This is a petition for writ of mandamus challenging the constitutionality of the capital offense defined in Ala. Code 1975, §
The petitioner, 37-year-old Susan Amelia Woodard was indicted for the capital murder of 15-month-old Elizabeth B. Dowe Franklin. The events that form the basis of the State's case occurred on December 29, 1992, and January 6, 1993. On these two dates, the infant was under the care of petitioner, a licensed day-care person, who allegedly shook the infant and allegedly caused the infant to hit her head on the floor. The infant died on January 6, 1993, " 'as a result of complications of a closed head injury resulting in subdural hematoma and cerebral edema.' " Order of the circuit court, August 12, 1993, p. 3.
On April 28, 1993, the petitioner moved to dismiss the indictment, arguing that the statute on which the indictment was based, Ala. Code 1975, §
This Court is well aware that "[p]etitions for writ of mandamus cannot be substituted for appeals to review adverse legal rulings of lower courts." Ex parte Martin,
Act No. 92-601, 1992 Ala. Acts 1247, amended Alabama's Criminal Code §
McCall v. State," 'The overbreadth doctrine derives from the First Amendment, see Young v. American Mini Theaters,
, 427 U.S. 50 , 96 S.Ct. 2440 (1976); Parker v. Levy, 49 L.Ed.2d 310 , 417 U.S. 733 , 94 S.Ct. 2547 (1974), and serves to invalidate legislation so sweeping that, along with its allowable proscriptions, it also restricts constitutionally-protected rights of free speech, press, or assembly, see e.g., Coates v. Cincinnati, 41 L.Ed.2d 439 , 402 U.S. 611 , 91 S.Ct. 1686 (1971). Since there are no First Amendment rights at stake here, the overbreadth doctrine does not apply. See Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc., 29 L.Ed.2d 214 , 455 U.S. 489 497 n. 9,, 102 S.Ct. 1186 1192 n. 9,(1982).' " 71 L.Ed.2d 362
"The doctrine of overbreadth recognizes that a state legislature may have a legitimate and substantial interest in regulating particular behavior, but 'that purpose cannot be pursued by means that broadly stifle fundamental personal liberties when the end can be more narrowly achieved.' Shelton v. Tucker,
, 364 U.S. 479 488 [, 81 S.Ct. 247 252 ,] . . . (1960). Historically, the overbreadth doctrine has been used by the federal courts to prevent a chilling effect on First Amendment freedoms. Note, The First Amendment Overbreadth Doctrine, 83 Harv.L.Rev. 844, 852 (1970). . . . However, the overbreadth doctrine under the Alabama Constitution has been applied in due process cases not involving first amendment freedoms. See Ross Neely Express, Inc. v. Alabama Department of Environmental Management, 5 L.Ed.2d 231 (Ala. 1983). 437 So.2d 82 "Justice Adams, for the full Court in Ross Neely Express, wrote:
" 'The right to due process is guaranteed to the citizens of Alabama under the Alabama Constitution of 1901, Article 1, Sections 6 and 13. This constitutional right to due process applies in civil actions as well as criminal proceedings. Pike v. Southern Bell Telephone and Telegraph Co.,
, 263 Ala. 59 (1955). The courts have found that this right is violated when a statute or regulation is unduly vague, unreasonable, or overbroad. . . .' 81 So.2d 254 " 'In reviewing a regulation of a county Board of Health, this court held that the central issue was reasonableness. Baldwin County Board of Health v. Baldwin County Electric Membership Corporation,
(Ala. 1978). In City of Russellville v. Vulcan Materials Co., 355 So.2d 708 (Ala. 1980), this court said: 382 So.2d 525 " ' "The validity of a police power regulation . . . primarily depends on whether, under all the existing circumstances, the regulation is reasonable, and whether *1068 it is really designed to accomplish a purpose properly falling within the scope of the police power. Crabtree v. City of Birmingham,
