In this discrimination suit by Nelson A. Farias and Angela M. Robinson against their former employer, defendant Instructional Systems, Inc. (“ISI”), the United States District Court for the Southern District of New York (Wood, J.) granted summary judgment dismissing the claims of discrimination based on national origin and race but preserved Robinson’s retaliation claim for trial, at which Robinson prevailed. Farias and Robinson appeal the dismissal of their discrimination claims; Robinson appeals from orders entered by the trial judge (Motley, J.) (i) refusing to submit the punitive damages claim to the jury and (ii) reducing Robinson’s request for attorney’s fees to reflect limited success. ISI cross-appeals (i) the denial of summary judgment dismissing Robinson’s retaliation claim, (ii) the denial of ISPs request for a two-day continuance to accommodate the schedule of a witness named Marie Milillo, and (iii) the grant of plaintiffs’ oral application at trial to ex-
We affirm the judgment in favor of ISI on the discrimination claims as well as the district court’s trial rulings excluding Dunn’s testimony and denying the continuance. The denial of summary judgment on Robinson’s retaliation claim is not appeal-able per se, and the issues raised on summary judgment were not preserved by timely motions at trial. We also affirm the ruling that the record does not justify submission of punitive damages to the jury, and hold that the standard for imposition of punitive damages under federal law, set forth in Kolstad v. American Dental Association,
BACKGROUND
Farias (who is Chilean-American) and Robinson (who is African-American) sued their employer, ISI, in the Southern District of New York, alleging employment discrimination based on national origin and race, in violation of Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e-2(a)(l) and (2); Section 296 of the New York State Human Rights Law (“HRL”); and Section 8-107(a) of the New York City Administrative Code (“Administrative Code”). Robinson also alleged that ISI retaliated against her in violation of federal, state and local law because she filed an EEOC discrimination complaint.
ISI, a New Jersey corporation that marketed educational software, employed the plaintiffs as Educational Training Consultants (“ETC”). Plaintiffs’ primary assignment was to service the firm’s account with the New York City Human Resources Administration (“HRA”), assisting in the support and training of HRA personnel. HRA’s contract with ISI was not renewed in 1994. For a time, ISI maintained staffing on the account in the hope that HRA would renew, but late in 1995 ISI began to lay off the employees servicing the HRA account.
Farias was terminated on October 28, 1994. Every ETC whose primary assignment was the HRA account was terminated by the end of 1994, except for plaintiff Robinson, who was placed on the Help Desk after returning from medical leave in December 1994.
At that meeting, Robinson was given to understand that she would receive ISI’s standard termination letter which offered severance benefits, conditional on the employee’s release of all claims against ISI.
After the initial meeting, however, Kam-iner learned that Robinson had filed an EEOC complaint alleging discrimination in the terms and conditions of her employment. At a second meeting on March 1, 1995 (roughly an hour after the first meeting), attended by the same people, Kaminer asked Robinson about the EEOC charge and told her that ISI could not offer her severance because Robinson’s EEOC charge conflicted with at least one condition of the standard termination agreement. On the advice of ISI’s counsel, Joseph Dunn, Kaminer explained that, because Robinson was unable to give the required consideration (a release of all claims against ISI), ISI would be unable to offer her severance.
Farias and Robinson alleged that they were terminated by reason of (respectively) national origin and race. In addition, plaintiffs alleged that ISI discriminated against them in the terms and conditions of their employment. Farias alleged that he was (1) paid a lower salary than non-Chilean-American employees with comparable backgrounds, (2) denied access to ISI computer equipment and denied financing for a personal computer, and (3) denied training opportunities available to other employees. And Robinson alleged that she (1) was denied a raise and (2) received a functional demotion when ISI placed her on the Help Desk in December of 1994. •Finally, Robinson argued that ISI retaliated against her for filing an EEOC charge by denying her severance benefits, per diem work and the opportunity to be rehired by ISI when permanent work became available.
In support of its motion for summary judgment, ISI proffered nondiscriminatory reasons for the allegedly discriminatory actions, chiefly a serious downturn in its business. With respect to plaintiffs’ allegations of discrimination in the terms and conditions of employment, ISI responded with respect to Farias that (1) his salary was commensurate with similarly situated employees not of Chilean heritage, (2) he was denied a personal computer because his job description did not call for one and because the accounts he was working on were about to be lost, and (3) he was unqualified for the positions for which he sought training and (in any event) similarly situated ETCs were not given the training that he was denied. With respect to Robinson’s allegations, ISI responded that (1) she was denied a raise in order to bring her salary in line with lower salaries paid to similarly situated employees, and (2) the alleged functional demotion was an effort to keep her employed in anticipation of a new contract, since the alternative was to terminate her employment entirely.
The district court (Wood, J.) granted summary judgment in favor of ISI on the claims that ISI discriminated against the plaintiffs in the terms and conditions of their employment and in their terminations.
