Fabi Construction Co. v. Secretary of LaborFabi Construction Co. v. Secretary of Labor
Opinion for the court filed by Circuit Judge HENDERSON.
The Secretary of Labor (Secretary), through the Occupational Safety and Health Administration (OSHA), cited Fabi Construction Co. (Fabi) for eight violations of OSHA safety regulations after one of Fabi’s employees suffered a fatal fall while demolishing a “knock-out” panel on the roof of a 10-story garage. Fabi challenges each of the eight findings of violation. For the reasons set out below, we reject each of Fabi’s challenges and uphold the citations affirmed by the Occupational Safety and Health Review Commission (Commission or OSHRC),
integrity rather than for using improper techniques to carry out the demolition.
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The Secretary’s decision in this respect is particularly problematic because as a consequence the Commission was not called upon to consider and failed to identify what specific safety measures Fabi should have employed — but did not — during the actual demolition. Nonetheless, we agree with the Commission that the danger in the demolition method used — drilling holes in concrete slabs while standing atop them — was plain enough to put Fabi on notice of the need to adequately implement demolition safety measures and that the evidence supports the findings that Fabi did not do so. Accordingly, we cannot say that it was error for the Commission to uphold the Secretary’s citation of Fabi for failure to warn and instruct in advance only and not for improperly implementing the demolition itself.
Cf. W.G. Fairfield Co. v. OSHRC,
I.
Fabi was a subcontractor performing concrete installation and demolition work for the construction of a 21-story Trop-World Hotel addition atop an existing 10-story parking garage in Atlantic City, NJ. Among Fabi’s assignments was demolition of a number of concrete “knockout” panels (or slabs) that had been installed when the garage was built to accommodate future expansion. On February 5, 1995 Fabi demolished three knockout panels covering
Three panels remained to be demolished on the garage roof: one over a stairway and two over elevator shafts. The rooftop stairway panel was, like the previous five panels, demolished without incident. The first rooftop elevator panel was scheduled for demolition on Saturday, June 10, 1995, by employees Thomas Kane and Frank Caucci, under the supervision of foreman Charles Cincotti. Kane had been hired by Fabi the previous month and Caucci the previous week. This was the first knockout panel demolition project at TropWorld for both. Before they began the demolition work, Cincotti gave them the following instruction:
We’ll shoot our pilot hole, we’ll look for our rebar, if аnything doesn’t look, you know, where it should be, you stop the job. And we would call it a day. Until we could discuss it.
Hearing Tr. (Tr.) 281-82. When they began the task, Kane stood on top of the panel with a jackhammer and drilled a pilot hole in the southeast corner of the panel to check the rebar. While he was jackhammering, Kane noticed two or three stress cracks emanating from the pilot hole. At Kane’s direction, Caucci periodically stepped onto the panel to strike the pilot hole area with а sledgehammer. The final time he did so, the northwest corner of the slab tilted up and the slab fell into the shaft, carrying Kane and Caucci with it. Kane managed to grab onto the floor below but Caucci fell down the shaft to his death.
On June 10, 1995 OSHA began an investigation of Caucci’s death. On December 8, 1995 OSHA issued Fabi three citations specifying'thirteen safety violations. After a five-day evidentiary hearing, the administrative law judge (ALJ) affirmed eight of the cited violations and assessed fines totaling $31,500.
Sec’y v. Fabi Constr. Co.,
No. 96-0097 (filed April 8, 1998), (ALJ Dec.). The Commission upheld the eight violations and the penalties as assessed by the ALJ, concluding, without elaboration, that her “decision finding that Fabi violated the Act with respect to the citations at issue on review is supported by the evidence and applicable legal precedent.”
Sec’y v. Fabi Constr. Co.,
No. 96-0097, slip op. at 2,
II.
Fabi challenges each of the violations affirmed by the Commission. Our review of the Commission’s decision is deferential. We must treat as “conclusive” the Commission’s findings of fact so long аs they are “supported by substantial evidence on the record considered as a whole,”
A. Citation 1, item la
First, the Commission found a serious
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violation of
First, Fabi contends the Commission has not previously interpreted
Fabi next challenges the eviden-tiary sufficiency fоr the citation, contending that in fact “numerous Fabi employees” testified they had “received specific instructions on topics integral to demolition safety.” Pet’r Br. 4. The ALJ adequately responded to this argument in finding the following facts, supported by the record: Fabi’s written program did not specifically address “demolition,” Fabi’s Weekly Jobsite Safety Meeting Reports did not disclose any toolbox meeting addressing demolition hazards in particular, there was no evidence Caucci or Kane
B. Citation 2, Item 1
Second, Fabi challenges the citation for serious violation of
Fabi contends that
Section 1926.21(b)(2) requires instructions to employees on (1) how to recognize and avoid unsafe conditions they may encounter on the job, and (2) the regulations applicable to those hazardous conditions.... An employer’s instructions are adequate undersection 1926.21(b) if they are “specific enough to advise employees of the hazards associated with their work and the ways to avoid them” and are modeled on the applicable standards.
