OPINION
I. INTRODUCTION
In this case, Rev. Jerry Falwell and the Trustees of Thomas Road Baptist Church raise significant First Amendment concerns about certain Virginia laws, the histories of which trace their roots to the founding of the republic and the pen of Thomas Jefferson. In response, some De
Having examined each of these questions, the Court concludes that the Plaintiffs have alleged that the Defendants may, at some future time, via some hypothetical mechanism, injure them in some indeterminable manner.
Because these allegations do not as yet present a case or controversy, and Article III of the United States Constitution prohibits this Court from rendering advisory opinions on nonjusticiable matters, the following Defendants must be dismissed from this case: the Attorney General, the Commonwealth’s Attorney for the City of Lynchburg, the Chief Judge of the 24th Judicial Circuit, and the Clerk of the 24th Judicial Circuit.
Finally, because the City of Lynchburg has repealed its challenged ordinance, the Plaintiffs’ claims against the City must be dismissed as moot.
II. FACTS AND PROCEDURAL BACKGROUND
Since 1956, Thomas Road Baptist Church, and its Pastor, Rev. Jerry Falwell, have provided a home for Christian prayer, worship, and education for the people of Lynchburg, Virginia, the nation, and the world. Today, the Trustees of Thomas Road Baptist Church own the Church and its sanctuary, which stands on 28.88 acres in a residentially-zoned area of the City of Lynchburg. Because the Trustees believe the Church to have outgrown its current sanctuary, they have started to construct a new facility on approximately sixty acres elsewhere in Lynchburg. The Trustees hold title to the land on which the current sanctuary stands, and seek to take title to the sixty-acre tract on which the new sanctuary will be located.
In doing so, the Plaintiffs contend that a provision of the Constitution of Virginia, two statutes of the Code of Virginia, and an ordinance of the City of Lynchburg frustrate their plans. The Trustees and Rev. Falwell argue that these provisions violate the Constitution of the United States and the Religious Land Use and Institutionalized Persons Act of 2000, 42 U.S.C. § 2000, et seq. (West 2001). In this suit, the Plaintiffs seek declaratory and injunctive relief against the following four laws on their faces and as applied:
(1) The portion of Article IV, § 14(20) of the Virginia Constitution which reads as follows: “The General Assembly shall not grant a charter of incorporation to any church or religious denomination ...,”
(2) Va.Code Ann. § 57-12 (Michie 2001),
2
which imposes limits on (a) the
(8) Va.Code Ann. § 57-15, 3 which provides that trustees of a church may not sell church land or engage in certain other real estate transactions without a finding, in a circuit court of the Commonwealth, that the sale or other transaction is the wish of the church or congregation, and
(4) § 18-46 of the City Code of Lynch-burg, 4 which, prior to its repeal, prohibited a church from owning more than fifty acres of land.
In challenging the offending provisions, the Trustees and Rev. Falwell first sought declaratory, preliminary, and permanent injunctive relief against the City of Lynch-burg and the Attorney General of Virginia. After the Plaintiffs filed their initial Complaint on November 9, 2001, the City of Lynchburg, acting through its City Council, repealed § 18^6 on November 27. In an accompanying report, City Attorney Walter C. Erwin first noted that the City adopted § 18 — 46 in 1985 “at the request of local churches,” who wished to own up to the statutory maximum of fifty acres. Mr. Erwin concluded with the following statement: “In order to help the City try to get out of the lawsuit, the City Attorney’s Office recommends that City Council repeal Section 18-46 of the City Code. If the State statutes are found to be constitutional the City can reenact Section 18^16 at the appropriate time.”
Subsequent to their initial complaint, the Plaintiffs filed an Amended Complaint which added, in their official capacities, the following defendants: Clinton Miller, Chairman of the State Corporation Commission, Larry B. Palmer, Clerk of the Court of the 24th Judicial Circuit, M.G. Perrow, III, Chief Judge of the 24th Judicial Circuit, and William Petty, Commonwealth’s Attorney for the City of Lynch-burg.
In response to Plaintiffs’ Complaint, the following Defendants moved to dismiss this case for lack of subject matter juris
III. DISCUSSION
A DEFENDANTS’ MOTIONS TO DISMISS AND THE COURT’S SUA SPONTE INQUIRY
1. STANDARD OF REVIEW
District courts have original jurisdiction over all civil actions arising under the Constitution and laws of the United States. 28 U.S.C. § 1331. See also U.S. Const, art. Ill, § 2. A court may consider matters of subject matter jurisdiction either upon a defendant’s motion, see Fed. R. Civ. Proc. Rule 12(b)(1), or sua sponte, see Rule 12(h)(3). 5 In this case, Defendants Kil-gore, Perrow, Petty, and the City of Lynchburg move to dismiss this action pursuant to Rule 12(b)(1). The Court shall begin with the first three Defendants and Defendant Palmer; it will consider the City of Lynchburg’s Motions, infra, in Section B.
