MEMORANDUM-DECISION AND ORDER
I. Introduction
Mujahid Farid, an inmate at Franklin Correctional Facility, brings this action pursuant to 42 U.S.C. §§ 1983 and 1985 alleging that defendants, the New York State Board of Parole (“BOP”), its chairperson, and various commissioners, have repeatedly deprived him of fair parole consideration hearings since he first became eligible for parole in 1993. (See Compl.; Dkt. No. 1.) On March 9, 2007, defendants filed a motion to dismiss the Complaint. (Dkt. No. 32.) The motion was referred to Magistrate Judge David E. Peebles for report and recommendation. On February 4, 2008, Judge Peebles issued a Report and Recommendation (“R & R”) recommending dismissal of the Complaint in its entirety. (Dkt. No. 41.) 1 Pending are Farid’s timely objections (“Objections”) to the R & R. (Dkt. No. 42.) For the reasons that follow, the R & R is adopted in relevant part and Farid’s Complaint is dismissed.
II. Discussion
A. Due Process and Equal Protection Claims
The nature of this court’s review of a magistrate judge’s report and recommendation is dictated by the nature of the objections, if any, which are lodged in response to such report and recommendation.
See generally Almonte v. New York State Div. of Parole,
No. 9:04-cv-484,
In light of the R & R’s alternative holdings, it is unnecessary for the court to address Farid’s arguments concerning the statute of limitations, collateral estoppel, and immunity. Instead, the court will address Judge Peebles’s alternative holding that the due process and equal protection claims should be dismissed for failure to state a claim. As Farid has not objected to the R & R’s recommendations in this regard, the court has reviewed the relevant portions of the R & R for clear error.
See McAllan v. Von Essen,
*307
Upon review for clear error, the court finds that the R & R correctly concluded that Farid’s due process and equal protection claims must be dismissed.
(See
R & R at 320-22.) The court acknowledges that
Graziano v. Pataki,
No. 06-cv-0480,
B.Double Jeopardy Claim
In light of Farid’s specific objection to the recommended dismissal of his double jeopardy claim, the court has reviewed the relevant portion of the R & R
de novo. See Brito v. Phillips,
C. Remaining Claims
Farid has not objected to the R & R’s treatment of his ex post facto claim, his cruel and unusual punishment claim, his conspiracy claims, his Rehabilitation Act claim, and his Americans With Disabilities Act claim. Upon review for clear error, the court agrees with Judge Peebles’s analysis of these claims. (See R & R at 322-23, 323-27.) Accordingly, Farid’s ex post facto claim, cruel and unusual punishment claim, conspiracy claims, Rehabilitation Act claim, and Americans With Disabilities Act claim are all dismissed, for the reasons stated in the R & R.
D. Motion to Supplement the Complaint
The R
&
R recommended denial of Far-id’s motion for leave to supplement his Complaint.
(See
R
&
R at 327-30.) Farid has not objected to this recommendation and, accordingly, the court has reviewed it for clear error. Upon review, the court agrees with Judge Peebles’s conclusion, albeit for reasons that differ slightly from those stated in the R
&
R. The R & R
*308
treated Farid’s motion as a motion for leave to amend, governed by Rule 15(a) of the Federal Rules of Civil Procedure.
(See
R
&
R at 327-28.) However, Farid’s motion was brought pursuant to Rule 15(d), dealing with supplemental pleadings.
(See
Notice of Mot. for Leave to File a Supplemental Compl.; Dkt. No. 39.) The distinction is significant in this case, because no responsive pleading has been filed.
3
Thus, had Farid sought to amend his Complaint pursuant to Rule 15(a), he could have done so, regardless of potential futility.
See Rose v. Associated Universities, Inc.,
No. 00-cv-0460,
E. Motion to Strike
Farid has not objected to the R & R’s recommendation that his motion to strike the defendants’ motion to dismiss (Dkt. No. 37) be denied. Upon review of this recommendation for clear error, the court adopts Judge Peebles’s analysis of the motion to strike. Accordingly, Farid’s motion to strike is denied.
F. Miscellaneous Requests
In the Objections, Farid asks the court to reconsider the earlier denial of his motion to transfer this case to the Southern District of New York for consolidation with the pending
Graziano
class action.
(See
Objections at 13.) This request is not an “objection” to the R & R, because the R
&
R did not address the motion to transfer. Rather, Farid’s motion to transfer was denied in a Decision and Order dated December 21, 2006,
WHEREFORE, for the foregoing reasons, it is hereby
ORDERED that Judge Peebles’s Report and Recommendation (Dkt. No. 41) is adopted in relevant part as set forth above; and it is further
ORDERED that Farid’s motion to strike (Dkt. No. 37) is DENIED; and it is further
ORDERED that Farid’s motion for leave to supplement his Complaint (Dkt. No. 39) is DENIED; and it is further
ORDERED that Farid’s renewed requests to transfer the case and for the appointment of counsel are DENIED as moot; and it is further
*309 ORDERED that the defendants’ motion to dismiss (Dkt. No. 32) is GRANTED and Farid’s Complaint is dismissed; and it is further
ORDERED that the Clerk provide copies of this Memorandum-Decision and Order to the parties.
IT IS SO ORDERED.
REPORT AND RECOMMENDATION
Plaintiff Mujahid Farid, a New York State prison inmate who is proceeding pro se and in forma pauperis, has commenced this action against the New York State Board of Parole (“BOP”), its chairperson, and several of its commissioners alleging the deprivation of rights guaranteed both under the United States Constitution, and by federal statute. In his complaint, which is refreshingly cogent, plaintiff asserts various claims growing out of his frustration over defendants’ persistent refusal to grant him parole despite his eligibility dating back to 1993, arguing that the parole hearings which he is afforded are generally perfunctory in nature and that the resulting parole denials are the product of an impermissible, statewide policy or practice to deny parole to all violent offenders. Additionally, seizing upon reference in his most recent parole denial decision to his “antisocial lifestyle”, plaintiff asserts that in not being granted parole he is being discriminated against on the basis of a disability. Plaintiffs complaint seeks various forms of declaratory, injunctive and monetary relief.
