*1
Memorial
v
Falcon
FALCON MEMORIAL HOSPITAL
8).
(Calendar
86721,
4,
April
Argued
No.
86722.
Docket Nos.
26, 1990. Rehearing
September
Mich 1208.
denied 437
Decided
Falcon,
Falcon,
Ruby
J.
as
of the estate of Nena
administratrix
deceased, brought
wrongful
in the Monroe
death action
Kelso, Jr.,
Hospital,
against
Dr. S. N.
Court
Circuit
anesthetist, alleging
Denny,
that the defen-
Norma
a nurse
and
during
malpractice
the dece-
medical
childbirth caused
dants’
percent
surviving
opportunity
37.5
an amniotic
dent to lose a
J.,
court,
Sullivan,
L.
The
Daniel
dismissed
fluid embolism.
finding
plaintiff
against
parties,
that the
had not
all the
case
prima
negligence.
on the issue of
The
made out a
facie case
Shepherd
Kelly, P.J.,
Appeals,
and
and
Court
Michael
JJ.,
unpub-
remanded
in an
Simon,
reversed and
the case
C. W.
83193).
(Docket
Supreme
per
opinion
No.
The
lished
curiam
(1987).
remand,
appeal.
denied leave
While
decedent’s cause of action accrued before her
Falcon
suffering
pain
death,
from
did not suffer conscious
she
procedures
mo-
implement
between the
the omitted
failure to
time of her
and the
accident occurred
that the medical
ment
later, having
entire time.
been sedated
death a few minutes
damages
37.5
times the
appropriate
measure of
wrongful
damages
for a
death.
recoverable
concurring,
Cavanagh,
joined by Justice
Boyle,
Justice
injury for
recognize
as an
to survive
a lost
allowed,
long as the
as
should be
tort
which
probably
than not caused
negligence
more
of the defendant
opportunity.
loss of
Affirmed.
Brickley
Griffin,
joined by
Justices
Riley,
Chief Justice
may
wrongful
dissenting,
death
stated that an action
summary disposition
it is uncon-
where
a motion for
survive
defendant’s
cannot show
tested that
produce evi-
negligence
and will
the decedent’s death
caused
an increased
would have had
the decedent
dence
case,
defendant,
in this
had not
as
of survival
catheter before
negligently
insert an intravenous
failed to
administering
immediately
block anaesthesia.
saddle
after
omission
that the defendant’s
cannot show
Where
*3
death,
degree of
probably
the
certitude
a cause of the
was
recognition
lacking.
imposition
liability
justifying
is
fundamentally
loss
item of
of mere chance as a recoverable
definition,
By
the essential notion of causation.
contradicts
compensate
theory
lost chance of survival
possibility
omission caused
that the defendant’s
for a mere
death.
plaintiff’s
actually cause the
did not
If a dеfendant’s acts
requiring
justification
defen-
injury
for
no rational
there is
damages.
plaintiff’s
It is the
dant
to bear the cost
negli-
between
plaintiff’s
causal connection
burden to show a
merely
go
jury supported
gence
injury.
to a
A case cannot
something might
speculation
been a cause
sheer
something
possibility
the cause.
there was a
or that
certainty regarding
degree
causation
There must be some
may
a medical defendant
jury
determine as fact that
before a
compensate
plaintiff’s injury
and thus must
did cause
requirement
dispense
to abandon the
plaintiff.
this
is
To
with
concept of
truth-seeking
in the
of the law. Inherent
function
degree
the notion
foresee-
of certitude and
causation are a
case,
evidence.
ability.
absence of such
there was a total
In this
(1989)
17;
App
affirmed.
Negligence — Medical Lost compensable opportunity in medical to survive is Loss of an actions, proportion malpractice of the lost to the extent though opportunity, lost was less than even probable fifty percent that an unfavorable result avoided; must establish would or could have been oppor- probably than not reduced the that the defendant more avoiding tunity harm. Lopatin, Miller, Freedman, Bluestone, Erlich, Franklin) (by Lee R. for Rosen & Bartnick plaintiff. (by Cooney, G. Kam-
Plunkett & P.C. Robert enec), Hospital. for defendant
Weipert Weipert (by Weipert) Michael A. & defendant Kelso.
Amici Curiae: Wright,
Dickinson, Moon, Dusen & Free- Van Hughes (by Robert W. man Barbara Erad and Powell) Michigan for the Defense Trial Counsel. Wagner Kenney,
Kitch, Saurbier, Drutchas, & Zitterman), Michigan (by Healy P.C. Susan for the Hospital Association. (by Schureman, Frakes, & Pris- Glass Wulfmeier Schwarze) Michigan Society L.
cilla Hospital for the Management. Risk Granzotto, Linkner, Mark Monica and Charles Michigan Lawyers P. for the Trial Associ- Burbach *4 ation. affirm). (to deposition testimony J. The of
Levin, 447 Memorial Falcon v Levin, tended to expert witness Falcon’s1 Ruby S. N. physician, the defendant that had show wit- Jr., expert Kelso, procedures followed the followed, patient, have been claims should ness Falcon, 37.5 have had a would Nena J. medical accident surviving
opportunity2 cause of her death. was a because complaint3
The trial court dismissed
Falcon
that Nena
did not show
Falcon’s evidence
percent—
fifty
as more than
probably—defined
had not been
procedure
survived
reversed,
stating
of Appeals
The Court
omitted.
the omitted
"establish that
Falcon need
for im-
potential
or
had the
procedure
treatment
or
preventing
proving
patient’s
Hosp,
v Memorial
death.” Falcon
178
patient’s
(1989).
17, 26-27;
448 436 Mich Levin, probability the treatment would be some greater probability not be successful, need fifty percent.”4 affirm. than We
i claiming malpractice ordinar- medical Plaintiffs ily said to have contend that the act or omission malpractice physical medical caused constituted patient. to the Falcon so contends harm instant although claiming case, Falcon Nena only percent opportunity of had a 37.5 would have surviving the medical accident that was a cause of physician her death had the defendant followed procedures expert claims should have been fifty-one percent followed, and hence less than a 4 Appeals Rogers The Court of looked to this Court’s decisions in v (1912), Silber, Kee, 561-562; Harvey Mich NW 510, 520; (1942), 300 Mich NW2d 483 and concluded that a probability need treatment would have been successful. establish that there was some that the omitted Rogers, patient "calling physician, is In this Court said that a approved experience of entitled to methods of treatment from which profession probable indicates results are and to be beneficial and, anticipated; recovery, if not an entire ultimate condition better testimony presents than if left to chance. . . . We think such of fact for the and an issue jury—on probability, it is true. The issues of sickness death, forecast, healing, life and are too uncertain to be otherwise negligence deprives probability but which a man of such is more than Id., pp injuria sine damno.” 561-562. Harvey, Harvey, estate of Garfield administrator a deceased, brought against malpractice the defendants for action negligent diagnosis to the effect there was a would have saved mony would have saved Expert testimony of the location of a bullet. was good probability operation fairly that an patient’s This said: "There is testi- life. Court probability operation the record that there was that an Harvey’s negligent diagnosis life. Therefore the Id., proximate could be said to have been the 520. cause of the death.” connection, noteworthy jury In this the standard civil "probable”: 'proxi- do not define "When I use the words instructions mate cause’ mean first, negligent I must have been a that the conduct second, plaintiff’s injury, plaintiff’s injury must cause of that the negligent probable havе been a natural and result of the conduct.” SJI2d 15.01. Falcon v Memorial Opinion by Levin, J. surviving, opportunity of the defendants neverthe- less caused Nena Falcon’s death. proofs
The defendants contend that because the at a trial of Falcon’s claim show that it probable, percent, fifty measured as more physical that Nena Falcon would have avoided procedure omitted, harm had the not been Falcon negligence cannot show that the asserted of defen- physical They dants caused her harm. also contend *6 wrong- that Falcon cannot maintain an action for only ful death because such an action can be plaintiff maintained where the can that establish again, death, and, the act or omission caused proofs they Falcon’s will fall short because will show that there would have been a 37.5 percent opportunity avoiding of death and not a percent fifty pro- more than cedure not been omitted. had the
n recovery opportu- Some courts disallow for lost nity patient unless the can establish that physical
would not have suffered the harm negligence, but for or, least, the defendant’s at probable, it is more measured as more than fifty percent,5 negligence, that, but for such physical would not have suffered the harm.6_
5
probable
puts
premium
It
cause
[the
a
on each
standard]
party’s
willing
being
search for the
witness. Human nature
is,
legal
what it
for
and the difference between scientific and
tests
"probability”
creating confusion,
expert
every
often
for
who
witness
evaluates the lost chance at
there is another
49%
[Thompson
City
who estimates
it at closer to
v Sun
51%.
