55 V.I. 644 | Supreme Court of The Virgin Islands | 2011
OPINION OF THE COURT
(August 23, 2011)
The Appellant, Anselmo Farrington, urges this Court to vacate his convictions on one count of Third-Degree Robbery and two counts of Grand Larceny. Farrington argues that he was deprived of his Sixth Amendment right to a fair trial when a friend and two family members were allegedly prohibited from entering the courtroom during the voir dire proceedings. Farrington also argues that comments made by the prosecutor during closing arguments were improper and deprived him of his right to a fair trial. Because there are insufficient facts before us to determine whether there was a Sixth Amendment public trial violation, we will remand this case to the Superior Court for that court to conduct
I. FACTS AND PROCEDURAL HISTORY
The facts pertaining to Farrington’s convictions are as follows. On Monday, August 24, 2009, Trevom Lake and his two friends, Jordan and Janiah,
Trevom, Jordan, and Janiah then entered the shoe store and shortly after entering encountered Farrington in the same store. After purchasing a pair of shoes, Trevorn and his friends exited the store and promenaded around the mall. They recognized Farrington again when they exited the mall to wait for a safari taxi.
While still on the safari, Trevom telephoned his older brother, Javeme Lake, and told him about the incident with Farrington. After Trevom and
When they arrived at the housing project, they saw Farrington outside near the street with other persons. Javeme asked Trevorn if the person near the street, who Javerne recognized as Farrington, was the same person who took the chain. Trevorn answered yes. Javeme then exited his vehicle and approached Farrington who, according to Javerne, was wearing the same clothing and jewelry Trevorn had described and was the same person they saw in the store’s video tapes, except that he was no longer wearing the hat with the letter “C” on it. Farrington was also wearing a neck chain identical to the one taken from Trevorn during their altercation on the safari taxi. Javeme was able to identify the chain by its unique links and by an extra “hand chain” that was attached to it to make the chain longer. Javerne informed Farrington that the person he robbed earlier was his brother and asked Farrington to return the neck chain. Farrington initially acted confused about what chain Javeme was referencing and then he inquired as to whether Javeme was going to call the police about the chain. At that time, Farrington’s companions, who were sitting behind him, approached the area where Javerne and Farrington were conversing. Javeme then decided to leave the area.
The incident on the safari taxi was reported to the police authorities. Trevorn identified Farrington from a book of photographic “mug shots” as the person who robbed him. Farrington was arrested and charged in a three-count Information with one count of Third-Degree Robbery in violation of title 14, section 1864 of the Virgin Islands Code, and two counts of Grand Larceny in violation of title 14, section 1083(1) and (2) of the Virgin Islands Code. (Appellant’s Br. 2.) On January 22, 2010, the jury found Farrington guilty on all three counts. (Id.) Ten days later, on February 1, 2010, Farrington filed a Motion for New Trial, alleging that his mother was prohibited from entering the courtroom during the voir dire proceedings. On March 9, 2010, the trial court entered an Order denying that motion without prejudice. In a Memorandum Opinion of the
II.JURISDICTION
Title 4, section 32(a) provides that “[t]he Supreme Court shall have jurisdiction over all appeals arising from final judgments, final decrees or final orders of the Superior Court, or as otherwise provided by law.” On June 24, 2010, the trial court entered a final Judgment and Commitment Order affirming Farrington’s convictions. Therefore, we have jurisdiction to consider this appeal.
III.STANDARD OF REVIEW
The standard of review for this Court’s examination of the Superior Court’s application of law is plenary, while the Superior Court’s findings of fact are reviewed for clear error. Simmonds v. People, 53 V.I. 549, 555 (V.I. 2010)
IV.DISCUSSION
Farrington presents four issues on appeal; however, we consider the issues regarding the sufficiency of the evidence and the identification of the defendant to have been waived because Farrington presented no argument concerning these issues in his brief filed in this Court as required by Virgin Islands Supreme Court Rule 22(a)(5).
A. We are unable to determine whether Farrington was denied his Sixth Amendment right to a public trial because there are insufficient facts before us to make such a determination
Farrington argues that the trial court deprived him of his Sixth Amendment constitutional right to a public trial when court personnel refused to allow his family members and a friend to enter the courtroom during the voir dire proceedings. The Sixth Amendment to the United States Constitution provides that “[i]n all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial . . . .” U.S. Const, amend. VI.
