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Ex Parte Watson
306 S.W.3d 259
Tex. Crim. App.
2009
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*1 ultra vires claims. Here Reconveyance Department

sued the Texas of Insur- Department

ance rather than act- officials capacities. in their official

Heinrich, Department retains its sov-

ereign immunity in this case and Texas subject-matter

courts are without jurisdic-

tion to entertain Reconveyance’s suit as

pleaded. Accordingly, hearing without argument,

oral we reverse the court of

appeals’ Reconveyance’s decision as to de-

claratory judgment action and render Tex.R.App.

judgment dismissing suit. its 60.2(c). 59.1,

P. Eugene WATSON,

Ex Parte Frank

Appellant.

No. PD-0294-08. Appeals

Court of Criminal of Texas.

6,May

Opinion Granting Discretionary Review

Dec. *2 Dallas, Bruder, Ap-

Melvin for Carson pellant. Dusenberry,

Amber Paige Assistant Canton, Attorney, Criminal District Jef- Austin, Horn, L. frey Van for State. OPINION HOLCOMB, J., the opinion delivered KELLER, P.J., the Court in which JOHNSON, KEASLER, HERVEY, and COCHRAN, JJ., joined. case,

In this we must determine whether (1) appellant’s prosecution for intoxication assault1 its included as one of failure right-of- offense of 2 (2) way; the offense of failure to But, consistency, § 49.07. the sake of will refer Tex Pen.Code yield right-of-way,” it as “failure to as the The actual title of offense is “Vehicle court done. has Turning Left.” Tex. 545.152. Transp. Code later, of- years thus a lesser-included two About fense of intoxication assault indicted intoxication assault. He filed pretrial 225 a application Court’s decision Hall for writ of habeas *3 (3) (Tex.Crim.App.2007); corpus S.W.3d 524 and claiming prosecution that his for for prosecution intoxication assault was intoxication assault was barred already therefore barred he had Jeopardy because Double of Clause the Fifth punished been for the of offense failure Amendment to the United States Constitu- (1) yield right-of-way. We hold that tion because: appel- already he has been “con- prosecution lant’s for intoxication assault is and punished” victed for the offense of (2) not barred. yield failure to right-of-way, the offense of failure to right-of-way has the “same elements” as those of intoxication Background (3) assault, and the State use cannot “the 14, 2003, July On appellant Frank Eu- same facts” necessary prove the offense gene Watson was for arrested intoxication of failure to right-of-way to now given assault and was a traffic citation prove intoxication assault. The trial court yield right-of-way. failure to The record held a hearing appellant’s application appellant, shows driving pickup that and, rule,”3 applying “the Blockburger truck, failed to the right-of-way while that found “the offenses [of intoxication attempting to make a turn at an left inter- assault and failure to right-of-way] motorcycle section and struck a coming are same” and that there was from the opposite August direction. On therefore “no of jeop- violation the double 26, 2003, appellant pleaded no contest ardy clause.” failure-to-yield justice of charge Appellant appealed. The of ap court the peace accepted court. The court peals, applying both the Blockburger rule plea and ordered that disposition “further cognate-pleadings and the test that be adjudication deferred without of guilty adopted Court for lesser-included-offense period sixty days. for a of The court [sic]” Hall, 524, analyses 225 S.W.3d held that (1) also pay ordered to: of yield right way “offense failure to $51; (2) court no costs of commit offenses is not the same offense as intoxication against the laws of the State Texas Watson, Ex parte assault.” No. 12-07- (3) any States; other state the United 00127-CR, *2, 4328265 at WL (4) Course; complete a Driver Safety and Tex.App. (Tex.App.- LEXIS 9661 at *3 appear court again sixty days at the 2007) (not Tyler, 12, December designated (a) present a sworn statement that he had publication). granted moving received pre- no violations petition to holding. review that (b) ceding days, sixty present proof of having Safety completed the Driver Discussion (c) Course, pay “Special Fee” Appellant with complied Appellant $104. those that court argues terms, and the court dismissed the failure- did not apply proper test to-yield-right-of-way charge. determining whether the indictment for States, Blockburger applied United 284 U.S. to determine whether there are (1932): one, 52 S.Ct. 76 L.Ed. 306 only two offenses or is whether each applicable rule provision requires is that where the proof same of a fact which the act or transaction constitutes violation of other does not. statutory provisions, two distinct the test to Hall, language used in he quotes lesser- contained the assault