, 292 Ala. 684 (1974). Otherwise expressed, the police power may not be employed to prevent evils of a remote or highly problematical character. Nor may its exercise be justified when the restraint imposed upon the exercise of a private right is disproportionate to the amount of evil that will be corrected. Bolin v. State, 299 So.2d 282 , 266 Ala. 256 , conformed to in 96 So.2d 582 , 39 Ala. App. 161 (1957)." ' 96 So.2d 592 " 'Statutes and regulations are void for overbreadth if their object is achieved by means which sweep unnecessarily broadly and thereby invade the area of protected freedoms. See Zwickler v. Koota,
, 389 U.S. 241 , 88 S.Ct. 391 (1967); Keyishian v. Board of Regents, 19 L.Ed.2d 444 , 385 U.S. 589 , 87 S.Ct. 675 (1967).' 17 L.Ed.2d 629
"
Friday v. Ethanol Corp.,
We find that Ala. Code 1975, §
Wisconsin v. Mitchell,"[A] physical assault is not by any stretch of the imagination expressive conduct protected by the First Amendment. See Roberts v. United States Jaycees,
, 468 U.S. 609 628 ,, 104 S.Ct. 3244 3255 ,(1984) ('[V]iolence or other types of potentially expressive activities that produce special harms distinct from their communicative impact . . . are entitled to no constitutional protection'); NAACP v. Claiborne Hardware Co., 82 L.Ed.2d 462 , 458 U.S. 886 916 ,, 102 S.Ct. 3409 3427 ,(1982) ('The First Amendment does not protect violence')." 73 L.Ed.2d 1215
*1069 McCall v. State," 'The doctrine of vagueness, . . . originates in the due process clause of the Fourteenth Amendment, see Lanzetta v. New Jersey,
, 306 U.S. 451 , 59 S.Ct. 618 (1939), and is the basis for striking down legislation which contains insufficient warning of what conduct is unlawful, see United States v. National Dairy Products Corporation, 83 L.Ed. 888 , 372 U.S. 29 , 83 S.Ct. 594 (1963). 9 L.Ed.2d 561 " 'Void for vagueness simply means that criminal responsibility should not attach where one could not reasonably understand that his contemplated conduct is proscribed. United States v. Harriss,
, 347 U.S. 612 617 ,, 74 S.Ct. 808 811 ,, 98 L.Ed. 989 996 (1954). A vague statute does not give adequate "notice of the required conduct to one who would avoid its penalties," Boyce Motor Lines v. United States,, 342 U.S. 337 340 ,, 72 S.Ct. 329 330 ,, 96 L.Ed. 367 371 (1951), is not "sufficiently focused to forewarn of both its reach and coverage," United States v. National Dairy Products Corporation,, 372 U.S. at 33, 83 S.Ct. at 598, and "may trap the innocent by not providing fair warning," Grayned v. City of Rockford, 9 L.Ed.2d at 566, 408 U.S. 104 108 ,, 92 S.Ct. 2294 2298 ,, 33 L.Ed.2d 222 227-28 (1972)." 'As the United States Supreme Court observed in Winters v. New York,
, 333 U.S. 507 , 68 S.Ct. 665 (1948): 92 L.Ed. 840 " ' "There must be ascertainable standards of guilt. Men of common intelligence cannot be required to guess at the meaning of the enactment. The vagueness may be from uncertainty in regard to persons within the scope of the act, or in regard to the applicable tests to ascertain guilt." '
" '
333 U.S. at 515-16 ,, 68 S.Ct. at 67092 L.Ed.2d [at] 849-50 [citations omitted].'"McCrary v. State,
, 429 So.2d 1121 1123-24 (Ala.Cr.App. 1982), cert. denied,, 464 U.S. 913 , 104 S.Ct. 273 (1983)." 78 L.Ed.2d 254
Senf v. State,"It is well settled that, in order to pass constitutional muster, a penal statute must 'define the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement.' Kolender v. Lawson,