In response to Farid’s complaint, defendants have moved seeking dismissal of all or portions of his claims on a variety of grounds including, principally, based upon the preclusive effect of an unfavorable determination entered in a state court proceeding commenced by the plaintiff to challenge his parole denial, additionally arguing, inter alia, that because parole is not a right guaranteed to New York State prisoners, no cognizable constitutional claim is now raised by the plaintiff. In response to defendants’ motion plaintiff has both submitted opposition papers and moved to strike the motion, and has since sought leave to supplement his complaint to add claims related to events occurring after the commencement of this action. For the reasons set forth below, I recommend that the defendants’ motion be granted and plaintiffs complaint be dismissed in its entirety. Additionally, in light of this disposition, I recommend denial of plaintiffs motions to strike and for leave to supplement his complaint.
I. BACKGROUND 1
Plaintiff is and was at the relevant times a prison inmate entrusted to the custody
*310
of the New York State Department of Correctional Services (the “DOCS”). Complaint (Dkt. No. 1) ¶ 5. Plaintiffs incarceration stems from a January, 1978 conviction for manslaughter and attempted murder entered in New York State Supreme Court, New York County, following a trial, leading to the imposition of concurrent prison sentences of between eleven and twenty-two years and fifteen years to life, respectively.
Id.
¶¶ 17, 21-30. Plaintiffs conviction results from the shooting death of an individual outside of a New York City bar as well as his attempt, without success owing to an, apparent malfunction of his weapon, also to shoot a police officer during the course of the incident.
Id.; see also Farid v. Travis,
To his credit, over the years since his initial confinement in 1978 Farid has taken many positive measures in an effort to further his rehabilitation and ensure that upon release from prison, he will become a productive member of society. Complaint (Dkt. No. 1) ¶¶ 32-44. Among those endeavors are laudable educational accomplishments which include the earning of an associate’s degree in business, a dual bachelor’s degree in liberal arts/arts and sciences, cum laude, and two separate master’s degrees in the fields of sociology and ministry. Id. ¶¶ 34-35. Plaintiff has also engaged in additional studies, acted as an inmate counselor, become proficient in several areas including signing for the hearing impaired, and participated in and/or assisted in developing several worthwhile programs for prison inmates. Id. ¶ 37.
Although he has been denied parole on several other occasions, plaintiffs claims in this action, as presently constituted, stem from a parole hearing held on April 30, 2003 by video conference. 2 Complaint (Dkt. No. 1) ¶¶ 45^47. Participating in that hearing were BOP, Commissioners George Johnson, Marietta Gailor, and William Smith, Jr., all of whom are named as defendants in this action. Id. ¶ 18. At the conclusion of the hearing plaintiffs request for parole was denied, and the following statement was given to explain the panel’s reasoning:
Parole is denied. Given the violence of the instant offense, Manslaughter 1st and Murder 1. [sic] Your criminal actions involved you in the course of a fight, you drew a gun and shot your victim twice in the chest and causing his death. Your criminal conduct continued when a police officer intervened and commanded you to freeze. You turned in an attempt to fire your weapon in the direction of the officer, but the gun did not fire. Your disregard for the law and the consequences of your behavior give right [sic] to your unsuitability for community release. Both your programming and disciplinary records were reviewed and considered. However, your past conduct was highlighted for violence, and indications you are established in an antisocial lifestyle, and you remain of concern in the minds of this Panel for public safety.
Defendants’ Motion (Dkt. No. 32) Exh. 1 at 7; see also Complaint (Dkt. No. 1) ¶ 19.
Plaintiff appealed the parole denial decision administratively to the Bureau of Parole Appeals Unit (“BOPAU”). Complaint (Dkt. No. 1) ¶¶ 56-57. That appeal was *311 rejected by the BOPAU in a decision mailed on or about January 29, 2004, essentially affirming the actions of the BOP panel. Complaint (Dkt. No. 1) ¶ 60.
Plaintiff challenged the parole denial resulting from the April 30, 2003 hearing by petition filed in New York State Supreme Court, Albany County, pursuant to Article 78 of the N.Y. Civil Practice Law and Rules (“CPLR”).
See Farid v. Travis,
Index No. 1332-004 (Albany County Supreme Ct., filed February 24, 2004);
see
Defendants’ Motion (Dkt. No. 32) Exh. 2. That petition was denied by decision and judgment issued by Supreme Court Justice Bernard J. Malone, Jr. on June 10, 2004, based upon the court’s finding that the interviewing panel of BOP Commissioners constituted to address the question of plaintiffs parole “exercised independent discretion” and considered “many of the relevant statutory factors,” leading the court to conclude that the parole denial was not the product of “irrationality bordering on impropriety.” Defendants’ Motion (Dkt. No. 32) Exh. 3,
slip op.
at 3. On April 7, 2005 that denial of plaintiffs Article 78 petition was upheld on appeal to the New York State Supreme Court Appellate Division, Third Department, which similarly concluded that the parole board had “considered the appropriate factors”, and that the parole rejection was not the result of any impropriety or failure to comply with the requirements of N.Y. Executive Law § 259-i.
Farid v. Travis,
II. PROCEDURAL HISTORY
Plaintiff commenced this action on December 8, 2005. Dkt. No. 1. Named as defendants in Farid’s complaint are the New York State Board of Parole; BOP Chair Robert Dennison; and BOP Commissioners Daizzee Bouey, Vanessa A. Clarke, Marietta Gailor, George Johnson, Debra Loomis, William Smith, Jr., Patricia Tappan, and R. Guy Vizzie, Jr. Id. In his complaint, plaintiff asserts various federal statutory and constitutional claims, alleging that 1) defendants denied him the right to due process and equal protection, in violation of the. Fourteenth Amendment to the United States Constitution; 2) defendants’ actions were in violation of the ex post facto clause, U.S. Const. Art. 1, § 10, cl. 1; 3) by their actions defendants exposed him to double jeopardy, in contravention of the Fifth Amendment; 4) defendants conspired to deprive him of his civil rights, in violation of 42 U.S.C. § 1985(2) and (3); and 5) defendant discriminated against him on the basis of a disability, in violation of section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794(a) and Title II of the Americans with Disabilities Act of 1990 (“ADA”), 42 U.S.C. § 12100 et seq.