intoxication yield right-of- misapplies it the evidence emphasizing of failure included already pun- produced example, he been For he has to be trial. for which ap- the court of claims “the the fail- argues upon ished.4 He acts which standard, the federal peals applied to yield right [was] ure rule, considers Blockburger gave charged ... were the same acts that ques- the offenses statutory elements ... intoxication assault offense rise “the tion, it not examine facts did but assault and that his arrest for intoxication the indictment” to deter- *4 and elements the time he issued occurred at same elements of lesser- mine “the whether yield right failure to [the citation] from could be deduced offense included added.)5 In- way (Emphasis of offense.” indictment, required by Hall.” as is that deed, support repeatedly tries to appellant “Blockburger is argues that used Appellant yield right-of- to his claim that failure is included with- to test offense whether is a offense of offense lesser-included the federal Dou- in offense under another by arguing intoxication assault that Clause,” but “in state that Jeopardy ble prove have that State would to cases, question of whether offense yield way” by “failed to offense is determined is a lesser-included use the same evidence considered argues he law.” state justice-of-the-peace court the fail- at have appeals applied court should ure-to-yield-right-of-way proceeding. But analysis, Hall lesser-included-offense Hall, that, appellant fails to realize have that the offense which would shown get do such until we not even to evidence yield right-of-way to is lesser- failure the alleged and unless lesser offense meets offense of intoxication assault be- included step the first requirements of yield the elements of failure to cause all of analysis. As lesser-included-offense we in right-of-way “are set out the indictment Hall, questions noted in “the answers to deduced from the facts and or can be must about lesser-included offenses in allegations in the indictment filed this based on Article 37.09 of the Code of intoxication assault. case” for Procedure, Criminal Texas’ first problem disagree. general with statute defined lesser-includ- We that, although 225 at appellant’s reasoning is he ed offenses.” 526. We also elements, included, argued has in 4. We that the State its as one of its the offense of note appel- brief did not right-of-way, attach failure to under this failure-to-yield-right-of-way lant's case. But Court’s decision Hall v. State. ques- appeals not did address this court Watson, tion, 3, *2 n. WL 4328265 at see 2007 that, language just-quoted note ("Be- Tex.App. *2 n. 3 LEXIS 9661 shows, appellant's approach itself in fact same, not the we cause the offenses are do seems be more akin to the "same-conduct" to question of whether dis- reach Corbin, by Grady test 495 U.S. introduced [failure to missed misdemeanor (1990). 110 S.Ct. 109 L.Ed.2d 548 right-of-way] jeopardy."). We de- former Supreme expressly over- But the Court itself question cline address this as well to because later, Grady just years disavowing ruled three granted solely to review determine the test, calling its and the case "same-conduct" case, i.e., [t]he Hall whether issue Dixon, mistake,” "a see States v. United holding court of erred Mr. 688, 711, U.S. 113 S.Ct. 125 L.Ed.2d punishment Watson's for the offense of failure (1993), nothing in Hall we said prose- did not bar his suggest of that test a reincarnation cution for intoxication assault because the State of Texas. charging the intoxication assault alcohol, “statute sets out two- duction of a controlled [a] noted how this sub- stance, a looking charg- drug, dangerous drug of first at the or a into step process body, by having to discern the lesser-in- an alcohol ing instrument con- 0.08, determining offenses and next centration of at cluded least and did at trial reason of such intoxication supports giv- whether the evidence cause serious another, bodily injury ing predetermined namely, one of lesser-in- Mi- [the] cluded offense instructions.” Id. at 531 chael Todd Kinnett accident or mis- added). take, explained, As we to-wit: (emphasis right of left, and the defen- step The first the lesser-included- dant did then and there use and exhibit analysis, determining whether deadly weapon to-wit: a motor vehicle an offense is a lesser-included offense of which in the manner and means its question is a law. capable use or intended use was of caus- depend It does not on the evidence to be bodily injury. death or serious be, It produced at the trial. be, *5 provide notice to the defendant must 49.07, Texas Penal Code section the stat- trial capable being performed before ute on intoxication-assault under which ap- by comparing the elements of of- indicted, pellant was reads in relevant are they fense as the indict- part: ment or information the elements with § 49.07. Intoxication Assault the potential lesser-included offense. (a) A person commits an offense if the added). (emphasis Although Id. at 535-36 by person, accident or mistake: recognized that evidence ad- “[t]he (1) ... while operating motor vehi- important at trial an duced should remain intoxicated, place cle in a public by part of court’s decision whether reason of that intoxication causes serious charge jury of- lesser-included bodily injury to another. fenses,” we noted that we turn to such Applying step the first of the Hall less- step only evidence second “[t]he analysis, er-included-offense we find that analysis [in which [lesser-included-offense] statutory elements of intoxication as- that ask whether there is evidence