Hosp, Inc,
597,
Community
607;
(1984).]
141 Ariz
Under plain- fifty percent, approach causation, than patient would have tiff who establishes fifty percent opportunity not of more than a had suffering physical not
harm had the defendаnt negligently, one hundred acted recovers damages. opportunity is The better than even the compensated certainty, although if it
as
were a
quoted
finding probability.
frequently
passage,
In a
the court
basis for
explained:
proof
understandably
attractive
Lesser standards
are
itself,
physical
being,
malpractice
well
and life
are
cases where
strong
humanity
subject
litigation.
the
tends to
intuitive sense
emotionally direct
that in an
us toward
conclusion
person
survival,
compen-
wrongful
injured
be
action for
sated for
remoteness.
would be so loose that
death
should
any
regardless
of its
loss
However,
trepidations
we
that such
rule
injustice
produce
than
more
though
authority
allowing
justice.
rule
there exists
for a
Even
proof
meeting
upon
not
based
causation
evidence
persuaded by
logic.
probability,
their
are not
the standard of
we
[Id., pp 251-252.]
1984)
Inc,
(Fla,
Bldg,
Similarly Gooding Univ Hosp
see
must
v
445 So 2d 1015
(a
likely
injury
more
than not resulted from
show
1984)
(Fla,
conduct);
Lazenby,
Beisel
2d
defendant’s
v
So
(in
malpractice
negligence
actions it must be
that the
medical
shown
McCardle,
likely
damages);
caused the
Hanselmann
more
275
defendant’s
*7
(1980)(a
46;
plaintiff
267
531
must show that but for the
SC
SE2d
error,
averted);
would
Cornfeldt v Ton
death
have been
1980)
(Minn,
(a plaintiff
gen,
show
it was
All this standard, as other standards as well than analytic to be used causation, devices—tools are They judgments. making do not causation certainty in yield truth. Absolute ultimate cannot matters rarity.9 is a of causation physi- permitted courts have Other compen probable approach to over thus tends than not The more particular plaintiffs. McCormick stated: Professor sate insist, single specific in claims for loss of the courts Should substantially showing advantage, upon that the chances were nothing? adopt giving upon To this all or than even and
better
overlavishness
119.]
in oscillation between
seems to result
attitude
and
31, p
[McCormick, Damages,
niggardliness.
§
prob
present
likely
than
standard
not]
Under
[more
Oklahoma,
expert
negligence
ability applied
in all
cases
i.e.,
words,”
"magic
con
speak
that the defendant’s
must
injury,
probably
to ensure
than not caused
duct more
a verdict will
[McKellips v St
not be directed for the defendant.
(Okla,
Inc,
1987).]
Hosp,
741 P2d
Francis
it,
forget
However, although
may
is hard to
we
often
theory:
teachings of
quarrel
absolute
absolute
and the
decision
one of
basic
with
certainty
past
events is no more realizable
about
theory
[Kaplan,
certainty
future.
Decision
about the
1065,1071 (1968).]
factfínding process, 20 Stan L R
*8
452
gan probability’ proven legally a 'reasonable is if a finder of fact had, presented could conclude from the evidence the words of the surviving that the expert good’ Harvey, 'fairly witness chance of Although operation. acknowledge imprecision we nearly always necessary companion any legal which is the stan- rejects quantitative analysis, Michigan dard that law leaves no doubt rejected analysis qualitative that it has The court concluded: such in favor of a one.” Id. Michigan requires proof All the deceased had a probability” "reasonable if the medical condition appropriate had been discovered and treated within time. [Id., p 883.] probability” "fairly good” The Court defined a "reasonаble chance. as a *9 453 Memorial Falcon v Opinion Levin, J. need held that Some courts awas conduct the defendant’s show physical producing factor substantial of a for loss courts allow Other harm.11 achieving a or less percent fifty a stan- articulating clearly without result better have so A of courts number of causation.12 dard in the Restatement language the basis of held on Torts, 2d.13
iv
woman, gave
Falcon,
nineteen-year-old
Nena
Falcon,
Eugene
Justice
baby,
healthy
birth to a
21, 1973. Mo-
March
morning hours of
early
coughed,
Nena
Falcon
delivery,
after
ments
suffered a
convulsed,
cyanotic,
became
gagged,
At-
collapse.
cardiac
respiratory
complete
11
(1978);
Bashline,
256;
Scafidi v
tempts She was to revive her were unsuccessful.14 pronounced dead soon thereafter. report autopsy fluid indicated that amniotic unpreventable complication
embolism,15 an approximately twenty ten or occurs thousand one out of
births, was the оf death. The sur- cause according is, rate of amniotic fluid embolism vival to Falcon’s travenous line is connected to the the onset of the embolism. In this nous expert witness, 37.5 if an in- before
case, intrave- line had not been established.16 theory physician Falcon’s is that or nurse had a anesthetist administering inserted an intravenous line before spinal anesthetic to assist *10 dealing complica- physician any with of several tions, the intravenous line could have been used to 14 Kelso, birth, physician Dr. at the testified that attendance attempted cardiopulmonary he He testified that a resuscitation. also attempted nurse to insert an intravenous line into Falcon after she convulse, began to but could not do so because Falcon’s veins had collapsed cian, apparently physi and were blocked. He added that another down,” is, Burroughs, attempted Dr. a "cut tried to cut he directly into Falcon’s vein in order to administer sodium bicarbonate. Burroughs inject any The "cut down” was medication into Falcon’s circulation had ceased. Dr. not unsuccessful. could circulatory system point because at that her 15An amniotic fluid embolism occurs when the amniotic fluid system, through circulatory infuses into the mother’s rent most often through pelvic the uterus or veins. The amniotic mother’s may fluid is not clear. It contain undissolved matter such as fetal skin cells, (excrement lanugo, mucus, or meconium from the fetus’ intesti tract). up nal The debris-filled fluid is taken into the mother’s circula tory system, pumped through lungs her and into her where heart often, lodges, causing injury, embolus embolism debris in the Amniotic death. fluid may diagnosed presence autopsy by be in an of amniotic body’s lungs. plaintiff’s expert percent The testified that the 37.5 survival rate computed fifty percent is amniotic fluid embolism will die within an hour. Of the as follows: of the women who suffer an remaining fifty percent, approximately bleeding develop half of those will or coagulation problem percent twenty-five called "dic.” who Of Die, develop Therefore, half will survive. the survival rate women percent. who suffer amniotic fluid embolism is 37.5 Dr. Kelso testified that the rate fluid survival of amniotic embolism percent. figure percent is zero account for cases where an exact raised the He survival to five to diagnosis found. cannot be Falcon v Levin, life-saving Falcon’s circula- fluids into Nena infuse percent opportu- providing system, tory 37.5 her a inserting surviving. By nity the intravenous not deprived physician her of a 37.5 line, the surviving the embolism. question an caused a defendant whether especially readily answered,17 and is is not event present perplexing as those in circumstances such defendant’s failure where the in the instant case uncertainty responsible largely for act is regarding causation.18 case inserted in the instant the defendants
Had things line, would have of two intravenous one happened, lived, or she Falcon would Nena uncertainty be no have died.19There would perhaps nothing law which has in the entire field of There is upon opinions disagreement, are which the called forth more in (5th ed), Keeton, Torts & a welter of confusion. [Prosser such 41, p § 263.] charged supra, p physician Dollinger, was n 10 In Evers v failing diagnose malpractice cancer. The breast medical with Jersey Supreme observed: Court of New supra], conspicuous of the case Hamil A feature of [n charged having us, in a failed with is that defendant
before
source;
against
protect
hence
duty
harm from another
what
occur but also
what did
fact-finder must consider
might
*11
[Emphasis
original.]
....
in
have occurred
60,
cause-in-fact,
Malone,
LR
61
9 Stan
on
also
Ruminations
See
302, 312-313;
(1956);
(1985).
Twp,
been
Silber,
510;
2 NW2d
promptly. Harvey v
300 Mich
States, 368 F2d
626,
(1942).[21]
v United
483
632
[Hicks
(CA 4, 1966).22Emphasis in
original.]_
with environmental
victim’s
Cook v
Rep
"The
then shifted to the
1,
3-4
legal consequence
Lewis,
power
(1951).
[1951]
proof.
[Gardner, supra, p
conditions,
Can
wrongdoer
of that
Sup
Ct
he
is,
830,
has,
287,
I
exculpate
should
832-33
n
4.]
effect,
say,
[1952];
himself
destroyed
that the onus
1 Dom L
. . . .”