For Sixth Amendment purposes, the defendant can invoke the right to a public trial in the preliminary stages of his trial. Presley v. Georgia, 130 S. Ct. 721, 723, 175 L. Ed. 2d 675 (2010) (citing Waller, 467 U.S. at 46) (noting that the Sixth Amendment right to a public trial extends beyond actual proof at trial and includes preliminary proceedings such as a suppression hearing). More specifically, the United States Supreme Court has unequivocally stated that the Sixth Amendment right to a public trial is applicable to voir dire proceedings; therefore, public access to the
The United States Supreme Court has recognized that some circumstances may arise where courtroom closure is warranted. Presley, 130 S.Ct. at 723. However, the Court has emphasized that if such circumstances arise, closure will only be justified in instances where the trial court applies and satisfies the standards for public closure that have been articulated by the United States Supreme Court, which are as follows:
[T]he party seeking to close the hearing must advance an overriding interest that is likely to be prejudiced; [2] the closure must be no broader than necessary to protect that interest; [3] the trial court must consider reasonable alternatives to closing the proceedings; and [4] it must make findings adequate to support the closure.
Id. (citing Waller, 467 U.S. at 48).
In his appeal, Farrington avers that some family members and a friend were prohibited from entering the courtroom during the voir dire proceedings. To support his allegations, Farrington provides this Court with copies of his two motions for a new trial and the two trial court opinions addressing the motions for a new trial. In his first Motion, which was filed on February 1,2010, or exactly ten days after the guilty verdicts, Farrington asserts the following:
1. That on January 19,2010, the above-styled case proceeded to trial.
2. That Ms. Cynthia Simon, the Defendant’s mother, was prevented from entering the courtroom during voire [sic] dire and/or jury selection.
3. That Ms. Simon attempted to enter said courtroom and were [sic] precluded from entering the Courtroom until after the entire voire [sic] dire and/or jury selection process was complete.
(J.A. at. 10.) Farrington provided no further evidence of the circumstances surrounding the closure of the courtroom during the voir dire proceeding. In a memorandum opinion dated March 10, 2010, the trial court stated that it
Thereafter, Farrington filed a Renewed Motion for a New Trial, including three affidavits: one from Ms. Simon and two additional affidavits from other individuals who allegedly were also precluded from entering the courtroom during the voir dire proceedings. The relevant portions of two of the affidavits submitted read as follows:
I,[name of person submitting affidavit] hereby affirm as follows:
1. This Affidavit is written in support of the above-referenced case.
2. I am related to Anselmo Farrington.
3. On Tuesday, January 19,2010,1 attempted to enter the Courtroom during the jury selection and/or voire [sic] dire for the above-referenced case.
4. I was not permitted to enter said Courtroom during jury selection and/or voire[sic] dire.
(J.A. at 25-27.) The third affidavit was identical except for the second line, which read “I am not related to Anselmo Farrington.” (Id. at 27.) (emphasis added). The differences between the original and Renewed Motion for a New Trial are that, in the latter, two additional persons made allegations of being denied access to the courtroom during Farrington’s public trial and made sworn statements concerning their respective relationships to Farrington. These motions offer no additional facts that would assist in determining whether the courtroom was closed to the public during voir dire.
Nonetheless, Farrington argues that the affidavits submitted “present prima facie evidence that the public was excluded from the jury selection phase of [his] trial.” (Appellant’s Br. 9.) Farrington further argues that the trial court’s assertion that it did not exclude anyone from the courtroom or issue an order denying public access to the courtroom during the voir dire is immaterial because “it is a well known fact within the Territory that the Superior Court marshals] prevent the public from entering the courtrooms during voir dire” and this conclusively indicates that his rights were violated. (Appellant’s Br. 7.)
Second, in Martineau v. Perrin, 601 F.2d 1196, 1197 (1st Cir. 1979), the trial court ordered that the courtroom remain locked to the public during a suppression hearing. Counsel for the defendant did not object. Id. Thereafter, when the hearing commenced, the doors were continuously being unlocked and relocked by the court’s marshal, although there was no further directive from the trial court. Id. Most notably, the facts in Martineau involved admitted exclusion of the public from access to the courtroom during proceedings:
On March 15, the court learned for the first time from a court attendant that the outer doors to the courtroom were being unlocked and locked as each witness entered the courtroom and that the petitioner had complained about this. The court immediately ordered that the courtroom doors remain unlocked for the balance of the trial.
Id. Like Al-Smadi, Martineau presented undisputed factual findings that the courtroom was closed to the public. Id.
[Petitioner] moved that voir dire be open to the public and the press____ The State opposed petitioner’s motion, arguing that if the press were present juror responses would lack the candor necessary to assure a fair trial.
464 U.S. at 503. The trial court agreed [with the state] and permitted petitioner to attend the ‘general’ but not ‘individual’ voir dire proceedings. Id. Likewise, in Presley the trial court gave specific instructions to an individual attempting to enter the courtroom during the voir dire proceedings.