we] sault, “as were modified [those elements] giving the supports [lesser-ineluded-of- by particular allegations in the indict- to the Id. at 536. jury.” instruction fense] ment,” are as follows: the Hall lesser-in- apply We will now appellant 1.. analysis cluded-offense to the case before by accident or mistake again, us. Once “we do not consider the presented that have [would been] evidence operating 3. while a motor vehicle step analysis. at trial” the first of this public place in a “Instead, Id. we consider the statuto- 5. while intoxicated ry [intoxication assault] elements of that intoxication reason par- were elements] modified [those an- bodily injury 7. caused serious allegations in the indictment.” Id. ticular other. alleged, present The indictment case part, appellant: in relevant Following analysis, the Hall we must the above of intoxi- operate compare did then and there a motor vehi- now elements statutory with the elements public place cle in a while intoxicated cation assault alleged lesser offense of failure to having the normal use of mental or of the to determine whether physical yield right-of-way reason of the intro- faculties step conclude the first of the failure-to- any elements there ai'e analysis by in- Hall lesser-included-offense offense that could be yield-right-of-way 37.09(1) question that Article “ask[ing] offense. in the intoxication-assault cluded of poses: are the elements of lesser Transportation Sec- Texas Code Id. The by proof of the same or 545.152, fense ‘established referring to the offense of tion required the facts to estab less than all yield right-of-way as “Vehicle failure to of the offense Left,” the commission ] that offense as fol- Turning defines lish they charged’?” Id. The answer is lows: required prove are not. facts Turning Left. 545.152. Vehicle failure to alleged lesser offense of or into To turn left at an intersection include elements that right-of-way several driveway, alley private road or as, than, those are not the same or less right-of-way to a operator shall required alleged greater to establish the approaching op- from the vehicle that is offense of intoxication assault with that is in the inter- posite direction and namely, ele charged, had been inter- proximity or in such to the section ments 3-6 of failure to as to be an immediate hazard. section (“at given above an intersection or into an of failure alley private driveway”; road or “failed purpose for the yield right-of-way a vehicle right-of-way”; “to analysis are: Hall lesser-included-offense was”; “approaching direction” and “was in the intersection or 1. appellant *6 proximity in such to the intersection as to turning in left 2. hazard”). an immediate be (a) 3. at an intersection or analysis help The above should also (b) alley into in clarify appel the soui-ce of the error (c) road private reasoning. Appellant’s argument, lant’s (d) driveway brief, his whole on the indeed is centered yield the right-of-way failed to “failing fact that the State had mentioned right way turning to a vehicle that was while left” in the See the text of the indictment. (a) approaching quoted Appellant indictment earlier. mis direction and us when we in Hall that understood said (b) (1) inwas the intersection or statutory we must consider the (2)in proximity such to the inter- indicted/alleged-greater offense “as section as to be an immediate haz- par were modified [those elements] ard. allegations ticular in the indictment.” 225 Comparing opinion the above elements of the at 536. Nowhere in that offenses, in say any language two we see that ele- did we that the use of faihme-to-yield-right-of-way required by ments of the the indictment that not was language offense that can be included in the intoxi- the statute transforms such into “appellant” charged cation-assault offense are additional elements of the offense. (which a motor mention “operating “failing vehicle” is ex- The State’s pressly delineated an element in the left” in the as clearly intoxication-assault statute and im- intoxication assault de plied failure-to-yield- as element scribes the element of “accident statute). right-of-way or mistake.” While the use of such lan- case), guage might helpful present in the indictment at least in the first providing appellant notice to and later step of our analy- lesser-included-offense jury to the as to how proving sis.6 supposed bodily was to have caused the

injury question, it does not increase or Conclusion change the number of elements for the greater beyond that defined Because the offense of failure to above-quoted statute itself. As the text right-of-way qualify fails to as a lesser shows, plainly the intoxication-assault stat- intoxication assault under the merely requires showing ute step first of the Hall lesser-included-of- in a given defendant case seri- “cause[d]” analysis, fense we do not reach the second bodily injury “by ous to another reason of’ part analysis. of that therefore, hold his intoxicated state. See Tex. Pen.Code that failure-to-yield-right-of-way is not a say 49.07. It not anything does about the lesser-included offense of intoxication as- specific injury manner in which such sault and that prosecution for caused, merely requiring injury such to be intoxication assault is not barred the result of an “accident or mistake” as proceedings held connection with the opposed being intentional. failure-to-yield-right-of-way charge. The particular manner in which injury judgment of the court of appeals is af- caused is not an “element” of the intoxi- firmed. cation-assault and we therefore do any descriptive language consider such KELLER, P.J., concurring filed a (e.g., pertaining the indictment to the involved, type COCHRAN, J., of “accident or mistake” in which opinion joined. petition 6. We note that nowhere in his which the accident occurred. In other words, discretionaiy appel- review or in his brief has the failure to is not *7 offense, specifically argued language "by lant that the itself an element of the but a factual mistake, yield accident or to-wit: to allegation specify intended to the manner in right way turning the while left” in the (the which the "accident or mistake” actual "failing indictment Second, serves to transform to offense) element of the occurred. yield right way turning while left" itself assuming arguendo even that the use of the "by into the accident or mistake” element of language "failing yield right way to Rather, the intoxication-assault offense. as turning particular while left” in that context earlier, argument we have noted his whole is element, allegation transformed that into an that the State prove would have to the same alleged yield tire lesser offense of failure to (failure left) acts to turn for the intoxication- right-of-way still has several elements that the prove assault offense as were used to not, i.e., intoxication-assault offense does failure-to-yield right-of-way. As we ex- above-listed elements 5 and 6 of failure to plained, argument such an comes within the ("at yield right-of-way an intersection or into Grady realm of the "same-conduct” test that alley private driveway”; an or road or “to a expressly Supreme disavowed was”; “approaching vehicle that from the Court itself in Dixon. To the extent that our opposite direction” and in the "was intersec- decision in Hall would endorse such an inter- proximity tion or in such to intersection pretation, equally it would run afoul of Dixon. hazard”). an as to be immediate As we ex- further, however, plained, the intoxication-assault statute itself ap- We note that even if merely requires showing pellant argument, had made the defendant above that case, mistake,” given argument "by in a would still fail accident or for two reasons. First, bodily injury opinion, in another” "causefd] noted the text of the serious to language "failing yield "by right read the to reason of” his intoxicated state. Tex. way turning § while in specify left” the indictment as 49.07. It does not man- Pen.Code attempt specific injury an to show the manner in ner in which such caused. COCHRAN, J., “failing yield right to concurring allegation filed a turning left” like while sound opinion. it allegation particular of a but WOMACK, J., a dissenting opinion filed simply allegation is not. It an of con- is PRICE, JJ., MEYERS and Moreover, duct. a number of other trans- joined. could be portation provisions code violated KELLER, P.J., a concurring filed in such engaging someone conduct. J., COCHRAN, joined. opinion in which left, could, turning yield fail to One while yield right-of-way by failing to at a to wheth- need for us There is no decide stop sign, a traffic yield sign, light;3 or “failing yield allegation er the paved to traffic on a failing to left” is turning while an element an turning unpaved street when from intoxication the offense of assault street;4 by failing ap- traffic were, Even if it the intoxication case. “from proaching opera- an intersection not include the trans- assault offense does right”;5 by failing tor’s to traffic portation alleged by appellant code offense turning on a street while from a through transportation code offense because at a “T” street that terminates intersec- one extra that is contains at least element tion; failing yield right-of-way any of the allegations not included alley, an building, pri- from indictment. road, driveway vate to a ap- or vehicle upon Appellant Transportation relies proaching highway.7 on a Because the 545.152, Turning § titled: “Vehicle Code conduct, rather an than provides: Left.”1 That statute 545.152, offense under double an into an To turn left at intersection or prosecution does not bar for intoxication alley private driveway, road assault. shall to a operator I join With these comments Court’s approaching op- vehicle is from opinion. direction and that in the inter- posite is proximity section or such to the inter- COCHRAN, J., concurring filed a section as to be immediate hazard.”2 opinion. So the contains an that is statute element join indictment: there I opinion Court. I add “approaching emphasize vehicle these comments *8 not, resurrect, Hall v.

