FAIRFIELD SHORES, LLC v. PETER M. DESALVO ET AL.
AC 42969
Appellate Court of Connecticut
Argued March 1—officially released June 1, 2021
Moll, Alexander and Devlin, Js.
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Syllabus
The plaintiff lessor sought to recover damages from the defendant university students and their parents for alleged damage to its rental property in connection with a lease entered into between the plaintiff and the defendant students, for which the defendant parents were guarantors. The rental rate for the period of the lease was $100,000 with a $10,000 security deposit. After the defendant students vacated the premises at the end of the lease term, the plaintiff claimed that they had caused damage to the premises that exceeded the amount of the $10,000 security deposit. In response, the defendants filed a counterclaim, alleging, inter alia, that the plaintiff violated the applicable security deposit statute (
- The plaintiff could not prevail on its claim that the appeal was moot on the basis that the defendants did not challenge all independent bases for the trial court‘s judgment; because this court could provide meaningful relief to the defendants by remanding the matter for a consideration of their claim that the $100,000 prepayment of rent constituted a security deposit and, therefore, should have been held in escrow in an interest bearing account, the appeal was not moot.
- The trial court improperly rendered judgment in favor of the plaintiff on the basis of the application of the exemption in the statute (
§ 47a-2 ) for certain lease arrangements incidental to housing for educational services from application of title 47a of the General Statutes when the plaintiff never pleaded the exemption and no evidence was presented at trial in support thereof: the plaintiff simply denied the allegations of the defendants’ special defenses and counterclaim, and, in its special defenses, it never claimed an exemption under§ 47a-2 ; moreover, there was no reference or claim by the plaintiff at trial that it was exempt from complying with the provisions of title 47a, nor was there any testimony or evidence relating to whether the lease was incidental to the educational residence of the defendant students, as found by the court; accordingly, the defendants did not have sufficient notice at any time prior to the judgment, of any claim pertaining to the exemption in§ 47a-2 concerning housing incidental to educational purposes. - Although the trial court improperly considered
§ 47a-2 , judgment correctly was rendered in favor of the plaintiff on the defendants’ second amended counterclaim; the parties filed a signed, joint stipulation of facts with the court that stated that the total security deposit was $10,000, and, because during the trial the defendants did not seek to withdraw, explain, or modify the stipulation, they were bound by their judicial admission, such that their claim that the $100,000 prepayment of rent also should have been treated as a security deposit necessarily failed.
Procedural History
Action to recover damages for alleged damage to rental property in excess of the security deposit, and for other relief, brought to the Superior Court in the judicial district of Fairfield and transferred to the Housing Session at Bridgeport, where the defendants filed a counterclaim; thereafter, the court, Rodriguez, J., granted in part the plaintiff‘s motion to strike the defendants’ answer, special defenses and counterclaim; subsequently, the parties filed a joint stipulation of facts; thereafter, the matter was tried to the court, Spader, J.; judgment for the plaintiff on its complaint and on the defendants’ counterclaim, from which the defendants appealed to this court. Affirmed.
Raymond W. Ganim, for the appellee (plaintiff).
Opinion
DEVLIN, J. The defendants1 appeal from the judgment of the trial court rendered in favor of the plaintiff landlord, Fairfield Shores, LLC. On appeal, the defendants claim that the court improperly rendered judgment in favor of the plaintiff on the basis of its finding that the plaintiff was exempt, pursuant to General Statutes
The following factual and procedural history is necessary to our resolution of the claim on appeal. The plaintiff owns property located at 1027 Fairfield Beach Road in Fairfield, on which a three-story, single-family beachfront home (premises) is situated. On February 29, 2012, the defendant students entered into a lease with the plaintiff for the rental of the premises for their senior year, with the lease term running from September 3, 2013, until May 20, 2014, or the day after graduation. The rental rate for the period of the lease was $100,000, and that amount was to be paid in two installments prior to the commencement of the lease: the sum of $50,000 was to be paid on November 1, 2012, and another $50,000 on January 15, 2013. The lease also required a $10,000 security deposit. The defendant parents signed the lease as guarantors.
The plaintiff commenced the present action at the end of the tenancy, on May 18, 2014, claiming that the defendant students had caused damage to the premises that exceeded the amount of the security deposit. Thereafter, the plaintiff provided the defendants with a list of damages, which they disputed. The defendants subsequently filed an amended answer, special defenses, and counterclaim. The court then granted the plaintiff‘s motion to strike as to the second and third special defenses, leaving the first special defense, which alleged that the claimed damages existed prior to the defendant students’ tenancy, and the fourth special defense, which alleged that the plaintiff had failed to comply with certain local and state health and safety requirements. The amended counterclaim alleged, in count one, a violation of the security deposit statute,
On February 18, 2016, the defendants filed a second amended counterclaim, which alleged, in addition to the claims raised in their amended counterclaim, that the $100,000 prepayment of rent constituted a security deposit for purposes of
The matter was tried to the court on December 14, 2018. At the trial, Paul Ganim, who testified that he is the owner and manager of the plaintiff, testified regarding the lease agreement and the extent of the damages to the premises that allegedly were caused by the defendant students.4 Ganim testified that he put the $10,000 security deposit into a security deposit bank account at Webster Bank and that the amount of the security deposit was not sufficient to cover the damages to the premises. The plaintiff also offered testimony from a builder and a painting contractor in support of its claim of damages. After the plaintiff rested, the defendants called one of the defendant parents, Tom Davies, as a witness. He testified regarding a video he took that showed the condition of the premises at the time when his son moved in.