Robinson’s retaliation claim — that ISI withheld benefits and opportunities because ISI learned (after terminating her but before assembling her severance package) that she had filed a charge with the EEOC — went to a jury before Judge Mot
At the close of the evidence, the defense moved for judgment as a matter of law under Fed.R.Civ.P. 50(a) on the grounds that (i) because Robinson'was terminated before ISI knew of her EEOC complaint, the termination itself could not be retaliatory, and (ii) as to the only remaining issue, severance, the company’s decision to withhold its usual offer of severance was justified by a legitimate non-retaliatory reason: Robinson’s inability to give the required consideration in the form of a release. As to ISI’s alleged offers of per diem work or later rehiring, ISI argued that it had no contractual obligation to offer these opportunities and, in any event, Robinson rejected them at the first March 1, 1995 meeting. The defense’s Rule 50(a) motion was denied.
The jury found that Robinson was the victim of retaliation, and awarded $1,500 for the lost severance pay, $1,500 for the denial of two additional weeks of work, $14,000 on account of the lost opportunities for per diem work and for rehiring, and $6,000 for mental anguish. See Robinson v. Instructional Sys., Inc.,
Robinson’s counsel sought $131,393.41 in attorney’s fees and paralegal fees, plus $3,406.59 in costs. In an order dated July 18, 2000, Judge Motley awarded Robinson’s counsel the sum of $37,194.97, an amount arrived at by reducing the number of hours that could reasonably be calculated towards the lodestar amount and by downwardly adjusting the lodestar to reflect Robinson’s limited success in the litigation, viewed as a whole. See Robinson v. Instructional Systems, Inc.,
ISI failed to renew its motion for judgment as a matter of law within ten days after entry of judgment, as required by Fed.R.Civ.P. 50(b). Presumably for that reason, its appeal on those issues is taken from the district court’s denial of its motion for summary judgment.
DISCUSSION
A. Summary Judgment
This Court reviews de novo the district court’s ruling on summary judgment, construing the evidence in the light most favorable to the non-moving party and drawing all reasonable inferences in its favor. See Quinn v. Green Tree Credit Corp.,
1. Discrimination Claims
We affirm the grant of summary judgment in favor of ISI with respect to plaintiffs’ discrimination claims for substantially the reasons stated in Judge Wood’s March 19, 1999 Order. Plaintiffs failed to demonstrate that any genuine issue of material fact existed with respect to their discrimination claims and, based on the evidence in the record, ISI was entitled to judgment as a matter of law. See McLee v. Chrysler Corp.,
If a plaintiff establishes a prima facie case, a presumption of discrimination is created and the burden of production shifts to the defendant to articulate some legitimate, nondiscriminatory reason for the adverse employment action or termination. See McDonnell Douglas,
If the defendant bears its burden of production, the presumption drops out of the analysis, see id., and the defendant “will be entitled to summary judgment ... unless the plaintiff can point to evidence that reasonably supports a finding of prohibited discrimination”, id. Evidence that the defendant’s articulated nondiscriminatory reason is false, when added to the prima facie case, may or may not be “sufficient to support a reasonable inference that prohibited discrimination occurred”
As Judge Wood concluded, even if plaintiffs presented a prima facie case, ISI presented legitimate, non-discriminatory grounds to defeat the presumption of discrimination. Plaintiffs failed to produce any evidence, other than conclusory statements unsupported by the record, to rebut the legitimate, nondiscriminatory reasons offered by ISI, let alone evidence that could reasonably support a verdict in their favor. See James,
2. Retaliation Claim
The district court’s denial of ISI’s motion for summary judgment on Robinson’s retaliation claim is unappealable, and we therefore decline to address the merits of ISI’s challenge to this ruling. “In the absence of a Rule 50(b) renewed motion or extraordinary circumstances, an appellate court [i]s without power to direct the District Court to enter judgment contrary to the one it had permitted to stand.” Pahuta v. Massey-Ferguson, Inc.,
If ISI had unsuccessfully renewed its Rule 50(a) motion after trial, see Fed. R.Civ.P. 50(b), ISI could have appealed the denial of its motion for judgment as a matter of law. See Pahuta,
Inasmuch as a party is not permitted to appeal an issue that was not properly raised before the district court at trial in a motion for judgment as a matter of law, “it would be odd indeed for us to consider whether summary judgment was properly denied in a case where the identical issue was presented at trial and the requisite motions for judgment as a matter of law were not made.”
Id. at 131 (quoting Watson v. Amedco Steel, Inc.,
B. Denial of Continuance
On December 30, 1999, the district court rescheduled the start of trial from January 3 to January 4, 2000. On the first day of trial, ISI requested a continuance so that Marie Milillo, who was unavailable to testify on January 5 and 6, could be permitted to testify. In denying this request, the district court noted that the defendant had known of the original trial date since November 2, 1999. The district court also stated that it would seek to accommodate Ms. Milillo’s testimony that day, January 4, or else allow her deposition to be read into evidence. Ms. Milillo did not testify on January 4, and the defendant declined to introduce her deposition.
The decision to deny a continuance rests within the sound discretion of
The ruling here caused no prejudice. Ms. Milillo’s testimony was useful to corroborate Kaminer’s account of the March 1, 1995 meetings, but by the same token was cumulative.