direction.” This statute for ex- State1 we did not does law, ample, purposes when the vehicle the apply approaching of Texas constitutional left, the right Grady comes from the instead of discredited conduct” test of “same direction. v. briefly Corbin2 that defined federal dou- Transp. 7. Id., § 545.155. § 1. Tex. Code 545.152. (Tex.Crim.App.2007). 1. 225 S.W.3d 524 added). 2. Id. (emphasis 508, 2084, 2. 495 U.S. 110 S.Ct. 109 L.Ed.2d Id., id., 545.151(a); also 3. see § § 545.153. (1990), 548 overruled United States v. Dix on, 688, 2849, 509 113 S.Ct. 125 L.Ed.2d U.S. Id., 545.151(c). § 4. (1993). Although 556 Mr. Corbin was the corpus appeal defendant in this habeas and Id., 545.151(d). § normally the thus case name would ‘'short” Corbin, Supreme the lead I follow Court’s Id., 545.151(e). calling Grady in the case.

267 Supreme Court, Like the United principles.3 States jeopardy ble decisions,” charges in and an facts and both this case "unbroken line of 3. The contained Grady Grady, analysis, analogous. are In "less than accurate” defen- historical and "confusion,” produced a traffic accident. He was has dant caused fatal do so here. for, to, guilty only We prosecuted pled two misde- would mock stare decisis and and add driving our jeopardy jurisprudence traffic while intoxi- chaos to double meanor offenses— right failing keep pretending Grady and that cated to to survives when it accept median—that arose out same transaction. does not. therefore the Govern- 511, (cita- Grady.”) U.S. at 110 2084. Two months ment’s invitation to overrule 495 later, S.Ct. omitted); see, Felix, manslaughter, charged e.g., he was with tion United States v. homicide, 378, 390-91, 1377, based on acci- and assault the same 503 U.S. 112 S.Ct. 118 (1992) prosecutor particu- The filed "a bill (criticizing Grady dent. L.Ed.2d 25 as diffi- negli- Turner, three apply); that identified the reckless or Sharpton lars cult to v. 964 F.2d 1284, (2d gent rely prove Cir.1992) would acts on which it to (noting Grady 1287 (1) charges: a operating and assault proven homicide apply”); test “has Smith, difficult to Ladner v. public highway 356, (5th Cir.1991) motor vehicle on a F.2d 941 362-64 (2) condition, keep intoxicated (setting the complicated steps out that the test median, (3) driving approximately and undertake); Grady required courts to see rain, per heavy to 50 miles ‘which Poulin, 45 hour Jeopardy also Bowen Double Anne speed road too fast for weather and Against Protection Successive Prosecution in " 513-14, pending.’ then Id. at Model, conditions Complex Criminal Cases: A 25 Conn. 95, 2084. The defendant filed a (1992) S.Ct. motion (noting complex- 104-05 L.Rbv. indictments, arguing traf- dismiss ity jeopardy analysis Grady of double under v. charges repre- tickets and the fic homicide Corbin). explained Professor Poulin that a they the same because relied sented offense [pjure Blockburger analysis refers underlying Judge upon the same conduct. elements of offenses under Brennan, writing majority, for a bare held Grady simply consideration. added consid- any Jeopardy that "the Double Clause bars prosecutorial theory. eration of the actual subsequent prosecution govern- in which the According Grady, two offenses that are ment, to establish an essential element of Blockburger different because of their charged prosecution, will offense legal partic- definition be the same in a prove conduct that constitutes an offense applica- ular case because of their de facto already prose- has been which defendant Grady produces jeop- tion. double 510, cuted." Id. at 110 S.Ct. 2084. ardy being if bar an element of relied, part, dictum from an earli- Court prosecuted will be conduct established case, Vitale, er Illinois v. U.S. constituting already all the elements (1980), had 65 L.Ed.2d 228 S.Ct. Grady prosecuted produces offense. also jeopardy suggested principles be- double being prosecuted bar if will be prevent yond Blockburger might subsequent constituting established conduct an ele- involuntary manslaughter prosecution for already prose- ment or the elements of (which alleged If, however, act the reckless of failure merely offense. there is cuted speed) re- the defendant had reduce because will overlap, double not bar the paid a traffic ticket for failure to ceived prosecution. example, For subsequent if speed. S.Ct. reduce 447 U.S. conduct the mental same establishes already prosecuted of the case element later, years being prosecuted, but the and after criti- the case two of- Three extensive cism, Grady aspects Supreme have actus reus in Court overruled fenses *9 Corbin, different, Vitale, they prosecu- the later disavowed dictum in are sum, Blockburger In to the "same elements” tion will not be barred. two of- returned Dixon, jeopardy are the elements United States v. fenses same if their form double test. 711, 688, 2849, on the face of 113 S.Ct. 125 concentric circles either 509 U.S. (1993) ("[W]e prosecution’s charge or virtue 556 think it time to L.Ed.2d now, years theory, are acknowledge three after whereas two offenses different if what is Grady, overlapping entirely compellingly was a form or clear: the case their elements lightly separate circles. We do not reconsider mistake.” but, Grady precedent, contradicted Id. because 268 simply allegation of that conduct de to the “same ele- An to adhere