Both sovereign immunity and standing lie at the heart of federal subject matter jurisdiction, and many of the same facts are relevant to both inquiries. Nevertheless, while Defendants Kilgore, Per-row, and Petty base their 12(b)(1) Motions largely upon sovereign immunity, this Court,
sua sponte,
shall first determine whether Plaintiffs have presented a case or controversy with respect to the Defendants. “It is well settled that a federal court is obligated to inquire into subject matter jurisdiction
sua sponte
whenever it may be lacking.”
Univ. of S. Ala. v. American Tobacco Co.,
Only a minimal amount of case law discusses the standard of review that courts must apply to a standing analysis. Nevertheless, when standing becomes an issue in the contexts of a motion to dismiss, “general
factual
allegations of injury” may be sufficient to show standing.
Bischoff v. Osceola Cty., Fla.,
When considering a Rule 12(b)(1) motion to dismiss, a court assumes that all
factual
allegations in the complaint are
2. ANALYSIS
a. Case or Controversy
The U.S. Constitution only permits courts to adjudicate “cases or controversies.”
Allen v. Wright,
Courts inquire into a plaintiffs standing to ensure that the parties have enough of a stake in the case to litigate the issues properly.
See Pye v. United States,
In the same vein, federal courts may not render advisory opinions; its judgments must “resolve ‘a real and substantial controversy admitting of specific relief through a decree of a conclusive character, as distinguished from an opinion advising what the law would be upon a hypothetical state of facts.’”
Preiser v. Newkirik,
Actual or Imminent Injury
To satisfy the first element of standing, a plaintiff must allege that he has suffered the invasion of a “legally protected interest which is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical.”
Lujan,
In the context of some First Amendment challenges, the Supreme Court has relaxed this standing requirement in cases where allegedly unconstitutional statutes might east a “chilling” effect upon Plaintiffs’ protected activity.
See Laird v. Tatum,
Furthermore, “these decisions have in no way eroded the ‘established principle that to entitle a private individual to invoke the judicial power to determine the validity of ... legislative action he must show that he has sustained, or is immediately in danger of sustaining, a direct injury as the result of that action ....’”
Id.
(quoting
Ex parte Levitt,
i. Attorney General
Plaintiffs have alleged no injury in fact, either actual or imminent, attributable to the Attorney General. Nevertheless, the Plaintiffs argue that their allegations should satisfy the liberal pleading requirements of Rule 8(a) and Rule 12(b)(1), because a court should “assume[ ] that all factual allegations of the complaint are true.” However, in adopting this analytical standard, this Court may not conflate the distinction between what is fact and what is law.
To lay a foundation upon which their charges against the Attorney General may stand, the Plaintiffs first quote various sections of the Virginia Code. Although these statutes are themselves irrelevant to their claims, the Plaintiffs assert that, as a result of these statutes, the Attorney General has the authority to enforce the laws they challenge, namely §§ 14(20), 57-12, and 57-15. While Plaintiffs may state “facts” when they correctly quote the text of these statutes, they then invent a theoretical
legal
mechanism to arrive at the following conclusion: if the Attorney General may enforce the quoted statutes, he must be able to enforce §§ 14(20), 57-12, and 57-15. In doing so, Plaintiffs state not factual allegations but legal conclusions that are not found in Virginia law, and the truth of which the Court is not obligated to
For example, Plaintiffs charge, inter alia, that the Attorney General maintains, pursuant to Va.Code Ann. § 13.1-915, “the power to request the [State Corporation] Commission to involuntarily terminate a nonstock corporation;” and pursuant to § 13.1-981, “the power to revoke a certificate of authority of a foreign corporation;” and pursuant to § 13.1-826, the power to “accept[ ] written notice from corporations regarding their taxable status.” 7
As a result of these statutes, the Plaintiffs argue, the Attorney General must be a proper party to this action. They contend, inter alia, that the Attorney General maintains “a direct connection to the incorporation laws of Virginia,” is “obligated to enforce applicable provisions of state law,” and has “the authority to institute a suit against Plaintiffs if Plaintiffs violate § 57-12.” The Court shall examine each one of these assertions in turn:
• “A direct connection to the incorporation laws of Virginia.” While this statement may be true in some contexts, Plaintiffs have not cited to any action or any law which creates a “direct connection” between the challenged statutes and the Attorney General sufficient enough to make him a party to this case.
• “Obligated to enforce applicable provisions of state law.” While this statement may be true in some contexts, Plaintiffs have not cited any legal authority or activity which states that his enforcement authority applies to § 14(20), 57-12, or 57-15.
• “The authority to institute a suit against Plaintiffs if Plaintiffs violate § 57-12.” The Plaintiffs cite no legal authority to support this contention, nor have they presented evidence that the Attorney General is suing, has sued, or shall sue the Plaintiffs or anyone else under § 57-12.
In summary, the challenged provisions— §§ 14(20), 57-12 and 57-15 — contain no language stating how they may be enforced at all, let alone what the Attorney General’s particular enforcement role would be. In addition, the Plaintiffs have presented no evidence or arguments to indicate that the Attorney General has ever enforced or intends to enforce these provisions against Plaintiffs in the future or anyone else in the past. Furthermore, it is not the province of this Court to speculate as to what such an enforcement mechanism might consist. Those types of decisions are left to the Virginia General Assembly, and not to a federal court.
