Before the Court are the motion for summary judgment of Defendant Village of Pelham, (Doc. 19), and the cross-motion for summary judgment of Plaintiff ExteNet Systems, Inc., (Doc. 29). For the reasons set forth below, Defendant's Motion is GRANTED IN PART and DENIED IN PART, and Plaintiff's Motion is GRANTED IN PART and DENIED IN PART.
I. BACKGROUND
A. Facts
The following facts are taken from the parties' Local Civil Rule 56.1 Statements and supporting materials and are undisputed unless otherwise noted.
1. Parties
Plaintiff "designs, builds, owns, and maintains distributed networks for use by wireless carriers." (Doc. 21 ("Pitcoff Decl.") Ex. C ("2014 App.") at 1.)
The Village of Pelham is a municipality in the State of New York. (Doc. 2 ("Compl.") ¶ 17.) Plaintiff seeks to modify three of its existing DAS installations located on Village-owned rights of way. (Doc. 33 ("D's 56.1 Resp.") ¶¶ 17-18.)
2. 2014 Application
On August 25, 2014, Plaintiff submitted a letter to the Village Administrator with the subject line "Application for Special Permit for Wireless Telecommunications Facilities." (
The Village's Board of Trustees approved Plaintiff's initial application on December 16, 2014, (Res. at 3), after holding "seven meetings and three public hearings," (D's 56.1 Resp. ¶ 13 (emphasis omitted) ), and it issued a Resolution granting the Special Permit, (Res. at 10). The parties entered into an agreement governing Plaintiff's use of the right of way on February 17, 2015. (Pitcoff Decl. Ex. A ("ROW Agreement") at 1-2.)
3. 2018 Application
On March 6, 2018, Plaintiff submitted what it called a "Building Permit Application" to the Village's Department of Buildings. (
On April 9, 2018, the Village's Department of Buildings and Public Works sent a letter to Plaintiff indicating that "the addition of a new carrier ... must be supported by new/updated documentation of in-kind survey data" because "[t]he data used to support the 2013 [sic ] of T-Mobile, cannot reasonably establish Verizon has a current gap in coverage." (Senerchia 4/9/18 Letter at 12-13.)
In response, Plaintiff's counsel wrote to the Village Administrator on April 30, 2018, and contended that "ExteNet's modifications to accommodate a second carrier on the DAS are governed by Section 6409(a) ... and Federal Communications Commission ("FCC") rules regarding the implementation of Section 6409." (Cuddy Feder 4/30/18 Letter at 15.)
By letter received by Plaintiff on May 21, 2018, (see D's 56.1 Resp. ¶ 25), the Village denied ExteNet's building permit application on the basis that "ExteNet has failed to provide in-kind survey data required by Village Code section 87-8(A) and has failed to establish that the wireless telecommunications facility continues to fill a significant gap in current wireless telecommunications services in the Village of Pelham," (Senerchia 5/21/18 Letter at 1).
B. Procedural History
Plaintiff commenced this action on June 12, 2018, and asserted two causes of action. The first claim alleges that Defendant Village of Pelham violated of Section 6409 and
II. LEGAL STANDARD
Summary judgment is appropriate when "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "[T]he dispute about a material fact is 'genuine' ... if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc. ,
The movant bears the initial burden of demonstrating "the absence of a genuine issue of material fact," and, if satisfied, the burden then shifts to the non-movant to "present evidence sufficient to satisfy every element of the сlaim." Holcomb v. Iona Coll. ,
This standard applies to cross-motions for summary judgment. See Morales v. Quintel Entm't, Inc. ,
III. DISCUSSION
A. Section 6409 and the Tenth Amendment
1. Section 6409
Section 6409 provides
(a) Facility modifications
(1) In general
Notwithstanding section 704 of the Telecommunications Act of 1996 ( Public Law 104-104 ) or any other provision of law, a State or local government may not deny, and shall approve, any eligible facilities request for a modification of an existing wireless tower or base station that does not substantially change the physical dimensions of such tower or base station.
(2) Eligible Facilities Request
For purposes of this subsection, the term "eligible facilities request" means any request for modification of an existing wireless tower or base station that involves -
(A) collocation of new transmission equipment;
(B) removal of transmission equipment; or
(C) replacement of transmission equipment.