we continue Thus, “in “Bloekburger” test4 “mistake or the element of acci ments” scribes jeopardy double prosecution provides consecutive notice to due-process dent” and ap- to be Bloekburger test is analysis, the jeop double the defendant. Under federal statutory underlying elements plied to the test, Bloekburger ardy principles and the indictment, count, not to the aver- each a traffic ticket paid the fact beyond statutory go ele- ments the traffic for 5 is, compare That ments.” subsequent does not bar his right offenses, not two elements prosecution intoxication assault.6 and means” that describes “manner 1982, unique state- Texas had Until statutory element. An essential essential called “the carv- jeopardy level double test is of intoxication assault “mistake element doctrine,” which held that State “Failing or accident.” “carve” but conviction out of a could one not an left” is essential That single criminal “transaction.”7 statutory element of intoxication assault. doc- States, § Blockburger 284 violation of 2119 also constituted v. United U.S. viola See 924(c), 299, 304, 180, (1932). all S.Ct. 76 L.Ed. 306 tion of but whether violations of 52 latter.”) Dixon, Rehnquist explained, in the former constitute violations Chief Justice (footnotes omitted); Kimbrew, v. States United jeopardy applying double cases Block- Our 1149, (9th Cir.2005) (noting 406 F.3d 1151 statutory burger have on the ele- focused Bloekburger focuses on the "Lt]he test charged, ments of the not on the offenses statutoiy not on elements of each particu- proved must be under the facts that trial”); presented actual evidence at United lar indictment issue.... 52, Fornia-Castillo, (1st v. 70 408 F.3d States 716-17, (Rehn U.S. at 113 S.Ct. 2849 509 Cir.2005) (holding Bloekburger test C.J., dissenting); quist, concurring and see offense); statutoiy of each focuses elements States, 333, v. United 450 U.S. also Albernaz Moore, 568, (11th v. F.3d 571 United States 43 338, 1137, (1981) S.Ct. L.Ed.2d 275 101 67 1995) (noting Bloekburger, Cir. that under "the ("[Tlhe application Court's of the [Blockbur- proper statutoiy focus on the elements of ger~\ focuses on the elements test crimes”) v. the two United States Colon-Oso offense”) (internal omitted). quotations rio, 41, Cir.1993) ("The (1st 43 10 F.3d Block- Adams, 1566, v. F.3d 1574 5. United States 1 burger statutoiy test focuses on the 1993) (11th (post-Dixon analysis); Cir. see also offense.”). of each 386, Odutayo, v. States 406 F.3d 392 United Cir.2005) ("The (5th application of the Block- See, 438, Ephraim e.g., v. 237 S.W.3d burger detailed test does involve the exam ref’d) 2007, (de (Tex.App.-Texarkana pet. 441 circumstances; ination of the case’s factual driving fendant's at an conviction unsafe rather, inquiry our focuses on the elements of bar, speed jeopardy did not on double offense.”); statutoiy v. United States Lank grounds, prosecution successive for intoxi 563, 1999) ("In (5th ford, 196 F.3d 577 Cir. assault); Guzman, cation v. 182 State test, applying Bloekburger] vve examine [the 2005, pet.) (Tex.App.-Austin 391-93 no particular not the involved in circumstances (prosecution endangerment for child based on us, statutoiy before case but ele allegation that defendant drove ments”); Soape, United States F.3d age while intoxicated with child under as a (5th 1999) ("The Cir. focus in deter passenger was not barred double mining multiplicity the issue of is on the stat- guilty pleaded driving defendant after offenses, utoiy elements of not on their (DWI); Bloekburger while intoxicated application specific facts of the case test, allegation "driving while intoxicated” court."); Singleton, before the United States v. endangerment, not an child element of ("The (5th Cir.1994) 16 F.3d merely descriptive allegation of manner and inquiry Bloekburger statutoiy on the focuses endangered). means of how child was *10 offenses, applica the elements of not on their McWilliams, parte specific tion to the facts of the case before the 7. See Ex 634 S.W.2d reh'g). question (op. (Tex.Crim.App.1982) court. the is not whether In this trine, “same Grady by application similar the conduct” be resolved of the Blockbur- unsound, unworkable, test, test, proved ger and which compares of of- elements statutory case, basis.8 without constitutional fenses—not In conduct.”11 we McWilliams, parte Ex this Court for- only In compared statutory the elements of mally as its for adopted Blockburger offenses, test any the two descriptive not aver- Blockburger “The is jeopardy: double test The majority ments.12 is correct in follow- statutory if offense requires satisfied each applying Blockburger Ortega and and proof of a fact that the other does not. the present case. overlap

