Farrow v. J. CREW GROUP INC.Farrow v. J. CREW GROUP INC.
This case presents the question whether this court has jurisdiction over an appeal which would be timely only if errors in the underlying judgment defeat its finality. We hold that the errors in the judgment and memorandum order of the court do not affect its validity for purposes of appeal and that appellant’s untimely appeal must be dismissed for lack of jurisdiction. We affirm the denial of appellant’s post-judgment motion insofar as it sought relief under Super. Ct. Civ. R. 60(b).
I. Factual and Procedural Background
Appellant, Priscilla Farrow, filed a complaint for damages alleging that she sustained damages as a result of a fall she had outside of the store of appellee, J. Crew Group, Inc. (J. Crew). Originally, Farrow named as defendants 3222 M Street, Inc., The Miller Realty Corporation, and appel-lee, J. Crew, Inc. Upon a motion filed by Farrow, on August 10, 2007, the trial court (Judge Terrell) dismissed all defendants except J. Crew.
1
Farrow continued the litigation against J. Crew only, which included efforts to obtain discovery from J. Crew and related motions. On April 28, 2008, J. Crew filed a motion for summary judgment, and Farrow filed a motion for partial summary judgment. After both parties had filed oppositions to the respective motions, the trial court (Judge Combs Greene) filed an opinion, designated as an order, dated September 25, 2008 and docketed on September 26, 2008, denying Farrow’s motion and granting “Defendant’s”
On October 27, 2008, Farrow filed a motion for reconsideration of the order docketed on September 26th pursuant to Super. Ct. Civ. R. 59(e). On October 30, 2008, she filed an additional motion for reconsideration of the court’s order docketed on September 30, 2008, citing again Rule 59(e). By order signed on November 13 and docketed on November 14, 2008, the trial court denied Farrow’s Rule 59(e) motion as untimely, noting that it was not filed until thirty-one days after summary judgment had been granted. 3 The trial court also determined that the motion could not be considered properly under Rule 60 and denied it in any event. On December 5, 2008, Farrow filed a notice of appeal. 4
J. Crew argues that this court lacks jurisdiction to entertain the appeal because it was not filed timely. Farrow argues that the appeal is not untimely because a proper final order was never entered. Specifically, she contends that the judgment is not final because: (1) it failed to identify J. Crew as the defendant in favor of which it was entered; (2) it was not set forth in a separate document as required by applicable court rules; and (3) she was misled by the circumstances into believing that no appealable order had been entered. Farrow urges this court to consider the appeal to be premature and to exercise jurisdiction upon entry of a proper order in order to avoid a needless waste of judicial resources.
II. Jurisdictional Analysis
J. Crew argues that the appeal is untimely and should be dismissed under D.C.App. R. 4(a) because it was filed more than thirty days after the entry of judgment and that period was not extended by her filing of a motion under Super. Ct. Civ. R. 59(e) because the latter motion was itself untimely. Under Rule 4(a), the notice of appeal in a civil case must be filed “within 30 days after entry of the judgment or order from which the appeal is taken unless a different time is specified by the provisions of the District of Columbia Code.” D.C.App. R. 4(a). It is well established that the time limits specified by Rule 4 are mandatory and jurisdictional.
See e.g., Frain v. District of Columbia,
The notice of appeal in this case was not filed within thirty days of the judgment appealed from. However, Farrow did file in the trial court two motions under Super. Ct. Civ. R. 59(e) (motion to alter or amend judgment). Such a motion, if timely filed, will toll the time for noting an appeal until the motion is acted upon. D.C.App. R. 4(a)(4)(A)(iii) & (B)(i);
5
Vincent v. Anderson,
Here, it is undisputed that Farrow did not file either of her Rule 59(e) motions until well beyond that time. The judgment was entered on the docket on October 1, 2008, and Farrow filed motions pursuant to Rule 59(e) on October 27 and October 30, 2008. Only
timely
Rule 59(e) motions operate to toll the time limitations for noting an appeal. Indeed, “we have stated that Rule 59(e)’s ten-day period is jurisdictional ... and that ‘where a motion for reconsideration is untimely, ... the denial of such a motion is not an appeal-able order.’ ”
Fleming, supra,
First, Farrow argues that because the summary judgment order refers to the previously dismissed corporation, 3222 M Street, Inc., as the defendant, instead of the only remaining defendant, J. Crew, there is no final appealable order. Therefore, she contends, this court should treat the appeal as premature and entertain same upon correction of the error. The question is whether the error omitting the name of the sole defendant remaining in the case from the judgment renders it invalid. We have not previously squarely decided this issue, but federal courts, interpreting similar federal rules, have held that “clerical errors contained in the judg
Farrow argues that the reference in the trial court’s judgment to a dismissed defendant is not the type of error that can be corrected through Super. Ct. Civ. R. 60(a). She contends that the decision in Pratt is distinguishable and supportive of her position. Specifically, she points out that Pratt involved an inadvertent omission from the judgment of prejudgment interest which could be ascertained readily by reference to the court’s memorandum opinion and order. She argues that, unlike this case, the district judge did not make a mistake as to the party involved, and there was no error in the body of the court’s memorandum.