In response, Plaintiffs concede that no specific punishment is prescribed for violations of §§ 57-12 or 57-15. Nevertheless, they contend that Va.Code Ann. § 18.2-8
8
provides the Attorney General with the authority to prosecute violations of these challenged provisions as misdemeanor criminal offenses. This argument is untenable. Indeed, were the challenged statutes criminal statutes, this position would succumb to the rule of lenity, a fundamental legal principle which provides that ambiguous criminal statutes be construed in favor of the accused.
Staples v. United
However, §§ 57-12 and 57-15 are unambiguously non-criminal statutes.
9
Title 18.2 of the Virginia Code covers crimes. Title 57 covers Religious Matters, Charitable Matters, and Cemeteries. It is safe to say that had the General Assembly wished to empower the Attorney General to seek “confinement in jail for not more than twelve months,”
see
§ 18.2-11, for church trustees or pastors who would violate §§ 57-12 or 57-15, the General Assembly would have thus provided.
See Cook v. Commonwealth,
Most importantly, even if the Attorney General were empowered to enforce these provisions, Plaintiffs, by their own admission, have not even violated them prior to the repeal of City Code § 18-46. For example, while other entities affiliated with Thomas Road have begun construction on the new sixty acre site, the Trustees themselves have not attempted to take title to these sixty acres. The Trustees have not attempted to incorporate, nor have appealed any denial of incorporation to the Attorney General. In addition, the Trustees have stated that they do not hold in excess of ten million dollars in money, securities, or other personal property.
In fact, since the City has repealed its ordinance, the Trustees now appear to violate § 57-12. According to the City Assessor, Thomas Road Baptist Church now encompasses 28.88 acres — 13.88 acres more than that allowed by § 57-12. Nevertheless, the Attorney General has not prosecuted or enjoined either the Trustees or Rev. Falwell in any manner. Indeed, the Attorney General asserts that it has no authority to do so. As a result, maintaining this action against the Attorney General would frustrate a fundamental purpose of Article Ill’s case or controversy requirement. A Defendant should not have endure the considerable expense of litigating a case in which he has no stake.
Finally, Plaintiffs cite § 55-29 for the following proposition: if the Attorney General may intervene to enforce compliance with certain testamentary restrictions, he must be a proper party in this case. § 55-29 provides that:
When any such gift, grant or mil is recorded and no trustee has been appointed, or the trustee dies or refuses to act, the circuit court of the county or the circuit or corporation court of the city in which the trust subject or any part thereof is, in the case of a gift or grant, or in which the will is recorded, may, on motion of the attorney for the Commonwealth in such court (whose duty it shall be to make such motion), appoint one or more trustees to carry the same into execution.
Va.Code Ann. § 55-29 (emphasis added).
In this case, while Defendants may expect to receive property from a trust at
To allow the Attorney General to remain in this suit would require this Court to link him to this case via untenable leaps of logic, the likes of which Article III commands this Court to avoid. In this case, the Plaintiffs have alleged only that the Attorney General may, at some future time, via some hypothetical mechanism, enforce §§ 14(20), 57-12, and 57-15 against them. Because the Plaintiffs have not demonstrated an injury in fact, either actual or imminent, fairly traceable to the Attorney General, they lack standing against him under Article III.
See Lujan,
ii. Commonwealth’s Attorney
The Article III reasoning which demands the dismissal of the Attorney General likewise applies to the Commonwealth’s Attorney, Mr. Petty. The Plaintiffs allege that “[t]rustees have reason to fear that the Commonwealth Attorney may charge them with a misdemeanor if they violate § 57-12.” As Commonwealth’s Attorney, Mr. Petty primarily prosecutes crimes; he “may in his discretion, prosecute Class 1, 2, and 3 misdemeanors, or any other violation, the conviction of which carries a penalty of confinement in jail” and “shall enforce all forfeitures.” Va. Code Ann. § 15.2-1627. As above, these provisions are irrelevant to this case. Just as there is no provision in the Virginia Code which empowers the Attorney General to prosecute violations of the challenged provisions as criminal offenses, neither is there a provision empowering the Commonwealth’s Attorney to do likewise.
Similarly, the Plaintiffs also allege that because a Commonwealth’s Attorney may move a Virginia circuit court to appoint trustees for charitable gifts, trusts or wills which lack them,
see
§ 55-29, he also “clearly has the authority to intervene to prohibit [a] transfer if that transfer violates” §§ 57-12 or 57-15. On the contrary, what is most clear to this Court is the plain language of § 55-29, which enables a Commonwealth’s Attorney to intervene only in limited instances. As above, because the General Assembly has granted the Commonwealth’s Attorney the authority to ensure that no trust should fail for lack of a trustee, it does not follow that the
Plaintiffs have suffered no injury, either actual or imminent, that is fairly traceable to the Commonwealth’s Attorney. In his affidavit, the Commonwealth’s Attorney stated that he has no authority to enforce §§ 57-12 and 57-15. Furthermore, the General Assembly has not empowered the Commonwealth’s Attorney to enforce these provisions. Finally, even if the Commonwealth’s Attorney were empowered to enforce these provisions, he has not yet done so, and has further stated that he will not do so. 12 Plaintiffs’ arguments to the contrary are based not upon factual allegations, but legal conclusions, the truth of which this Court is not obligated to accept under 12(b)(1).