Well, you still can’t sit out in the audience with the jurors. You know most of the afternoon actually we will be picking a jury. And we may have a couple of pre-trial matters, so you’re welcome to come in after we ... complete selecting the jury this afternoon. But otherwise you would have to leave the sixth floor, because jurors will be all out in every hallway in a few moments. That applies to everybody who has a case.
130 S. Ct. at 722. Thus, in both of these decisions it is evident that the trial courts gave a directive, preventing members of the public from sitting in the courtroom during the voir dire proceedings. However, in Farrington’s case there is no evidence of a directive from the trial court, from a courtroom marshal, from the clerk of the court, or from any other court personnel to close the courtroom during the voir dire proceedings.
Additionally, in Press-Enterprise and Presley, the attorneys objected to the exclusion of the public from the courtroom at the time of the voir dire proceedings or at some juncture during the court proceedings. Press-Enterprise, 464 U.S. at 503-04; Presley, 130 S. Ct. at 722. In this case, however, there is no evidence that Farrington ever objected or informed the trial judge of the prohibited access to the courtroom until he filed his Motion for a New Trial, ten days after the guilty verdicts. We do not hold that an objection during trial is necessary in all cases to establish
While the finding of whether a defendant’s Sixth Amendment rights were violated may not hinge on an affirmative court directive, there must be adequate facts to confirm that the public was excluded from the voir dire proceedings. See Huggins v. Gov’t of the V.I., 47 V.I. 619, 629 (D.V.I. App. Div. 2005). The requirement that a defendant asserting a violation of public trial rights must come forward with probative evidence is essential to protect the justice system from abuse by defendants and attorneys making meritless and frivolous accusations of Sixth Amendment right violations without providing sufficient evidence that such violations actually occurred. Id. Unsupported affidavits from persons who are alleging courtroom closure and asserting that what allegedly occurred is the normal practice at the Superior Court are insufficient to support such findings. Confronted with the paucity of information in the record, if we conclude that Farrington’s Sixth Amendment rights were violated, we would establish a precedent whereby a defendant can allege at the conclusion of his trial that he was denied his Sixth Amendment right to a public trial without providing an adequate factual basis. Accordingly, we conclude that an evidentiary hearing is needed to determine the crucial facts pertaining to the alleged courtroom closure during the voir dire proceedings. Therefore, this case will be remanded to the Superior Court for that Court to conduct a hearing and make findings of fact regarding the alleged courtroom closure.
Farrington also argues that comments made by the prosecutor during closing arguments were improper and deprived him of his right to. a fair trial. (Appellant’s Br. 12.) To obtain a reversal based on prosecutorial misconduct to which there was a proper objection, a defendant must show that: (1) the prosecutor’s conduct or remarks were improper, and (2) the conduct or remarks affected the trial in a manner that made the trial unfair and affected the defendant’s substantial rights. Donnelly v. DeChristoforo, 416 U.S. 637, 643, 94 S. Ct. 1868, 40 L. Ed. 2d 431 (1974). Farrington’s attorney objected to both comments at trial. (Id. at 429, 436.)
1. First Comment
The first comment made by the prosecutor for which Farrington argues was improper was as follows:
You heard her son, Javeme Lake, testify as to it being a Cuban link, how it was cut on both sides. You heard him how he say that he’s never seen any — he’s never seen someone else with that type of chain on St. Thomas. The mother also stated that she hasn’t seen anyone else with that type of chain on St. Thomas. Ladies and Gentlemen of the Jury, we submit that it would be so highly coincidental that — let me put it this way. Why would Trevom Lake want to make up a story —
(J. A. at 429-30.) Farrington argues that the statement, “Why would Trevom Lake want to make up a story,” (J.A. at 430), “was improper because it ask[ed] the jury to speculate as [to] the witnesses’[sic] motive to commit perjury.” (Appellant’s Br. 14.)
Courts have held that it is improper for an attorney to vouch for the credibility of a witness. United States v. Francis, 170 F.3d 546, 550 (6th Cir. 1999); United States v. Roberts, 618 F.2d 530, 533 (9th Cir. 1980). The Third Circuit has concluded that “vouching constitutes an assurance by the prosecuting attorney of the credibility of a government witness through personal knowledge or by other information outside of the testimony before the jury.” United States, v. Walker, 155 F.3d 180, 184 (3d Cir. 1998) (additional citation omitted) Thus, as the United States Supreme Court has noted, there is no vouching unless the prosecutor
The first comment made by the prosecutor in this case does not constitute vouching. There was no insinuation that the prosecutor, for some reason outside of the evidence, knew that Trevom was telling the truth. The comment regarding Trevom’s motive is identical to the comment made by the prosecutor in Walker, in which the prosecutor stated:
Now, ask yourselves what motivation would Officer Robert Scott and former Officer Raymond Dubois have to come in here and lie to you. What motivation. I submit to you that they have no motivation to lie to you. I submit to you that you can determine, using your common sense and your judgment, you can determine the credibility of those two and the only two eyewitnesses to the search ...
