WILKEY, Circuit Judge.
LEVENTHAL, exploration of the issue whether Evans Judge: Circuit within the ambit of his acting employment.3 the issue of the considers opinion This However, agree we the district court public interest between conflict acting that if Evans was within the ambit responsible government shielding discretion, of his he would have absolute of vindictive or ill- the harassment immunity. We do not reinstate the view in law suits and the interest of those founded *3 that there panel opinion might only the injured have been reputations may whose qualified privilege. We now state our rea- government officials. by statements sons. Matteo,1 struck Supreme the Barr the in favor of the officials. We do balance chilling legitimate It was the fear of offi- as ruling by not view that 1959 undercut cial conduct motivated the Supreme decisions, later and adhere to it. decision in the seminal Court’s case of Barr Matteo, Barr supra. also involved an
Plaintiff,
Unlimited,
Expeditions
There,
action for defamation.
the Acting
brought
against
an action for libel
Clifford
Stabilization,
Director of the Office of Rent
Evans,
the Department
Chairman of
of An
agency,
by
a federal
was sued
another
at the
Institution’s
thropology
Smithsonian
government employee who claimed that the
of Natural History,
Museum
Acting Director had maliciously issued a
the
Institution. The action is
Smithsonian
press
injurious
release
employee’s
to the
based on a letter
Evans in which he was
reputation. The Court held that once it
capabilities in
had
plaintiff’s
critical of
the field
been established that the action taken
archaeological
of underwater
excavation.
“was
perimeter
within the outer
line of
granted summary judg
The district court
[his]
duty,”
Acting
ment
the
Director was
for defendant Smithsonian Institution
entitled to
grounds.2
on
absolute
governmental immunity
immunity against liability in dam-
granted summary judgment
ages
though
district court
even
his action was a discre-
grounds
for defendant Evans on the
of his
tionary
allegedly prompt-
exercise and was
privilege
making
absolute
statements
ed
by malice.
U.S. at
within the
as a
scope
govern
of his duties
1341. Justice Harlan4
that an
reasoned
privilege
ment
We remand for further
absolute
was
employee.
required because
opposed
private
1. 360
Nor is Barr undercut
Doe v.
constant dread of retaliation.
For
po
action
governmental
412 U.S.
93 S.Ct.
A-l
APPENDIX dealing panel part opinion in with the case Smithsonian this' -p. panel. Majority op. opinion as the Institution is reinstated reprinted p. 291 of 566 F.2d. It is here for con- U.S.App.D.C., n. of 184 venience. No. 74-1899 AQUATIC ENTERPRISES, INC.,
EXPEDITIONS UNLIMITED CORPORATION, A APPELLANT NORMAN SCOTT INSTITUTION, AL. ET
SMITHSONIAN Appeal States District Court United District Columbia
(D.C. 54-71) Civil Action Argued September
Decided 28 June 1976 Pyne, appellant. John J. Demerath, Attorney, Jeffrey T. Assistant Earl J. United with whom States Attorney Terry Murphy, Silbert, John Suzanne A. D. Attorneys, appellee. United States were on the brief for Assistant *7 Institu- against the Smithsonian WILKEY, petitioners Cir and Before LEVENTHAL against Clifford Regents, its tion and SOLOMON,*United States Judges cuit of An- Evans, Department of the Chairman of for the District Judge District Senior His- Museum of Natural at the thropology Oregon. a letter writ-' arose out of The claim tory. views Evans, expressed he in which ten WILKEY, Judge: Circuit petitioner Expedi- capabilities as to the appeal from before us on This case comes of underwater field tions in the Unlimited entered 31 judgment merits of summary archaeological an order excavation. us, before brought by presently 1974,1 for libel libel claim are an action July * App. pursuant 1. at 6-8. by designation to 28 U.S.C. Sitting 294(d). § dimension,3 we
substantial conclude private as a national the nature of its function judgment for defendants summary since coupled scholarship, museum and center grounds on Smithsoni- granted governmental role the substantial immunity and Evans’ ab- governmental an’s make the institu- oversight,5 funding4 and making statements with- privilege in solute of the “independent establishment tion an scope of his duties as a States,” agency” “federal within the employee. definition.6 U.S.C., creates Title 1346(b) of Section THE IMMUNITY OF SMITHSONIAN of 28 U.S.C. provisions subject INSTITUTION 2671-80, the United remedy §§ court that the district holding caused injuries wrongfully not be sued Institution Be- government.”7 Smithsonian “employee any conclusion rests That libel is affirmed. agency, is