Because the Plaintiffs have not demonstrated an injury in fact, either actual or imminent, fairly traceable to the Commonwealth’s Attorney, they lack standing under Article III. As a result, the Commonwealth’s Attorney must be dismissed from this case without prejudice.
iii. Judge Perrow
The Plaintiffs file suit against Judge Perrow pursuant to provisions of § 57-15, which provide that church trustees “in whom is vested the legal title to such land ... may file their petition in the circuit court of the ... city wherein the land ... lies ... asking leave to sell, encumber, extend encumbrances, improve, make a gift of, or exchange the land, or a part thereof or to settle boundaries between adjoining property by agreement.” If the circuit court determines that “it is the wish of the congregation [or] church” to treat the land as such, then the court shall issue an order in accordance with the wishes of the congregation or church. See § 57-15.
The Plaintiffs argue that because a circuit judge must hear the Trustees’ petition, and issue an order regarding that petition in accordance with § 57-15, he is therefore an “enforcer” of § 57-15. This line of reasoning misconstrues the judicial process. Were the trustees of a church petitioning the circuit court for leave to “sell, encumber, extend encumbrances, improve, make a gift of, or exchange the land, or a part thereof, or to settle boundaries between adjoining property by agreement,” — which in this case they are not — then the proper parties before the circuit court would be the Trustees and their congregation. In such a case, the circuit court judge would preside over the dispute, and then issue an order based on
With respect to § 57-12, Plaintiffs state their case in a similar manner. 13 The Trustees argue that because § 57-11 gives the circuit court jurisdiction over property suits against or by church trustees, and because § 57-12 limits the amount of property church trustees may own, then “the circuit court is the enforcer of the property limitation” under § 57-12. Once again, were such a lawsuit between one party and the trustees of a church to exist in this case — which it does not — a circuit court judge would simply preside over the dispute, and then issue a verdict or decree based on the facts and applicable law. This job does not turn the judge into either an “enforcer” of the law or a proper party the Plaintiffs could sue after suffering an adverse decision. Under this logic, any Plaintiff who lost any case in any circuit court of the Commonwealth or was burdened by any particular law in the Virginia code, could sue the circuit judge in the plaintiffs jurisdiction.
Because the Plaintiffs neither have shown that Judge Perrow has injured them nor can show that he will injure them, there is no case or controversy between the Plaintiffs and Judge Perrow. As a result, he must be dismissed without prejudice.
iv. Clerk of the Court
In their complaint, Plaintiffs state two allegations against Defendant Palmer, in his official capacity as Clerk of the Circuit Court for the 24th Judicial Circuit. First, they assert that Mr. Palmer “will not record a deed or land transaction regarding a church” except pursuant to an order issued by a judge of that court. Second, Plaintiffs allege that the clerk will not record a deed or land transaction that violates §§ 57-12 and 57-15. Both allegations are not factual allegations, but postulated duties, the legal basis for which is found not in law, but only in Plaintiffs’ Memoranda.
While Defendant Palmer has moved for summary judgment, and Plaintiffs have opposed Defendant Palmer’s Motion, this Court first addresses whether the Plaintiffs have presented a case or controversy with respect to the clerk.
Virginia law provides that the clerk of the circuit court shall record writings “upon payment of fees for the same and the tax thereon, if any, shall, when admitted to record, be recorded .... ” Va.Code. Ann. § 17.1-228. “However, the clerk may refuse to accept any writing for ... recor-dation unless ... the Code section under which any exemption for recordation tax is claimed is clearly stated on the face of the writing.”
Id.
In other words, the clerk of the court may refuse to record deeds or documents which are not accompanied by the proper taxes and fees, or which fail to
To determine the proper taxes, the clerk turns to, in part, Va.Code Ann. § 58.1-801, which provides that, “[o]n every deed admitted to record, except a deed exempt from taxation by law, there is hereby levied a state recordation tax. The rate of the tax shall be fifteen cents on every $100 or fraction thereof of the consideration of the deed or the actual value of the deed, whichever is greater.”
Having determined the rate of taxation, the Court next determines whether any land may be tax exempt. To do so, the clerk turns to, in part, Va.Code Ann. § 58.1-811, which states that, “[t]he taxes imposed by § 58.1-801 shall not apply to any deed conveying real estate ... to the trustee or trustees of any church or religious body where such real estate is intended to be used exclusively for religious purposes .... ”
At this point, the clerk must determine whether the real property in question would be intended to be used exclusively for religious purposes. If the property were to be so used, then the Clerk would impose no recordation tax. See § 58.1-811. If the property would be used in another manner not exempt from § 58.1-811, then the Clerk would impose a recor-dation tax on the property not used exclusively for religious purposes. See § 58.1-801.