At trial there be a substantial offense; however, each proof of it is WOMACK, J., a dissenting opinion, filed statutory separate elements each JJ, PRICE, in which MEYERS and must be offense which examined under this joined. we examine test.”9 And statuto- prosecuted appellant The State twice elements, ry descriptive not aver- arising offenses from a traffic single ments. question collision. The the sec- whether in- Although present prosecution prosecution ond Jeop- violated Double toxication assault would be barred under did, ardy Clause. I believe that it because v. Grxidy and under old Texas Corbin pleading the State’s the second offense doctrine, carving it is not barred under made the first lesser-included modern federal double principles. of the second. State,10 Indeed, Ortega recently v. held that courts of Texas are bound Police officers “[t]he arrested Supreme follow Court’s rule that the scene of the him They gave collision. jeopardy questions Fifth Amendment must traffic citation for failure McWilliams, this (Tex.Crim.App.2005). Court stated “the carv- 10. 171 S.W.3d 895 ing doctrine" 11. Id. at 899. many Although should be abandoned. opinions Court have stated that the Indeed, carving doctrine is mandated the Double 12. Id. we found fault with the court of Jeopardy appeals Ortega precisely Clauses of the Constitution of the it because had beyond United and statutory States the Constitution of this looked elements of the State, incorrect; stated, opinions penal these are offense. The court of carving doctrine of is not mandated Although statutory always elements will Jeopardy Double Clauses. up part accusatory pleading, make “[ijnitially, carving Id. The Court noted that non-stalulory allegations additional are applied charged when the two offenses necessary every specify case to contained material common unique offense with the defendant is required when the two offenses same evi- time, charged. place, We are to consider dence to convict." Id. at But that doc- identity, determining manner means in and own, trine on a life its soon took and its whether several offenses are the same. application proved erratic and unsound. The (Tex. Ortega v. S.W.3d "carving rejected doctrine" was for the same 2004). App.-Corpus disagreed Christi Grady reasons as those in v. Corbin: lack of analysis appeals's noted that court of basis, reasoning, historical ar- unsoundness Grady much like that in the discredited result, vagueness appli- bitrariness of Instead, Corbin case. 171 at 898. cation. See id. at 824. compare only courts elements of offenses, the two not conduct and Id. committing the manner and two means 9. Id. offenses. Id. at 899.

270 placed jeop- in person a has been turning They left.1 also When while right-of-way offense, may he ardy for lesser-included a of intoxication him for the offense arrested the again in placed not be each of- prosecuted State The assault.2 greater offense. To do so violates separate courts. fense rule: Blockburger arrest, after the six weeks About is that where applicable rule court, justice in a appellant appeared a or constitutes same act transaction allegation of contest to pleaded no provi- of two distinct violation turn- right-of-way while yield to failure sions, to applied test to be determin- deferred-adju- left, ing placed and was or two offenses ing whether there are probation. dication one, re- provision each is whether a other of fact quires proof later, years grand jury a two About does not.3 of appellant an indictment presented say It is answer to the State alleged It that he com- no court. district or could have acts “accident of intoxication assault the offense mitted it very than the one that mistake” other operate “did then there he already prosecuted (failing yield to had place intox- public while motor vehicle left). right turning while It did intox- by ... and did reason of such icated act, subsequent allege prosecu- and its bodily to an- injury cause serious ication allegation placed appellant tion on that mistake, or to-wit: other ... accident jeopardy again for the same offense. while failing to then left, and the defendant did enti- I hold that the is would weapon a deadly use exhibit and there habeas-corpus to relief from the sec- tled ” motor vehicle.... to-wit: a prosecution. ond chose By pleading, State to APPELLANT’S MOTION OPINION ON allege already prosecut the offense it had FOR REHEARING right way while failing ed— PER CURIAM. turning left—as an element of the offense he Following it thus mak a traffic accident in which subsequently prosecuting, motorcyclist pickup with ing lesser-included See Hall struck a his it a offense. 524, truck, no to a appellant pled 535 contest (Tex.Cr.App. 2007) (the charge determining sole wheth misdemeanor test right way attempting while turn left er a offense is available in lesser-included he looking allega charged is at an intersection.1 Later prosecution felony with charging instrument in that tions of interposed assault.2 He a dou- prosecution). intoxication intoxicated, by left at an intersection or into an “To turn reason intoxication operator alley private driveway, an road or bodily injury causes Pe- serious another.” to a vehicle that shall 49.07(a). § nal Code approaching direction and proximity in the intersection or that is such States, 3. Blockburger v. United U.S. as to be an immediate the intersection (1932). 52 S.Ct. L.Ed. Transp. § hazard.” Code 545.152. § 1. Tex. Trans. Code 545.152. person, person if the “A commits (1) operat- ... accident mistake: while public 2. Tex. 49.07. place vehicle in a a motor Pen.Code

271 Hall, objection pretrial appli- via a In ble-jeopardy recognized we the “cog corpus, cation for writ of habeas but the pleadings” nate approach to determining relief, trial court denied and the court of offenses, lesser-included to the exclusion of judgment affirmed the trial court’s approaches other such as the “strict statu unpublished opinion.3 granted in an tory” “cognate and approaches. evidence” petition discretionary cognate Under pleadings approach, review.4 “the elements and the alleged facts charging are instrument used to find less cause, original