King similarly explained:
Professor
compensated
also be
for
Destruction of a
should
conduct, it
of fairness. But for the defendant’s tortious
reasons
grapple
impondera
necessary to
with the
would not have been
bles of chance. Fate would have
A
run its course.
defendant’s
ticket,”
doing
destroys
only destroys
in so
tort not
any
a "raffle
knowing
have fared
how that
ticket would
chance of ever
valuation,
Causation,
drawing.
[King,
chance in
involving preexisting
persоnal
injury
fu
conditions and
torts
(1981).
consequences,
1378
See also
ture
90 Yale LJ
176;
Hosp,
210 Va
SE2d
Whitfield v Whittaker Memorial
310-311,
(1969),
Manchester,
supra, pp
n 18
Hake
Wolfstone, supra, p
&
Wolfstone
133.]
21See n 4.
(1957),
459, 473-474;
Rudner,
VI seeking ordinary tort In an action stranger *13 physical harm, the a to the defendant is duty imposed by operation plaintiff of law imposed independently any undertaking by of is the practice, claiming In an action medical mal-
defendant. patient generally however, the is not a stranger engaged Generally, patient the defendant. to physician. of the defendant
the services physician perform undertook to for The the services patient
patient, pay and the undertook to or provide payment for the services. undertakings scope by physician a patient or
The hospital patient to the to the hospital physician express agreement. generally or is not a matter of is, however,
There an under- standing that the law enforces in the absence of express agreement. patient expects physi- The expected physicians cian to do that which is of training community, physician in like expects and the patient provide pay payment to or services, whether the likelihood of there in being any patient only fact through fifty percent to the one benefit is per- greater fifty cent. scope assert, effect, in
The defendants that the undertaking did their not include acts or omissions likely patient only to benefit the to the extent Court, addressing question this perform plaintiff whether a doctor’s failure to way any section on the in caused the cesarean baby, to lose her said: facts, They jury] justified finding, would be on these [the home, surgery, that if had been sent to instead of back latest) (at morning September baby on the 4th that her is, course, There no would have been delivered alive. lute child our abso- might certainty slipped, or the thereof. The knife beyond might any have died at instant because of forces control, comprehension. beyond, possibly, even our Falcon v Levin, J. through fifty percent—or they should at least one liability subject for aсts or omissions be only likely to the to have caused harm extent through percent. they fifty They contend one subject liability only be for acts or should likely, fifty to the of more than omissions extent percent, physical harm to have caused patient: (which reasoning of the district court herein position Cooper
is similar to the extreme taken Sisters),[23] essence, open v declares on season critically injured persons providers ill or as care grossest would be free of liability for even the malpractice fifty-fifty had surviving chance of injury the disease or even with proper Counselman, treatment. [Roberson 1006, 1021; Kan (1984).] P2d 149 *14 engage doctors, Patients the services of prevent delay death, to and to disease or but also to death suffering or
defer ameliorate the associated with disease or If death. the trier of fact were to expert testimony, decide, on the basis of that the undertaking physician of the defendant included implementation procedures that, the of tasks and Falcon, in the case of Nena would have enabled physician medically persons, the and other trained present delivery, pro- who were at the time to of her, vide the event of the medical accident that opportunity occurred, an accident, to survive the understanding failure to do so awas breach of the or undertaking.24_ n 6. See 24 parent permitted against hospital A was to maintain an action physicians alleged injury resulting for enhancement of to her son county hospital surgery
from the transfer of her son to a Thompson City Community Hosp, supra, p v Sun n 5 608. The court held: Mich Opinion by Levin, J. expert testimony Falcon, the of Falcon’s
Nena percent credited, have had a 37.5 is would witness surviving imple- opportunity the of had defendants procedures expert the Falcon’s asserts mented implemented. reducing Nena should have been living failing to insert of Falcon’s physician line, her her caused an intravenous probably although harm, said, it cannot be more not, A than opportunity he caused her death. 37.5 living opportu- hardly the of kind willingly nity any us allow our providers ignore. If, care as Falcon’s health to implementation pro- expert asserts, such the part understanding the under- cedures was pro- taking, implemented the the failure to have understanding or cedures was a breach of the undertaking. physician be, is, sub- and should although ject liability breach, for such Nena fifty likely, Falcon was measured as more protection of the chance interest was within because range duty harm defendant and the breached type which the defendant was which followed was from protected plaintiff, jury may con- be allowed to in the of harm on issue of sider causation. increase jury If the finds that defendant’s failure to exercise increased the of the harm he undertook reasonable care risk prevent, may "probability” this fact find a that defen- from negligence [Emphasis damage. dant’s cause of added.] holding, In so the court observed: further, dealing must we are with the We remember protect limited class of cases in which defendant undertook to interrupted particular negligently from a harm and events, increasing thus the risk of that harm. the chain *15 impossible negligent to find Defendant’s act or omission made certainty happened and thus forced the with what would have proverbial crystal to decide court to look at the ball order determinations, course, might have been. Such what traditionally jury province than the been the of the rather judge. Emphasis [Id. added.] Falcon v Memorial Opinion by Levin, J. percent, to die as soon as the medical accident negligence physician occurred and the elimi- fifty opportunity nated a surviving. than less injury resulting We thus see from medical malpractice only, necessarily, physical as not or including opportunity harm, but also as the loss of avoiding physical patient goes harm. A to a physician precisely avoiding, ameliorating, improve opportunities his reducing physical
or harm pain suffering. and and gave long
Women birth to children before there physicians hospitals were or even A midwives. engages physician woman who of a services hosрital and enters a to have a child does so to pain suffering reduce and to increase the surviving surviving likelihood of her and the child good though childbirth in a state of health even the likelihood of the woman and child not surviv- ing good health without such services is far less fifty percent. why go physi- That is women physicians cians. That is what undertake to do. they paid They That is what are, are for. subject liability they be, should fail to meas- up ure to the standard of care.
VII recognized, A number of courts have as we would, loss of an for a more favorable distinguished result, as from the unfavorable re compensable malpractice sult, as in medical act approach, damages ions.25 Under this are recover opportunity although op able for the loss of portunity even, lost was less than and thus it is Keeton, §41, supra, p 272; See Prosser & n 17 Wolfstone & Wolfstone, supra, pp n 20 129-130. *16 436 443 Mich by Opinion Levin, than that the unfavorable more not probable
not
avoided.26
or could have been
result would
must establish
approach,
plaintiff
Under this
He
prove,
must
more-probable-than-not
causation.27
not,
re-
the defendant
more probably
avoiding
harm.