Upon routine review of plaintiffs complaint and accompanying application for leave to proceed in forma pauperis, on April 3, 2006 District Judge Gary L. Sharpe issued a decision and order in which, inter alia, he found plaintiffs complaint to be lacking in merit, and thus denied plaintiffs IFP application and ordered its dismissal. 3 Dkt. No. 6. By subse- *312 querit decision and order, issued on December 20, 2006, District Judge Sharpe reconsidered his sua sponte dismissal and, while making no findings regarding the merits of Farid’s claims, ordered the action reopened and conferred IFP status upon the plaintiff. 4 Dkt. No. 9.
In response to plaintiffs complaint, on March 9, 2007 defendants interposed a motion seeking dismissal of all or some of the claims contained within it on a variety of bases. Dkt. No. 32. In their motion, defendants argue that 1) plaintiffs claims are precluded by res judicata or collateral es-toppel, based upon the unfavorable disposition of his state court Article 78 petition; 2) all or some of plaintiffs claims are precluded by the Eleventh Amendment; 3) plaintiffs claims against defendants Bouey, Gailor, Loomis and Tappan are time-barred; 4) defendants are absolutely immune from suit or, at a minimum, entitled to qualified, good faith immunity; 5) plaintiffs claim of entitlement to equitable relief is precluded under 42 U.S.C. § 1983; 6) plaintiffs complaint fails to establish a violation of either the ADA or the Rehabilitation Act; 7) regardless of the relative merits of those claims, plaintiffs ADA and Rehabilitation Act claims may not proceed against the BOP Commissioners in their individual capacities; and 8) plaintiffs constitutional claims lack merit in light of the fact that in New York, inmates have no cognizable liberty interest in being granted parole. Id. Plaintiff subsequently responded in opposition to defendants’ motion, Dkt. No. 35, and additionally on May 16, 2007, moved to strike defendants’ dismissal motion pursuant to Rule 12(f) of the Federal Rules of Civil Procedure, arguing that it was improperly filed and should be summarily rejected by the court. Dkt. No. 37. Plaintiff has also moved seeking leave to supplement his complaint to assert claims arising from post-commencement occurrences including, principally, another parole denial, and to add, as .defendants, Larry McQuinn, the Senior Parole Officer at the Franklin Correctional Facility (“Franklin”); Joel Kissane, a Parole Officer at Franklin; and Alan J. Croce, Lisa Beth Elovich, and Patrick Gallivan, three additional BOP Commissioners. Dkt. No. 39. Defendants have since responded in opposition to plaintiffs motion for leave to supplement his complaint and add additional defendants. Dkt. No. 40.
The parties’ motions, which are now ripe for determination, have been referred to me for the issuance of a report and recommendation, pursuant to 28 U.S.C. § 636(b)(1)(B) and Northern District of New York Local Rule 72.3(c). 5 see also Fed.R.Civ.P. 72(b).
III. DISCUSSION
A. Plaintiffs Motion to Strike
In response to defendants’ motion, plaintiff has sought an order striking the mo *313 tion. In his application to strike, plaintiff complains that defendants have not identified the portion of Rule 12(b) upon which their motion is predicated, have failed to include an affidavit among their motion papers, and have impermissibly offered matters outside of the record.
Plaintiffs motion to strike is bottomed on Rule 12(f) of the Federal Rules of Civil Procedure. That rule provides that
[t]he court may strike from a pleading an insufficient defense or any redundant, immaterial, impertinent, or scandalous matter. The court may act: (1) on its own; or (2) on motion made by a party either before responding to the pleading or, if a response is not allowed, within 20 days after being served with the pleading.
Fed.R.Civ.P. 12(f). As its plain language suggests, the rule is not particularly well-suited to the apparent objective
of
plaintiffs motion — the striking of defendants’ motion altogether. Plaintiffs motion does, however, nonetheless request relief which squarely lies within the inherent authority of the court, and therefore will be considered.
See WWP, Inc. v. Wounded Warriors, Inc., No.
8.-07CV370,
While defendants’ notice of motion does not specify a particular subdivision of Rule 12(b) under which the dismissal application is made, I have construed it as having been based upon the contention that for a variety of reasons, plaintiffs complaint fails to state a claim upon which relief may be granted, thus implicating Rule 12(b)(6). Since such a motion tests the legal sufficiency of a complaint, neither this court’s local rules nor the Federal Rules of Civil Procedure require, or indeed even permit, the submission of an affidavit asserting facts in support of the motion absent its conversion by the court to one seeking the entry of summary judgment.
6
see
Fed. R.Civ.P. 12(d); N.D.N.Y.L.R. 7.1(a)(2);
see also Doe v. Gonzales,
It is true, as plaintiff argues, that ordinarily materials outside of the record are not appropriately considered on a dismissal motion, absent such a conversion of the motion.
See Friedl,
Since the materials attached to defendants’ motion are comprised of documents relating to plaintiffs Article 78 petition,
*314
including court records and decisions associated with that state court proceeding, they are properly considered by the court.
See Pani
B. Dismissal Motion Standard
A motion to dismiss a complaint, brought pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure, calls upon a court to gauge the facial sufficiency of that pleading, utilizing as a backdrop a pleading standard, which is particularly unexacting in its requirements. Rule 8 of the Federal Rules of Civil Procedure requires only that a complaint contain “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed.R.Civ.P. 8(a)(2). Absent applicability of a heightened pleading requirement such as that imposed under Rule 9, a plaintiff is not required to plead specific factual allegations to support the claim; rather, “the statement need only ‘give the defendant fair notice of what the ... claim is and the grounds upon which it rests.’ ”
Erickson v. Pardus,
— U.S. -,
In deciding a Rule 12(b)(6) dismissal motion, the court must accept the material facts alleged in the complaint as true, and draw all inferences in favor of the non-moving party.