a federal cause the Smithsonian Tort the Federal reading upon our employees “employee[s] Tort find that Because we Act. Claims 1346(b) action thus and the government,” § granting fed- read Act should be Claims 2679(a), the lie.8 Under U.S.C. § libel, from suit for agencies eral in cases exclusive 1346(b) remedy is made § of the Institu- the issue we do not reach even where an applies, that section where law. at common status tion’s to sue elsewhere be authorized agency may However, right.9 in its and be sued own Act, the finding immunity provisions of 2680(h), the under 28 § U.S.C. is to determine step initial Act, jurisdic- including the Tort Claims agen- is a “federal organization defendant 1346(b), inap- are made provision, tional § definition set forth within the cy” actions, as the one such plicable to libel has a Although Smithsonian statute.2 3. 2. 28 U.S.C. third of the 253. over operations funds Library eral The Smithsonian pendent partments, mentalities but does not include United States. “Federal 1346(b) As used in this (1970) $15 Hearings corporations primarily [******] million of (hereinafter establishments agency” includes the executive de- employees in 1970 totalled Memorials, 2671. Definitions Before the Sub-Committee on 2401(b) agencies Institution, military departments, private money has were non-federal. Hearings). chapter 91st of the United private contractor with the the United $33 and almost one- acting Cong., title, million. Gen- and sections went toward endowment as instru- 2d the term States, States, Sess., Id. at inde- year 6. 28 U.S.C. § 2671 tant factors by governmental v. United States, federal ing ter. Pearl (10th nificant to be F.Supp. F.D.I.C., government corporations,” outstanding more in United States v. 1962), and the “federal Cir. than like the agency). governmental common with L.Ed.2d 390 1956) (Civil important supervisory linking stock of the F.Supp. agencies,” F.D.I.C., Orleans, The substantial federal fund- corporations officials are the most (D.Colo.1974); it to the States, char- contact is a federal which have been found Air Patrol held not a the “mixed Davis v. Smithsonian, 230 F.2d While there is no government. Logue whose U.S.C. F.D.I.C., role Freeling (W.D.Okla. ownership v. United only sig- L.Ed.2d impor- played it has Cf. Approximately oper- 1346(b) (1970). of the Institution’s 28 U.S.C. 75% ating appropriations. funds come from federal 8. 28 U.S.C. 2671 Hearings, supra note remedy 9. 28 U.S.C. § 2679. Exclusiveness of Eight Regents of the seventeen of the Institu- *8 (a) authority any acquire positions by agency The holding tion of their to virtue of high positions government. other sue and be sued in in the federal its own name shall not be remaining Regents against 20 U.S.C. 42 construed to authorize § The suits such fed- appointed by joint Congress. agency cognizable eral resolution of on claims which are title, 1346(b) 20 U.S.C. 43 The Institution is audit- under section § of this and the periodically by ed Accounting provided by the General Of- remedies this title such cases Hearings, supra fice. See note at 362-97. shall be exclusive. Company
the Panama Canal from the Act’s provisions. parallel provisions These inter- The difficult us.10 before presently (h) consistently been exception libel have to case is by this posed pretive problem immunity, but to any held not to create exceptions of this the effect determine organi- brought against allow to be suit clause. Act, sepa- just zations as before hand, clause exceptions On the one statutory authorizations.12 rate making the Tort Claims might be viewed as actions, libel entirely inapplicable Act to reading a consistent logic While event the common law sta- which would, themselves, thus lead by statute govern, would and an tus of a defendant start, to very us outside the Act at the jur- if might possible independent action inquire as to the Smithsonian’s common grounds isdictional could be found. On possible status and as to other hand, 2680(h) as im- other could be seen § jurisdiction, bases of factors cause us other suit, if the Tort Act posing a bar to Claims reject to approach. Legislative history, regarded systematic govern- is as a statute claims, great weight judicial precedent, exceptions with the ing all tort application forth the areas where suit is a desire to facilitate future setting clauses Act, 2680(h) to be barred. convince us that should § grant be read as an affirmative of immuni- significant arguments There are to be ty agencies” types made in favor of the view. to “federal in the first The lan- guage of the deliberate tort cases which