Contrary to Farrow’s argument, the judgment in
Pratt,
as we have said, did not reference any of the individual defendants by name either in its caption or body.
Pratt,
Similarly, in the present case, the caption references a previously dismissed defendant accompanied by the
“et al.”
designation. While the body of the judgment in this case also incorrectly lists a previously dismissed defendant as the moving and prevailing party on summary judgment, this is not a case in which the party against which judgment was intended was not clear, thereby precluding correction through Rule 60(a).
See Pratt, supra,
Second, Farrow argues that the judgment is not final because it is not set forth in a separate document as required by Super. Ct. Civ. R. 58, which incorporates requirements of Super. Ct. Civ. R. 54(b). She contends that when taken together, these rules require a separate document because there had been multiple parties in the case. Farrow argues that only a judgment entered in accordance with these rules will commence the running of the time for noting an appeal.
Rule 54(b) applies to judgments involving multiple claims or multiple parties.
14
Application of the rule preserves the policy against piecemeal appeals.
Peoples v. Warfield & Sanford, Inc.,
Farrow’s argument is that because there were multiple parties in the litigation at one time, the judgment against J. Crew cannot be final. That outcome would be contrary to the plain meaning and purpose of Rule 54(b). The rule is clearly directed toward a judgment involving fewer than all claims or parties. Here, only plaintiff Farrow and defendant J. Crew remained as parties in the case at the time that judgment was entered. Therefore, there was no basis for the court to make a determination under Rule 54(b) that there was no reason to delay the entry of judgment while the case proceeded against others or on other claims.
See Peoples, supra,
Farrow argues that Rule 58 and Rule 54(b) together require that the judgment be set forth in a separate document. In this case, the trial court signed, and there is entered on the docket, a separate document setting forth the court’s judgment in which it specified that plaintiff (Farrow) takes nothing and that judgment is entered in favor of defendant, although the latter is identified incorrectly as the previously dismissed “3223 M Street” corporate defendant. Thus, the gravamen of Farrow’s argument is that the requirement of the separate document rule is not met here because the prevailing defendant was misidentified. For the reasons we have stated in our earlier discussion, we do not agree that the separate judgment entered in this case is invalid because of the error in identifying the only remaining defendant in the case at that time.
See Pratt, supra,
Finally, Farrow suggests that she was misled by the circumstances into believing that no appealable order had been entered. We are not persuaded by this argument, particularly given the facts of this case. Farrow was well aware that J. Crew was the only remaining defendant in the case. All other parties in the case had been dismissed upon Farrow’s own motion more than a year before the entry of judgment in favor of J. Crew. Extensive litigation continued only against J. Crew. Farrow treated the judgment as final. She filed her motions for reconsideration under Super. Ct. Civ. R. 59(e), which addresses altering or amending a judgment. In the 59(e) motion filed on October 30th, she lists the next event as “Appeal.” The arguments in the motion claim errors of law in the trial court’s ruling, which are properly considered under Rule 59(e).
See Puckrein v. Jenkins,
III. Consideration Under Rule 60(b)
While precluded from reviewing the merits of the underlying judgment, this court does have jurisdiction to review the trial court’s order insofar as it denied relief under Super. Ct. Civ. R. 60(b).
17
See Fleming, supra,
For the foregoing reasons, we dismiss the appeal of the underlying judgment for lack of jurisdiction. We affirm the trial court’s denial of appellant’s post-judgment motion insofar as it sought relief under Rule 60(b). We remand the case to the trial court for correction of the record to reflect the judgment in favor of J. Crew.
So ordered.
Notes
. According to the trial court’s order, the named parties (including John Does) were dismissed upon Farrow's motion after she determined that they "are not proper [defendants in this action."
. On July 11, 2008, Farrow filed a motion to compel discovery and a motion pursuant to Super. Ct. Civ. R. 56(f). After granting summary judgment, the trial court denied Farrow’s motion to compel as moot. No disposition of the Rule 56(f) motion appears on the docket.
. The order refers specifically to the motion filed on October 27, 2008.
