Famolare, Inc. v. Edison Bros. Stores, Inc.Famolare, Inc. v. Edison Bros. Stores, Inc.
ORDER
Plаintiff in the above-entitled related actions is the owner of United States Patent No. 235,819 (’819), which is the patent on the shoe sole design used on the plaintiff’s shoes marketed as the “Hi There” style. In these related suits the plaintiff has alleged that defendants have infringed upon its patented design for shoe soles. The matters are now before the Court on the following motions of the parties:
1. Defendants’ motions for summary judgment on the grounds that the plaintiff’s patent is obvious and therefore invalid pursuant to
2. Defendants’ motion for summary judgment on the grounds that the plaintiff’s design patent primarily serves a utilitarian purpоse and is therefore invalid.
3. Plaintiff’s motion for a preliminary injunction prohibiting the defendants from selling, offering, or distributing the alleged infringing shoes during the pendency of this litigation.
4. Plaintiff’s motion for a more definite statement of defendant EDISON BROTHER’S counterclaim.
5. Plaintiff’s motion to sever and stay defendant EDISON BROTHER’S counterclaim from these actions.
Because the resolution of the defendants’ motion for summary judgment on the grounds that the plaintiff’s patent is obvious may well dispose of a number of issues raised by the motions listed above, I will address that motion initially.
I
DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT PURSUANT TO
A. Obviousness
In essence Congress has required that an invention to be patentablе must be inventive. 1 By their motion for summary judgment defendants argue that plaintiff's design patent was not inventive but obvious and thus not patentable. I begin by seeking the applicable legal standard employed in determining whether a given product is obvious.
The beginning point in ascertaining the applicable legal standards is the terms of the applicable statutes. Design patents are granted pursuant to
Whoever invents any new, original and ornamental design for an article of manufacture may obtain a patent therefor, subject to the conditions and requirements of this title.
The provisions of this title relating to patents for inventions shall apply to patents for designs, except as otherwise provided.
By incorporating the other provisions of Title 35,
Conditions for patentability; non-obvious subject matter
A patent may not be obtained though the invention is not identically disclosed or described as set forth insection 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made.
Several general principlеs developed in the case law are applicable to the matters currently under consideration. The courts have consistently held that the ultimate question of patent validity is one of law,
Graham v. John Deere Co.,
1. The scope and content of the prior art;
2. The differences between the prior art and the patent at issue; and
3. The level of skill in the pertinent art.
Graham v. John Deere Co., supra,
In the case of a design patent the factual inquiry noted above takes on a somewhat different cast than in the case of a utility patent because the term “level of skill in the pertinent art” is defined differently in each context. When determining the level of skill in the pertinent art in a design patent context the appropriate viewpoint is that of an ordinary person with ordinary acuteness examining the article upon which the design has been placed with the degree of observation that a person of ordinary intelligence would give.
Mayview Corp. v. Rodstein, supra
at 1355;
Schwinn Bicycle Co. v. Goodyear Tire & Rubber Co.,
The defendants rely upon four items of printed prior art which were published and in existence more than a year prior to the filing of Famolare’s ’819 design patent on
Plaintiff opposes the defendants’ motion for summary judgment primarily on the basis that the question of obviousness is a poor candidate for summаry judgment,
citing Schroeder v. Owens-Corning Fiberglass Corporation,
B. Appropriateness of Summary Judgment
The question of when a patent infringement case is suitable for summary judgment disposition has been the subject of considerable debate and confusion. The Ninth Circuit has recently stated:
Patent claims are ones in which issuеs of fact often dominate the scene and summary judgment is allowed only with ‘great caution’. [citations omitted]. Summary judgment is clearly the exception and not the rule in patent infringement cases. Hycon Mfg. Co. v. H. Koch & Sons,219 F.2d 353 (9th Cir. 1955).
Garter-Bare Co. v. Munsingwear, Inc.,
Certain principles emerge from the case law which assist in determining whether a patent infringement case is suitable for summary judgment disposition. The caution which is required to be exercised when summary judgment is sought in the patent context is necessitated by the fact that such cases often involve highly technical or scientific processes which simply cannot be adequately understood without the aid of expert testimony.