In the case at hand, it is at this juncture where the concrete road of statutory interpretation turns into a fluid mire of hypothetical postulation. Contrary to the Plaintiffs’ assertions, the law provides no answer to the question of what the clerk would do were the Trustees to present the clerk with a deed asserting title to more acres than would be allowable under § 57-12.
Perhaps the clerk would conclude that the land — greater than either 15 acres or 50 acres — would be used entirely for religious purposes; he might therefore assess no recordation tax and record the deed. Perhaps the clerk would conclude that § 57-12 prohibits the Trustees from owning more than 15 or 50 acres of land; he might therefore assess a recordation tax on the land over 15 or 50 acres, and then record the deed. Perhaps the clerk would refuse to record the deed, but only with respect to the amount of land under 15 or 50 acres. Perhaps the clerk would seek counsel from another State officer, such as the City Assessor, Commissioner of Revenue, or another auditing authority, to determine whether or not to record the deed or to assess the tax. Perhaps the clerk would even refuse to record the deed altogether, even though he has sworn under oath that he would not do so.
What is clear is that the Plaintiffs have suffered no actual injury from the clerk at this time. Neither have they submitted a deed for recordation, nor has the clerk refused to record any deed submitted by the Plaintiffs. Furthermore, the Plaintiffs would suffer an imminent injury from the clerk only if this Court assumes that Plaintiffs’ proposed legal theories
14
regarding the clerk’s duties are correct. Finally, if the Plaintiffs are challenging the amount of taxes levied upon land they own, then an appropriate course would be to challenge
In response, the Trustees and Rev. Falwell assert that the clerk would subject himself to considerable personal liability should he fail to assess the correct amount of recordation tax.
See
1984-84 Va. Op. Atty. Gen 380,
Likewise, the Plaintiffs also contend “the city and county treasurer will not permit a church to be tax exempt if the property is in excess of that which is permitted by law.” This statement, though possibly true, is also speculative and irrelevant to this case. In their Complaint, Plaintiffs challenge not the tax statutes of Title 58.1, nor any adverse action by the city treasurer, but the clerk’s speculated actions with respect to §§ 57-12 or 57-15.
In this case, the Plaintiffs have suffered no actual injury from the clerk. Neither have the Plaintiffs offered any documents to be recorded, nor has the clerk refused to record any documents offered by the Plaintiffs. Plaintiffs’ predictions of imminent injury are not based upon facts, but on legal assertions lacking foundation. Because Plaintiffs’ have demonstrated no grounds for standing against the clerk, he must be dismissed from this ease without prejudice. Accordingly, his Motion for Summary Judgment shall be dismissed as moot.
b. Facial Challenges against Allegedly Unconstitutional Statutes
While plaintiffs do not need to be arrested or prosecuted to challenge an allegedly unconstitutional statute,
Steffel v. Thompson,
For instance, in
Secretary of State of Md. v. Joseph H. Munson Co., Inc.,
In contrast, the Fourth Circuit denied standing to unmarried adults who sued various state officers to challenge the constitutionality of Virginia’s criminal fornication and cohabitation statutes, but presented no case or controversy.
See Doe,
The facts in this case bear more resemblance to those of Doe than Munson. First, the Trustees suffer no criminal exposure from violating §§ 57-12 or 57-15. Unlike either in Doe or Munson, these statutes contain no enforcement provisions. Furthermore, neither the Attorney General, the Commonwealth’s Attorney, nor Judge Perrow have the authority to prosecute the plaintiffs. 15 In addition, it would be speculative to assume that the clerk would also enforce these acts against the Trustees.
Second, these Defendants have stated or argued that they have no intention of prosecuting the Plaintiffs, either criminally or civilly. Third, the Plaintiffs have not alleged any injury — actual or imminent — as a result of the statute. The Trustees themselves have not attempted to take title to the additional sixty acres, nor have they attempted to record a deed in which they have been granted sixty acres. In addition, the Trustees have not attempted to hold in excess of ten million dollars in money, securities, or other personal property. In fact, the Trustees, who hold 28.88 acres of land, now appear to be in violation of § 57-12 but have suffered no injury at the hands of any party currently before the Court.
In
Munson,
the plaintiff suffered actual and imminent injury at the hands of a statute, the enforcement scheme of which was delegated to a specific individual — one who also threatened the plaintiff with criminal prosecution.
See also Steffel,
While the Court sympathizes with the Plaintiffs’ desire not to violate the law, the Court also notes that the Plaintiffs have not yet demonstrated any actual injury attributable to doing so — at least with respect to any Defendant in this case. Furthermore, the imminent injury of which Plaintiffs fear lacks support in either law or fact with respect to these defendants; on their faces, the challenged statutes lack both a penalty and an enforcement mechanism. Until the Plaintiffs take some affirmative step which would present them with an imminent or actual injury resulting from violating §§ 57-12 and 57-15, they lack a legally cognizable claim.