On submission in this this offenses; therefore, er-included the ele held that the prosecution appel- Court ments of the lesser offense do not have to lant for intoxication assault did not violate pleaded be the indictment charging [in descriptive double because the greater inclusive they if can offense] in the averment intoxication-assault indict- deduced from the alleged in [that] ment, viz., “failing right way facts indictment.”6 In the strict statutory ap left,” did not constitute an proach, which we rejected, “all of the stat element of the but a manner utory elements of the lesser offense [must and means which the ac- offense was contained be] within the ele Because complished. descriptive greater ments of the offense.”7 And in averment did not amount to an element of cognate evidence approach, which we the greater inclusive offense of intoxication rejected, assault, also “the court includes the facts we held that the lesser offense of adduced at trial in failure its lesser-included of right way, contained Code, Hall, analysis.”8 in the in- fense Prior to Transportation was not our case law was conflicting, cluded within the intoxication-assault of- somewhat sometimes purposes seeming apply fense for of Hall v. the strict statutory ap State.5 And proach, if the offense of failure other cognate times the evidence Hall, approach.9 included within intoxication as- But in definitively indictment, alleged sault as in the we con- laid the conflict to rest when we construed 37.09(1) cluded, there is no jeopardy bar to succes- Article of the Code Criminal sively prosecuting the for both cognate plead Procedure to embrace the ings approach,10 offenses. abandoning ap- all other Watson, (Tex ("The parte persist- 3. Ex 2007 WL 4328265 9. See id. at 530-31 conflict has 12-07-00127-CR, ed, .App.Tyler, opinions No. delivered with some of the Court's deter- 12, 2007) (not designated publica mining Dec. whether one offense is lesser-in- tion). by comparing cluded offense of another offenses, elements of the and others com- paring opinion original 4. the evidence in the to the ele- Our submission con- case offense.”). tains a more detailed ments of the lesser recitation of the facts procedural posture parte of the Ex case. Watson, WL 306 S.W.3d 1212565 ("An 37.09(1) 10. Tex Code Crim. Pitoc. art. of PD-0294-08, (Tex.Crim.App., No. delivered fense is a lesser included if ... it is 6, 2009), May at *1. by proof established than same or less required all the facts to establish commission (Tex.Crim.App.2007). 5. 225 S.W.3d 524 Hall, charged”) of the offense In we held that 37.09(l)'s Article reference to "the facts re added). (emphasis Id. at 535 quired to establish commission of the offense charged” means the elements and the facts as Id. at 525. specifically charging instru quoting ment. Id. at Parrish v. 1994), (Tex.Crim.App. 8. Id. at prose prohibit successive jeopardy should applying *13 that in observed We proaches.11 determining greater offense.14 We the test for cution for step the first lesser-included of- rehear motion for requested granted a whether “we ought given, to be we do argument. instruction While fense to assess this statutory elements of only the consider argument, we neverthe merit to his find by par- were modified they as murder court of judgment less affirm the indictment[.]”12 allegations ticular was correct because its conclusion ap cognate pleadings even under Hall’s rehearing, appel- In his motion proach. original on holding our argues lant faithful to case was not in this submission that, in our appellant agree with We Spe- approach. cognate pleadings