opportunity
duced the
127, 133;
Humberger,
Aasheim
Mont
(1985),
commenced an
causality cal treatment are diseased or nose or recover. the realities inherent medi- negligence litigation. People who seek medical diag- injured. Failure to properly denies the treat *17 Including opportunity this lost within the gives recognition causality embrace to real loss consequence of medical failure. The trier of determine whether de- fact should negligence in fendant’s was a substantial factor reducing result. obtaining plaintiff’s chances of a better Louvar, 131, In DeBurkarte v 135 NW2d (Iowa, 1986), Supreme explained the Court of Iowa viewing injury the difference the as a between loss viewing opportunity life of survive an illness: as loss recognize plaintiff’s injury may the We be life, shortening viewed as a we would tiffs did not tion: there probably her from of her in which case agree plain with the defendant the produce substantial evidence on causa plaintiff’s was no evidence cancer spread September, preventing after being cured. On the [Citation omitted.] hand, 323(a)][28] other cates, as the Restatement indi [§ injury may her also be viewed as a lost jury The chance survive the cancer. could then from find to the evidence the defendant’s failure diagnose probably and treat cancer caused a plaintiff’s substantial survive reduction in the chance to it.[29] app The court concluded: "We believe the better n 13. See expert "opined Plaintiff’s witnesses that within a reasonable plaintiff’s surviving degree years certainty the of medical chances ten fifty high eighty percent would have been at least and as as lump September, Id. had 1981.” been removed 436 Mich Levin, J. recovery, for the lost but is to allow roach[30] origi (Emphasis Id., 136. of survival.” nal.) permitted Washington Supreme Court The representative personal to main expert testimony there an action where tain point percentage reduction—from fourteen of a twenty-five percent—in thirty-nine opportunity patient’s survival, which was for diagnosis delay in from a to have resulted claimed Cooper Group lung Health cancer. Herskovits Puget Sound, 609; 664 P2d 99 Wash 2d ative (1983). opinions, separate majority, in two 474 agreed, "[c]ausing reduction of chance) (loss opportunity one’s to recover negligence, however, not necessitate a total does negligent party recovery against for all dam ages by the victim’s death.”31 caused concurring opinion Herskovits, in which
In a majority joined, comprising judges of six four law was reviewed loss of case following were conclusions stated:_ *18 30 recognize the action for lost said that "most courts The court DeBurkarte, supra, malpractice.” n 19 and medical chance of survival p 136. The court added: allowing recovery a not-better- there was In nine of the cases expert testimony the and a lack of
than-even chance of survival [Id., pp prevented recovery. negligence probably defendant’s original.] Emphasis in 136-137. (O’Brien, supra, n 19 three of the cases The court noted that in supra), James, accompanying supra, Mays, n 46 the text n 19 survival,” damages patient’s chance of limited "to the lost courts cases, 137, DeBurkarte, p supra, in the court viewed and that two survived, as underlying injury, the lost chance of and not “the approach compensable.” of those two Id. The court was critical of the underlying injury permitting for the because in courts physician’s negligence requiring expert testimony that a without departed underlying injury, probably the court had from caused the principles of causation. traditional 31 634-635). (lead 619, concurring opinion, pp opinion, Id. Falcon v Memorial 465 Levin, J. First, the critical element each of cases is negligence deprived the defendant’s either surviving a potentially decedent of chance To fatal condition or reduced that chance. summa States[32] rize, in Hicks v United the decedent was Milner deprived [33] of a the decedent’s probability survival; survival was in Jeanes v O’Brien percent percent; reduced from 35 24 Stover,[34] v percent the decedent’s 30 chance of amount; survival was reduced an indeterminate States[35] in McBride v United the decedent was in Kallen deprived survival; probability berg v Beth Israel Hosp[36] the decedent was de prived percent percent of a to 40 chance of Bashline[37] survival; in Hamil v the decedent was deprived survival; of 75a chance of States, supra, p accompanying Hicks v United 632. See text n 22. Milner, p 604, supra, plaintiff alleged In Jeanes v n 19 promptly containing the defendants failed to from her son’s throat Institute that that that send slides tissue taken Hospital to Barnes and to the Armed Forces Pathology diagnosis. plaintiff’s expert The testified diagnosis early lymphosarcoma, and treatment of the disease life, ultimately took the decedent’s He essential. also testified during delay slides, in transmission of the the decedent’s (when progressed stage percent twenty- thirty-five cancer chance of from one there is a survival) (when stage two survival decreases to percent). four The court concluded that this sufficient was evidence from which to infer that the decedent’s "life would have been saved prolonged pain or at least treatment.” and his lessened had he received earlier added.) (Emphasis 34 O’Brien, supra, p 1019, plaintiff alleged n 19 diagnose plaintiff’s expert decedent’s dentist had failed to cancer. The patient’s probably present testified that cancer was when the began suspect patient systemic dentist first ailment, had some it, biopsy that a tissue would have revealed that the treated, probably could have been longer and that she would have lived comfortably. expert and more also testified that type overall survival rate from the patient cancer that had infected the thirty percent and that of survival is considerably improved expert testimony diagnosis. early with The court said that the present jury question of causation was sufficient to a approved under Iowa law. The court cited Jeanes and Hicks and as an damages patient’s element of survival, the reduction of the "chances for living longer comfortably or at least and more . . . .” (CA 1972). States, McBride United 462 F2d 72 36Kallenberg Hosp, supra. v Beth Israel n 12 Bashline, supra. Hamil v n 11 *19 Mich Levin, (ND Cal, Supp F v United States
James [483 deprived of an was indeter 1980)][38] the decedent survival, no how small. of matter minate chance of the chance survival The three cases where McBride, (Hicks, and greater than 50 Hamil) focus on the unexceptional they in that are injury, they the and the as death of decedent beyond to the require proximate cause be shown is consistent probabilities. Such result balance of state, existing principles this with with jurisdictions cited defendant. cases from other remaining de- four cases allowed prove spite probability plaintiffs’ failure (Jeanes, O’Brien, cases Three these survival. and James) Hicks, signiñcantly from the differ McBride, reduction in they view survival, group and Hamil that or of the chance of loss itself, injury. as the Under rather than death cases, liable, not these is for all defendant death, arising but damages from or damages to the extent of diminished lost cases, chance of survival. The fourth of these Kallenberg, differs the оther three that from compensable injury. on the as focuses This death principles clearly a distortion traditional is effect, Kallenberg proximate held causation. States, supra, n 19 In James v United notify him of a mass contended that the defendant’s failure revealed tissue opportunity x-ray deprived of earlier in an him tumor’s radiation treatment lowered the have reduced the size and would risk of The court said: metastasis. plaintiffs have have The Court therefore finds and concludes proving their burden of that James sustained i.e., treatment, early discovery and from disclo- benefited sure in 1976 would have tumor offered at a chance that least and, cured, successfully treated even if not its could be proximate growth negligence, As a result of arrested slowed. defendant’s deprived James was receive resulting early realizing any gain and the chance of treatment expectancy physical comfort. No in his life and mental may magni- its have been—and matter how small tude chance say one can that the be ascertained—no cannot decreasing suffering
prolonging
valueless.
life or
one’s
[Em-
phasis added.]
*20
Falcon v
by
Opinion
Levin, J.
(rather
of causation
percent possibility
that a 40
than
probability
required by a
percent
the 51
standard)
liability for
to establish
was sufficient
proof of
standard of
this loosened
the
Under
death.
liable for all
causation,
would be
the defendant
he
for which
resulting from the death
damages
responsible.
most 40
was at
that
the
persuades
of these cases
My review
me
us is
problem
the
before
preferable approach to
Jeanes, O’Brien,
(at
implicitly)
least
that
taken
Emphasis
[Id., pp 631-632.
James.
added.]
opinion
Finally,
the
resolu-
"that
best
the
states
recognize the loss
us is to
of the issue before
tion
in-
chance as an actionable
than even
of a less
added.)
(Emphasis
jury.” Id., 634.
Sipes,
Ehlinger
1, 13-14; 454
155 Wis 2d
In
(1990), parents
permitted main-
to
were
NW2d 754
diagnose
alleging
that the failure
action
tain an
multiple pregnancy
factor in
a substantial
they
causing injuries
were
suffered when
twins
prematurely. The court said:
bоrn
nature, where
in a case of this
conclude that
We
relationship
the defendant’s
causal
between
the
plaintiff’s harm can
alleged negligence and the
surmising
as to what
only
plaintiff’s
inferred
be
have been had the
condition would
care,
or
satisfy
his
ordinary
exercised
defendant
causation,
plain-
production on
her burden of
tiff need
the omitted treatment was
show that
which
prevent
very type
of harm
intended to
resulted,
have submitted
treatment,
probable
is more
and that
to
than
have lessened
the treatment
could
plaintiff’s injury had it been rendered.
avoided the
It
trier of fact
to determine
then is for
negligence was a substan-
defendant’s
whether the
[Empha-
causing
plaintiff’s harm.
factor in
tial
original.]
sis in
Dep’t
&
of Health
v United States
Waffen
436 Mich
Levin, (CA 1986),
lung
Services,
Human
799 F2d
malpractice
claim,
filed a medical
cancer
super-
alleging
communicate, failure to
failure to
care,
The United
vise medical
and abandonment.39
Appeals
Circuit,
for the Fourth
States Court of
retaining
requirement
while
prove
more
must
the defendant’s conduct
recognized
likely
injury,
than not
loss
caused
injury.40
as a distinct
VIII
injury
contend,
The defendants
*21
sought
wrongful
which Falcon
to maintain this
protect
action,
failure to
Nena Falcon’s
death
39 March, 1981, Virginia
Waffen was admitted to the Clinical
x-ray
Center at the National Institutes of Health and a chest
was
radiologist’s report
by
taken. The
five centimeter area of soft tissue
concluded that there was a three
patient’s lung
density in
follow-up
radiologist’s report
recommended a
"misplaced”
examination.
was
placed
medical file. The doctors
never
Waffen’s
signed
discharge summary
prepared and
stated that
who
Waffen’s
x-ray
though they
normal limits” even
Waffen’s chest
was "within
x-ray report.
had not seen the
x-ray
performed
x-ray
A second chest
was
on October
1981. This
malignant "infiltrating
carcinoma.” The lesion measured
revealed
approximately
by
five
five centimeters. At this time it was discovered
that an
had been committed.
"error”
written,
opinion
The court said that
the time the
was
hope
cancеr was terminal and that she had no
of
clear
long-term
Waffen’s
Dep’t
Human
survival. Waffen v United States
of Health &
Services, supra, pp 913-914.