it describes. exceptions section makes no or, any reference to creation more properly, We conclude from the structure of the long continuation of govern- established Act, Tort Claims and from the legislative mental immunity categories of cases reports accompanying passage, that Con- Rather, it sets forth. the exceptions section gress probably did not intend to leave unaf- only states that the provisions of the Tort by categories fected Act the suits Claims Act “shall not It apply”.11 excepted 2680(h). by While primarily § that, not illogical to conclude in these seeking expand governmental cases, categories of the Act neither creates torts, it appears Congress to us that nor removes immunity ques- but leaves the sought systematize and centralize the Act, suability tion of as it was before the ap- laws.13 One evidence of this be determined statutes and statute, pears 2679(a) which in § common law interpretation rules. This essence renders ineffective other laws further bolstered construction which allowing suit given 2680(7) (m), creating has been remedies except Valley the Tennessee Authority agency, cogniza- where the actions “are Exceptions does, appears 10. 28 U.S.C. conclude that but the answer simple no means as as has been assumed. provisions chapter and section of this 1346(b) apply not to— of this title shall R.R., Panama Gardner v. i}; % % sfs sfc (1951) (dictum); L.Ed. 31 Brewer v. assault, (h) Any arising claim out of bat- Co., F.Supp. Sheco Construction arrest, tery, imprisonment, false false mali- T.V.A., (W.D.Ky.1971); 1018-19 Latch v. libel, prosecution, process, cious abuse of F.Supp. (N.D.Miss.1970); De deceit, slander, misrepresentations, or inter- Co., F.Supp. Scala v. Panama Canal rights. ference with contract (S.D.N.Y.1963). Congressional reports language 11. There is not accompanying explicitly the Act indicate that section, exceptions but its interrelation with exceptions some were included because 1346(b), jurisdictional section. The sec- already “adequate remedies were available.” “Exceptions” begins: provi- tion entitled “The Sess., H.R.Rep. Cong., No. 79th 1st 1346(b) this title sions of . section Sess., (1945); S.Rep. Cong., 79th No. 2d (h) Any apply claim shall libel, arising out slander . . .” conferring jurisdiction simply If the section Waterways Corp., 13. See Wickman v. Inland apply,” “not can the Tort Act have does Claims F.Supp. 284, (D.Minn.1948). any relationship to an action libel? We *9 cases, In both the suits would
agencies. States, subject to be the United evi- Another 1346(b).”14 section under ble bill; safeguards the and of the limitations appears centralizing impulse of this dence the of the exceptions and in both cases clause exceptions of the context in pre- of way bill either apply would the cate- forth sets This section 2680(a).15 § way of venting at recovery all or for which activity, discretionary of gory act, as, for leaving to some recovery other granted. been traditionally immunity has Admiralty in Act. It example, suits the init the include to bothered Congress That status corporate is intended that neither with the is consistent section exceptions shall, alone, nor “sue be sued” clauses and within embody, to meant that it view money recovery be the for suits for basis immuni- in which instances all the of § sounding in tort. seems to It the statute. is to exist ty conclusion, least unreasonable us an inferred a be these statements From (h), that (a) and exceptions of instances agencies all treat federal intent general beyond go courts to intended Congress immunity, irrespective regards as alike law im- into common Act, inquire and status was what their jurisdictional alternative and status munity con- Congress likely it that We find law.18 grounds. codifying the of itself ceived ambiguous, affirmative, though still More necessity to look law, eliminating pre- itself Congress saw evidence law, concluded once it the common immunity ap- law of the common empting with- agency is a federal the defendant accompanied reports in the pears Act. in the definition In dis- House and Senate. through the bill the re- provision,16 exclusivity cussing the might take a view following perhaps We different make of both chambers