Cooper v. Pate,
When assessing the sufficiency of a complaint against this backdrop, particular deference should be afforded to a
pro se
litigant whose complaint merits a generous construction by the court when determining whether it states a cognizable cause of action.
Erickson,
C. Res Judicata/Collateral Estoppel
Relying upon decisions of both the lower state court and the Third Department associated with plaintiffs Article 78 proceeding challenging his parole denial, in their motion defendants argue that his claims in this action are precluded by res judicata or, alternatively, collateral estoppel. At a minimum, defendants maintain, plaintiff is bound by the Appellate Division’s finding that in denying his request for parole the BOP panel “considered the appropriate factors” and that the decision was not a result of impropriety or the panel’s failure to comply with the requisite provisions of state law.
Both the Full Faith and Credit Clause of the United States Constitution,
see
U.S. Const, art. IV, § 1, and the corresponding Full Faith and Credit statute, 28 U.S.C. § 1738, require that a federal court accord a state court judgment the same preclusive effect which it would merit under the law of the state from which it originated.
See Migra v. Warren City Sch. Dist. Bd. of Educ.,
*316 1. Claim Preclusion
As the Second Circuit explained in
Marvel,
claim preclusion, also known as
res judicata,
requires that a final judgment on the merits of an action be given preclusive effect, barring parties as well as those in privity with them from relitigating in a subsequent action a claim which was or could have been raised in the prior suit.
Marvel,
In this case it is clear, based upon well-established case authority, that the prior unfavorable Article 78 determination did not serve to foreclose the plaintiff from commencing this subsequent section 1983 civil rights action for damages, since such relief is unavailable in an Article 78 proceeding.
Davidson v. Capuano,
2. Issue Preclusion
Issue preclusion, a more narrow doctrine often referred to as collateral estoppel, bars a party that has had a full and fair opportunity to litigate an issue of fact or law from relitigating the same issue once it has been decided against that party or its privy.
McKithen v. Brown,
In his initial determination addressing plaintiffs Article 78 petition, Supreme Court Justice Bernard J. Malone found that the BOP Commissioners who entertained Farid’s parole application in April of 2003 “considered] many of the relevant statutory factors”, and in that process of deciding whether to grant parole the panel’s conduct “[did] not disclose ‘irrationality bordering on impropriety.’ ” Defendants’ Motion (Dkt. No. 32) Exh. 3, slip op. at 3. The court further concluded that the BOP panel “exercised independent discretion in denying petitioner parole release and was not simply implementing a policy of the Governer....” 8 Id. (citation omitted). When affirming that determination, the Third Department found that the BOP had considered the appropriate factors in arriving at its determination. 9 Id., Exh. 6, slip op. at 2. These *317 determinations are entitled to preclusive effect, and plaintiff accordingly is barred from relitigating in this court the issues decided by the state courts, including the propriety of his parole denial, plaintiffs claim of due process deprivation and equal protection denial, and his ex post facto argument, as set forth in his first three causes of action.
D. Absolute Immunity
In their motion, defendants maintain that BOP Chairperson Dennison, as well as Commissioners Bouey, Clarke, Johnson, Loomis, Tappan, Vizzie, Gailor, Smith and Johnson, are entitled to absolute immunity from suit. Defendants’ argument in this regard derives from the quasi-judicial nature of the function which they perform as parole commissioners, and is based principally upon the Second Circuit’s decision in
Montero v. Travis,
“The Second Circuit [has] ... held that Parole Board officials are entitled to absolute immunity from liability for damages under § 1983 for their decisions to grant, deny, or revoke parole.”
Barna v. Travis,
No. 97 CV 1146,
Plaintiffs allegations against the various BOP Commissioners in this instance represent nothing more than poorly disguised claims that in performing their official functions, they deprived him of his constitutional rights. As such, they are precisely the type of claims to which the absolute immunity steadfastly recognized by the courts is applicable.
See Montero,
Plaintiff could perhaps argue that although absolute immunity precludes him from maintaining damage claims against the defendants, for performing their official functions as BOP Commissioners, he is nonetheless entitled to seek injunctive relief against them. In his complaint, plaintiff has sought declaratory and injunctive relief, in addition to monetary damages, requesting, inter alia, that the defendants and their agents be enjoined “from continuing to violate any of the constitutional rights enumerated and found to be in violation in the course of proceedings before the BOP and the BOPAU ...” Complaint (Dkt. No. 1) ¶ 82(J). In their motion, defendants respond that such relief is unavailable under section 1983.
In 1996 Congress adopted the Federal Courts Improvement Act of 1976, Pub.L. No. 104-317, 110 Stat. 3847, 3853 (1996). Section 309(c) of that Act amended 42 U.S.C. § 1983 to add the provision “that in any action brought against a judicial offi
*318
cer for an act or omission taken in such officer’s judicial capacity, injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable ...Federal Courts Improvement Act of 1976, § 309(c);
see LeDuc v. Tilley,
No. 3:05CV157,
Although the provision of section 1983, as amended, implicated by this portion of defendants’ motion makes reference only to judicial officers, for much the same reason that parole board members are ordinarily entitled to absolute immunity based upon the quasi-adjudicatory function which they perform, so too are they entitled to the benefit of this provision precluding the issuance of injunctive relief in most circumstances.
See Montero,
In sum, in light of the immunity which they enjoy from both suits for damages and in defense of claims for injunctive relief such as those now asserted by the plaintiff, I recommend dismissal of all of plaintiffs claims against the BOP and its Commissioners on this independent basis, separate and apart from the merits.
E. Eleventh Amendment
The individual defendants in this action, as BOP members, are all state employees. Plaintiffs complaint is ambiguous on the issue of whether they are sued individually, in their official capacities, or both. Since plaintiffs complaint seeks various legal and equitable relief, including monetary damages, in their motion defendants urge dismissal of plaintiffs damage claims against the defendants in their official capacities, based upon protection afforded under the Eleventh Amendment.