40The court said:
significant
[supra],
Hicks
Corso
What was
about
[Thomas v]
Weimer,
84;
(1972)],
Md
A2d 379
and Hetrick
Md
[265
App
certain kind of harm
survival”)
[v
522;
(1986)]
harm: loss of a substantial of survival. Emphasis original.] 918. The court in Waffen went on to hold that the in that case possibility” failed to establish that she had a "substantial of had survival. Falcon v Memorial Opinion by Levin, J. opportunity avoiding physical harm, cannot be proofs maintained because the show that fifty percent, nity ing trial at will not probable, it is measured as more than they protected opportu- that, had her living, Recogniz- she would not have died. opportunity avoiding loss of a substantial physical unnecessary harm as actionable makes it to consider whether Falcon’s action for medical malpractice can be maintained as an action for wrongful may death. Falcon maintain a survival against action protect the defendants for their failure to living.
Nena Falcon’s resulting The harm from defendants’ asserted malpractice immediately occurred before Nena Falcon’s death when the medical accident occurred and, reason the failure to have inserted an line, intravenous die. it became certain that she would immediately At moment, her before death, Nena Falcon had a cause of action for the any opportunity living, harm, the denial of had been caused her.41Her claim therefor survived her death "[a]ll because actions and claims survive § death.” RJA 2921.42_ opportunity during Patients have maintained actions for loss of Aasheim, supra, preceding pp 462-463; their lifetimes. See text n 31 on
DeBurkarte, supra, accompanying supra; Ehlinger, supra, text p 467; n 30 text Waffen, preceding supra. n 39 on n 39 goes provide Section 2921 on to on claims for "[a]ctions injuries prosecuted which result in death shall not be after the death *22 injured person except pursuant 2922, provides to” which for § wrongful death action: person injuries resulting Whenever the death of a or neglect, in death act, another, by wrongful shall be caused and the ensued, or fault of act, would, neglect, or fault is such as if death had not party injured have entitled the to maintain an action damages, person corporation and recover who or the which liable, ensued,
would have been if death had not shall be liable damages, notwithstanding an to person injured, action for the death of the although and the death was caused under felony. 600.2922; circumstances that constitute a MSA [MCL 27A.2922.] 436 Mich by Levin, percent that of a 37.5 persuaded are loss We a loss a sub- living constitutes of opportunity of harm.43 avoiding physical of opportunity stantial lesser percentage need now decide what We opportunity. of constitute a substantial loss 420, Laboratories, PC, Regional 415 Mich See Hawkins v Medical (1982). 436; Group Health NW2d See also Herskovits where, Sound, concurring supra, Cooperative Puget of a comprised signed judges majority, opinion of the six who four personal action for loss of this it was said that decedent’s "[t]he of in his chances will fourteen reduction survival] [a personal representatives provided by Rev to his as survive [Wash provides that causes of Code 4.20.046.” The cited statute Ann] "[a]U person persons personal . . to a or . shall survive action representatives persons], on such actions arise of whether [those otherwise, or and whether or not such actions would have contract prior of of at the law or to the date enactment this survived common . . . .” section interval the loss of While Nena Falcon’s case time between harm, resulting physical opportunity better result and the an for a death, short, relatively was cases the time interval her other opportunity for result between the loss or reduction a better longer, physical considerably as and the harm will be occurrence resulting diagnose misdiagnosis. thеre is a or a The where failure harm, pain resulting might physical spread from of a disease avoided, resulting might pain have been from medical treatment avoided, resulting anxiety pain suffering from have been might avoided, prolonged may period been extend a of time over death, remission, patient A suffers as until or a cure. who such harm misdiagnosis diagnose or has actionable a result of failure to damages regard n 41. for death ensues. See claim without whether opportunity accrual of action loss of an The of a cause not, thus, achieving depend on death better result does whether ensues as a result. The cause damages action accrues when harm and opportunity result the loss of a substantial for a better from establishing through expert The the burden result. has testimony the treat- difference between the course of the disease and diagnosis, ment had there a correct and the course of the disease been diagnose misdiagnosis. failure and treatment as a result of ensues, patient, or, personal representative, his need if death percent, probable, fifty that it more than not show measured as differ- that the course of the disease and treatment would have been not, show, probably ent. It is sufficient to more that had there diagnosis, a correct would have had a substantial been avoiding the course of the disease treatment occurred. *23 Falcon v Memorial Levin, J. IX case, In the instant Falcon’s cause of while Nena death,44 she did not action accrued before her the failure pain suffering suffer conscious and from implement procedures the omitted between moment the medical accident occurred and time of her death a few minutes later—she time In throughout period. was sedated the entire case, damages 37.5 times the recover- this wrongful appropriate death be an able damages. measure of Supreme Court of Iowa differentiated loss cases that allow a to recover
opportunity underlying injury for the from those45 that limit damages patient’s to the lost of sur- opportunity cases, vival. Criticizing group former court said: reasoning, Under this could recover all
damages resulting injury from an for which a may only partly responsible. defendant be It effec- tively jury speculate allows on causation expert testimony physician’s negli- because that a gence damages probably caused the total is not required. position clearly This is an extreme principles distorts the traditional of causation. Louvar, supra, p Emphasis 137. [DeBurkarte original.] The court concluded that recovery should be al- "only Id. lowed for the lost chance of survival.” (Emphasis original.) Mays States, v United
In F Supp (D Colo, 1985), the court malprac found that patient’s tice reduced the opportunity survival 44When, by implement procedures, reason of the failure to became certain she would die. O’Brien, James, supra, supra, 45The court cited n 19 n 19 Mays, supra. n 19 436 Mich Opinion by Boyle, percent. computing forty dam fifteen
from multiplied ages, lost, the court *24 per percent twenty-five percent (forty less fifteen cent), by pecuniary loss to determine the net damages by the defendant.46 The caused only damages permitted thus was recover patient’s opportunity in the of surv the reduction ival.47 Appeals reversal the Court of
We would affirm entry summary judgment for defen- of dants, for trial.
and remand case Levin, J. J., concurred with Archer, (concurring). recogni- I concur Boyle, J. injury for tion of to survive” as "lost recovery proportion tort should allow which to the extent of 466, law ante, survival, the lost chance provided negligence that the of the defendant explained: court The Therefore, per damage The chance lost 25. cent of was pecuniary loss defendant is .25 related net caused X 173,200 States, $43,300. [Mays supra, p v United 1483.] Wolfstone, 144, explain computation supra, p n 20 Wolfstone & as follows: probabilities proper [TJestimony to what the were of the decedent as surviving probative evaluate the value deprived, saying of result the particular had she received treatment has value, jury and is essential in ordеr for the of the chance of which the was decedent jury position would then have to be since a deprived x the decedent was of an y dollars, surviving, that her life was worth and that as y of the chance x times dollars. value damages proper computation damages limit The recoverable to actually ory, approach that amount of reduced chance of physician’s negligent the caused conduct. The nothing” adopted, where should not result in an "all or Hart, Wagner Making long to causation. & shot [19 longer, 1990).] (Spring, Brief Falcon v Memorial Dissenting Opinion by Riley, C.J. probably opportu- more than not caused the loss nity. emphasize However, I would the Court today upon viability is called to decide the of a opportunity” only claim for "lost where the ulti- any mate Thus, harm to the victim is death. language opinion suggesting in the lead that a might opportu- similar cause of action lie for lost nity avoiding physical lesser harm is dicta. policy justify Whether the social and factors which compensation for a lost chance of survival would justify recovery for the loss of a chance to avoid question day. some lesser harm is a for another J., Cavanagh, Boyle, concurred with (dissenting). Riley, C.J. I would hold that a wrongful may death action1 not survive a motion *25 summary disposition where is uncontested it plaintiff that negligence cannot show that defendant’s death,
caused the decedent’s and will produce evidence that the decedent would have had an increased chance of survival negligently defendant, case, as in this had not failed to insert an intravenous line before or im- mediately administering after saddle anaes- block thesia.2 Where cannot show that defen- probably dants’ omission was a cause of the death degree Falcon, of Nena of certitude which justify imposition liability would on defen- lacking. recognition dants is The of mere fundamentally as a recoverable item of loss dicts the essential notion of causation. contra-
By defini- theory compensate tion, the lost chance 600.2922; 1MCL MSA 27A.2922. procedural рosture requires presume of this case us to applicable defendants breached the standard of care. Counsel for Hospital argument defendant Memorial conceded at oral there jury was evidence from which a could find that was breach of the standard of care not use to an intravenous line. Mich Dissenting Opinion Riley, C.J. possibility mere defendants’ for a the death of Nena Falcon. caused omission
i wrongful grounded in action This is a death malpractice. allegations medical The action on Nena J. Falcon from the death of arises years Falcon, Ms. then nineteen March old, 1973. healthy child delivered of a at defendant was Hospital, care under the of defendant request decedent, Kelso, Jr. At Dr. S. N. block Dr. Kelso a saddle anaesthetic administered delivery. prior line inserted No intravenous was spinal the administration of the before after Immediately delivery after anaesthetic. placenta at 6:39 and before child a.m., coughed delivered, into a Falcon Nena went attempted Denny Nurse convulsive state. Norma reading pressure there was obtain a but to none, blood indicating At cardiac this time arrest. respirations. According to Dr. no decedent had Kelso, died minutes. within few At her were unsuccessful. Efforts tempts resuscitate unsuc line were to start an intravenous also A a central vein was cessful. attempted, "cut down” into into the fluids could not be run but circulatory system was no because there decedent’s autopsy at this time. The revealed circulation embo an amniotic fluid the decedent had suffered lism, compli unpredictable threatening life way pregnancy. There is no known cation of prevent there are fluid embolism. While amniotic *26 predisposing factors, in it can occur certain healthy apparently person normal.3 who is smoker, obese, there was While was evidence delivery, pneumonia suffering at the time of the from mild case put factors her at increased there is no record evidence these for amniotic fluid embolism. risk Falcon v Dissenting Oрinion Riley, C.J. primary or is a rent in the amnion4 cause The pressure together sufficient to force chorion,5 with circulatory system. into the fluid the amniotic allege negli- that defendant’s does not Plaintiff gence Rather, embolism. caused suffering rate for women that the survival claims percent, complication 37.5 but that due to is this negligence, deprived Nena Falcon was defendant’s of that chance. primarily on the testi-
Plaintiff’s claim is based mony Dr. testi- of Dr. Ezzat Abouleish. Abouleish spinal deposition that anaesthesia fied at given an intravenous line not be without should spinal to a anaesthesia can lead decrease because depression. pressure respiratory in cording or Ac- blood Abouleish, line, to Dr. an intravenous had provided place, it only Ms. Falcon’s been Dr. chance of survival. Abouleish could not say that the failure to use an intravenous line was testified, Ms. death. He cause of Falcon’s how- surviving ever, that her chances of the embolism would have been better she had an intravenous place going line and fluids into her bloodstream. place, If an intravenous line had been in Ms. given drugs Falcon could have been to stimulate her heart or dilate her bronchi.