See Garter-Bare Co. v. Munsingwear, Inc., supra
at 423;
Schroeder v. Owens-Corning Fiberglass Corp., supra
at 903. Accordingly, the test of whether a patent infringement action is capable of summary judgment should involve the nature of that patent and should thus distinguish between design patents and utility or mechanical patents (given the fact that “obviousness” is treated as a legal judgment). In the context of a design patent obviousness is determined by inquiring whethеr from the point of view of the ordinary intelligent person there is a substantial similarity in the overall appearance between the patented design and the prior art relied upon.
See Mayview v. Rodstein, supra
at 1355. Because the issue of obviousness in a design patent case is determined by viewing the design in question and the prior art as an ordinary intelligent person, the complex technical or scientific issues which make summary judgment inappropriate in most mechanical or utility patent cases are not present where a design patent is at issue.
9
Thus, it is a well established rule that where the standards set fоrth in
The shoe design at issue in this case is not, in my subjective judgment, complex (though what I know about shoe design is another question). Moreover, the defendants rely upon only four examples of prior art in alleging the plaintiff’s patent obvious, all of which are easily understood. Thus, the scope and content of the prior art is not at issue. As noted above, the level of skill in the pertinent art is that of the reasonably intelligent person. Finally, the differences between the prior art and the patented design are to be determined on the basis of whether the reasonably intelligent person would find a substantial similarity between the two. In the circumstances of this case there are clearly no issues of fact (see fns. 4, 6, and 10) genuinely in dispute, the resolution of which is necessary to decision of the case and therefore summary judgment is appropriate. Any disputed is
C. The Presumption of Validity
As noted above, the plaintiff has argued that the ’819 design patent is to be presumed valid under
The statutory presumption of patent validity is based upon the presumed expertise of the Patent Office.
12
Speed Shore Corporation v. Denda,
In the present case the Patent Office was presented with three examples of prior art which it considered during the prosecution of plaintiff’s ’819 design patent. See Defendants’ Exhibits H, I, J, K, and L. Observation of these prior art references reveals that, unlike the prior art presented by the defendants (see D, below), the prior art before the Patent Office did not resemble the plaintiff’s design in overall appearance. Thus, I find that there was prior art more pertinent than that considered by the Patent Office in issuing plaintiff’s ’819 design patent. Accordingly, the defendants have overcome the statutory presumption of patent validity by clear and convincing proof.
D. The Validity of Plaintiff’s ’819 Patent
The defendants have submitted four exhibits as relevant examples of prior printed art not before the Patent Office when the ’819 patent was granted to the plaintiff. These exhibits may be identified as follows: (a) A style entitled P.M.B. (printed adver
Observing the prior art submitted by the defendants and the plaintiff’s patented design as the ordinary intelligent person would is an exercise which by its nature results in a subjective conclusion by the Court as to the similarity in overall appearance of the designs in question. Nonetheless, it is just such a subjective judgment which the law requires the Court to make.
See Schwinn Bicycle Co. v. Goodyear Tire & Rubber Co., supra
at 300;
see also Flexible Plastics Corp. v. Black Mountain Spring Water Inc., supra
at 555. In the presеnt case application of the “legal” standard leads the Court to the conclusion that the prior art not before the Patent Office in granting plaintiff’s patent application is substantially similar in overall appearance to the patented design and thus renders the plaintiff’s ’819 patent invalid due to obviousness. This conclusion is based in substantial part upon a comparison of the plaintiff’s patented design to the Carber Casadei model appearing in the Footwear News of January 25, 1973, the Casadei shoe design appearing in the ARS Sutoria publication of March 1973, and one of the Carber Uomo Casadei shoe styles (the shoe in the middle of the advertisement) appearing in the Footwear News of August 17, 1972. It is my conclusion that the ordinary intelligent observer would find those shoe designs practically identical to the design patented by the plaintiff and thus would find a substantial similarity in overall appearance between the various designs. What all this legal conclusion means when finally reduced to its essence is “Gee, they look pretty much the same to me.” While I have no particular difficulty in making this judgment, I cannot help wondering why I am making it rather than a jury. Having said as much, I rеcognize that this issue has also been authoritatively determined inconsistent with my own analysis.