Sec’y v. Superior Custom Cabinet Co.,
C. Citation 1, Item 2
Third, Fabi challenges the citation for serious violation of
The following training provisions supplement and clarify the requirements of
(a) Training Program.
(1) The employer shall provide a training program for each employee who might be exposed to fall hazards. The program shall enable each еmployee to recognize the hazards of falling and shall train each employee in the procedures to be followed in order to minimize these hazards.
First, Fabi asserts the Commission was mistaken in construing
Second, Fabi contends that even under the Commission’s interpretation of the regulation, Fabi complied with its obligation to train employees regarding fall hazards during demolition. The ALJ found, however, that, while Fabi trained some employees on “floor hole openings, perimeter protection, and personal protective equipment during various phases of the job,” it did not instruct “all of their employees in the recognition and avoidance of fall hazards while engaged in demolition, a component of their work activity.” ALJ Dеc. at 10. This finding is supported by the record, which contains no evidence that any employee received fall protection training specifically tailored to demolition or that Caucci received any fall protection training whatsoever before being assigned to demolish the slab but contains affirmative evidence that at least one employee received no safety training. See Tr. 726 (testimony of compliance officer that one interviewed employee received no sаfety training and others were “vague ... as to what type of training” they received). Accordingly, we conclude the ALJ permissibly determined that Fabi did not satisfy its duty to instruct demolition employees on demolition fall hazards.
D. Citation 1, Item 3a
Fourth, Fabi challenges the citation for serious violation of
The employer shall determine if the walking/working surfaces on which its employees are to work have the strength and structural integrity to support employees safely. Employees shall be allowed to work on those surfaces only when the surfaces have the requisite strength and structural integrity.
The Commission determined that Fabi violated this standard because it “failed to exercise reasonable diligence in determining what effect, if any, the jack hammering and the creation of a hole would have on the strength and structural integrity of the slab,” noting that Fabi’s “visual review of the slab and its structural drawings only revealed the integrity of the slab undisturbed.” ALJ Dec. at 12.
Fabi challenges the Commission’s interpretation of 1926.501(a)(2) to prohibit work on a surface that is made unsound solely as a result of demolition, in the apparent belief that it has a duty to ensure a safe working surface only at the start of a project. The Commission reasonably determined otherwise. The Commission construes the second sentence of the regulation to require that the surface be sound whenever workers are present: “The plain language of the second sentence clearly permits employees ‘to work on those surfaces only when the surfaces have the requisite strength and structural integrity.’ ”
Sec’y v. Agra Erectors, Inc.,
Fabi also contends the Commission’s finding of .a
E. Citation 1, Item 4
Fifth, Fabi challenges the citation for serious violation of
Unprotected sides and edges. Each employee on a walking/working surface (horizontal and vertical surface) with an unprotected side or edge which is 6 feet (1.8 m) or more above a lower level shall be protected from falling by the use of guardrail systems, safety net systems, or personal fall arrest systems.
We uphold the ALJ’s finding that Fabi violated this regulation.
The ALJ based her finding of violation on the testimony of Compliance Officer Bernard DeZalia who visited the site on June 14, 1995 in response to a formal complaint about fall protection. DeZalia testified that he saw four men on the 36th floor stripping reshoring forms without any fall protection despite the proximity to an elevator shaft and to the unguarded perimeter of the building, which had fall distances of, respectively, 10 feet and 6 stories. DeZаlia testified that he saw four workers “immediately adjacent to” the elevator shaft and two workers about 10-15 feet from the edge of the building, although he stated “they had been closer when we approached.” Tr. 688-89. Fabi challenges DeZalia’s credibility, pointing to Blevin’s testimony that the employees were at least 18-21 feet from the edge and 14-16 feet from the elevator shaft. The ALJ was entitled to credit DeZalia over
F. Citation 1, Item 5a
Sixth, Fabi challenges the citation for serious violation of
G. Citation 1, Items 6a and 6b
Seventh, Fabi challenges the citation, and accompanying $2,500 penalty, for serious violations of
(b) Temporary service. The following requirements apply to all stairways as indicated:
(2) Except during stairway construction, foot traffic is prohibited on skeleton metal stairs where permanent treads and/or landings are to be installed at a later date, unless the stairs are fitted with secured temporary treads and landings long enough to cover the entire tread and/or landing area.