The Court now turns to the Defendants’ defense of sovereign immunity.
c. Sovereign Immunity
“The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” U.S. Const, amend. XI. In subsequent years, the Supreme Court has extended this doctrine of sovereign immunity beyond the text of the Eleventh Amendment to prevent a State from being sued by one of its own citizens without its consent. See Waste Management
Holdings, Inc. v. Gilmore,
Nevertheless, the
Young
exception is not without boundaries. Plaintiffs must demonstrate a “special relation” be
Were it otherwise, then
[T]he constitutionality of every act passed by the legislature could be tested by a suit against the ... attorney general .... That would be a very convenient way for obtaining a speedy judicial determination of questions of constitutional law which may be raised by the individuals, but it [would be] a mode which cannot be applied to the states of the Union consistently with the fundamental principle that they cannot, without their assent, be brought into any court at the suit of private persons.
Young,
Because claims that are barred by sovereign immunity deprive federal courts of their subject matter jurisdiction, defendants may move to dismiss such claims against them via Rule 12(b)(1). 5A Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 1350 (2d ed.1987).
See also Taylor v. Commonwealth,
In this case, Defendants Kilgore, Per-row, and Petty move to dismiss the claims against them pursuant to Rule 12(b)(1). Because the Plaintiffs have failed to demonstrate that any relationship exists between the allegedly unconstitutional laws and Defendants Kilgore, Perrow, and Petty, their claims not only lack standing, but are likewise barred by sovereign immunity.
i. Attorney General
With respect to Defendant Kil-gore, the Plaintiffs contend that they have alleged “a sufficient connection” between the Attorney General and the laws which Plaintiffs challenge. However, the Plaintiffs’ claims fail in the context of sovereign immunity for much the same reasons they fail under the “case” or “controversy” requirements, supra. First, the Plaintiffs’ claims against the Attorney General are not based upon factual allegations, but legal speculation. The Plaintiffs have not cited to any language in §§ 57-12, 57-15, or 14(20) which empowers the Attorney General to enforce them.
Nevertheless, in fashioning the “special relationship” exception to the Eleventh Amendment, the Young Court stated that:
It has not, however, been held that it was necessary that such [enforcement] duty should be declared in the same act which is to be enforced. In some cases, it is true, the duty of enforcement has been so imposed ... but that may possibly make the duty more clear; if it otherwise [may] exist, it is equally efficacious. The fact that the state officer, by virtue of his office, has some connection with the enforcement of the act, is the important and material fact and whether it arises out of the general law, or is specially created by the act itself, is not material so long as it exists.
Young,
Furthermore, in arguing against a 12(b)(1) motion to dismiss, plaintiffs bear the burden of demonstrating that this Court has subject matter jurisdiction.
See Energy Recovery,
This Court’s conclusion comports with Fourth Circuit precedent, most recently articulated in
Waste Management.
Similarly, in
Lytle v. Griffith,
(1) What is the Governor’s connection, if any, to the enforcement of the challenged anti-loitering statute? and (2) If there is a connection, is it sufficient to implicate the exception to sovereign immunity found in Ex parte Young ?
Id. In dissent, the Chief Judge deemed the case ripe for disposition and answered these two questions in the negative: the Governor did not have a sufficient connection to the statute to trigger the Young exception. Id. at 411 (Wilkinson, C.J., dissenting). Indeed, the parties presented no evidence that the Governor enforced or intended to enforce the statute. Id. Moreover, the text of the statute did not even mention the Governor; it delegated its enforcement to local police officers. Id. at 413. 19
This Court’s sovereign immunity analysis mirrors its analysis of standing,
supra.
Unlike in
Lytle
or
Mobil Oil,
the challenged provisions in this case do not state how they should be enforced at all, let alone what the Attorney General’s
20
en-
b. Commonwealth’s Attorney and Judge Perrow
Likewise, Young demands that the Commonwealth’s Attorney and Judge Perrow must also be dismissed from this case.
As stated supra, just as there is no provision in the Virginia Code which empowers the Attorney General to prosecute violations of §§ 57-12 and 57-15, neither is there a provision empowering the Commonwealth’s Attorney to do likewise.
The special relation required by
Young
between the laws challenged and the Commonwealth’s Attorney does not exist. Plaintiffs have shown no connection, in law or in fact, between the Commonwealth’s Attorney and the laws challenged, much less one that is sufficient enough to invoke the
Young
exception to sovereign immunity. Mr. Petty is not “clothed with some duty” to enforce the challenged laws; he does not “threaten” nor is he about to “commence proceedings” against the Plaintiffs.
See Young,
Similarly, Judge Perrow is also not “clothed with some duty” to enforce §§ 57-12 and 57-15 against the Plaintiffs. As stated above, Judge Perrow is not clothed with any ability or duty to enforce the challenged statutes against the Plaintiffs; his role is to adjudicate cases brought before him — whether they are between the Commonwealth and a criminal defendant, church trustees and their congregation, or the trustees and some other party. In the event that he should preside over such a case, Judge Perrow would still not bear a sufficient connection to the challenged statute within the meaning of Young or the Eleventh Amendment.
