Lead Opinion
In this appeal, the State of Mississippi (“State”) contests the district court’s grant of Petitioner-Appellee Jerry Fairman’s (“Fairman”) petition for habeas corpus relief pursuant to 28 U.S.C. § 2254 (1988). As we will explain infra, although we disagree with some of the district court’s reasoning, we concur in its conclusion that Fairman is entitled to habeas corpus, and we thus affirm the judgment of the court below.
I
On the afternoon of September 7, 1985, Fairman and Laverne “Whoop” Jones (“Jones”), each armed with a knife, met on a street corner and engaged in an argument. See Fairman v. State,
Officer Ollie White (“White”), who was a short distance away, arrived at the scene - shortly after the beating.
Jones returned home around 8:30 p.m. with his head bleeding; hours later, Annie Mae Miller (“Miller”), who lived with Jones, took him to the emergency room- of the local hospital, where he was examined, treated, and released. See id. Although the examination revealed that Jones’s jaw had been fractured, the X-rays revealed no skull fracture; the treating physician stitched Jones’s wounds and advised him to see his own doctor approximately a week later for removal of the stitches. See id. That same night, Miller reported that Jones had died in his sleep. See id.
An autopsy revealed that Jones died from an epidural hematoma which was secondary to head injuries from a beating with a blunt instrument. The hematoma was the product of a skull fracture, which extended across the top of Jones’s skull, from above his right ear to the left temple. See id. Investigators found Fairman’s stick to be consistent with the wound. See id.
Fairman was tried for the murder of Jones in the Circuit Court of Bolivar County, Mississippi. See id. at 911. At trial he urged a theory of self-defense, claiming that he hit Jones with the stick two to four times when he saw Jones reach for a knife as he came toward him. See id. at 912. He averred that, when Jones ceased his approach, he stopped hitting Jones. See id. Prewitt, the only eyewitness at the scene of both altercations, testified for the prosecution that, although he had seen a knife in Jones’s hand during the first argument, he had not seen any weapon at the time of the second altercation.
Fairman was convicted of murder less than capital on December 13, 1985, and sentenced to life in prison six days later. See id. at 911. The conviction and sentence were affirmed by the Mississippi Supreme Court on September 16, 1987, see id. at 916, and rehearing was denied on October 28,1987.
On January 9, 1989, Prewitt signed an affidavit recanting his trial testimony. In it, he stated that Jones had wielded a butcher knife during the second encounter and that Fairman had struck Jones only after the threat from the knife became apparent. He explained that he had committed perjury only because the police coerced him into making a false statement by threatening to charge him with the murder of Jones if he did not testify for the State.
Although the time for filing a petition for state post-conviction relief expired on September 16, 1990, Fairman did not file his petition until June 8, 1992, when he submitted a pro se state application for
On August 24, 1993, Fairman filed a pro se motion asserting twelve claims for federal habeas relief pursuant to 28 U.S.C. § 2254 (1988).
After taking testimony from Prewitt and White on the newly-discovered evidence claim on May 27 and June 27, 1997, the magistrate judge filed a second report and recommendation on November 12, 1997, making specific factual findings and granting Fairman habeas relief. He found that Fairman’s request for a new trial should be granted because his claims were not procedurally barred; that Prewitt’s recantation was credible;
II
Two different elements of review
We also review de novo a district court’s decision to grant federal habeas review of a prisoner’s claims defaulted in state court pursuant to an independent and adequate state procedural rule. See Martin v. Maxey,
When a state habeas court decision rejecting a petitioner’s constitutional claims in a criminal case rests on an independent and adequate state procedural bar, and does not fairly appear to rest primarily on federal law, a federal court may not review the merits of the federal claim absent a showing of cause and prejudice for the procedural default, or a showing that failure to review the claim would result in a complete miscarriage of justice. See Coleman v. Thompson,
Nevertheless, the resolution of “when and how defaults in compliance with state procedural rules can preclude [federal court] consideration of a federal question is itself a federal question.” Johnson v. Mississippi,
Ill
The State contends that the district court erred when it determined that review of Fairman’s federal claim was not precluded by the state court’s imposition of a procedural bar against his state claims. The State argues that Fairman procedur
A
We will first address whether Fair-man has shown cause and prejudice to overcome the procedural default in this case. Through its adoption of the magistrate judge’s first report and recommendation, the district court concluded that the inaction of the attorneys retained by Fair-man in not filing a timely post-conviction motion in state court constituted sufficient cause for his default because he reasonably relied on their expertise to protect his rights.