ports if this were a matter of legislative intent statement:17 give weight But we impression. first agencies of “suable” torts place This will enactment, fact that the time of has since precisely upon practice “nonsuable” been the consistent of the footing as torts same exception 2679(a) (1970). H.R.Rep. 14. 28 U.S.C. Sess., The Cong., No. 79th 1st dealing Pana- S.Rep. the T.V.A. Cong., clauses Sess., No. 79th 2d 2680(1) Company, 28 U.S.C. § ma Canal (1946) (emphasis added). clearly intended bar (m) not statutes, authorizing see separate suit under However, compelled inference is not weaken supra, thus these clauses note language reports. actual of the The re- argument Act in- that the somewhat ports’ statement, suability agen- clauses concerning federal all laws tended governmental centralize cy applicability charters do not affect the However, unique- Act, Tort Claims would not be in conflict with a coupled organizations, with the ness of these gov- view that common law doctrine amenability was well to suit fact that their erns cases thrown outside the Act exceptions were the time the established at adopted, language exceptions clause. Nor would that we us to conclude lead corporate the statement that status alone is not (1) by rigid parallelism to clauses bound suit, a basis for inbe conflict with a conclusion clause(h). (m) in our construction that the operative Smithsonian have no 15. Exceptions U.S.C. immunity arising law, light from common provisions chapter of this and section corporate unique pri- status and its mix of 1346(b) apply title to— of this shall not governmental operations, funding, vate and (a) Any upon claim based an act or omis- management. language and ception about the ex- Government, employee sion of cising exer- preventing recovery clauses either or care, due execution of statute leaving recovery presents to another Act also regulation, or regulation whether or valid, statute not such or inconsistency, no find since even if a court were to upon be or based the exer- operative juris- common law performance or cise or the failure exercise (“some act”) apart dictional statute the Act’s any perform discretionary duty or on the ee discretion involved function 1346(b) have found for part agency employ- of a federal or an entertained, suit to be at least in federal Government, or not the court. abused.” 16. Now 28 2679(a) (1970). U.S.C.
299
array of cases fo make a complex
able
speculative inquiry into common law immu-
(a)
(h)
exceptions
courts to read both
We think
nity
legislature
status.22
in-
immunity to “federal
defining grants of
tended
suability ques-
courts to decide
The courts’ consistent sense of
agencies.”19
tions
direct reference to the statute
impressive
is
even
legislative intention
rather than by pursuit of the will-o’-the-
acknowledge
the decisions fail to
though
wisp
prior
of the
law. We conclude that
the literal text.20
difficulty presented by
(h)
exception clause
should continue to be
influenced,
confess,
we must
We are also
defining
read as
the existence
immunity
a contrary
the consideration that
read-
in
involving
torts,
suits
deliberate
and that
lead to perplexing
of the statute would
ing
the summary judgment in favor of Smithso-
to the state of the common
questions as
nian should be affirmed.
law,
leading
change
while not
to a clear
imaginable
in any
result
case. For there to
ROBINSON, III,
SPOTTSWOODW.
Cir-
result,
any
difference
the defendant
J.
Judge,
cuit
whom
SKELLY
agen-
have to be within the “federal
would
WRIGHT,
Judge, joins, concurring:
Circuit
2674,
yet
definition of
be suffi-
cy”
plausibly
This case cannot
be distin-
private as to lead to the inference
ciently
creating
organization, guished
surely
from Barr v. Matteo1
Congress,
that
Were
disregard
intended not to render it immune.21
we are not at
liberty to
Su-
met,
conditions
it would be
both of these
preme
holding
Court’s unmistakable
there-
further,
subject
that the
matter
necessary,
Perhaps
really
in.
that is all that
needs to
the suit be within one of the clauses of
Frankness, however, compels
be said.
me
presently
which are
construed to
2680
increasing difficulty
reconciling
to admit
confer
jurisprudence
Barr with other strands of
ser-
evolving
amenability
public
on the
that more than a
envisage
We cannot
damages.2
join
vants to suits for
I
in the
few,
meet all of these
any,
if
cases would
case, then,
any
not out of
disposition of this
and thus be decided differ-
requirements,
to divine the ultimate schematism of
reading
ability
a literal
of the Act.
ently under
law,
it might
appli-
to determine whether
this area of the
but because of the
Yet
require
would
the courts in consider-
cable
judge’s duty
controlling precedent.
to abide
immunity status
of how
Redevelop
discussions
21. For
of Columbia
v. District
19. Goddard
law,
304, 306,
see
at common
be determined
U.S.App.D.C.
would
Agency, 109
Land
ment
81, 84,
910,
Corp.,
61
denied,
Menihan
345,
81
v.
U.S.
R. F.C.
366
cert.
287 F.2d
Burr,
(1941);
v.
F.H.A.
(1961);
L.Ed.
S.
85
595
235
Ct.
242, 245,
Inc.,
724
F.Supp.