The Eleventh Amendment protects a state against suits brought in federal court by citizens of that state, regardless of the nature of the relief sought.
Alabama v. Pugh,
F. Statute of Limitations
Defendants next seek dismissal of plaintiffs claims against defendants Bouey, Gai-lor, Loomis and Tappan, based upon the governing statute of limitations. Defendants’ motion in this regard is premised upon their assertion that those BOP Commissioners are named only in connection with the consideration of plaintiffs application for parole in 2001.
Consistent with the Supreme Court’s pronouncement that in actions brought under 42 U.S.C. § 1983 the applicable limitations period is derived from the general or residual statute of limitations for personal injury actions under the laws of the forum state,
see Owens v. Okure,
Despite the fact that state statutes of limitation, which often vary in length from jurisdiction to jurisdiction, apply to such federal claims, the determination of the proper accrual date to affix in connection with a section 1983 claim is controlled by federal law.
Ormiston,
It is readily apparent, even from plaintiffs own account, that by 2001 he was well aware of the parole denial forming the sole basis for his claims against defendants Bouey, Gailor, Loomis and Tappan. Since plaintiffs claims against them occurred more than three years prior to the date on which this action is deemed to have been commenced, those defendants are therefore entitled to dismissal of plaintiffs claims against them on the additional basis of the applicable stat *320 ute of limitations. 13
G. Procedural Due Process Claim
Chief among plaintiffs claims in this action is the contention that during the course of the proceedings leading to the various parole denials, he was deprived of procedural due process. Asserting that as a matter of law the plaintiff cannot maintain such a claim, in view of the lack of any cognizable liberty or property interest of the plaintiff in being granted parole, defendants seek dismissal of plaintiffs due process cause of action.
To successfully state a claim under 42 U.S.C. § 1983 for denial of due process, a plaintiff must show that he or she 1) possessed an actual liberty interest, and 2) was deprived of that interest without being afforded sufficient process.
See Tellier v. Fields,
In a case such as this, the burden initially rests with the plaintiff to show that he or she enjoys a protected liberty interest under New York’s statutory parole scheme. While the presence or absence of language in a state’s parole provisions mandating release was once regarded as dispositive on- this score, see,
e.g. Greenholtz v. Inmates of Nebraska Penal & Corr. Complex,
Analysis of the plaintiffs due process claim, at least in the first instance, therefore hinges upon whether New York’s parole regime confers upon him a legitimate expectation in release on parole prior to the expiration of his sentence. Careful review of New York’s parole provisions reveals no basis to find the existence of such a protected liberty interest in being released on parole.
Barna,
This is not to say that a prison inmate may constitutionally be denied parole for purely arbitrary or otherwise impermissible reasons.
Boddie v. New York State Div. of Parole,
In this instance the plaintiff argues that the BOP acted irrationally in considering the circumstances of his criminal conviction among the factors weighed in arriving at their determination. New York law directs the BOP to consider certain specified factors, among them being the underlying offense, but does not specify the weight to be attached to each factor. N.Y. Exec. Law § 259 — i(2)(c)(A);
Mitchell v. Conway,
No. 04 CV 1088,
[discretionary release on parole shall not be granted merely as a reward for good conduct or efficient performance of duties while confined but after considering if there is a reasonable probability that, if such inmate is released, he will live and remain at liberty without violating the law, and that his release is not incompatible with the welfare of society and will not so deprecate the seriousness of his crime as to undermine respect for law.
N.Y. Exec. Law § 259-i(2)(C)(A) (McKinney’s, 2007). Accordingly, “[t]he parole board may in its discretion find that any one of these factors,
including the severity of the inmate’s offense of conviction,
outweighs the other factors in a particular case and is grounds to deny parole.”
Mitchell,
Under these circumstances, even if plaintiffs claims were not barred by issue preclusion as a result of the adverse Article 78 determination from the state courts, his due process claim nonetheless would fail based upon his inability to establish the deprivation of a cognizable liberty interest.
Larocco,
H. Equal Protection Claim
Plaintiffs complaint also sets forth a claim for deprivation of equal protection. *322 Although somewhat vague in this regard, plaintiffs complaint appears to allege that as a violent offender, he has been treated differently than non-violent offenders for parole purposes and that this disparity in treatment offends the Equal Protection Clause of the Fourteenth Amendment.
Plaintiffs equal protection cause of action is patently lacking in merit for two reasons. Initially, the claim hinges upon plaintiffs ability to demonstrate that violent felony offenders are similarly situated to nonviolent offenders, a proposition which, unfortunately for the plaintiff, has been soundly rejected by the courts.
See Standley,
I. Ex Post Facto Claim
Also included within plaintiffs complaint is a claim that institution by the BOP of a, policy, allegedly at the behest of former New York Governor George Pataki, not to grant parole to violent felony offenders, implemented after his sentencing and applied retroactively to his circumstances, represents a violation of his rights under the ex post facto provision of the United States Constitution.
Among the protections afforded by the Constitution is the prohibition against a state passing any
ex post facto
law. See U.S. Const, art. I, § 10. Under this provision, laws which “retroactively alter the definition of crimes or increase the punishment for criminal acts” are prohibited.
Collins v. Youngblood,
The type of retroactive legislation proscribed under that provision is readily and materially distinguishable from the plaintiffs circumstances. In this instance both the defendant’s potential exposure to criminal sanctions and his sentence remained constant before and after his conviction, and were not impacted by intervening events occurring after his trial and sentencing. What Farid now challenges is the alleged implementation of a policy, following his sentencing, which would potentially negate or minimize the possibility of early release on parole, without actually increasing his maximum exposure to punishment. In recognition of this critical distinction the argument now being raised has been firmly rejected by several other courts, including the Second Circuit, particularly since the challenged policy is neither a law, nor does it have the effect of retroactively punishing a crime.
Barna,
Plaintiffs ex post facto clause argument is therefore lacking in merit.
