Ed. 2d 326] (1967). Cf. In re Gault, 387 U.S. 1, 12-13 [87 S. Ct. 1428, 18 L. Ed. 2d 527] (1967). Commitment must be justified on the basis of a legitimate state interest, and the reasons for committing a particular individual must be established in an appropriate proceeding. Equally important, confinement must cease when those reasons no longer exist. See McNeil v. Director, Patuxent Institution, 407 U.S. 245, 249-250 . . . [92 S. Ct. 2083, 32 L. Ed. 2d 719]; Jackson v. Indiana, 406 U.S. 715, 738 . . . [92 S. Ct. 1845, 32 L. Ed. 2d 435].”
As recognized by
These plaintiffs have been deprived of their liberty. Their loss is already great, but can be initially justified as a result of the legitimate exercise of the parens patriae power of the state. The plaintiffs, however, have been committed indefinitely and confined for periods of twenty-six years and thirteen years respectively, thus requiring us to heed the warning of the United States Supreme Court that the longer the commitment, the greater the safeguards which are required to ensure that no one is deprived of liberty without due process. See McNeil v. Director, Patuxent Institution, 407 U.S. 245, 249-50, 92 S. Ct. 2083, 32 L. Ed. 2d 719. We must, therefore, review the plaintiffs’ claims in light of the important interest at stake—liberty—and the great loss which its extended deprivation constitutes.
At present, Connecticut provides several routes by which a mental patient can challenge his confinement.
We also find the first method of release provided for in
This same reasoning applies to the burden of proof at the recommitment hearing. The burden should not be placed on the civilly committed
Furthermore, to require a patient to initiate judicial review of his confinement and to bear the burden of proving the nonexistence of the necessity for that confinement ignores the practical considerations discussed above which are inherent in the mental patient‘s situation. Briefly, these include the difficulties of overcoming an isolated environment to initiate and coordinate a challenge to one‘s confinement. For instance, we cannot assume that friends and allies will always be available to secure counsel and marshal evidence on the patient‘s behalf. Nor can we assume that even if a patient is notified of his right to pursue any of the available remedies, he will be adequately protected. The state has suggested that the procedure provided in
The second method for release is contained in
Under
Finally, a patient may challenge the legality of his confinement through a writ of habeas corpus, pursuant to
We, therefore, hold that these plaintiffs have been denied their due process rights under the Connecticut constitution by the state‘s failure to provide them with periodic judicial review of their commitments in the form of state-initiated recommitment hearings, replete with the safeguards of the initial commitment hearings, at which the state bears the burden of proving the necessity for their continued confinement.
Because of our disposition of the plaintiffs’ due process claim, we find it unnecessary to reach their equal protection claims. Ashwander v. Tennessee Valley Authority, 297 U.S. 288, 341, 56 S. Ct. 466, 80 L. Ed. 688 (concurring opinion of Brandeis, J.).
It is, therefore, ordered that the writs be granted and that the plaintiffs be afforded a hearing at which the state must justify their continued confinement.
In this opinion SPEZIALE, J., concurred.
BOGDANSKI, J. (concurring). I agree that the present statutory scheme concerning the commitment and release of persons committed by civil process to an institution for the mentally ill is violative of the due process clause of our state constitution.
The questions presented in these proceedings are novel and unprecedented in this state. In the interests of justice they should be determined now as finally as it is possible. Brownell v. Union & New Haven Trust Co., 143 Conn. 662, 672, 124 A.2d 901. I am compelled, therefore, to discuss the merits of the equal protection challenge as well and conclude that the present statutory scheme is violative of that constitutional clause also.
Few acts of the state impinge more directly and with greater finality on an individual‘s liberty than the act of the state in committing a person to involuntary confinement in a hospital for the mentally ill. Whether such commitment is made pursuant to civil or criminal proceedings, the ultimate effect is the same: the person loses not only his freedom, but also suffers the indignity of being treated while in confinement as something less than a normal reasoning human being.