Following the trial, the parties filed posttrial briefs. In their brief, the defendants claimed that most of the alleged damages to the property were preexisting when the defendant students took occupancy and, thus, that the plaintiff had failed to establish that any of the claimed damages were caused by the defendants. Second, they argued that the $100,000 advance rental payment constituted a security deposit under
In a memorandum of decision dated May 6, 2019, the court rendered judgment in favor of the plaintiff. The court made the following additional findings in its decision. The defendant students had “obtained approval from Fairfield University to utilize the plaintiff‘s premises as their school housing accommodations for their senior year. The [defendant students] took possession of the premises a few days prior to the commencement of the lease for the agreed upon rate of an additional $1000. Zoning ordinances of the town of Fairfield prohibit more than four unrelated persons to occupy the premises. While the [lease] is only between the plaintiff and four students, without permission of the
“The plaintiff had rented the premises for the summer season prior to the [defendant students‘] tenancy and did not fully clean, paint, or prepare the premises for the students’ possession. The defendants were aware that this upkeep had not occurred, but they had . . . activities [prior to the start of school] they needed to attend to necessitating early possession and so they agreed to take possession of the premises ‘as is.’ Further, the defendants did not notify the plaintiff of any damage to the premises that they believed [to be] present prior to their taking possession.
“The premises hosted activities typical of what would be expected by Fairfield University seniors living in a beach house. Damages [occurred] early on in the tenancy, which prompted [the] defendants to apply new coating to the floor and patch and paint the walls. By the end of the leasehold, damages occurred that required repairs in an amount less than that claimed by the plaintiff, but more than believed to be due by the defendants.” The court further noted that the plaintiff, which alleged that the premises incurred damages in the amount of $20,788.24, sought the amount of damages sustained in excess of the security deposit, plus attorney‘s fees and costs.
In finding that additional damage to the premises had occurred, the court explained: “Certainly, damage existed to the property prior to the defendants taking possession. There were damages that occurred early on during their tenancy and there was damage caused on their way out. The defendants knew of this damage. During their tenancy, the parents paid to refinish hardwood floors, repair a ceiling hole and repaint. Near the end of the tenancy, [the] defendants employed Merry Maids to clean two rooms whose level of dirtiness proved to surpass the abilities of the students’ mothers’ cleaning brigade. After the students vacated, Tom Davies testified that he walked through the house and patched up walls with compound.
“While the defendants’ efforts to remedy the damages indicates an awareness on the part of the defendants in contributing to existing damage and the need for repairs, the plaintiff did not substantiate its claim of over $20,000 in damages. The plaintiff‘s witnesses did, however, establish damages in excess of the $10,000 security deposit.” The court found damages in the amount of $10,967.44, which included costs for repainting, refinishing the floors and replacing the countertop, as well as the cost of a water bill that was supposed to have been paid by the defendant students. After accounting for the $10,000 security deposit and interest on the security deposit in the amount of $27.82, the court rendered judgment in favor of the plaintiff in the amount of $939.62.6
The court rejected the defendants’ request to treat their prepayment of $100,000 in rent for the lease term as a security deposit or an advance rental payment under
“While [the] plaintiff certainly is not Fairfield University and does not pretend to be, Fairfield University counts the plaintiff among its providers of housing for students in their senior year. There is a student lottery to be placed in off campus housing that includes the plaintiff‘s premises. Without housing stock such as the plaintiff‘s being available to the university, it could not provide adequate accommodations for its student population. In the university‘s student recruitment materials, it prominently advertises the opportunity of living on Fairfield Beach in senior year to attract potential students.
“It is true that the plaintiff also rents this beach house during nonacademic times, however, it sets the premises aside specifically for Fairfield University‘s academic year to rent to students. The court finds that the prepayment portion of the lease is incidental to the [defendant students‘] educational residence and is not a security deposit as defined under . . .