Dr. Abouleish testified that the overall survival suffering rate for women amniotic fluid embolism percent. is 37.5 This number calculated in the following patients experi- manner: Of one hundred encing complication, fifty this will die within one fifty fifty survivors, hour and twenty-five will survive. Of the develop coagulation prob-
will a blood embryonic The amnion is "the innermost fetal embryo suspended.” . . . membranes the sac which the is The College Dictionary, Random House rev ed. extraembryonic chorion "the outermost College Dictionary, . . . .” The Random House rev ed. membranes *27 436 Mich Dissenting Riley, C.J. developing of those to half will be fatal lem which problem. rate for Thus, survival the statistical percent. Dr. 37.5 fluid embolism amniotic to have even testified that for Abouleish that essential. line is survival, intravenous chance of testimony deposition relies on the Plaintiff also gener- Dr. DeKornfeld Dr. DeKornfeld. of ally Thomas accounting agreed Dr. Abouleish’s with suffering amniotic for women survival statistics fluid place although not embolism, he would percent. precisely Dr. De- at 37.5 rate survival Kornfeld intravenous line should testified that an immediately after the administration started be complication any spinal anaesthetic, so that a arising spinal could be man- from the anaesthetic intravenously. aged by injecting While medication inappro- opined clearly it that was Dr. DeKornfeld priate line not. to insert an intravenous presence decedent, he was "not certain” any made differ- intravenous line would have of an ence. When questioned further, DeKornfeld stated likely very have intravenous infusion any case, in this he difference but made little may been "[t]here conceded opinion reiterated that . . . .” DeKornfeld pres- He did not believe cross-examination: would have materi- ence of intravenous infusion say ally outcome, but he could not affected the might line that an intravenous was inconceivable have changed the ultimate outcome. January 7, 1985.
A trial was held on a directed verdict favor The trial ended with ruled that after the trial court defendants regard- present expert testimony any had failed to ing applicable of care for the doctor standard nurse-anesthesiologist. ruling based That that Drs. the trial court’s determination on Falcon v Dissenting Opinion by Riley, C.J. qualified Abouleish and DeKornfeld were testify to the relevant standards of care. The Court Appeals granting reversed the order the di- holding verdict, rected that both Drs. Abouleish qualified testify regarding and DeKornfeld were Michigan, Monroe, the standard of care in or in similar communities. *28 summary remand,
On defendants moved for 2.116(C)(10).6 disposition pursuant to MCR Defen- argued plaintiff that, dants since conceded that the only per- decedent’s chance of survival was 37.5 possible cent, under the best circumstances and any negligence, plaintiff the absence of could not any negligence by establish that the defendants proximate was the The trial court cause of Nena Falcon’s death.
granted summary disposition stating defеndants, favor of that could prove only wrongful "that the acts or omissions of the defendants caused her to lose a chance at life (37.5 percent), prove but could not that the defen- dants’ acts or omissions caused her death.” Appeals
The Court of
reversed. Falcon Memo-
v
(1989).
Hosp,
App
rial
17;
178 Mich
procedure
"had the
patient’s
preventing
patient’s
recovery Appeals
App
26. The Court
Mich
death.”
proba-
plaintiff must
some
"while
show
held that
bility
successful, that
that the treatment would be
greater
fifty percent.”
probability need
not be
Appeals
analysis
pp
Id.,
26-27.
of the Court
The
meaning
"probability”
turned on the
word
by this Court.
in two cases decided
Rogers Kee,
551;
171 Mich
have, and him for conditions. treated these suffering pain 558. Court stated wrong damage, from treatment are elements given further that some of the advice noted аctually injurious to the could plaintiff’s have been *29 Id. of its conclu-
condition. On basis jury that a a better result sion probable could found negligence, but for the Court defendant’s properly to a case was submitted held jury:
[A] suffering injury, on from such an meth- calling physician, approved a is entitled to experience of the ods of treatment profession from which probable beneficial results are indicates and, anticipated; to if an entire recov- and ery, chance. be not if to a better ultimate condition than left so, legitimately If inferred can it be who, plaintiff, strong man, untreated jury chance, recovery with his left "shows as and pa- in a good ordinarily results obtain as would treatment,” age prop- if tient of his under skillful would, probability, erly skillfully treated in all Falcon v Memorial Dissenting Riley, C.J. have a better and be in yet better condi- tion? We think such testimony presents an issue of jury—on fact for the issues of probability, it is true. The death, healing, sickness and life and are forecast, too uncertain to be otherwise negli- but gence deprives which a man probability of such injuria [Id., more than sine pp damno. 561-562.] Although the Rogers Court cited a definition injury as "[a]ny want of the proper degree of skill or care which diminishes patient’s chances of the recovery, prolongs his illness, or, suffering, short, increases his makes his condition worse than it would have been due used,” skill and care had been it based its conclu- sion on an assessment of testimony tending to treatment, show that proper with "a union bony possible better fibrous union added). probable Id., . . . .” p 562 (emphasis This Court again considered the problem of cau- sation a medical malpractice case in Harvey v Süber, (1942). 510; Mich NW2d In Har- vey, negligence of the defendant doctors re- sulted diagnosis inaccurate of the course of the bullet Id., that struck the p decedent. 520. The Court inferred from the record that the doctor who initially treated the thought decedent he felt bullet under the skin right on the side of the decedent’s abdomen. The x-rays revealed a bullet side, on the left but the chief of depart- the x-ray ment reversed the markings of left and right upon discovering treating disagreed doctor with diagnosis his finding a Id., bullet on the left side. 513. The decedent died eighteen after hours. The autopsy revealed blood in the abdomen sufficient to cause death. It also revealed that the bullet which had right entered at the back had traveled left, right forward from lodging in the upper *30 Id., left side of the abdominal 515. cavity. The Mich Dissenting Riley, C.J. causing the intestines through had traveled bullet Id. There testimony was perforations. numerous hemorrhaging could surgery only by that sufficient Harvey found The Court stopped. been cause, finding proximate of support evidence sufficient: finding proof "probability” of there was testimony in the record that There is saved operation would have probability that a Harvey’s diagnosis negligent life. Therefore of proximate cause to have been could be said [Id., p the death. 520.] both considered carefully Appeals of Court that the test concluded
Rogers Harvey, and was not an in those cases employed "probability” than more likely an event inquiry whether noted that Appeals Id. The Court happen. not to the rela- . . . also refers to 'probability’ "the word that whether happening, of an event tive chances 26. App 178 Mich high.” be low 'probability’ concluded, must Thus, "while the Court would the treatment probability show some greater need not be successful, probability be Id., 26-27. pp fifty percent.” the rule misconstrued Appeals That the Court clear Rogers perfectly is made Harvey of an instruction Harvey approval Court’s aby preponderance to find jury required which "with reason- surgery would the evidence the decedent’s life: have saved probability” able a verdict for the may not return "[Y]ou surgical intervention only that if he has shown life of Garfield might possibly have saved hand, not incum- but, on the other Harvey, certainty to a plaintiff to show on the bent life. It have saved his surgical intervention preponderance plaintiff by a if the is sufficient *31 Falcon v Memorial Dissenting Opinion by Riley, C.J. you surgical satisfied that the evidence has inter- probability vention would with reasonable saved added.] . Emphasis his life . . Mich 521. [300 "Probability” means neither certainty thus nor mere The Court of possibility. Appeals conclusion procedure that an omitted need have the only potential preventing for death necessarily re- degree duces the of certitude which is inherent in the notion of from "probability” causation mere possibility.7 The "lost chance of survival” theory urged by plaintiff thus represents not a re- causation, definition of proof the threshold of for but a meaning fundamental redefinition of the of causation tort law. To determine the wisdom of course, we look to law of jurisdic- other tions.
hi
The seminal case
development
the lost
States,
chance of survival
is Hicks v
theory
United
(CA 1966).