Walker, 155 F.3d at 184 (emphasis omitted). In Walker, the Third Circuit found that the prosecutor’s comment did not constitute vouching. Similarly, in United States v. French, 88 F.3d 686, 688 (8th Cir. 1996), the prosecutor stated in his closing argument “I think it is fair for you to conclude that he [the defendant] was lying to you.” In that case, the Eighth Circuit found that the prosecutor did not engage in any misconduct. Id. More specifically, the Court noted that “[w]hile the prosecutor may have, indirectly, been expressing his own opinion, he was primarily leaving to the jury the question of the defendant’s credibility.” Id. at 689.
We find that the statement made by the prosecutor in French is analogous to the statement made by the prosecutor in this case. Here, the
a. Second Comment
Farrington also argues that a second comment by the prosecutor,
So, if Detective Allen took the earring back in March, then . . . Mr. Farrington couldn’t have it on August 24th, so therefore, all of our Government witnesses are lying. Ladies and Gentlemen on the jury, we submit to you that in the choice of believing who is telling the truth and who is not telling the truth, that the testimony of —
(J.A. at 436), was improper because “the prosecutor cannot ask the jury to determine who was lying as it is not the test for the jury to convict a criminal defendant” (Appellant’s Br. 15). To support this argument, Farrington further states that “[ijmplicit in the prosecutor’s comment was that the test for deciding if Farrington was guilty is if the government witnesses were lying,” and that this comment was improper because it “invites the jury to convict the defendant for a reason other than his guilt of the crimes charged.” (Id.)
It is well established that credibility determinations are within the province of the jury or a judge sitting as the fact finder. Defraites-Bergin v. Board of Directors of Burnett Towers Condo. Ass’n, S. Ct. Civ. No. 2007/81, 2008 V.I. Supreme LEXIS 22 at *7, 8 (V.I. Aug. 14, 2008) (citing United States v. Kole, 164 F.3d 164, 177 (3d Cir. 1998). This means that the jury would make determinations as to who is telling the truth, or rather whom they believe. Such a determination would lead to a guilty or not guilty verdict. Therefore, the prosecutor’s statement regarding the jury choosing who is telling the truth was not misleading or
Additionally, we find that the instructions to the jury were sufficient to properly inform the jury of what to consider in arriving at its verdicts, thereby obviating any confusion regarding the prosecutor’s comments on the testimony of government’s witnesses. Furthermore, reversal is not necessary where the statements are based on information before the court, where the trial court gave curative instructions regarding the statements and where there is overwhelming evidence to support the conviction. United States v. Gallagher, 576 F.2d 1028, 1041-43 (3d Cir. 1978). With all these factors present, there is no reason to reverse Farrington’s guilty verdicts on this issue.
V. CONCLUSION
For the above reasons, we will remand this case to the trial court for an evidentiary hearing on the issues of whether persons of the general public were prohibited from entering the courtroom during the voir dire proceedings and whether Farrington’s Sixth Amendment right was violated. However, we also conclude that no error was committed by the trial court in failing to grant a new trial because of the prosecutor’s comments during his summation to the jury.
Janiah’s friends refer to him as Jacoi in certain parts of the transcript; however, we will refer to him by his proper name, which is Janiah.
A safari taxi is an open-sided vehicle used for transportation. Passengers are able to easily enter and exit on the left side of the vehicle because there are no doors. The safari taxi referenced in this Opinion is used by locals as aformofpublic transportation andmakes frequent bus-route-like stops to pick up and drop off passengers.
Rule 22 of the Virgin Islands Supreme Court Rules states:
(a).... The brief of the Appellant shall contain under appropriate headings ...:
(3)'A statement of the issues to be presented for review.
*650 (5) An argument. The argument may be preceded by a summary. The argument shall contain the contentions of the appellant with respect to the issues presented, and the reasons therefor, with citations to the authorities, and parts of the record relied on.
V.I.S.Ct. R. 22(a)(3), (5).
The Sixth Amendment is made applicable to the Virgin Islands by section 3 of the Revised Organic Act of 1954, which states in part:
The following provisions of and amendments to the Constitution of the United States are hereby extended to the Virgin Islands to the extent that they have not been previously extended to that territory and shall have the same force and effect there as in the United States or any State of the United States:... the first to ninth amendments inclusively____
Revised Organic Act of 1954 § 3.
See generally, Walton v. Briley, 361 F.3d 431, 434 (7th Cir. 2004) (holding that defendant’s right to a public trial was not waived by failing to object at trial).