Hall’s case, in this original submission opinion that the elements of argues he cifically, embracing close to precariously we veered way right of failure offense statutory when con- approach the strict alleged from facts can be “deduced” analy- ducting our lesser-included-offense (as op- assault for intoxication observed: sis.15 elements from deducing those posed to merely descrip- [language that is While ).13 be offered at trial might evidence might helpful an be element] tive of that, Hall’s argues, he In view of and later in appellant notice to providing failure to approach, the cognate pleadings jury appellant to how proving to the be considered right of should bodily supposed to have caused as- offense of intoxication a lesser-included law, question, it does not increase injury double a matter of state sault as 0.08, State, (Tex. by and did reason concentration 892 S.W.2d Jacob bodily inju- cause serious Crim.App.1995). such intoxication mistake, by ry ... accident or to- to another (“We [cog- that the 11. at 535 now hold Id. right way yield the while wit: pleadings approach is the sole test for nate] turning lefi[.] determining step party in the first whether descriptive argues The entitled to a lesser-included offense averment, "failing yield the availability of a lesser-in- instruction. left,” all of the ele- while includes given in a case still offense instruction cluded Transporta- ments of Section 545.052 of depend step, whether on the second would § Code. See Tex. 545.152 tion Transp. Code evidence adduced at trial to there is some ("To left at an intersection or into an turn instruction.”) Because the support such an driveway, operator alley private road or or availability not involve the instant case does a vehicle that is shall instruction, but of a lesser-included offense approaching direction and from subsequent only with an issue of whether proximity or in such that is the intersection jeopardy, prosecution we need violates double intersection as to be an immediate to the step of the lesser- address the second not hazard.”). by statutory Failure to abide analysis in this case. See included offense requirement a misdemeanor of- constitutes 10, post. note 542.301. fense. Transp. Tex. Code at 12. Id. Littrell v. 271 S.W.3d 14. See (when conducting (Tex.Crim.App.2008) a dou- assault indictment 13. The intoxication analysis, question of whether ble-jeopardy appellant: one is a are the "same” because two offenses place public operate[d] a motor vehicle ques- offense of the other is lesser-included having the normal intoxicated law, according to state to be resolved tion of physical or faculties rea- tise of mental cognate pleadings approach). Hall's alcohol, a con- son of the introduction of substance, drug, dangerous or a trolled Hall, supra, having drug body, an alcohol into the change only essentially the number strict ap- — beyond greater proach. yet, that defined And we adopted Hall * * * Thus, the cognate pleadings the statute itself. approach exclusively injury in which particular expressly rejected manner all other ap- proaches caused is not “element” of the lesser-included deter- minations, intoxication-assault and we including the strict statutory *14 de- any approach. therefore do not consider such Our opinion original on submis- scriptive in the language dangerously indictment sion in this case came close to (e.g., type latter, the of pertaining resurrecting expressly “accident this aban- involved, or mistake” as in the present approach. doned This was not our intent. case), at in the our step least first of We now reaffirm the principle analysis.”).16 lesser-included-offense we, that at least implicitly, recognized in opinion original our on submission Hall: An offense is a lesser-included of the al- suggested that elements as offense, fense of another under Article in the for the leged greater- indictment 37.09(1) the of Code of Criminal Proced compared inclusive offense should ure,18 if for the greater- indictment the elements of the lesser offense in decid- 1) alleges inclusive offense either: all of vdiether the latter is included in the offense, the elements of the lesser-included that, We suggested former. likewise when 2)or elements alleges plus facts (including in statutory Hall alluded to the elements averments, descriptive such as non-statu greater the indictment for the means, tory manner and that are alleged by particular allegations “modified in notice) purposes providing of from indictment,” simply we meant those which all of the of the elements lesser- elements, among from alternative statuto- may included offense be deduced.19 Both elements, ry that the State plead chose to any statutory elements and descriptive mean, in the indictment. did not our alleged averments in the indictment for on opinion original suggested, submission greater-inclusive offense should be phrase, particu- “modified compared to the statutory elements of the indictment,” allegations lar should If descriptive lesser offense. averment averments, is, also include descriptive in greater the indictment for the offense is descrip- additional that is language merely to an identical element of the lesser of of tive elements. fense, if an element of the lesser offense this interpretation may But of Hall cannot be descriptive be deduced from a aver practical purposes, correct. For all greater- such ment in indictment for the offense, interpretation crabbed what we meant inclusive this should be factored phrase, Hall “modified into the analysis lesser-included-offense indictment,” particular allegations all asking whether of the elements of the in a of- results test for lesser-included lesser offense are within the contained al that compares statutory legations greater fenses offense. Watson, parte WL approach

16. Ex at *4. lesser-included offenses. This "in- adduced cludes facts at trial in its lesser- Hall, supra, at Hall, analysis.” supra, included offense at However, rejected approach we 18. Tex 37.09(1) art. Code Crim. Proc. opinion even before our Hall. See Littrell 278; State, supra, Ortega 19. We v. emphatically reiterate that this is not a “cognate determining approach (Tex.Crim.App.2005). evidence” 898-99 standard, Because the braced Section 545.151. proper reiterated Having conclude, however, that the intoxication-assault also conduct must for intoxication as- sufficiently detailed indictment was not all of the elements not include reasonably sault does complete it can be deduced yield right the lesser offense failed to of the Trans- Section 545.152 under circumstances that would under say, is to the in- That portation Code.20 Section specifically make him liable greater offense does dictment for Code, it can- Transportation 545.151 of all the elements expressly allege said, cognate pleadings not be under Hall’s missing nor ele- lesser is a less- approach, that traffic offense reasonably ments be deduced er-included offense of the intoxication as- Judge descriptive Presiding averment. As sault. opinion concurring Keller noted her *15 reason, judgment For this we affirm the submission, the aver- original descriptive appeals. court ment in intoxication-assault of the elements of lacked one P.J., HOLCOMB, J., KELLER, prose- offense for which he was lesser in the result. concurred cuted, “ap- namely, that the vehicle direction.”21 proaching

Moreover, it be deduced from the cannot appel-

descriptive averment whether the yield right way to such

lant failed to vehicle to the exclusion a oncoming

an di-

vehicle from some other approaching

rection, circumstances, or under other GARDNER, Appellant, constitute the commission John might Steven statutorily different defined Judge also Un-

Presiding Keller noted.22 The STATE of Texas. circumstances, with agree der these descriptive court of that the aver- AP-75,582. No. ment the intoxication-assault indictment Appeals Court of Criminal of Texas. reasonably rise to a give does not deduc- committed all of the tion Oct. 2009. constituent elements of lesser offense Rehearing Denied Jan. 2010. Transpor- in Section 545.151 of the defined “It simply allegation an tation Code.

conduct[,]”23 only of which is em- some street; by failing yield unpaved 20. See from to to Transp. an Tex. Code 545.152. approaching traffic 'from the intersection Watson, parte Ex 2009 WL *5 right'; failing operator's yield to traffic P.J., (Keller, original concurring opinion on through turning on a street while from a submission). intersection; 'T' street that terminates in a failing while [to] out, Presiding Judge pointed Id. As Keller road, building, turning alley, private from statutorily species one commit a distinct driveway approaching vehicle of failure to (footnotes omitted). highway.” Id. sign, "by failing stop turning at a left yield sign, light; or a traffic Id. paved traffic on a street when

Case Details

Case Name: Ex Parte Watson
Court Name: Court of Criminal Appeals of Texas
Date Published: Dec 16, 2009
Citation: 306 S.W.3d 259
Docket Number: PD-0294-08
Court Abbreviation: Tex. Crim. App.
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