84 L.Ed.
936-37
60 S.Ct.
275
U.S.
Delta Indus.
v.
F.D.I.C.,
R.F.C.,
1966);
U.S.
v.
(N.D.Ohio,
James
Keifer & Keifer
Freeling
(W.D.La.1964);
F.Supp.
in our
which common
never attain does not satisfacto-
rights can
judgment
While I concur
If
explain the line
drawn.18
rily
presently
court, I do so with
doubts about the
serious
willing-
our
justification
greater
lies in
Matteo,1
present validity
Barr v.
public
servants
exposure
ness
risk
majority
decision that
Supreme
when
vindicating constitu-
personal
ex-
controlling
question
as
on the
views
enforcing
pe-
when
more
rights
tional
than
reasons
ecutive
For the
stated
norms, one
wonder
legal
destrian
majority
amplified by my
discus-
immunity ought
ever to
infra,
I,
I
sion in Part
do not doubt
actions,
in constitutional
tort
be conferred
Barr v. Mat-
immunity afforded
it sometimes is.19 One
indeed
now
represents
teo
sound
as much
policy,
actions,
than in
suspect that in such
no less
However,
it did when it was
decided.
suits,
origins
the constitutional
Section
the various
that have inter-
cases
*14
may
effica-
plaintiff’s
of the
claim
be less
Barr, the
ap-
vened since
Court
Supreme
particu-
cious than the historical stature of
pears
immunity gen-
to have described the
lar
immunities
in the determination
erally available to executive officials in
whether
protection
from suit is to be
being only
quali-
common law actions
a
as
qualified or absolute.20
fully
As I
more
explain
fied
will
II, infra,
persist-
in Part
speak
I
below
the Court’s
acknowledge
to these matters to
in
out first
in
dilemma,
description,
a
ence
this
set
and not in
endeavor
any
Rhodes,2
public-servant
orchestrate the field of
liabil- Scheuer v.
and ratified twice
in
ity,
Supreme
occupies by
which the
Court
leads me
whether
thereafter,3
to doubt
Davis,
13,
29-30,
U.S.App.D.C.
supra
18. Cf. K.
Administrative Law of the Sev-
note
165
at
506
enties,
5,
(“the
supra note
26.00-2
F.2d at 90-91.
at 583-584
say yes
court should not have to
or no to such
Agricul-
Dep’t
21.
Economou v.
questions
whether one
as
has a constitutional
ture, supra
15.
note
by
officer,
right
an
not to be shot at
not to be
fist,
jaw
an
hit
officer’s
not to have
Columbia,
22.
143
Breakefield v. District of
U.S.
by
officer,
property damaged
one’s
not to
1227,
(1970),
App.D.C.
442 F.2d
1230
invaded,
privacy
have one’s
not to have one’s
871,
denied,
909,
cert.
401 U.S.
91 S.Ct.
27
sullied”)
reputation
(emphasis
original).
(1971).
L.Ed.2d 807
See,
Apton Wilson,
g.,
supra
v.
e.
note
1. 360 U.S.
government only quali- a federal executive officials with much how recov- from the officer about torts, in an for common law immunity fied screening will Presumably this ery to seek. Congress make further effort induce than capricious unpredictable be less Barr to the Torts Act. amendments Claims against an present jury trial and outcomes to effec- rightly has been viewed an aid a more fine- provide would thus officer and government and abandon- tive because its accountable those way holding tuned impair public-spirited ment thus ad- power. their maliciously abuse who branch, by the executive its ministration some the considerations Motivated should until be retained above, already has Congress suggested substitute, a such as a waiver of workable as to the Tort Claims Act so make changed sovereign immunity, place. is in financially government respon- the federal torts of some its the intentional sible for II With a 1974 amendment sover- officers. In 1959 v. Matteo17 Barr established claims eign was waived for aris- rule of common law that executive “assault, imprison- battery, false ing out of officials at all levels entitled to abso- arrest, ment, or mali- process false abuse of damage lute from civil suits for which are committed prosecution” cious those which involved action of a dis- torts lawor enforce- “investigative United States cretionary were taken nature Congress Whether ment officers.”15 scope authority. within the their Over Tort Claims Act further amend the should years appears to Supreme torts of to include the intentional and, have to the Barr rule18 most officers, adhered many of which would remains, course, judg- “not torts, notably, a did disturb matter of court, ment” a lower which had found Similarly, legislative judgment. the common formulate the Tort Claims act. tion generally mous al ee