In sum, Section 6409, also known as the Spectrum Act, "limits local authority to bar collocation or other modification efforts" by "forbidd[ing] localities from exercising their zoning authority to deny providers' requests to modify wireless equipment, so long as the proposed modification does not 'substantially change the physical dimensions' of the facility." Montgomery County v. F.C.C. ,
Pursuant to Congress's direction that it implement the Spectrum Act, see
2. Anticommandeering
Defendant does not dispute that Section 6409, if valid and applicable, requires it to grant the requested permit, but it contends that the statute violates the anticommandeering principle of the Tenth Amendment "by directing local governments to reach a federally-mandated result when adjudicating permit applications." (Doc. 20 ("D's Mem.") at 4-5.) The Tenth Amendment "confirms that the power of the Fedеral Government is subject to limits that may, in a given instance, reserve power to the States." New York v. United States ,
But "commandeering does not occur when Congress validly preempts state law through the Supremacy Clause." New York ,
A preemption provision "confers on private entities ... a federal right to engage in certain conduct subject only to certain (federal) constraints."
The "most obvious" form of preemption occurs "where Congress expressly states that it is preempting state authority." County of Suffolk v. Long Island Lighting Co. ,
The Second Circuit has not yet considered the constitutionality of Section 6409. In 2015, the Fourth Circuit upheld the FCC's Order implementing Section 6409 against a Tenth Amendment challenge. See Montgomery County ,
Section 6409 expressly preempts local laws, including Pelham's Village Code § 87-7(A), which is plain from its text: the statute provides thаt states "shall approve" eligible facilities requests "[n]otwithstanding ... any other provision of law."
As to the first prong, in 2012 Congress enacted Section 6409 as part of the Middle Class Tax Relief and Job Act "to encourage the growth of a robust national telecommunications network." Montgomery County ,
As for whether Section 6409 is best read as regulating private actors, the Village urges that "the statute 'unequivocally dictates what' а local government 'may and may not do' when adjudicating permit requests" and "is incapable of being violated by non-state actors." (D's Mem. at 5 (quoting Murphy ,
Next, Defendant argues that "[b]y providing that the Village 'may not deny and shall approve' eligibility requests, § 1455
Finally, Defendant contends that Section 6409 does not "displac[e] state regulation with comprehensive federal regulation over the same subject matter," but rather "contemplates ongoing state regulation of telecommunications requests while forcing state and local governments to rubber stamp permit approvals at the federal government's behest." (D's Mem. at 6.) But this argument mischaracterizes federal telecommunications regulation generally and Section 6409 specifically. Congress has regulated telecommunication since 1934, and it has expressly preempted state and local laws related to wireless infrastructure permitting since 1996 when it enacted the Telecommunications Act ("TCA") "to provide for a pro-competitive, de-regulatory national policy framework designed to accelerate rapidly private sector deployment of advanced telecommunications and information technologies and services by opening all telecommunications markets to competition." Crown Castle NG E. Inc. v. Town of Greenburgh , No. 12-CV-6157,
In 2012, Congress built upon this regulatory foundation by enacting Section 6409 to "streamline[ ] the process for siting of wireless facilities by preempting the ability of State and local authorities to delay collocation of, removal of, and replacement of wireless transmission equipment." 158 Cong. Rec. E237-04 (daily ed. Feb. 24, 2012) (statement of Rep. Fred Upton). Together, the TCA and Section 6409 occupy a clearly contoured area of telecommunications regulation. Within these contours are certain modification requests. Defendant points to no authority to support the notion that the federal government must "displace" all state regulation in a case of express preemption. See Air Evac EMS, Inc. v. Cheatham ,
B. Section 6409's Application
Plaintiff argues that the Village's actions and ultimate denial of Plaintiff's application violate Section 6409 because the statute required that the Village "may not deny, and shall approve" Plaintiff's EFR. (Doc. 34 ("P's Reply") at 5-6.) Defendant does not dispute that if Section 6409 applies, Plaintiff's application constitutes an EFR and would constitute only an insubstantial modification under the applicable regulation. Rather it contends that, regardless of Section 6409, "ExteNet has a contractual obligation to comply" with Pelham Village Code §§ 87-7(A) and (B) because those provisions are incorporated into the ROW Agreement. (D's Mem. at 8.) Defendant argues that Plaintiff agreed to meet the Village Code requirements, and because it has not done so, it "is not entitled to a permit." (Id. at 11;
This argument is unpersuasive. The parties agreed that Plaintiff would comply with "applicable VILLAGE Code provisions, ordinances and administrative rules." (ROW Agreement ¶ 5.4 (emphasis added); see id. ¶ 5.5 ("all applicable federal and state statutes, regulations and orders, ... [and] all applicable provisions of the VILLAGE Code") (emphasis added).) As discussed above, Pelham Village Code §§ 87-7(A) and (B) are not "applicable" because they are preempted by federal law. Sections 5.4 and 5.5 of the ROW Agreement therefore have no bearing on Plaintiff's application to the Deрartment of Buildings.