(e) Stairrails and handrails. The following requirements apply to all stairways as indicated:
(1) Stairways having four or more risers or rising more than 30 inches (76 cm), whichever is less, shall be equipped with:
(i) At least one handrail; and
(ii) One stairrail system along each unprotected side or edge.
Again Fabi urges the court to prefer Blevin’s contrary testimony over DeZalia’s but again we accept the ALJ’s permissible credibility findings.
See AJP Constr., Inc., 357
F.3d at 73.
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Fabi also asserts it did not violate
II. Citation 3, Items la and lb
Finally, Fabi challenges the citation (with no penalty) for other than serious violations of
(I) Covers. Covers for holes in floors, roofs, and other walking/working surfaces shall meet the following requirements:
(3) All covers shall be secured when installed so as to prevent accidental displacement by the wind, equipment, or employees.
(4) All covers shall be color coded or they shall be marked with the word “HOLE” or “COVER” to providе warning of the hazard.
The ALJ based the findings of violation on the testimony of Compliance Officer Kenneth Steinburg, who inspected the site on July 6, 1995 in response to a complaint. Steinburg testified he saw an unmarked, unsecured 3x3 plywood board covering a hole near the 41st floor elevator. Stein-burg’s testimony provides substantial evi-dentiary support for the ALJ’s findings that the elevator was used by Fabi employees and that Fabi employees therefore “were exposed to the cited condition.” ALJ Dec. at 29. 18
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For the foregoing reasons, the petition for review is denied.
So ordered.
Notes
. OSHA has promulgated specific regulations governing demolition.
See
29 C.F.R. pt.1926, subpt. T (
. We note that Fabi has not objected to the Secretary’s citation specification.
. The Occupational Safety and Health Act sets three degrees of violation, in order of decreasing severity: "willful/' "serious” and "not serious” (or "other than serious”).
. Part 1926 contains "Safety and Health Regulations for Construction.”
. Although Fabi challenges the Commission’s interpretation of
. There is no evidence that Caucci attended any meetings on demolition safety. Kane testified that the demolition topics covered in talks he attended were “just basic, you know, stuff like, you know, if you are working with a jackhammer you would need goggles, dust mask, hearing protection, and the safetying off of areas that were to be demoed.” Tr. 877.
. Fabi relies on two
decisions
— Sec’y
v. Capitol Tunneling,
.Klug & Smith, on which Fabi relies, is an unreviewed ALJ decision and is therefore without precedential value. See supra note 7.
. Fabi asserts that "under Commission precedent”—namely
Sec'y v. Capitol Tunneling,
. Subpart M contains regulations addressing "Fall Protection."
. The Secretary had cited Fabi for violating
Prior to permitting employees to start demolition operations, an engineering survey shall be made by a competent person, of the structure to determine the condition of the framing, floors, and walls, and possibility of unplanned collapse of any portion of the structure. Any adjacent structure where employees may be exposed shall alsо be similarly checked.
The ALJ vacated this citation.
. Fabi also points to various other examinations by Fabi employees of both the slabs and the rebar, Pet'r Br. 12. but none of them took into account the effect of drilling on the slab's integrity.
.Fabi also argues that the ALJ's violation finding "ignores the critical fact that prior to the elevator slab’s demolition, six slabs were safely demolished using exactly the same method as used in demolishing the elevator slab.” Pet'r Br. 14. This "critical fact” simply means that in those instances the integrity was not weakened sufficiently to cause the slab to completely fall apart; it does not undermine the ALJ's logical finding, supported by the expert testimony, that drilling holes into the concrete weakens the integrity of the surface.
. Fabi argues that the ALJ's credibility determination was inconsistent with the decision in
Sec’y v. Delta Dry Wall, Inc.,
. Fabi also asserts that to establish a violation of
.The ALJ acknowledged that Kabbekko was subsequently discharged — according to Blevin because he refused to install fall safety protection — and that Blevin and Kabbeko were obviously not on good terms. Nonetheless, she expressly stated that, “in light of the fact [Kabbeko’s] firing occurred after the inspection, the undersigned does not automatically discredit his identification of Fabi employees during the inspection.” ALJ Dec. at 25.
. Fabi again relies on an unreviewed. ALJ decision to assail DeZalia's credibility.
See Sec’y v. Tampa Bay Plumbing & Mech., Inc.,
. Fabi challenges Steinburg's credibility based on the unreviewed ALJ decision in
Sec’y v. Wachsherger Roofing,