We disagree with the district court’s analysis and application of Coleman. As the State correctly observes, the district court’s interpretation would lead to illogical results. Namely, if attorney errors made in the course of representation cannot constitute cause for default, while attorney errors not made in the course of representation can, then attorneys with no connection to a case would be held to a higher standard than those who are intimately involved. We need not dwell on this issue, however, because we conclude that, while the quality of their performances fell short of the optimum, both attorneys did represent Fairman; they simply failed to act effectively in his behalf. We believe that, based on explicit language in Coleman, the Supreme Court has mandated such a conclusion.
We nonetheless acknowledge that Coleman is not on all fours with the case
The Court held that “ ‘cause’ under the cause and prejudice test must be something external to the petitioner, something that cannot fairly be attributed to him.” Id. at 753,
[T]he existence of cause for a procedural default must ordinarily turn on whether the prisoner can show that some objective factor external to the defense impeded counsel’s efforts to comply with the State’s procedural rule. For example, a showing that the factual or legal basis for a claim was not reasonably available to counsel, ... or that some interference by officials ... made compliance impracticable, would constitute cause under this standard.
Id. (citing Murray v. Carrier,
Fairman, while attempting to sidestep Coleman by arguing that his attorneys never represented him at all, actually falls squarely within that holding. His argument is simply that his attorneys failed to act or otherwise inadvertently allowed deadlines to pass, contentions that are merely ones of poor representation cloaked in the mantle of no representation. Fair-man demonstrates no external impediment — necessary to show “cause” — that prevented his counsel from constructing or raising his claims.
Of course, ineffective assistance always constitutes “cause” where it amounts to an independent constitutional violation. See id. at 753-54,
A recent decision from this court confirms that including Fairman’s “no assistance” claim within Coleman’s rubric is the correct path. In Moawad v. Anderson,
Additionally, even if we were to find that Fairman’s attorneys were in some part the factual cause of Fairman’s default, we would nonetheless conclude that the lion’s share of the cause of Fairman’s failure timely to file his state motion for post-conviction relief rests with Fairman himself. Fairman did not retain his second attorney until two months before the deadline for his state application, more than a year after he began to complain that his first attorney was not performing his job properly. Furthermore, Fairman possessed ample time to file a pro se state motion for postconviction relief in the meantime, yet he did not file such a motion until almost two years after the deadline. For each of these reasons, we conclude that Fairman has not demonstrated cause sufficient to overcome the State’s procedural default bar.
B
We turn now to the alternate argument that failure to grant habeas to Fairman would constitute a fundamental miscarriage of justice. We are necessarily chary of allowing fundamental miscarriage claims to overcome state procedural bars, both because of our federalist view that state proceedings and rules should normally be free from federal intervention and because our precedent confirms that the mountain that a petitioner must scale in order to prove a fundamental miscarriage claim is daunting indeed. See, e.g., Jones v. Jones,
Fairman argues that Prewitt’s eyewitness account of the altercation established Fairman’s claim of self-defense such that it was more likely than not that no reasonable juror would have convicted him in the light of this evidence. The record does not reveal whether the district court accepted Fairman’s actual innocence as a factual matter, although our colleague below indicated his belief in Prewitt’s new testimony and later opined that “there was a reasonable likelihood that [Prewitt’s] false testi
We nevertheless conclude that Fairman has satisfied the Ward threshold showing of actual innocence because his self-defense claim is anchored by the district court’s crucial credibility determination that Prewitt gave a trustworthy eyewitness account when he testified at the 1997 hearings. Belief in Prewitt’s testimony confirms Fairman’s claim of self-defense such that it was not just possible but more likely than not that no reasonable juror would have convicted him. Because Fair-man’s entire defense was self-defense, and Prewitt was the only witness to the fight other than Fairman and Jones, accepting Prewitt’s testimony as true necessitates a finding that Fairman was actually innocent.