after it had been held liable under & Admin.News hollow port usually pensation, 1st Sess. In connection Tort Claims 28 U.S.C. Cf. United Emphasizing stated: “Of Pub.L. Supreme Court judgment proof remedy.” S.Rep.No.588, 3, reprinted recover from an as mentioned 98 L.Ed. could 93-253, law rule policies Act for pp. 2680(h), individual officer] Act, course, that it was for towards recover held Gilman, the Court declined to so this [1974] above, that an as amended 88 Stat. employee’s negligent availability Federal employee, in Gilman that the employees from an 347 U.S. U.S.Code [a the Senate Re- employer Even cause 93rd Congress is agents of com- employ- though Feder- unani- Cong., rather Cong. of ac- Mar. can 19. Doe v. 18. Wheeldin v. 17. 360 with Barr. In an examination of the With Barr’s actions example, scope cause the official was impose Supreme complex vant part, regard of his acceptance. its own solution on what it viewed as a the Court found Barr Court found McMillan, but did so in manner consistent Doe v. to other authority, significant 459 F.2d Public Printer and the McMillan, Wheeler, nonlegislative no L.Ed.2d 605 not issue. independent (1973), aff’g in rele- 373 U.S. acting no inapplicable be- question L.Ed.2d 1434. U.S.App.D.C. 327 n. within challenged Superin- as to 650- *18 Barr for involved in police Pierson —local officers. acts with- discretionary performing Noting officials that the commonlaw had not grant subsequent immuni- In three duty. in their ed them an absolute immunity, Pierson v. Court, however, 1983, the ty under § cases Ray24 made available to them “the defense the common law described to have appears good faith probable cause.” affording only executive officials juncture At this expects one Scheuer immunity, even as to common law qualified the 1) Court to state next: what the immu- indication that no clear torts. With nity at common law would be for executive describing state common only Court these, charged like with some anal- law, common I am to federal opposed law as tort, death, ogous like wrongful 2) whether this undercuts the about concerned whether that common be it my obliged explain and feel Barr rule over, absolute or qualified, will be carried ambiguity inhering doubts. Because reasons, for whatever policy into § it becomes approach, in the Court’s recent actions. This was essentially analysis necessary descrip- to trace in some detail its and,Pierson in Tenney embodied and was law. tion of common expressly analysis employed in the later 1974, presented v. Rhodes20 Scheuer cases Wood v. Strickland25 and Imbler v. question of whether there should be Pachtman,26 which also transplanted their immunity in a suit for qualified absolute or respective common law immunities. But damages under 1983for the Governor and § paragraphs that expects one next state, high president other officials of a there; instead, Scheuer are not there are university of a state and members of the the next two sentences: Noting state National Guard. When a court police evaluates conduct was meant give remedy parties relating to an guideline arrest its “good deprived rights, of their constitutional probable faith and cause.” [Pierson ] Court also repeated that 1983 did not the case of higher officers of the execu- mean “to abolish wholesale all common law branch, tive however, inquiry is far immunities.”21 suggestion With this complex more since the range of decisions guide commonlaw would be a helpful and choices—whether the formulation of structuring immunities under policy, of legislation, budgets, or of Court turned past review of its three day-to-day virtually decisions—is infi- determinations. In 1951the Court had rec nite.27 ognized absolute immunity legisla for state What these sentences suggest is that the tors, noting history of the absolute im already decided, Scheuer Court had law, without munity Tenney Brandh setting out customary analysis, Similarly ove.22 in 1967 the Court had qualified immunity afforded would be to state available. In judges words, sued under the first again noting repeated the abso sentence law, lute of the common Pierson Pierson that a Ray.23 review, Lastly, in its the Scheuer means that a court inquire should into Court came to the other class of officials police whether a officer made an arrest Documents,
tendent
23. 386 U.S.