J. Double Jeopardy Claim
Included within plaintiffs fourth cause of action is a reference to a claimed violation of the double jeopardy provision of the *323 Fifth Amendment. Neither plaintiffs complaint nor his memorandum in opposition to defendants’ dismissal motion, however, elaborates as to the basis for this claim.
The double jeopardy clause of the Fifth Amendment protects an individual’s right not to be “subject for the same of-fence to be twice put in jeopardy of life or limb.” U.S. Const, amend. V, cl. 2. The double jeopardy clause prohibits both the second prosecution of a defendant for the same offense after an acquittal or a conviction and the imposition of multiple punishments for the same offense.
North Carolina v. Pearce,
It is difficult to discern, based upon the circumstances now presented, how plaintiffs conviction and sentence, coupled with the denial of his application for release prior to the end of his sentence, could result in abridgment of his right against double jeopardy. In the event that the BOP persists in its rejection of plaintiffs efforts to gain release on parole, he will have served the sentences which were duly imposed in connection with his two criminal convictions. Under these circumstances I find no plausible double jeopardy claim included within his complaint and therefore recommend dismissal of that portion of his fourth cause of action.
K. Cruel and Unusual Punishment Claim
Also embedded within plaintiffs fourth cause of action is a claim that his Eighth Amendment right to be free from cruel and unusual punishment has been violated by virtue of defendants’ actions. In their motion, defendants also seek dismissal of this claim.
The Eighth Amendment contains a general proscription against cruel and unusual punishment.
14
In cases decided principally under 28 U.S.C. § 2254, in response to requests by state prisoners for habeas intervention, the courts have uniformly observed that state imposed sentences which fall within the prescribed ranges of penalties for the crimes of conviction do not implicate the cruel and unusual punishment provision of the Eighth Amendment.
See White v. Keane,
L. Conspiracy Claims
In his fifth cause of action, plaintiff asserts a claim of conspiracy in violation of *324 42 U.S.C. § 1985(3). 15 , 16 Defendants maintain that plaintiffs’ conspiracy claim is not legally cognizable, both based upon the intra-agency conspiracy doctrine, which precludes such claims against officers, agents, or employees of a single corporate entity, and because the elements of a conspiracy claim under section 1985 have not been properly pleaded.
1. Intra-agency Conspiracy Doctrine
In a doctrine rooted in the conspiracy provision, of section one of the Sherman Antitrust Act, 15 U.S.C. § 1, and which, although developed in the context of business entities, since inception has been expanded to apply to business corporations and public entities as well, the intra-corporate conspiracy doctrine provides that with exceptions not now presented, an entity cannot conspire with one or more of its employees, acting within the scope of employment, and thus a conspiracy claim conceptually will not lie in such circumstances.
See, e.g., Everson v. New York City Transit Auth.,
2. Merits
In their motion defendants also assert plaintiffs conspiracy claims do not meet the requirements of section 1985(3), in that he fails to allege that he was the victim of a conspiracy based upon his membership in a protected class and defendants’ class-based, invidiously discriminatory animus.
To sustain a cause of action for conspiracy to violate, civil rights under section 1985(3), a plaintiff must allege and demonstrate that defendants acted with racial or other class based animus in conspiring to deprive the plaintiff of his or her equal protection of the laws, or of equal privileges and immunity secured by law.
United Brotherhood of Carpenters & Joiners, Local 610, AFL-CIO v. Scott,
Plaintiffs complaint in this case is wholly devoid of specifics in connection with his conspiracy claims, aside from the assertion, in purely conclusory terms, that the defendants have conspired to violate his civil rights. Additionally, plaintiffs complaint lacks any allegation regarding race-based animus or his membership in a suspect class providing motivation for the defendants’ parole denial. Accordingly, I find plaintiffs section 1985(3) cause of action is subject to dismissal on the merits, even assuming inapplicability of the intra-corpo-rate conspiracy doctrine.
Boddie v. Schnieder,
M. Plaintiff’s ADA and Rehabilitation Act Claims
Advancing upon an extremely inventive argument, plaintiffs sixth and seventh causes of action assert that by their actions defendants have violated his rights under section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794(a), and the Americans With Disabilities Act (“ADA”), 42 U.S.C. § 12101 et seq. Complaint (Dkt. No. 1) ¶¶ 80-81. Plaintiffs argument in this regard is based upon his assertion that by making reference to his “antisocial lifestyle” when denying his April, 2003 application for parole, defendants discriminated against him as a result of a recognized disability. Defendants seek dismissal of plaintiffs ADA and Rehabilitation claims on a variety of grounds.
1. Individual Capacity Suits Under the ADA and Section 501
Defendants initially seek dismissal of plaintiffs ADA and Rehabilitation Act claims against them in their individual capacities as a matter of law.
17
As defendants correctly argue, neither Title II of the ADA nor section 504 of the Rehabilitation Act makes provision for individual capacity suits against state officials.
Garcia v. SUNY Health Sciences Ctr. of Brooklyn,
2. Merits of ADA and Section 504 Claims
Defendants also challenge the sufficiency of plaintiffs section 504 and ADA claims on the merits. Reiterating that New York State prison inmates have no right or legitimate expectation to be released on parole prior to the expiration of an imposed sentence, defendants assert that plaintiff is unable to identify a service or benefit to which he was entitled, but denied, and further has failed to allege the existence of a cognizable disability forming the basis for defendants’ actions.
In 1990 Congress enacted the ADA pursuant to the Commerce Clause of the United States Constitution, as well as under section five of the Fourteenth Amendment.
Garcia,
Section 504 of the Rehabilitation Act, which significantly predates the ADA, provides, in relevant part, that
[n]o otherwise qualified individual with a disability ... shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance....
29 U.S.C. § 794(a). Section 504 was enacted by Congress under authority of the Spending Clause contained within Article I of the Constitution.
See Garcia,
In order to succeed, claims under both Title II of the ADA and section 504 of the Rehabilitation Act require, as a threshold matter, a showing that the plaintiff suffers from a disability.