Mississippi law states that, to make a killing justifiable on the grounds of self-defense, the danger to the defendant must be either actual, present and urgent, or the defendant must have reasonable grounds to apprehend a design on the part of the victim to kill him or to do him some great bodily harm, and in addition to this he must have reasonable grounds to apprehend that there is imminent danger of such design being accomplished. It is for the jury to determine the reasonableness of the ground upon which the defendant acts. See Robinson v. State,
Mississippi law provides that flight is a mode of escaping danger to which a party is not bound to resort, so long as he is in a place where he has a right to be, and is neither engaged in, nor the provoker of, nor the aggressor in, unlawful combat. See id. In such a ease, an individual may stand his ground and resist force by force, so long as that resistance is not disproportionate to the attack. See Cook v. State,
Having determined that failure to consider Fairman’s claim would result in a fundamental miscarriage of justice, we may now turn to the merits of Fairman’s claim. Because the State, not Fairman, seeks to reverse the district court judgment, it must cross the significant hurdle of proving that the court clearly erred in its factual determinations. Since the State cannot carry this burden, our deferential standard of review for district courts’ factual findings mandates affirmance here. The State contends that the district court erred in finding that the State knowingly used perjured testimony at Fair-man’s trial, but that conclusion was well within the discretion of the district court, which was charged with taking evidence and then making credibility determinations. In the process, the court, based on long-established law, concluded that the State denied Fairman due process by “knowingly us[ing] perjured testimony at trial or allowing] untrue testimony to go uncorrected.” Faultier v. Johnson,
The magistrate judge recommended that Fairman’s request for a new trial be granted on the grounds that the State knowingly used perjured testimony. In making this recommendation, the magistrate judge relied primarily on Prewitt’s testimony that (1) Jones wielded a knife as he approached Fairman before their altercation, and (2) the police coerced him to lie at Fairman’s trial. The magistrate judge found Prewitt’s testimony “wholly credible” in light of his courtroom demeanor and awareness that he risked prosecution for perjury. The district court adopted the report and recommendation of the magistrate judge in its entirety, and we will not reverse the district court where the factual predicate at issue is susceptible to two, equally compelling, views. See Anderson v. City of Bessemer City,
We pause in conclusion to address several alternative considerations urged by the State. It is unclear from Prewitt’s testimony whether the prosecutor possessed actual or constructive notice of Prewitt’s perjured testimony. We assume arguendo that evidence supports either of those two findings, because the state did not raise the matter on appeal.
The State has attempted to cast doubt on the district court’s factual finding by attacking the credibility of Prewitt’s testimony. It argues that the court’s finding was clearly erroneous primarily because it was based on the testimony of a recanting witness whose testimony at trial and at the habeas hearing was internally inconsistent. It further argues that White’s testimony contradicted Prewitt and that Fairman’s inconsistent trial testimony cast doubt on Prewitt’s new testimony. None of these reasons persuades us to reverse the district court’s findings of fact in this case.
While Prewitt’s status as a recanting witness detracts from the credibility of his new testimony, see United States v. Adi,
The State’s dispute with the district court’s finding generally appears to center on the court’s believing Prewitt’s testimony. Although White testified that he did not tell Prewitt to lie during Fair-man’s trial, the court found Prewitt’s testimony “wholly credible,” and we will not find clear error where a court has chosen one of two rational alternatives in making its determination. See Anderson,
V
Although we have determined that Fair-man did not show cause for his procedural default under Coleman v. Thompson, we nonetheless AFFIRM the district court’s decision to allow Fairman to pursue federal habeas relief on the alternate ground that failure to do so would have constituted a fundamental miscarriage of justice. As to the district court’s conclusion that the state knowingly used perjured testimony, we do not find clear error, and thus AFFIRM the judgment of the district court. The stay pending appeal is lifted, and Fairman is ordered to be retried or released from custody.
Notes
. At trial, the State's evidence indicated that Jones had no weapon in his hands during the beating. See
. The district court correctly declined to apply the 1996 amendments to § 2254 pursuant to Lindh v. Murphy,
. Although White testified at Fairman’s trial that he had witnessed the beating and went to the scene on his own initiative thereafter, he testified at this hearing that he had not seen the second fight between Fairman and Jones because "it was all over with” when he arrived. White did not investigate the matter further at the time, waiting to arrest Fairman until the next day, after Jones had died. White testified that he had made neither threats nor promises to Prewitt in exchange for his false testimony with regard to whether Jones had a knife during the second altercation.
. We have jurisdiction to hear this appeal pursuant to 28 U.S.C. §§ 1291, 2253, 2254 (1994) and Fed. R.App. P. 22(b).
. The relevant pre-amendment portion of § 2254 provided
(d) In any proceeding instituted in a Federal court by an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court, a determination after a hearing on the merits of a factual issue, made by a State court of competent jurisdiction in a proceeding to which the applicant for the writ and the State or an officer or agent thereof were parties, evidenced by a written finding, written opinion, or other reliable and adequate written indicia, shall be presumed to be correct, unless the applicant shall establish or it shall otherwise appear, or the respondent shall admit—
(1) that the merits of the factual dispute were not resolved in the State court hearing;
(2) that the factfinding procedure employed by the State court was not adequate to afford a full and fair hearing;
(3) that the material facts were not adequately developed at the State court hearing;
(4) that the State court lacked jurisdiction of the subject matter or over the person of the applicant in the State court proceeding;
(5) that the applicant was an indigent and the State court, in deprivation of his constitutional right, failed to appoint counsel to represent him in the State court proceeding;
(6) that the applicant did not receive a full, fair, and adequate hearing in the State court proceeding; or
(7) that the applicant was otherwise denied due process of law in the State court proceeding;
(8) or unless that part of the record of the State court proceeding in which the determination of such factual issue was made, pertinent to a determination of the sufficiency of the evidence to support such factual determination, is produced as provided for hereinafter, and the Federal court on a consideration of such part of the record as a whole concludes that such factual determination is not fairly supported by the record:
And in an evidentiary hearing in the proceeding in the Federal court, when due proof of such factual determination has been made, unless the existence of one or more of the circumstances respectively set forth in paragraphs numbered (1) to (7),inclusive, is shown by the applicant, otherwise appears, or is admitted by the respondent, or unless the court concludes pursuant to the provisions of paragraph numbered (8) that the record in the State court proceeding, considered as a whole, does not fairly support such factual determination, the burden shall rest upon the applicant to establish by convincing evidence that the factual determination by the State court was erroneous.