The point sought to be stressed is twofold: first, that any involuntary commitment is a serious infringement on a person‘s right to liberty which should be tolerated only so long as is necessary, and second, that when any statutory scheme which significantly affects such a commitment is challenged as
The plaintiffs, civilly committed pursuant to
An examination of
There are, however, important differences in the rights accorded by the statutes concerning judicial review and release from confinement. Section
By contrast a person civilly committed, pursuant to
The equal protection clause of the Connecticut constitution requires that any classification affecting a fundamental right be subject to strict judicial scrutiny. Horton v. Meskill, 172 Conn. 615, 640, 376 A.2d 359. That constitutional provision provides in
The equal protection clause does not prohibit a state from granting privileges to specified classes of persons where sufficient reasons exist; but where advantages are conferred upon some, the state must justify its denial to others by reference to a constitutionally recognized reason. Thompson v. Shapiro, 270 F. Supp. 331, 338 (D. Conn.), aff‘d, 394 U.S. 618, 89 S. Ct. 1322, 22 L. Ed. 2d 600; Sanger v. Bridgeport, 124 Conn. 183, 189, 198
To determine whether a statutory scheme violates the equal protection clause, a court must consider three factors: “the character of the classification in question; the individual interests affected by the classification; and the governmental interests asserted in support of the classification.” Dunn v. Blumstein, 405 U.S. 330, 335, 92 S. Ct. 995, 31 L. Ed. 2d 274. Where the “fundamental right” to education was involved, this court in Horton v. Meskill, supra, 649, declared that the interference with such a fundamental right requires “strict judicial scrutiny,” which means that the state‘s action is not entitled to the usual presumption of validity. The state rather than the complainants must carry the “heavy burden of justification.” Dunn v. Blumstein, supra, 343. It is insufficient to show that the classification is merely “reasonably related to a permissible state interest” or merely rational. Id.
The trial court‘s rationale for justifying the differences was the state‘s concern for public safety and the unique role of the insanity defense which requires criminal courts to remain apprised of the mental condition of the person committed after a finding of not guilty because of insanity. That rationale, however, cannot justify the disparate treatment.
In Baxstrom v. Herold, 383 U.S. 107, 86 S. Ct. 760, 15 L. Ed. 2d 620, the United States Supreme
Another recent United States Supreme Court case, Jackson v. Indiana, 406 U.S. 715, 92 S. Ct. 1845, 32 L. Ed. 2d 435, is relevant. There, the court reviewed the procedure by which a mentally defective deaf-mute was committed after having been found incompetent to stand trial for robbery. In concluding that the procedures used violated the equal protection of the law under the fourteenth amendment, the court (p. 729) made the following observation: ”Baxstrom did not deal with the standard for release, but its rationale is applicable here. The harm to the individual is just as great if the State, without reasonable justification, can apply standards making his commitment a permanent one when standards generally applicable to all others afford him a substantial opportunity for early release.”
Other courts have struck down on equal protection grounds commitment and release procedures which denied prisoners or persons acquitted by rea-
Where the state is prohibited from denying equal rights with respect to commitment and release procedures to prisoners and persons acquitted by reason of insanity, it follows that it ought also to be prohibited from denying those same rights to persons who have committed no crimes. The burden of proof of the necessity for confinement of persons who have not been convicted of a crime should remain with the state at all times.
The state has utterly failed to show any justification for its disparate classification.
LOISELLE, J. (dissenting). It is crucial to remember that this is not an action for a declaratory judgment, but a habeas corpus proceeding. The plaintiffs alleged that they were confined pursuant to orders of the Middletown Probate Court issued in 1951 and 1964, and that their confinement was illegal because they had received no periodic review of the need for their confinement. The defendant‘s return admitted the first allegation and denied the second.
It is incumbent on one seeking a writ of habeas corpus to allege facts which show that he or she is illegally restrained. If the application does not set forth such facts, the court may dismiss it. Mayock v. Superintendent, Norwich State Hospital, 154 Conn. 704, 224 A.2d 544. The defendant may raise this objection by a motion to quash. Practice Book
In their applications, the plaintiffs did not set forth any facts showing that the orders of the Middletown Probate Court were not still valid. The court found that those orders issued in accordance with
The burden of proof of the necessity for the confinement of one who has not been convicted of a crime should remain on the state at all times. The failure of the plaintiffs to allege facts which showed that they were illegally confined, however, meant that they were not entitled to set in motion the machinery of the court. Had they alleged that, given
Because the plaintiffs did not allege any facts which showed that the court orders under which they were committed were no longer valid, or that the lack of periodic court review caused their wrongful confinement, they did not make out a prima facie case of illegal confinement. The court was not in error in dismissing the applications.
In this dissenting opinion HOUSE, C. J., concurred.