Bentley v. Sunset House Distributing Corp.,
E. Secondary Considerations
Plaintiff also relies on the proposition that examination of secondary considerations such as commercial success of the patent at issue, satisfaction of long felt need, the failure of others and widespread copying of the patent in question leads to the conclusion that the plaintiff’s patent was non-obvious when issued.
Use of the factors referred to by plaintiff to shed light on the issue of obviousness has been approved by the Supreme Court. The Court stated, however, thаt these merely “secondary considerations” may have relevancy as “indicia of obviousness or non-obviousness” where that issue was in doubt.
Graham v. John Deere Co., supra,
Accordingly, the defendants’ motion for summary judgment on the grounds that the plaintiff’s patent is invalid due to obviousness is granted. 13
II
PLAINTIFF’S MOTION FOR A MORE DEFINITE STATEMENT OF DEFENDANT EDISON’S COUNTERCLAIM
On January 5, 1981, defendant EDISON BROTHERS filed its answer and counterclaim alleging that the plaintiff’s patent was invalid and that the plaintiff had engaged in unfair competition. The plaintiff now moves for a more definite statement of defendant EDISON BROTHER’S counterclaim pursuant to
A motion for a more definite statement should not be granted unless the defendant cannot frame a responsive pleading.
See Boxall v. Sequoia Union High School District,
In the present case the plaintiff essentially requests that the defendant reveal the exact dates of its alleged misconduct. Such specificity in pleading is not required by
Ill
CONCLUSION
Authoritative precedent does not gag a trial court but it does bind it, accordingly it is hereby ordered as follows:
1. The defendants’ motion for summary judgment on the grounds that the plaintiff’s design patent is obvious and therefore invalid is granted;
2. The plaintiff’s motion for a preliminary injunction is denied;
3. The plaintiff’s motion for a more definite statement of defendant EDISON BROTHER’S counterclaim is denied;
4. The plaintiff’s motion to sever and stay defendant EDISON BROTHER’S counterclaim is denied;
5. A further Status Conference is now set for July 27, 1981, at 3:00 p. m.
IT IS SO ORDERED.
Notes
. The formulations “inventive,” “novel,” or the like, are сonclusory labels for products of “ingenuity and skill”
(Hotchkiss v. Greenwood,
.
A person shall be entitled to a patent unless—
(a) the invention was known or used by others in this country, or patented or described in a printed publication in this or a foreign country, before the invention thereof by the applicant for patent, or
(b) the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of the application for patent in the United States, or
(c) he has abandoned the invention, or
(d) the invention was first patented or caused to be patented by the applicant or his legal representatives or assigns in a foreign country prior to the date of the application for patent in this country on an application filed more than twelve months before the filing of the application in the United States, or
(e) the invention was described in a patent granted on an appliсation for patent by another filed in the United States before the invention thereof by the applicant for patent, or
(f) he did not himself invent the subject matter sought to be patented, or
(g) before the applicant’s invention thereof the invention was made in this country by another who had not abandoned, suppressed, or concealed it. In determining priority of invention there shall be considered not only the respective dates of conception and reduction to practice of the invention, but also the reasonable diligence of one who was first to conсeive and last to reduce to practice, from a time prior to conception by the other.
. As will soon become apparent, I have much difficulty in understanding certain divisions of phenomena in the patent field between law and fact. The ultimate question of patentability as a question of law is not one of those problems. As I note elsewhere, one function of law is to order physical phenomena and another is to give them a social consequence. “The requirement is for phrases which shall set off in one class the generality that the State sanctions and will habitually enforce a relation of a specific content, and in another class the concrete occurrence constituting the contingency in which the State predicates this relation. In the former class we are dealing with the abstract formulated body of legal principles; in the latter, with all concrete phenomena designated in the terms of the law.” I Wigmore on Evidence, 3d Ed. p. 2. Since as I have just noted, patent-ability is a conclusion that a product is worthy of the law’s protection it is properly classifiable as a legal, rather than factual, detеrmination.