C. Exclusion of Testimony
Judge Motley granted plaintiffs’ application to exclude the testimony of ISPs counsel on the ground that the proposed testimony was offered to support a defense based on advice of counsel, and that there was no such defense to a discrimination claim. The exclusion of this testimony was not an abuse of discretion. See Zahra v. Town of Southold,
the president [Phyllis Kaminer] called him and that he counseled her that she could not give severance because the company’s practice was to give severance in exchange for a release. The president had just learned that in fact Ms. Robinson had filed a charge. It was his view that he didn’t want to attempt to coerce a release out of her, so he said no, in this instance don’t offer the severance, and she acted on that good-faith advice of counsel.
ISI contends that Dunn’s testimony had bearing on the legitimate non-retaliatory reason given for the denial of severance benefits, and would have helped establish that Kaminer was acting without a retaliatory motive when she informed Robinson that she was ineligible for the standard severance package.
In this case, advice of counsel affords no defense, as the district court found. Counsel’s advice was that Kaminer should not offer Robinson the severance package offered to everyone else because Robinson had filed an EEOC complaint. But nothing would prevent ISI from offering the severance in exchange for a release, which no doubt included actual claims as well as hypothetical ones. Dunn’s testimony therefore would only have reinforced the jury’s finding that the denial of severance benefits was retaliatory, and his testimony therefore could not evidence a motive that was both legitimate and non-retaliatory. The retaliatory finding rests on cause and
The admissibility of Dunn’s testimony insofar as it may bear on punitive damages is a different question. To the extent that Dunn’s testimony would have had bearing on punitive damages, any error in excluding it is harmless. The testimony was cumulative of Kaminer’s account of what she was told by Dunn prior to denying Robinson severance and we affirm infra the district court’s ruling that the existing record did not support submission of punitive damages to the jury.
D. Punitive Damages
We review de novo the district court’s refusal to put the issue of punitive damages to the jury. See Schonfeld v. Hilliard,
The Supreme Court has recently clarified the federal standard for imposing punitive damages: “Punitive damages [under Title VII] are limited ... to cases in which the employer has engaged in intentional discrimination and has done so ‘with malice or with reckless indifference to the federally protected rights of an aggrieved individual.’ ” Kolstad v. American Dental Ass’n,
“[T]he Administrative Code does not provide a standard to use in assessing whether [punitive] damages are warranted.” Weissman,
We agree with the district court that the federal standard applies to claims for punitive damages under the Administrative Code. New York law, which governs the imposition of punitive damages
Robinson relies on a recent district court opinion, Thompson v. American Eagle Airlines, Inc.,
Based on the evidence presented by Robinson, the district court properly refused to charge the jury on this issue.
E. Attorney’s Fees
“In any. action or proceeding under [Title VII] the court, in its discretion, may allow the prevailing party, other than the [EEOC] or the United States, a reasonable attorney’s fee.... ” 42 U.S.C.2000e-5(k). Pursuant to that fee shifting provision, Robinson’s counsel applied for $132,193.75
“Because Title VII entrusts the awarding of attorney’s fees to the discretion of the district court, we will not disturb the court’s calculation of reasonable fees absent an abuse of that discretion or an error of law.” Quaratino v. Tiffany & Co.,
As best we can tell, the fee calculation in this case may have double discounted for work performed on unsuccessful claims. Because we do not know whether the district court improperly reduced the award more than once based on Robinson’s limited success, we vacate the award of attorney’s fees and remand to the district court for clarification as to the reasoning behind the reductions in the number of reasonable hours and the overall lodestar figure. Nothing in the remand order prevents the court from reconsidering the calculation in any respect. The purpose of the remand is to establish with sufficient specificity what the district court intended to do so that our consideration of that ruling can result in a holding limited to the facts of this ease. Because we are thoroughly familiar with the facts surrounding the fee award, we direct that any future appeal be directed to the same panel for review.
CONCLUSION
For the foregoing reasons, the district court’s partial grant of summary judgment is undisturbed, and we affirm the district court’s rulings (i) denying ISI a continuance; (ii) excluding the testimony of Joseph Dunn; and (iii) declining to put punitive damages to the jury on Robinson’s retaliation claim. The award of attorney’s fees in the amount of $37,194.97 is vacated. We remand the issue of attorney’s fees to the district court for clarification as to the basis for its reductions, and we direct the Clerk of Court to return any future appeal of that award to this panel.
Notes
. ISI claimed that it initially placed Robinson at the Help Desk after the HRA contract expired because it hoped to obtain a contract with a juvenile justice program in New Jersey and assign Robinson to it, in view of her prior experience in that area. Robinson alleged that the assignment to the Help Desk was a functional demotion by reason of race.
. According to ISI’s February 1992 Employee Manual (presumably included by the parties in the Joint Appendix submitted to this Court because its terms governed at the time of Robinson's termination in 1994), "[w]hen management initiates a termination of employment, a separation allowance of two weeks' salary for each year of service, up to a
. Although Phyllis Kaminer died prior to the start of trial, the district court permitted her deposition testimony to be read into the record.
. The other cases relied upon by Robinson to demonstrate that punitive damages are more readily available under the Administrative Code, see Grullon v. South Bronx Overall Econ. Dev. Corp.,