. The Superior Court’s docket sheet states that the appeal is taken from the trial court’s order entered “ctober [sic] 30, 2008.” Farrow’s notice of appeal in this court lists as the orders appealed from the trial court’s judgment and adverse rulings on her case both pre-judgment and post-judgment. This court issued a show cause order directing Farrow to show cause why the appeal should not be dismissed. A motions division discharged the show cause order and directed the parties to address the jurisdictional issue in their briefs for its consideration by the merits panel.
. D.C.App. R. 4(a)(4)(A)(iii) lists a motion to vacate, alter, or amend the order or judgment as one of the motions that will result in an extension of the time for filing the notice of appeal pursuant to D.C.App. R. 4(a)(4)(B)(i) until entry of an order disposing of the motion on the Superior Court's docket. Under Rule 4 as revised in 2004, a Rule 60 motion, if filed within ten days of the entry of judgment, will also toll the time for noting an appeal until disposition of the motion. D.C.App. R. 4(a)(4)(A)(v);
Nichols v. First Union Nat’l Bank,
. The trial court is precluded by Super. Ct. Civ. R. 6(b) from even extending the time limits for filing a Rule 59(e) motion.
See Clement v. District of Columbia Dep't of Human Servs.,
. We have held repeatedly that when interpreting a local rule that is identical to a federal rule or nearly so, we may look to federal decisions as persuasive authority.
See, e.g., Lenkin
v.
District of Columbia Rental Hous. Comm’n,
. In
Pratt,
the court also held insufficient for purposes of Fed. R.App. P. 3(c) and appellate jurisdiction a notice of appeal that relied on the
“et al."
designation in the caption and a phrase in the body of the notice that "defendants above named, hereby appeal.”
Pratt,
. In
Pratt,
the court also held that the judgment was final where it inadvertently omitted prejudgment interest, which the district court clearly intended.
Pratt,
. Super. Ct. Civ. R. 60(a), which is identical to Fed.R.Civ.P. 60(a), reads, in pertinent part, as follows:
Clerical mistakes in judgments, orders or other parts of the record and errors therein arising from oversight or omission may be corrected by the Court at any time of its own initiative or on the motion of any party and after such notice, if any, as the Court orders.
. In
Harman,
the 9th Circuit dismissed as untimely an appeal from an underlying judgment which appellant claimed was timely counting from the date that the district judge corrected the judgment to reduce punitive damages to maintain proportionality.
Harman,
The basic distinction between 'clerical mistakes' and mistakes that cannot be corrected pursuant to Rule 60(a) is that the former consist of 'blunders in execution' whereas the latter consist of instances where the court changes its mind....
Id.
at 1457 (quoting
Blanton v. Anzalone,
.A principal issue in
Tolson
was whether the trial court had authority to vacate a judgment entered upon a jury’s verdict without the court’s knowledge.
Tolson,
. To the extent that Farrow is arguing that only errors made by the clerk, rather than those made by the court are the proper subject of correction under Rule 60(a), we reject it. The cases above cited addressing the issue dispel that notion.
. Super. Ct. Civ. R. 54(b) provides, in pertinent part, as follows:
When ... multiple parties are involved, the Court may direct the entry of a final judgment as to 1 or more but fewer than all of the ... parties only upon an express determination that there is no just reason for delay and upon an express direction for the entry of judgment. In the absence of such determination and direction, any order or other form of decision, however designated, which adjudicates fewer .than all the claims or the rights and liabilities of fewer than all the parties shall not terminate the action as to any of the claims or parties, and the order or other form of decision is subject to revision at any time before the entry of judgment adjudicating all the claims and the rights and liabilities of all the parties.
.See note 14, supra.
. Rule 58 provides, in pertinent part, as follows:
Subject to the provisions of Rule 54(b):
... [u]pon a decision by the Court that a party shall recover only a sum certain ... or that all relief shall be denied, the Clerk, unless the Court otherwise orders, shall forthwith prepare, sign, and enter the judgment without awaiting any direction by the Court.... Every judgment shall be set forth on a separate document.
. Rule 60(b) provides for relief from judgment or order based upon mistakes, inadvertence, excusable neglect, newly discovered evidence, fraud, etc. A motion under this rule "does not affect the finality of a judgment or suspend its operation.” Super. Ct. Civ. R. 60(b).
. Farrow argued that the trial court erred in: (1) precluding tire submission of the standard of care question to the jury; (2) determining the function of the expert and kind of expertise required in a case such as this one; (3) accepting J. Crew’s position that Farrow's expert failed to set forth an articulated standard of care and relied wholly upon unsupported assertions; and (4) failing to enforce discovery rules (i.e., Super. Ct. Civ. R. 30(b)(6)).