, 461 U.S. 352 357 ,, 103 U.S. 1855 1858 ,(1983) (citations omitted). 75 L.Ed.2d 903 " 'Due process requires that all "be informed as to what the State commands or forbids," Lanzetta v. New Jersey,
, 306 U.S. 451 453 ,, 59 S.Ct. 618 619 ,(1939), and that "men of common intelligence" not be forced to guess at the meaning of the criminal law. Connally v. General Construction Co., 83 L.Ed. 888 , 269 U.S. 385 391 ,, 46 S.Ct. 126 127 ,(1926).' 70 L.Ed. 322 "Smith v. Goguen,
, 415 U.S. 566 574 ,, 94 S.Ct. 1242 1248 ,(1974)." 39 L.Ed.2d 605
Furthermore, the petitioner has no legitimate ground to complain that §
Senf,"[B]ecause '[t]he essential purpose of the "void for vagueness" doctrine is to warn individuals of the criminal consequences of their conduct,' Jordan v. De George,
, 341 U.S. 223 230 ,, 71 S.Ct. 703 707 ,(1951), '[o]ne to whose conduct a statute clearly applies may not successfully challenge it for vagueness,' Parker v. Levy, 95 L.Ed. 886 , 417 U.S. 733 756 ,, 94 S.Ct. 2547 2562 ,(1974), 'even though the statute may well be vague as applied to others,' Aiello v. City of Wilmington, 41 L.Ed.2d 439 , 623 F.2d 845 850 (3d Cir. 1980). Therefore, a defendant who challenges a statute on the grounds of vagueness 'must demonstrate that the statute under attack is vague as applied to his own conduct, regardless of the potentially vague applications to others.' Aiello,623 F.2d at 850 (emphasis added). Accord Rode v. Dellarciprete,, 845 F.2d 1195 1199-1200 (3d Cir. 1988)."
Godfrey v. Georgia,"A capital sentencing scheme must, in short, provide a ' "meaningful basis for distinguishing the few cases in which [the death penalty] is imposed from the many cases in which it is not." ' [Gregg v. Georgia,
, 428 U.S. 153 188 ,, 96 S.Ct. 2909 2932 ,(1976)], quoting Furman v. Georgia, [ 49 L.Ed.2d 859 , 408 U.S. 238 313 ,, 92 S.Ct. 2726 2763 ,(1972)] (White, J., concurring). 33 L.Ed.2d 346 "This means that if a State wishes to authorize capital punishment it has a constitutional responsibility to tailor and apply its law in a manner that avoids the arbitrary and capricious infliction of the death penalty."
Alabama's capital offense statute includes a sentencing scheme that is neither arbitrary nor capricious. Ex parte Hays,
"The Supreme Court has required heightened reliability in the imposition of the death penalty, but the Court has not mandated any particular state statutory *1070 approach to capital punishment. To minimize the risk of arbitrary action and provide individualized sentencing, however, the Court has imposed two general requirements on the capital sentencing process. First, a state must channel the sentencer's discretion in order to 'genuinely narrow the class of persons eligible for the death penalty and . . . [thus] reasonably justify the imposition of a more severe sentence on the defendant compared to others found guilty of murder.' Second, the State may not limit the sentencer's consideration of any relevant evidence that might lead the sentencer to decline to impose the death penalty.
"The required narrowing of the class of death-eligible defendants may occur at either the guilt or the sentencing phase of a capital trial. When narrowing is accomplished during the sentencing phase, the sentencer determines whether certain characteristics of the crime, known as aggravating circumstances, distinguish the gravity of the offense so as to justify the imposition of the death penalty."
Daniel F. McInnis et al., Project, Twenty-Second Annual Reviewof Criminal Procedure: United States Supreme Court and Courtsof Appeals 1991-1992, 81 Geo.L.J. 853, 1471-73 (1993) (footnotes omitted).