. The issue of whether a given question is one of law or fact is a persistent and difficult one. Because I do not write upon a clean slate, my own conclusion as to a proper characterization of the question of “obviousness” is beside the point. Nonetheless, I am compelled to note that utilizing the traditional modes of distinguishing between law and fact, the process of determination appears to be of the latter kind. Law traditionally is viewed as society’s judgment as to competing values and thus a-way of meaningfully ordering events in the physical universe. Facts, on the other hand, are instances in the physical universe about which
. This approach to be taken in analyzing the question of obviousness was first introduced by the Supreme Court in
Graham v. John Deere Co.,
. Again, I feel compelled to observe that obviousness, especially as determined in the design patent context, would appear to be a factual inquiry. The relevant inquiry is posed in the form of what the ordinary, intelligent person would conclude. Not only as a theoretical matter but as a practical one, the point of view of the ordinary person would seem particularly well suited for submission to the trier of fact. Nonetheless, the courts have consistently held that this is a question of law for the court. Indeed, the recognition that in a design patent uniqueness is in the eye of the beholder does not preclude summary judgment. “We are not unaware that this determination is largely subjective and susceptible of individual differences and interpretations. However, ‘the determination of patentability in design cases must finally rest on the subjective conclusion of each judge’ ... . ”
Schwinn Bicycle Co. v. Goodyear Tire & Rubber,
. As the parties are aware, a procedure was established for the filing of exhibits to be considered with regard to the defendants’ motions for summary judgment in this Court’s order of January 27, 1981. Under that procedure each party was allowed to submit its exhibits and objections to those submitted by the other parties on the grounds of lack of foundation, relevancy, etc. The exhibits referred to in this Order were ruled admissible prior to oral argument on the motions themselves.
. The plaintiffs position is apparently based upоn the argument that the defendants’ prior art references all consist of printed publications which may not reflect shoes in actual existence. Prior art appearing in printed publications is clearly admissible as evidence of the obviousness of a patent.
See
. This distinction has lead the Ninth Circuit to observe as follows:
It is true that summary judgment is seldom used in patent cases. This is largely a result of the technological problems which ordinarily arise in litigation involving a utility (as opposed to design) patent. In such cases, the trial court often needs the assistance of expert testimony to determine the nature of the patented device as well as the scope and content of the pertinent prior art. There is no such need for expert testimony in litigation involving a design patent of this type where no special technological problems are presented and the legal issues, as will be seen hereinafter, are particularly adapted to summary disposition. Schwinn Bicycle Co. v. Goodyear Tire & Rubber Co., supra at 297-98.
.
. For instance, plaintiff has asserted that the line drawings and other depictions of the prior art and the patented design are unclear, illegible and form an insuffiсient basis for a determination of the issue of obviousness of design. Printed art is clearly admissible as evidence of obviousness. See infra, n. 8. Moreover, the defendants have submitted as an exhibit an actual shoe upon which plaintiff’s patented sole design appears. See Defendants’ Exhibit N. Finally, I find that the prior art submitted in the form of printed publications is without question clear and legible and may serve as relevant prior art references. Likewise, the plaintiffs affidavit from a shoe designer stating that the ’819 design would not have been obviousness to the “ordinary shoe designer” in 1974 could not be read as raising a material issue of fact. See Plaintiffs Opposition of July 29, 1980, Exhibit J. First, the affidavit represents a mere legal conclusion on the part of the affiant and cannot be considered by the Court. See Wright & Miller, Federal Practice and Procedure, Civil § 2722, p. 484-485 (1969). Moreover, the affiant has applied a legal standard for the determination of obviousness in the design patent context not applicable in the Ninth Circuit. See infra I.A.
. It is not even clear that the presumption of validity normally accorded patents applies in the context of design patents. The presumption is based in large part upon the expertise of the Patent Office in technical skills necessary tо evaluate the patent application and the scope and content of prior art in the utility /mechanical patent area. Under this Circuit’s standard no such expertise is required since the test of similarity is in the “eyes of the ordinary observer.” Thus, the presumption may have little or no weight in the case before the Court. See Schwinn Bicycle Co. v. Goodyear Tire & Rubber Co., supra at 300.
. Granting of the defendants’ motion for summary judgment on the grounds that plaintiffs patented design was obvious and therefore invalid renders moot the defendants’ motion for summary judgment on the issue of functionality as well as the plaintiffs motions for a preliminary injunction and to sever and stay defendant Edison Brother’s counterclaim. The plaintiffs motions, therefore, are denied.