found that
87 S.Ct.
tions of
qualified immunity,
lation
Wood contin-
of
subtle,
of
“range
their
discretion”
so
and
ued:
be read
immunity had to
of
purposes
for
from
concluded
widely.28
tradition,
Scheuer
very
recognized in
Common-law
qualified im-
that the
considerations
these
decisions,
prior
strong public-poli-
our
and
of the execu-
available to officers
munity
a
also lead to
construction of
cy reasons
vary
had
to
tive branch
qualified good-faith
a
extending
1983
dependent on
being
“the variation
scope,
to
board members from
immunity
school
responsibilities
and
scope of discretion
damages
for
under that section.33
liability
circumstances as
office and all the
quoted
both
these
implication
The
from
appeared at
time
they reasonably
is that
the Scheuer outcome of
sentences
sought
be
on which
action
qualified immunity
executive officers
sum, then,
appears
it
that the
based.”29
law precedent.
accorded with common
in Scheuer
of the Court’s attention
focus
case,
immunity
Imbler v.
next
Pacht-
quali-
appropriate
an
definition
upon
man,
in similar
supra, described Scheuer
immu-
the choice between
immunity;30
fied
stating
After
that “the Governor
have
made with little
terms.
appears to
been
nities
closing
point,
At
31. Before
the discussion of immunities
at
S.Ct. 1690.
this
28.
Id.
96
quotes
stated
the criteria de-
Justice Harlan’s counsel
Court
that “[u]nder
Scheuer
Court,
scope
veloped by precedents
must be tai-
of discretion
this
Barr
meaning
execu-
to the broad or narrow duties of
lored
drained of all
we
Contrary
governor
high
officers at different levels.
tive
or other
hold that
the acts of
-
characterization,
majority’s
p.
at
...”
were entitled
executive officer
F.2d,
p.
U.S.App.D.C.,
this
at
S.Ct. at 1692.
absolute
Id.
proposition
is not
citation of Barr for the
clear,
meaning of
is not
for twice
this
there must be
absolute
for ex-
granted
immuni-
before
had
absolute
the Court
discretionary
ecutive
acts in the context of
officials,
legislators
ty to two classes of state
developed,
defamation actions. As will be
in-
significant part
judges,
because of their
fra,
appeared
the Scheuer
Court
consider
law.
If the
absolute
at common
qualified
protec-
as the common law
regarded high
had
executive officials
tion available to executive officers.
having
immunity at
law,
comported with the
well have
Scheuer,
supra at
at 1692.
precedents of
continued their
§ 1983
have
immunity here.
noteworthy
stage
of the case
It is
authority
scope
threshold issues of
(empha-
at 998
discretionary
still remained for decision
action
added).
sis
remand,
major issue of the
on
in addition to the
good
alleged
faith of the
reasonableness
added).
(emphasis
Id.
at 999
See id. at
constitutional
violations.
S.Ct. 984.
Parliament, ought
officials of a
not to
impeached
other executive
State”
questioned
had
Court or Place out of
suits,
Parliament,”
M.,
Imbler character-
1 W. &
Sess.
c. 2.
Scheuer
See
Hansard,
E., 1,
of choice between immuni-
process
ized that
Stockdale
Ad. &
113—
Eng.Rep.
(Q.
follows:
ties as
B.
1839).
course,
The English experience, of
Wood,
and in
as in the two
In Scheuer
guided the drafters of our “Speech or
cases,
Pierson],
[Tenney
earlier
Tenney
Debate” Clause.
v. Brand
See
underlying the nature
considerations
hove,
*20
341
372-375
U.S.
S.Ct.
respective
the
officials in
[71
(1951);
95 L.Ed.
United States v.
essentially
led to
the
1019]
suits at common law
Johnson,
169, 177-178,
383 U.S.
181
same
See 420
[86
749, 15
S.Ct.
L.Ed.2d
U.S.,
at 318-321
992];
S.Ct.
416
681]
U.S.
[95
Brewster,
v.
408
501
U.S.
S.Ct.
at 239-247
and n. 4.34
S.Ct.
[92
1683]
[94
2531,
secured after a long struggle, by the Bill
Eng.Rep.
(Q.
1703). Jaffe,
B.
Suits
Rights
of 1689: “That the Freedom
Against
and Officers:
Governments
Sov
Speech, and
or Proceedings
Debates
ereign Immunity, 77 Harv.L.Rev.