B. MOOTNESS: DEFENDANT CITY OF LYNCHBURG
A lawsuit shall be deemed moot if the issues presented are no longer “five” or the parties lack a legally cognizable interest in the outcome.
Powell v. McCormack,
The Plaintiffs in this case challenge Lynchburg City Ordinance § 18-46,
Because the Plaintiffs assert that the City “has not disclaimed its old unconstitutional ways,” and therefore could re-enact the offending ordinance at any time, they argue that the case against the City is not moot. To the contrary, nothing in the record shows that the City has any desire to return to its “old unconstitutional ways.” In the report accompanying the repeal of § 18 — 46, the City Attorney stated, “In order to help the City try to get out of the lawsuit, the City Attorney’s Office recommends that City Council repeal Section 18-46 of the City Code. If the State statutes are found to be constitutional the City can reenact Section 18-16 at the appropriate time.” (emphasis added). The City Attorney’s statement is not a smoking gun evidencing some hidden, nefarious purpose on the part of the City Council; what the City Attorney’s statement represents is a good faith desire to comply with the Constitution. The City would propose re-enacting § 18-46 in the event that the relevant state statutes were found to be constitutional. Such a sentiment implies a desire to avoid its “old unconstitutional ways.”
The Plaintiffs’ contentions with respect to the City are both unreasonable and not in accordance with the good faith accorded to the decisions of local governments in these contexts. Accordingly, Plaintiffs’ claims against the City must be dismissed without prejudice.
V. CONCLUSION
“Federal courts, of course, stand ready to protect individual rights whenever such rights are tangibly threatened by the operation of suspect laws.”
Doe,
Therefore, before determining whether the laws descending from one of Mr. Jefferson’s most cherished accomplishments are constitutional, this Court must at least be assured that the parties litigating this
An appropriate Order shall issue.
ORDER
For the reasons articulated in the accompanying MEMORANDUM OPINION, Defendant Kilgore, Perrow, and Petty’s Motions to Dismiss shall be, and hereby are, GRANTED. Plaintiffs’ claims against Defendants Kilgore, Perrow, and Petty shall be considered DISMISSED WITHOUT PREJUDICE. Accordingly, Plaintiffs’ Motions against any or all of these Defendants are DISMISSED AS MOOT.
This Court shall, and hereby does, DISMISS Defendant Palmer from this ease sua sponte. Plaintiffs’ claims against Defendant Palmer shall be considered DISMISSED WITHOUT PREJUDICE. Defendant Palmer’s Motion for Summary Judgment shall be, and hereby is, DISMISSED AS MOOT.
Defendant City of Lynchburg’s Motion to Dismiss shall be, and hereby is, GRANTED. Plaintiffs’ claims against the City of Lynchburg shall be, and hereby are, DISMISSED WITHOUT PREJUDICE.
It is so ORDERED.
The Clerk of the Court is hereby directed to send certified copies of this ORDER and accompanying MEMORANDUM OPINION to all Counsel of record.
Notes
. Va.Code Ann. § 57-12 reads:
Such trustees shall not take or hold at any one time more than 15 acres of land in a city or town, nor more than 250 acres outside of a city or town and within the same county. The city or town council of any city or town may by ordinance, however, authorize such trustees to take and hold in such city or town not more than 50 acres of land at any one time if such acreage is to be devoted exclusively, and is subsequently so devoted, to a church building, chapel, cemetery, offices exclusively used for administrative purposes of the church, a Sunday-school building and playgrounds therefor, and parking lots for the convenience of those attending any of the foregoing, and a church manse, parsonage or rectory; such trustees of a church diocese may take or hold not more than 250 acres in any one county at any one time; and they shall not take or hold money, securities or other personal property to the extent that such taking or holding causes the money, securities or other personal property held at the time of taking by such trustees to exceed in theaggregate, exclusive of the books and furniture aforesaid, the sum of ten million dollars. Where two or more religious congregations, churches or religious societies shall merge or consolidate, such religious congregation, church or religious society so merged or consolidated, shall have three years' time within which to dispose of its land in excess of that which it is permitted to hold under this section....
. Va.Code Ann. § 57-15 reads, in relevant part:
The trustees of a ... church or religious denomination ... in whom is vested the legal title to such land ... may file their petition in the circuit court of the county or the city wherein the land ... lies ... asking leave to sell, encumber, extend encumbrances, improve, make a gift of, or exchange the land, or a part thereof, or to settle boundaries between adjoining property by agreement. Upon evidence being produced before the court that it is the wish of the congregation, or church or religious denomination or society ... to sell, exchange, encumber, extend encumbrances, make a gift or, improve the property or settle boundaries by agreement, the court shall make such as order as may be proper
. § 18-46 read, in relevant part:
Trustees of any religious organization, church or religious society, or branch or division thereof, heretofore or hereafter appointed in accordance with the laws of the state to hold the legal title to the land in the city of any such religious congregation, church or religious society, or any branch or division thereof, may take and hold in the city such land, not exceeding fifty (50) acres at any one time, if such acreage is to be devoted exclusively, and is subsequently so devoted, to a church building, chapel, offices exclusively used for administrative purposes of the church, a Sunday School building and playgrounds therefor and parking lots for the convenience of those attending any of the foregoing.