Doe,
In his complaint, plaintiff has failed to identify a cognizable disability from which he suffers, and which substan *327 tially limits a major life activity. Rather than claiming to suffer from a cognizable disability within the meaning of the ADA and section 504, plaintiff appears to be relying upon discrimination on the basis of a perceived disability. His pleading, however, fails to illuminate how his perceived disability — an antisocial lifestyle — substantially limits any major life activity. 19
It should be noted, in any event, that the contention that defendants’ denial of parole application in April of 2003 was motivated by consideration of a perceived disability is dispelled by the state court determination on plaintiffs Article 78 petition, in which both the trial court and the Third Department concluded that various relevant circumstances were factored into the parole denial. Moreover, to the extent that Farid’s antisocial lifestyle was considered by the BOP when rejecting plaintiffs request for release on parole, it was entirely appropriate to include that factor into the parole decision, and neither the ADA nor the Rehabilitation Act is offended by consideration by such a highly relevant factor.
See, e.g., Mitchell v. Metrish,
No. 04-CV-72411,
Under these circumstances, I recommend dismissal of plaintiffs ADA and Rehabilitation Act claims on the merits.
N. Plaintiffs Motion For Leave To Supplement
In addition to opposing defendants’ motion and additionally seeking to have it stricken, plaintiff also moves for permission to supplement his complaint. Dkt. No. 39. In his motion, plaintiff seeks to add additional defendants, including Larry McQuin, a Senior Parole officer at Franklin; Joel Kissane, also a Parole Officer at Franklin; and BOP Commissioners Alan J. Croce, Lisa Elovich, and Patrick Galli-van. Id. In his proposed supplemental complaint plaintiff attempts to add claims related to the procedures leading up to and resulting in a parole denial on August 9, 2006, as well as subsequent proceedings during the latter part of 2006 and earlier this year.
Motions for leave to amend are governed by Rule 15(a) of the Federal Rules of Civil Procedure which provides, in pertinent part, that unless amendment as a matter of right is permitted based upon the procedural circumstances of the case— something which is not applicable in this
*328
action' — a party may amend its pleading “only by leave of court or by written consent of the adverse party; and leave shall be freely given when justice so requires.”
20
Fed.R.Civ.P. 15(a). Under Rule 15(a), leave to amend ordinarily should be freely granted absent undue delay, bad faith, dilatory tactics, undue prejudice in being served with the proposed pleading, or futility.
Foman v. Davis,
Notwithstanding the familiar and well-accepted precept that leave to amend should be granted freely and is typically permitted, if a claim contained in a proposed amended complaint would be vulnerable in the face of a Rule 12(b)(6) motion then permitting amendment would be an act of futility which should not be sanctioned.
See, e.g., Saxholm AS v. Dynal, Inc.,
Generally, while a delay in making a motion to amend the pleadings must be weighed as a factor in deciding whether or not to grant the motion, the delay by itself will not be reason to deny the motion.
Phaneuf v. Tenneco, Inc.,
There are several considerations which militate against granting plaintiffs motion to supplement — principal among them is futility. For the reasons set forth above the new claims interposed in plaintiffs proposed supplemental complaint, which parallel those contained in his existing pleading, are futile and would be subject to dismissal for failure to state a cause of action upon which relief may be granted. Moreover, in the event that this report and the recommendation included within it are adopted, the case will be closed. Under these circumstances I find it would be improvident to permit the requested supplementation, and therefore recommend that plaintiffs motion for leave to supplement be denied.
Cancel v. Mazzuca,
IV. SUMMARY AND RECOMMENDATION
Plaintiffs complaint in this action, although multi-faceted, in essence challenges *329 a denial of his application for early release on parole in April of 2003, alleging that in denying him parole the BOP was imper-missibly influenced by a statewide policy against granting parole to violent felony offenders. That parole decision, rendered by a panel of BOP Commissioners, has been upheld both on internal review within the agency, and following a challenge by the plaintiff in the New York courts. Many of plaintiffs claims in this action are accordingly barred as a result of the adverse determination in connection with his state court challenge.
Addressing the merits of plaintiffs claims, I find that they are subject to dismissal on a variety of bases including, inter alia, the absolute immunity enjoyed by the defendants when engaged in their decision-making task, the fact that plaintiff has no legal entitlement to parole sufficient to give rise to claims, plaintiffs failure to plead the necessary elements of a conspiracy claim under 42 U.S.C. § 1985(3), and his inability to establish that he suffers from a cognizable disability sufficient to trigger the protections of the ADA and section 504 of the Rehabilitation Act. 21 It is therefore hereby
RECOMMENDED, that plaintiffs motion to strike (Dkt. No. 37) defendants’ dismissal motion, be DENIED; and it is further
RECOMMENDED, that defendants’ motion to dismiss plaintiffs complaint in this action (Dkt. No. 32) be GRANTED, and that plaintiffs complaint be dismissed in its entirety as against all defendants; it is further
RECOMMENDED that plaintiffs motion for leave to supplement his complaint (Dkt. No. 39) be DENIED.
Pursuant to 28 U.S.C. § 636(b)(1), the parties have ten days within which to file written objections to the foregoing report. Such objections shall be filed with the Clerk of the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN TEN DAYS WILL PRECLUDE APPELLATE REVIEW. 28 U.S.C. § 636(b)(1); Fed. R.Civ.P. 6(a), 6(e), 72;
Roldan v. Racette,
It is further ORDERED that the Clerk of the Court serve a copy of this report and recommendation upon the parties in accordance with this court’s local rules.
Dated: February 4, 2008
Notes
. The Clerk is directed to append the R & R to this decision, and familiarity therewith is presumed.
. In his Objections, Farid purports to "incorporate[] by reference” the arguments made in prior submissions.
(See
Objections at 3-4.) The incorporation by reference of arguments previously presented to the magistrate judge does not constitute a specific objection triggering
de novo
review.
See Edwards v. Fisch
*307
er,
. A motion to dismiss is not a responsive pleading.