F2d
Hicks itself is not a lost
case,
chance
survival
as there was testimony
if the
had
negligently
defendant
failed to
diagnose the
obstruction,
decedent’s
intestinal
she
dicta,
would have
survived.
the court wrote:
When a
negligent
defendant’s
action or inaction
person’s
has effectively terminated a
survival, it
lie in
does not
the defendant’s mouth
conjectures
to raise
chances that
as to the measure of the
put
beyond
possibility
he has
(CA
States,
6, 1988),
In Bell v United
854 F2d 881
the United
Appeals
rejected
"bright
States Court
Sixth Circuit
line”
requirement
plaintiff prove
negligent
the defendant’s
failure
diagnose
aneurysm deprived
fifty-one percent
to
survival;
him aof
chance of
correctly
Michigan
requiring
the court
stated the
rule as
proof
probability”
that the deceased had a
"reasonable
but
Id.,
negligence.
for the defendant’s
883.
of survival is answerable. possible to Rarely demonstrate hap what would have certainty to an absolute wrongdoer did not that the pened in circumstances pass. The does not to come to law allow require existing circumstances certainty would have show to operated on hospitalized and lived had she been promptly.[8] [Id., p 632.] *32 in Hicks to "lost sea- analogized The the court Inc, Carriers, Nat’l Bulk man” case of Gardner v (CA 4, 1962), cert den 372 US 310 F2d 284 (1963), recоgnized a on the duty the court where ship’s of master to use reasonable part every a a means save the life of man overboard. to no the defendant’s contention that rejected court shown, proximate was finding cause proximate duty: in the breach of the implicit cause duty empty if it did not itself would be [T]he consequence of its embrace the loss as a breach. possibil- the the sustains reasonable Once ity evidence rescue, narrow, according to ample the circumstances, disregard duty, total refusal here, imposes try, to make even a liability. as was the case p [Id., 287.] Bashline,
In Hamil v 256; 392 A2d Pa (1978), Supreme relied on Pennsylvania the Court Michigan 8Interestingly the in the case of Har court Hicks cited require proof supra, vey, to a for its statement that the law does certainty the decedent would have been avoided death footnote, negligence. the Hicks court not for the defendant’s correctly interpreted holding Harvey in to be there that because surgery probability was would have was evidence there life, negligent diagnosis proximate saved cause of the decedent’s death. decedent’s 632, Hicks, supra, p n 2. Falcon v Opinion by Dissenting Riley, C.J. 323(a) Torts, 2d,9to similar § of the Restatement malpractice Hamil case. The in a medical effect court concluded a defendant there is evidence that that where harm, "such the risk increased go for the fact-finder furnishes a basis evidence further and turn a substantial in risk was find that such increased bringing in factor about Id., . . .” 272. Thus the court harm . resultant accomplished extraordinary transformation allowing by jury to find traditional causation in fact where the most that could be causation shown is
that the increased the risk of defendant criticizing noted courts harm. As has been duty simply decision, § 323 establishes a Hamil person undertakes to render services to where increasing another to avoid recipient. Curry the risk of harm to the App Summer, 468, 136 Ill 3d (1985). liability 476; 483 In order for NE2d duty result from a violation of the described physical 323, § "result[ ] [the] harm must from perform [the] failure undertaking exercise reаsonable care to require Thus, . . .” . the causation § is not as the court ment obviated effectively need Hamil held. The court Hamil concepts drastically altered traditional not have so causation, since there was evidence *33 seventy-five percent decedent would have had a negli likelihood of survival absent defendant’s gence. employed inquiry
Several courts have similar Pennsylvania Supreme to that of the Court 9 undertakes, consideration, gratuitously or for to One who recognize he should as neces render services to another which person things, subject sary protection for the of the other’s physical resulting liability his to the other for harm from undertaking, perform to exercise reasonable care to his failure if (a) the risk of such his failure to exercise such care increases 323, Torts, 2d, p .... § 135.] harm Restatement [2
484
436 Mich 443
Dissenting Opinion
Riley, C.J.
316,
CAMC, 305
325
Hamil. In Thornton v
SE2d
(W
1983),
Va,
court held that a defendant
would be
where the
could show that
liable
the defendant’s acts or omissions increased
risk of harm
that such increased risk "was a
bringing
about the ultimate
substantial
injury
factor
plaintiff . . .
to the
See also Aasheim v
Humberger,
127, 146-147;
215 Mont
Puget
(1983),
Sound,
609;
2d
In Waffen v United States of Health & (CA 1986), Services, 911, Human 799 F2d the loss as a substantial chance of survival was recognized cognizable Maryland as a harm under law. The court thus avoided overt alteration of the holding "plaintiff causation, rules of must proof injury complained submit of was likely’ probably’ 'more or 'more due to defendant’s any action rather than to other cause.” Id. theory fully explained
The lost chance is most in King, personal Causation, valuation, and chance in injury involving preexisting torts conditions and (1981). consequences, future 90 Yale L J 1353 theory premised reasoning on the that chance injury redress, itself is an entitled to and that by chance should be measured a mathematical percentage probability test: part
Causation has for the most been treated as all-or-nothing proposition. Either a loss was by caused Inexplica- the defendant or it was not. bly, all-or-nothing approach of the causation inquiry slip analytical has been allowed to its moorings, influencing the identification and valua- involving preexisting tion of losses cases condi- consequences. plain- tions and claims for future A required prove tiff ordinarily should be applicable proof standard of the defendant loss, question. caused the however, loss What caused a separate question
should be a from what the nature and extent of the loss are. This distinc- tion seems to have eluded the
courts,
with the
its reasons to relax the in medical cases: requirement malpractice Relaxing requirement might the causation cor- perceived plaintiffs rect a could unfairness to some possibility who prove the medical mal- practice prove could injury caused an but causation, probability of but at the same time injustice. providers could create an could find themselves Health care defending simply cases be- improve cause a disease course of action could fails to or where serious processes are not arrested because another bring possibly re- better professional malpractice sult. No other carries this burden of ment that defendant liability require- without the plaintiffs prove alleged negligence probably We cannot obvious possibly injury. rather than caused the approve substitution such an [Id., perceived inequity pp for a one. 1019- 1020. Citation omitted.]
IV The lost chance of theory survival does more lower the threshold merely proof causa- tion; it alters the fundamentally meaning causa- tion.