I
Before we address the merits of the defendants’ claim on appeal, we first address the plaintiff‘s claim that the appeal is moot. Specifically, the plaintiff claims that because the defendants, on appeal, challenge only the court‘s application of the exemption in
“Mootness is a question of justiciability that must be determined as a threshold matter because it implicates [this] court‘s subject matter jurisdiction . . . .” (Internal quotation marks omitted.) State v. Lester, 324 Conn. 519, 526, 153 A.3d 647 (2017). “A determination regarding . . . [this court‘s] subject matter jurisdiction is a question of law . . . [and, therefore] our review is plenary.” (Internal quotation marks omitted.) Lyon v. Jones, 291 Conn. 384, 392, 968 A.2d 416 (2009). “[I]t is not the province of appellate courts to decide moot questions, disconnected from the granting of actual relief or from the determination of which no practical relief can follow. . . . In determining mootness, the dispositive question is whether a successful appeal would benefit the plaintiff or defendant in any way. . . . [W]hen an appellant challenges a trial court‘s adverse ruling, but does not challenge all independent bases for that ruling, the appeal is moot.” (Citations omitted; emphasis omitted; internal quotation marks omitted.) State v. Lester, supra, 526-27.
Although the trial court found that the defendants did not prove that the plaintiff failed to escrow the $10,000 security deposit, the court made no finding as to the defendants’ claim that the plaintiff violated the security deposit statute by failing to escrow the $100,000 prepayment of rent, which the defendants alleged should have been considered a security deposit. The court never reached that claim in light of its determination that the exemption in
Accordingly, because this court could provide meaningful relief to the defendants by remanding the matter for a consideration of whether the $100,000 prepayment of rent constituted a security deposit and, therefore, should have been held in escrow in an interest bearing account, the appeal is not moot. We, therefore, address the merits of the defendants’ appeal.
II
The defendants claim that the court improperly rendered judgment in favor of the plaintiff on the basis of the exemption in
We first set forth our standard of review. “The interpretation of pleadings presents a question of law over which our review is plenary.” (Internal quotation marks omitted.) Prime Locations of CT, LLC v. Rocky Hill Development, LLC, 167 Conn. App. 786, 802, 145 A.3d 317, cert. denied, 323 Conn. 935, 150 A.3d 686 (2016). “It is fundamental in our law that the right of a plaintiff to recover is limited to the allegations of [its] complaint.” (Internal quotation marks omitted.) Covey v. Comen, 46 Conn. App. 46, 49, 698 A.2d 343 (1997). “The purpose of the complaint is to limit the issues to be decided at the trial of a case and is calculated to prevent surprise. . . . A complaint should fairly put the defendant on notice of the claims against him. . . . The modern trend, which is followed in Connecticut, is to construe pleadings broadly and realistically, rather than narrowly and technically. . . . Although essential allegations may not be supplied by conjecture or remote implication . . . the complaint must be read in its entirety in such a way as to give effect to the pleading with reference to the general theory upon which it proceeded, and do substantial justice between the parties. . . . As long as the pleadings provide sufficient notice of the facts claimed and the issues to be tried and do not surprise or prejudice the opposing party, we will not conclude that the complaint is insufficient to allow recovery.” (Internal quotation marks omitted.) Prime Locations of CT, LLC v. Rocky Hill Development, LLC, supra, 802-803.
Pursuant to Practice Book § 10-57, a “[m]atter in avoidance of affirmative allegations in an answer or counterclaim shall be specially pleaded in the reply.” See also Romprey v. Safeco Ins. Co. of America, 310 Conn. 304, 317 n.8, 77 A.3d 726 (2013). Moreover, pursuant to Practice Book § 10-3 (a), “[w]hen any claim made in a complaint . . . special defense, or other pleading is grounded on a statute, the statute shall be specifically identified by its number.” Our courts, however, “have recognized that the rule embodied in . . . § 10-3 is directory and not mandatory. . . . As long as the defendant is sufficiently apprised of the nature of the action . . . the failure to comply with the directive of . . . § 10-3 (a) will not bar recovery.” (Citations
Our review of the allegations of the amended complaint demonstrates that the court decided the case on the basis of an issue that was not pleaded by the plaintiff. The plaintiff simply denied the allegations of the defendants’ special defenses and counterclaim, and, in its special defenses, the plaintiff never claimed an exemption under
On the basis of the record, we cannot conclude that the defendants had sufficient notice, at any time prior to the judgment, of any claim pertaining to the exemption in
Although we have determined that the court improperly applied the exemption in
The defendants have limited9 their appeal from the court‘s judgment to the portion of their second amended counterclaim alleging a violation of
As the plaintiff notes in its appellate brief, on November 18, 2016, the parties filed a signed, joint stipulation of facts with the court. Among the facts agreed to in the stipulation was that, “[p]ursuant to the rental [a]greement, the total [s]ecurity [d]eposit was $10,000.” (Emphasis added.) “A formal stipulation of facts by the parties to an action constitutes a mutual judicial admission and under ordinary circumstances should be adopted by the court in deciding the case. . . . A party is bound by a judicial admission unless the court, in the exercise of a reasonable discretion, allows the admission to be withdrawn,
The judgment is affirmed.
In this opinion the other judges concurred.