. Rule 12(h)(3) provides that, "Whenever it appears by suggestion of the parties or otherwise that the court lacks jurisdiction of the subject matter, the court shall dismiss the action.”
. Motions to dismiss pursuant to Rule 12(b)(6) are analogous to those pursuant to 12(b)(1) to the extent that courts accept a plaintiff’s allegations of material facts as true and construe the complaint in the plaintiff's favor.
See U.S. v. Rodriguez-Aguirre,
. Plaintiffs also charge that ''[t]he Attorney General is automatically a party to any appeal from a decision of the [State Corporation] Commission to the Virginia Supreme Court, pursuant to Rule 5:21 of the Rules of the Virginia Supreme Court.” While this allegation is a correct statement of the law, it is irrelevant to this case because Plaintiffs have not appealed any adverse decision of the State Corporation Commission.
. Va.Code Ann. § 18.2-8 provides that "[o]f-fenses are either felonies or misdemeanors. Such offenses as are punishable by death or confinement in a state facility are felonies; all other offenses are misdemeanors.”
. This case differs from
North Carolina Right to Life, Inc. v. Bartlett,
. Plaintiffs cite
In re Petition for the Appointment of Church Trustees,
. § 6.1-2.27 authorizes the Commonwealth's Attorney to enjoin people form violating the Consumer Real Estate Settlement Protection Act. § 10.1-1141 authorizes the Commonwealth’s to institute proceedings to collect financial costs incurred by the State Forrester for fires. § 58.1-339.10 authorizes the Commonwealth’s Attorney to collect funds when a taxpayer has received more tax credit than due in the context of riparian forest buffer protection. Since each of these provisions contain specific language empowering the Commonwealth's Attorney to intervene in non-criminal matters, they do not apply to questions under §§ 57-12 and 57-15, which contain no such provisions.
. See discussion of facial challenges, infra.
. Plaintiffs also state that, "Defendant Per-row argued in his Memorandum that judicial immunity bars the Plaintiffs’ action.” Because Judge Perrow nowhere in his Memorandum asserts judicial immunity as a defense, the Court shall decline comment on Plaintiffs' contentions that judicial immunity does not bar suit against Judge Perrow.
. The Trastees argue that, “The question of 'exclusive' use for religious purposes demands that the Clerk consider the limitation of Sections 57-12 and 57-15. It is pure nonsense to believe that a church can use property 'exclusively' for religious purposes and thus be exempt from recordation taxes when the church trustees may not claim title to the property because of the statutory limitations. Why would a clerk take the risk of under assessing the recordation tax when it is obvious pursuant to state and local law that the church has no legal claim to the property it seeks to have exempted from the tax?”
. Given that the statutes in this case are not criminal statutes, the facts leading to the Doe rationale present an even more compelling argument to deny Plaintiffs standing in this case than do the facts in Doe itself.
. At issue in
Steffel
was the following statute, Ga.Code Ann. § 26-1503 (1972) that was threatened to be applied in an unconstitutional manner: "A person commits criminal trespass when he knowingly and without authority ... remains upon the land or premises of another person ... after receiving notice from the owner or rightful occupant to depart.... A person convicted of criminal trespass shall be punished as for a misdemeanor.”
Steffel,
. At issue in
Bartlett
were N.C. Gen.Stat. § 163.278
et seq.,
which subjected violators of state campaign finance laws to criminal penalties for not complying with its provisions.
. The relevant statute in
Gardner
stated that, "No political committee shall make independent expenditures in excess of $1,000 for any or against any candidate running for a particular office in a state primary election, and a like amount in a state general election, in support of or to oppose any candidate.” N.H.Rev.Stat. Ann. 664:5, V. Violation of this or related provisions resulted in a criminal offense.
Id.
at 664:21, V.
See Gardner,
. Conversely, in a case where a Virginia statute granted express authority to the Attorney General to "investigate and bring an action in the name of the Commonwealth to enjoin any violation” of the offending law, and where the Attorney General conceded that she had this authority, the Fourth Circuit held that the Attorney General was a proper party.
Mobil Oil Corp. v. Attorney General,
. Governors and Attorneys General should be treated equally under the Young exception to the Eleventh Amendment:
If, because they were law officers of the state, a case could be made for the purpose of testing the constitutionality of the statute, by an injunction suit brought against them, then the constitutionality of every act passed by the legislature could be tested by a suit against the governor and the attorney general....
. Jefferson’s epitaph reads, “HERE WAS BURIED THOMAS JEFFERSON AUTHOR OF THE DECLARATION OF INDEPENDENCE, OF THE STATUTE OF VIRGINIA FOR RELIGIOUS FREEDOM AND FATHER OF THE UNIVERSITY OF VIRGINIA." Charles B. Sanford, The Religious Life of Thomas Jefferson 172 (University Press of Virginia, 1995) (1984).