Further, even if the ROW Agreement could be interpreted as allowing application of § 87, that would not undermine Section 6409's preemptive effect. In American Airlines, Inc. v. Wolens ,
For the reasons stated above, Plaintiff's motion for summary judgment on its Section 6409 claim is granted and Defendant's motion for summary judgment on that claim is denied.
C. Plaintiff's § 1983 Claim
Plaintiff alleges a § 1983 claim for "compensatory damages, punitive damages,
" '[A] claim under the Supremacy Clause that a federal law preempts a state regulation is distinct from a claim for enforcement of that federal law' " under § 1983 because " '[a] claim under the Supremacy Clause simply asserts that a federal statute has taken away local authority to regulate a certain activity.' " Loyal Tire & Auto Ctr., Inc. v. Town of Woodbury ,
Statutory language is "rights-creating" for § 1983 purposes where "Congress intended to confer individual rights upon a class of beneficiaries." See Gonzaga Univ. v. Doe ,
Here, Plaintiff contends that Section 6409 grants it a federal right to a building permit and that the improper denial of this permit violates § 1983. I disagree. Section 6409 fails the first prong of the test: it is not "phrased in terms of the persons benefited."
D. Plaintiff's Remedy
Plaintiff here seeks injunctive relief - specifically, "an order and judgment reversing
IV. CONCLUSION
For the foregoing reasons, Defendant's motion for summary judgment is DENIED as to Plaintiff's first cause of action and GRANTED as to Plaintiff's second cause of action. Plaintiff's cross-motion for summary judgment is GRANTED as to its first cause of action and DENIED as to its second cause of action.
Defendants are hereby ORDERED to grant Plaintiff's application for a building permit, attached as Exhibit B to Plaintiff's Complaint, and to issue the permit.
The Clerk of Court is respectfully directed to terminate the pending motions (Docs. 19, 29), enter judgment for Plaintiff on its first cause of action and for Defendant on Plaintiff's second cause of action, and close the case.
SO ORDERED.
Notes
These page numbers refer to the page numbers generated by the Court's ECF system because the 2014 Application contains seven exhibits, some of which have multiple exhibits of their own, that are not consecutively paginated.
This page number refers to the page number generated by the Court's ECF system because Exhibit 3 to the Lambert Declaration attaches two letters from the New York State Department of Public Service that are not consecutively paginated.
Chapter 87 of the Pelham Village Code governs wireless tеlecommunications facilities located in the Village. Sections 87-4 and 6 lay out permitting requirements, § 87-7 covers renewal and modification of permits, and § 87-8 contains the standards wireless telecommunications facilities must meet to operate in Pelham. See Pelham Village Code §§ 87-4, 87-6 to 87-8.
Exhibit E to the Pitcoff Decl. comprises six letters between Plaintiff and Defendant, some of which have multiple exhibits of their own, that are not consecutively paginated. All citations to Exhibit E therefore use the page numbers generated by the Court's ECF system. "2018 App." refers to pages 1-9 of Exhibit E.
"Cuddy Feder 3/6/18 Letter" refers to pages 10-11 of Exhibit E to the Pitcоff Decl.
"Senerchia 4/9/18 Letter" refers to pages 12-13 of Exhibit E to the Pitcoff Decl.
"Cuddy Feder 4/30/18 Letter" refers to pages 14-18 of Exhibit E to the Pitcoff Decl.
"Cuddy Feder 5/7/18 Letter" refers to pages 19-21 of Exhibit E to the Pitcoff Decl.
"Senerchia 5/21/18 Letter" refers to page 22 of Exhibit E to the Pitcoff Decl.
The parties refer to
The Fourth Circuit relied on the premise that the "deemed granted" procedure "does not require the states to take any action whatsoever," Montgomery County ,
Section 5.4 further provides that EFR requests under Section 6409 will be "processed and approved [by the Village] in accordance with condition No. 5" of the Village Board's 2014 Resolution approving Plaintiff's initial installation. (ROW Agreement § 5.4.) Condition No. 5 of that Resolution provides that Plaintiff "may make subsequent immaterial modifications to the wireless communications facility upon notice to the Village but without further application to the Board of Trustees," althоugh it had to obtain required permits from other Village departments. (Res. at 11.) It is not clear what these provisions intended to accomplish, or why condition No. 5 used the term "immaterial" when Section 6409 refers to changes that are not "substantial[ ]," and neither party has shed light on the subject. But it would appear at least that the parties were acknowledging the applicability of Section 6409, which in turn would connote the inapplicability of Pelham Village Code §§ 87-7(A) and (B).
The only other court to have addressed whether Section 6409 can be enforced via § 1983 held that it cannot, albeit on different reasoning. See Bd. of Cty. Comm'rs v. Crown Castle USA, Inc. , No. 17-CV-3171,