The required narrowing of the class of death-eligible defendants accused of violating §
In order for a defendant to be sentenced to death upon a conviction under §
Under our current statutory scheme, a "capital offense" is "[a]n offense for which a defendant shall be punished by a sentence of death or life imprisonment without parole according to the provisions of . . . [A]rticle [2 of Chapter 5 of Title 13A]." §
A number, but not all, of the §
The fact that §
From the foregoing, it is clear that the petitioner is incorrect in her assertion that a defendant convicted of the capital offense of child murder is "death eligible" based solely on the age of the victim. As the trial court stated: "When no aggravating circumstance mirrors the capital offense, the defendant does not become death eligible until the State proves an aggravating circumstance in the punishment phase." Order of the circuit court, August 3, 1993, at 6 n. 6.
"Neither Johnson1 nor Woodard have cited the Court to any authority which held a death punishment statute unconstitutional because the statute defines the capital offense based on the age of the victim or because the statute considered the age of the victim as an aggravating factor. The authority appears to be to the contrary. People v. Odle [, 128 Ill.2d 111 131 Ill.Dec. 53 , 65-66,, 538 N.E.2d 428 440-41 (1988), cert. denied,, 497 U.S. 1031 , 110 S.Ct. 3289 (1990)] [court upheld sentence of death where the "death eligible" factor was that the murdered individual was under 12 years of age and the death resulted from exceptionally brutal or heinous behavior indicative of wanton cruelty]. *1072 There are decisions of the United States Supreme Court which utilized a proportionality analysis to find that a particular offense does not justify the death penalty, e.g. Enmund v. Florida, 111 L.Ed.2d 798 [ 458 U.S. 782 , 102 S.Ct. 3368 ] (1982) (the death penalty is unconstitutional where the defendant is convicted of a felony murder); Coker v. Georgia, 73 L.Ed.2d 1140 [ 433 U.S. 584 , 97 S.Ct. 2861 ] (1977) (the death penalty is constitutionally excessive punishment for rape). However, when, in the opinion of the legislature, a class of victims require special protection and the statutory scheme provides a meaningful method of narrowing the class of defendants who are death eligible, the statute is not constitutionally infirm. 53 L.Ed.2d 982
"The age criteria in the Act has a historical basis in Alabama law. At common law a child over 7 but less than 14 was presumed to be incapable of committing a felonious criminal offense. Hampton v. State [
"The recognition of 14 as a level of maturity sufficient to shift responsibility to a child for his acts is reflected in other areas of Alabama law. Section
"The Court concludes that inasmuch as the legislature has concluded as a matter of public policy that children over 14 are mature enough to be responsible for their acts, the converse is likewise true, i.e., that children under 14 require special protection. Therefore, the legislatures' policy decision to select 14 as a component of the capital offense is neither arbitrary nor capricious."
Order of circuit court, August 3, 1993 at 9-11 (footnotes omitted).
As noted by the Attorney General in its answers to the petition, the Alabama Legislature in other subsections of §
In the Alabama Criminal Code alone, the Alabama Legislature has repeatedly recognized that children are entitled to certain protections not afforded adults. See §
The child-murder provision is not arbitrary and does not violate any equal protection right.
" 'The Equal Protection Clause of the Fourteenth Amendment goes no further than to prohibit invidious discrimination. . . . If there is some reasonable basis for the recognition of separate classes, and if the disparate treatment of the classes has a rational relation to the object sought to be achieved by the lawmakers, the Constitution is not offended. The transgression arises only when the classification rests upon grounds wholly irrelevant to achievement of the State's objective; the separate treatment must admit of but one conclusion beyond a rational doubt, i.e., that the basis therefore is arbitrary and unreasonable and without relevance to the legislative goal.' "Goodson v. State,
Based upon all of these considerations, we hold that §
It is the holding of this Court that Ala. Code 1975, §
PETITION DENIED.
All Judges concur.