28 U.S.C. § 2254(d) (1988).
. To the extent that the district court’s determination in this case either involved a mixed question of law and facts, see Mata,
. Since we determine that Fairman did not show caúse to overcome the procedural bar, we need not address the prejudice aspect of the test. We assume that a belief that its argument under the cause prong carried the day explains the State’s failure to contest the district court's prejudice finding in this court.
For the sake of completeness, we do note that, following its finding of cause when it adopted the magistrate judge's first report and recommendation, the district court found actual prejudice as a result of the alleged violation of federal law. The court concluded that Prewitt's testimony may have influenced the jury in favor of Fairman’s self-defense theory and brought an acquittal.
Dissenting Opinion
dissenting:
This is a most unusual case in two ways. First, a federal habeas court credits a recanting witness—a close friend of the petitioner—-while faffing to explain why the court disbelieves the testimony of the police officer who denied that he threatened the witness or caused him to testify falsely. Second, although the witness recanted his testimony more than three years after the trial but well within the time allowed to pursue Mississippi post-conviction remedies, the petitioner could not find counsel who would offer the testimony to the state court.
The district court concluded that incompetence led to injustice and granted the writ. The panel has corrected the district court’s misapplication of procedural bar
Despite the majority’s articulation of the proper standard, and our authority to apply de novo the “more likely than not” aspect of the Schlup test, see O’Dell v. Netherland,
The majority believes that, more likely than not, Fairman would have been acquitted had the jury been told by Prewitt that Jones approached Fairman’s truck wielding a knife. If Jones had a knife and was intending to repeat the day’s earlier altercation, a much closer case is made for Fairman’s self-defense. But I question whether it is a reasonable case.
First, no knife was ever found. It may be contended that because Jones walked home, he could have taken the knife with him and put it away. Prewitt says he did not tell Officer White about the knife, so White never looked for one. But the weapon was purportedly a long butcher knife, and Jones was hit very hard by Fairman — at least until he fell to the ground and posed no further threat. It seems most likely that Jones dropped the knife, and if this occurred, it surely would have been visible on the ground.
Second, the scene and events seem more consistent with either an ambush or a duel than with Mississippi’s liberal rule on self-defense. Fairman and Prewitt drove Fair-man’s truck, with lights off, behind the gas station. In the dim light, they somehow saw Jones approaching, bearing a butcher knife. Fairman left the safety of his truck, then returned to it to retrieve his weapon, a stick, and confronted a drunk, butcher-knife-wielding Jones. A reasonable juror might wonder: is it brave or foolhardy thus to defend against a butcher-knife attack? Or, alternatively, a reasonable juror could find that Fairman’s getting out of the truck to beat Jones with a stick like an ax handle was “disproportioned” force or went beyond merely “standing] his ground.” Haynes v. State,
Compounding this fishy story, Fairman told Officer White, just after the incident, that he was tired of being picked on by Jones — a statement flatly inconsistent with a motive guided by immediate self-defense.
Less important but still troubling is Prewitt’s recanting testimony — contradicting not only Fairman and Officer White but also the majority’s description of the facts — that Officer White came onto the scene when Jones was still on the ground and that Officer White told Jones to get up and go home.
.As a leading treatise explains: "[T]he 'actual innocence' test is extremely stringent.... The fact that the federal judge herself harbors [a reasonable] doubt, or that many rational jurors would do so, does not suffice as long as it is the case that other, differently disposed but still 'rational,' jurors probably would find the petitioner guilty beyond a reasonable doubt." 2 James S. Liebman and Randy Hertz, Federal Habeas Corpus Practice and Procedure § 26.4 at 1124 n. 15 (3d ed.1998).
. At trial, Fairman claimed he told Officer White that Jones had a knife, but even in his recanting testimony, Prewitt says Fairman told Officer White only that Jones "kept on messing with me, man," and "he kept coming to me, and I got up and I hit him with a stick.”
. Prewitt repeated this at least five times in his recanting testimony.