The most premise upon fundamental which lia- negligent for a act bility may be based is cause in fact. Glinski v 182, 196-197; Szylling, 358 Mich (1959). "An NW2d act or omission is not regarded as a particular cause of event event would have occurred it.” without Prosser & (5th Keeton, ed), Torts 265. If the defen- § dant’s acts did not *37 actually plaintiff’s cause then there is no injury, justification rational for requiring the defendant to bear the cost of the Thus, plaintiff’s damages. it the plaintiff’s is bur- den to a causal negli- show connection between Glinski, supra, p 201. "A case gence injury. go jury supported cannot to a sheer merely by speculation something might have been a Falcon v Memorial Dissenting Opinion Riley, C.J. step going or, further, cause, that there was a one something pp possibility Id., was the cause.” 201-202. cognizable recognition as a The lost chance reasoning necessarily injury based on the negligence, plaintiff but for the defendant’s might possibly an adverse result. have avoided recognition Thus, lost chance as recoverable very interest contradicts the notion of cause King aptly a lost fact. Professor characterizes destroyed by chance as a "raffle ticket” the defen- negligence.13King, supra, p King 1378. dant’s cates advo-
compensation "statistically for demonstrable p person deprived losses,” id., 1377, so that a of a compen- forty chance of survival should be forty percent compensable sated for his from a value of p Id., Thus, life. 1382. tort law is transformed payout compensatory system to a scheme on the basis of a statistical chance that the defen- plaintiff’s It is no dant caused that full tainty compensation. death. answer compensation a cer- based on less than that a would have survived is over- King proba-
Professor
criticizes the
bility
because,
Anew,
standard of causation
his
certainty,
treats the better-than-even chance as a
though
"as
it had
materialized or were certain
p
Clearly,
Id.,
do so.”
proven
1387.
causation can never be
certainty;
to a
law settles
less
determining that a defendant should be held liable
expressed
compensate
This Court
its reluctance
for mere
Corp,
chance when it
in Larson
427 Mich
held
v Johns-Manville Sales
301, 305;
(1986),
tosis to recover an amount as cancer, prefer actually getting we to allow those who chance do [Id., develop recovery. full cancer to obtain a 319.] *38 436 Mich by Dissenting Opinion Riley, C.J. Thus, Professor McCor- plaintiff.14 to a damages for of the evidence preponderance mick the describes "probability”: in terms of proof standard of meaning given to to the acceptable be The most to expression, proof by proof preponderance, seems be the exis- jury the to find that which leads probable fact is more tence of the contested its nonexistence. preponderance Thus the of evi- preponder- the trier’s belief the dence becomes (3d ed), [McCormick, Evidence probability. ance of 339, p § 957.] at that some courts are "shocked
McCormick notes
verdict,
truth-finding,
suggestion
the
stronger
than an esti-
nothing
should be based on
Id.,
958.
mate
This statement
probabilities.”
of
system.
the
foundation
of the tort
very
reveals
be,
legal
attempts
it
our
Imperfect
may
system
as
protect
the truth. To
to ascertain facts to arrive at
some
goal,
of that
there must be
integrity
causation before a
degree
regarding
of certainty
fact
that a medical defen-
determine
as
jury may
and should
plaintiff’s
injury
did cause the
dant
To
damages.
compensate
therefore
dispense
requirement
with this
is to abandon
King
Professor
truth-seeking
function of
law.
attempt
compensate
in his
for
willing
to do so
Profes-
lost chance.
precise magnitude
any
than not
King’s
likely
sor
criticism of the more
causation,
theory
like the lost chance
standard for
itself,
it is
premise
the erroneous
is based on
compensate
for
lost
purpose
of tort
law
operate
chances. But
tort
law should
proof ultimately
are con
14McCormick notes that standards
jury’s mind
than the evidence
cerned with the state of the
itself.
rather
(3d
Thus,
McCormick,
ed), 339, p
preponder
956.
Evidence
§
weight
properly
not to the
evidence standard
refers
ance
evidence,
might inspire
degree
certainty
in the
to the
which
but
jurors.
minds of
Id.
Falcon v Memorial
Dissenting Opinion
Riley, C.J.
govern
lotteries
and insur-
principles
same
did not
If the acts of the defendants
policies.
ance
then there is no
plaintiff’s
injury,
cause
actually
requiring
defendants
justification
rational
plaintiff’s damages.
bear
cost
*39
fact,
in
weigh-
Even where there is causation
a
requires
social interests
a limit on how far
ing of
consequences
negligence
of
will extend.
matter,
practical
legal responsibility
must
As
closely
be limited to those causes which are so
significance
connected with the result and of such
that the law is
justified
imposing liability.
in
Some
boundary
liability
must be set to
for the conse-
act,
quences
idea of
5th
any
upon
the basis
some social
Keeton, Torts,
justice
policy.
&
[Prosser
ed, 41, p
§
264.]
Thus,
adjusting
requirement,
the causation
"[b]y
the court
is able to strike
a balance
between
deterring
encouraging
harmful bеhavior and
use-
Co,
Eli
activity.” Abel &
311,
ful
Lilly
418 Mich
324,
8;
(1984),
n
against
requirement
a relaxation
of the causation
malpractice
in medical
"The
physician
cases.
society,
serves
vital
function
our
a function
Mich 443
by
Dissenting Opinion
Riley,
J.C.
duty
assumption
requires
to the
of a
which
profession
patient.
him
Yet,
affords
his
experimental science
which
and often
inexact
to
(Brachtenbach,
supra, p
discharge
duty.” Herskovits,
his
dissenting).
Malone,
J.,
See also
cause-in-fact,
60,R
86-87
9 Stan L
Ruminations on
(1956).
the case in which two
not similar to
This is
deter-
it cannot be
are held liable because
shooters
mined whose bullet caused
death,
the victim’s
(1948).
Tice,
80;
to neither Torts, 41, Keeton, § & evidence.15 See Prosser 271. In Abel v supra, p Lilly, Eli this Court the rationale for its Summers v Tice and discussed rule, Torts, in 2 Restatement which is embodied 433B(3), pf, 2d, § 446: comment *40 exception the to traditional reason for [T]he allowing proved prevent injustice rules is to n wrongdoers injury in- escape liability for an plaintiff "merely because upon flicted the nature has made an innocent resulting and the harm their conduct prove impossible it which difficult or of them has caused the harm.” on this rationale to The Court in Abel relied "DES-unique”theory of alternative liabil- fashion a ity, all of the defen- where it could be shown that plaintiff tortiously, acted and that dants harmed by the conduct of one of the defendants. compared in this case with a situation which Nor can be overboard, captain ship failure to rescue a man of a is held liable for only had rescue been a chance of survival could be shown where by ship’s imaginable utility attempted. captain is little a decision There Carriers, attempt. Bulk Gardner v Nat’l to decline a rescue supra. Falcon v Dissenting Opinion Riley, C.J. Assuming Id., 331. we as must that defendants Hospital tortiously, Kelso and Memorial acted there remains a crucial distinction between Abel Abel, and this case. In it was known that one plaintiff’s injury. the defendants caused each question case, this is not who caused Nena question, death; Falcon’s answer, which we have no any is whether human act or omission caused her I do death. not mean to minimize the tragedy question events, of such but assumption may that a human cause be located. deposition testimony case,
In this there is from which it could be inferred that the decedent was deprived 37.5 of a chance of survival the failure of Dr. Kelso to insert an intravenous immediately line before or after the administra- tion of a saddle block anaesthetic. Plaintiff does showing greater any not assert that evidence like- produced lihood of survival will trial; be at it is plaintiff’s theory that the lost survival compensated. plaintiff should itself be Where the possibility can show no more than a defendants’ harm, conduct was a cause of I produced would conclude that the has not adequate regard- evidence to create a factual issue ing Rogers, supra. Harvey, causation. Inherent concept degree of causation is a of certitude absolutely lacking which is in this case. Our case wisely requires may law evidence from which be probably inferred that the defendant caused the jury may ultimate harm before the be allowed to infer that the defendant did cause such harm and compensate damages. should *41 concept Also inherent in the of causation is the scope foreseeability. liability notion of The of 436 Mich Dissenting Opinion Riley, C.J. beyond, ordinarily to, the but extend should scope is, the risks the risks”—that of "foreseeable by negligent. held actor’s is reason of which the conduct Keeton, §42, 273. In this &
Prosser absolutely the case, purpose no evidence there line have been of an intravenous Similarly, prevent fluid embolism. an amniotic pur- total of evidence that there is a absence manage pose or treat of an line was intravenous complication unpredictable Instead, this labor. points plaintiff’s evidence to the conclusion all inserting line reason that would have been to for intravenous
manage compli- potential Under saddle block anaesthetic. cations assuming compen- circumstances, even these granted has should be where defendant sation caused the loss of a mere
chance, lacks showing may on be evidence which a causation predicated. words, even other cannot prove of a 37.5 that defendant caused the loss percent chance of survival.
CONCLUSION adoption disagree I with chance of the lost theory. damages survival principles a mere loss of chance eviscerates the By identifying underlie our tort law. wrongful underlying ultimate harm as the loss ion abandons the death action opin- survival, of a chance at the lead negligence most fundamental By definition, the recov- element of cause in fact. ery today possibil- on sanctioned is based the mere ity caused the acts of defendants Nena I believe it is unwise death of impose Falcon. liability profes- members of medical on now in such difficult circumstances as those sion deterring Court. undesira- before this Rather *42 Falcon v Dissenting Opinion Riley, C.J. imposed penalizes conduct, rule ble professional inevitable unfavorable medical pre- theory The lost chance of survival results. to know the unknowable. There is little sumes in the conclusion that we satisfaction or comfort simply why Nena Falcon died. The cannot know compensate the de- desire to for the chance might survived, understandable, while cedent justifiable. is not
Brickley JJ., Griffin, concurred with Riley, C.J.