Imbler, supra
3H Thus, estimation, Barr is still my law. The Law of Consti- (1963); Dicey, A. 1959) (footnotes (10th put ed. in doubt. tution Matteo, omitted). generally Barr See possibility The first is that the Seheuer 1335, 3 L.Ed.2d [79 Eng- describing Court was evolution performance Good-faith 1434] law, the American apart from lish common remained, duty has discretionary Contributing possibility to the experience. Jaffe, seems, Suits a defense. See para- placement is the footnote—in and Officers: Against Governments immuni- origins about the official graph Actions, Damage 77 Harv.L.Rev. about ty primarily well —as content— Vilas, Spalding See it is cases statutes. Yet English L.Ed. 780] [16 note, finishing that the stroke of clear seq. (1896). et immunity “remains” good-faith of this footnote The last two sentences law, pertain is meant the reference interest. With particular Justice significantly, English law. Most significant extension Imhler, cited Powell, supra, ex- writing in gives impression one support underly- to “n. 4” in pressly least, immunity of
that since
“[t]he
*21
executive of-
state
ing proposition
of more
traditionally been
the Crown has
immunity “in
ficials had
nature,” supra, than
limited
law.”35
suits at common
described,
legislators
for
immunity
supra,
judges. And then the Court confirms
then, is that
possibility,
The other
last
impression with the
sentence:
this
the state common
Court meant to describe
discretionary
aof
performance
“Good-faith
of note
finishing
in its
statement
law
seems,
remained, it
a defense.”
has
duty
up the evo
summing
in addition to
perhaps
sentences, unqualified
these
the basis of
On
pos
this
Supporting
law.
lution of British
would appear,
it
language,
further
of Wood v. Strickl
analysis
is the
sibility
Seheuer,
law
according
that the common
to
law
inquiry into common
where the
and36
qualified immunity for
evolved a rule of
has
was
what
courts have
into
“state
If,
as to all torts.
more-
executive officials
.
recognized .
state
generally
over,
has described
common
Seheuer
hand,
v. Ray37
law.” On
Pierson
officials, then
as it
to federal
applies
law
the common
the search for
directed
immuni-
whether the absolute
one wonders
view in
prevailing
for “the
all of its force.
of Barr retains
ty
take
country,”
presumably
which
below,
be,
will
may
explore
It
as I
And,
law.
account the federal common
into
instead the state
describing
was
footnote
v.
con
recently,
Pachtman38
most
Imhler
traditional, perhaps
some
common law or
“majority rule”
sidered both the
law,
then
which would
English, common
cases as well as its own view the
state
leave intact
the federal
distinguish and
law,
Yaselli
citing
federal common
must,
Barr. These
of neces-
common law of
Goff.39
because, as is obvi-
possibilities
be real
sity,
from these
initial conclusionto draw
One
above,
cites
the footnote itself
ous
is that
does not look
cases
the Court
For various rea-
apparent neutrality.
law of
defendant’s
particular common
sons, however,
not
that foot-
it is
conclusive
starting point.40
law is
state as the
State
describing federal common
4 was not
note
addition,
supra.
U.S. at
view is Jr., Appellant, deserving of law, weight. its own which distills the sources From these “tradition,” it then de- common law ALEXANDER, Secretary L. Clifford carry or not to over cides whether Army. then, drawing upon, Footnote No. 76-1126. e., law, Barr including i. Matteo, describing for ex- Appeals, States Court of And, qualified. as ecutive officials accord- District of Columbia Circuit. Jaffe,
ing to Professor whose articles were sources, cited in as important Scheuer41 Argued Feb. Barr had to considered the “leading Decided Oct. extending case in the field” absolute immu- nity to executives below Cabinet rank.42 Rehearing Denied Nov. While the Barr rule have been states,43 accepted by majority it was
still, noted, leading case assess
distilling the common law for purposes It analysis. have been that intact, entirely
Scheuer meant leave Barr untraditional, minority as an view. Foot- all, note after cannot be with com- read literalness; *22 plete intend, it surely did not suggest example, Spalding v. Vilas44 longer was no law.45
Yet in description Scheuer’s of the com- affording only mon law as a qualified im- munity, at least as to inferior executive officers, I safely cannot assume that reflecting
Court was not some doubt about there, Barr. If the had said or in cases, later that the common law tradition in Scheuer was upon majority based view,
state
estimation,
then
in' my
could be
with
applied
no hesitation. But
unsettled,
present
Barr’s
I
status
can
concur
dubitante.
officials, surely
inappropriate
Scheuer,
Spalding
quoted
outcome for a
45. Elsewhere in
Rundle,
apparent
approval.
cause of action. See
Fidtler