See Barbara v. New York Stock Exchange, Inc.,
. In light of the procedural posture of the case, the following recitation is drawn principally from plaintiffs complaint, Dkt. No. 1, the allegations of which have been credited, for purposes of the instant motion.
See Erickson v. Pardus,
- U.S. -,
. According to the plaintiff, he was previously denied parole by the BOP in 1993, 1995, 1997, 1999, and 2001. Complaint (Dkt. No. 1) ¶ 51.
. That review was performed both pursuant to 28 U.S.C. § 1915(e)(2)(B), which authorizes dismissal of an in forma pauperis proceeding on various grounds including, inter alia, a finding that it fails to state a claim upon which relief may be granted, as well as *312 under 28 U.S.C. § 1915A, which requires court review of a complaint in a civil action in which a prisoner seeks redress from officers or employees of a governmental agency.
. In that order, Judge Sharpe also denied an application by plaintiff for transfer of this action to the Southern District of New York to "be consolidated and joined with” a similar action brought by another inmate,
Graziano v. Pataki,
No. 06 CIV. 0480,
. Plaintiffs motion for leave to file a supplemental complaint and to add defendants, and potentially his motion to strike, would ordinarily fall within my nonconsensual jurisdiction pursuant to 28 U.S.C. § 636(b)(1)(A); see also Northern District of New York General Order No. 25, as implicating only non-dispos-itive matters. In light of the procedural posture of this case, however, I am formatting my decision as a report and recommendation in its entirety, including with respect to those motions.
. The standard under which a Rule 12(b)(6) motion is gauged is discussed further on in this report, see pp. 313-15, post.
. While the law of New York, rather than federal principles, applies to determine the preclusive effect to be given to the state courts’ determinations in response to plaintiff's Article 78 petition, this is a distinction without a difference since, as the Second Circuit has noted, “there is no discernable difference between federal and New York law concerning
res judicata
and collateral estoppel.”
Marvel Characters, Inc. v. Simon,
. In his decision, Supreme Court Justice Malone also rejected petitioner's other arguments as lacking in merit. Defendants' Motion (Dkt. No. 32) Exh. 3, slip op. at 3. The claims rejected under this catchall language, though not specifically mentioned in the court's decision, were based upon Farid's assertion that his due process and equal protection rights under the state and federal constitutions were abridged.
. Among the factors properly considered, according to the Third Department, were "the violent nature of petitioner's crimes, involving the shooting death of the victim outside a New York City discotheque as well as the attempted shooting of a police officer, but *317 also petitioner's criminal history, prison disciplinary record, educational accomplishments, program participation and release plans.” Defendants' Motion (Dkt. No. 32) Exh. 6, slip op. at 2.
. In a broader sense, this portion of defendants’ motion implicates the sovereign immunity enjoyed by the State. As the Supreme Court has reaffirmed relatively recently, the sovereign immunity enjoyed by the states is deeply rooted, having been recognized in this country even prior to ratification of the Constitution, and is neither dependent upon nor defined by the Eleventh Amendment.
North
ern
Ins. Co. of New York v. Chatham County,
. By contrast, the Eleventh Amendment does not establish a barrier against suits seeking to impose individual or personal liability on state officials under section 1983.
See Hafer,
. While plaintiff's complaint was not formally filed with the court until December 8, 2005, Dkt. No. 1, it is dated November 28, 2005. Affording plaintiff the benefit of the doubt, I have therefore treated the action as having been commenced on that earlier date, applying the prison mailbox rule recognized in this circuit and elsewhere as controlling for purposes of measuring a statute of limitations in an action brought by a prison inmate,
see Houston v. Lack,
. Although not raised by the plaintiff, I have considered the possibility that the statute of limitations should be considered as having been tolled during the pendency of his Article 78 proceeding. While federal law determines when a section 1983 claim accrues, state tolling principles inform the analysis of whether the limitations period has been tolled, unless those rules would " ‘defeat the goals' ” of section 1983.
Pearl v. City of Long Beach,
. That amendment provides that “excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.'' U.S. Const, amend. VIII.
. That section provides, in relevant part, that [i]f two or more persons in any State ... conspire ... for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws ... the party so injured or deprived may have an action for the recovery of damages occasioned by such injury or deprivation, against any one or more of the conspirators.
42 U.S.C. § 1985(3).
. Plaintiff's complaint also alleges a conspiracy under 42 U.S.C. § 1985(2). That section, however, which deals with obstruction of justice and intimidation of parties, witnesses and jurors, does not appear to have applicability in plaintiff's circumstances.
. Although this is far from readily apparent, plaintiff's complaint appears to assert claims, including under the ADA and section 504 of the Rehabilitation Act, against the named defendants, both individually and in their official capacities as BOP Commissioners. Defendants’ motion seeks dismissal of plaintiff's ADA and section 504 claims against the defendants only in their individual capacities.
. While this issue by no means has been uncontroversial, it appears that plaintiff may maintain damage claims under the ADA and section 504 against the defendants in their official capacities.
See Warren v. Goord,
No. 99 CV 296,
. While the definition of a disabled individual under the ADA includes a person regarded as having a physical or mental impairment substantially limiting one or more major life activities, that definition section appears to apply only to disability discrimination in the employment setting under Title I of the ADA, and discrimination based upon a perceived disability is not similarly actionable under Tide II in a setting such as that now at issue. 42 U.S.C. § 12112(a); 29 C.F.R. § 1630.2(a)-(f), (l) (indicating that this definition of a perceived disability applies to employers and other covered entities under Title I, such as employment agencies). The same does not appear to hold true, however, with respect to section 504. see 45 C.F.R. § 84.3(j)(2)(iv)(C).
. Although plaintiff’s motion seeks leave to supplement his complaint, analysis of such motions is informed generally by the same considerations that apply to motions for leave to amend.
Amaker v. Haponik,
.
In light of my recommendation in this matter I have not addressed the defense of qualified immunity, offered by the defendants as an independent basis for dismissal of plaintiffs claims.
Saucier v. Katz,
