Lead Opinion
delivered the opinion of the court as to part II.C.
Applicant claims that the Double Jeopardy Clause was violated when the State obtained multiple convictions against him in a-single trial. He raises this claim for the first time in this subsequent habeas application under Article 11.07.
I. BACKGROUND
Applicant shot five people at the 1998 Mardi Gras celebration in Galveston. He was charged with one count of murder and four counts of attempted’capital murder. Nava was the victim alleged in the murder count and he was the second victim alleged in each of the attempted capital murder counts. At a single trial, applicant was found guilty of all five charges and sentenced to life imprisonment in each case, with the sentences to run concurrently.
In 2001, applicant filed a number of habeas applications in which he alleged ineffective assistance'of counsel and jury instruction error in these cases. While these applications were on remand to the trial court, applicant filed more habeas applications. We denied relief on these later applications in November 2001, and on the initial applications in May 2002. The current habeas applications were filed in the trial court on July 15,2015.
II. ANALYSIS
A. Subsequent-Application Bar Generally
After the final disposition of an initial application that challenges a conviction, we may not consider the merits of a subsequent habeas application for that conviction unless the applicant satisfies an exception to the statutory prohibition against subsequent applications.
B. Innocence-Gateway Exception
One such exception is the “innocence gateway” exception, which requires a showing by a preponderance of the evidence that “but for a violation of the United States Constitution no rational juror could have found the applicant guilty beyond a reasonable doubt.”
The reasoning that applies to a successive-prosecutions double-jeopardy claim does not apply to a multiple-punishments double-jeopardy claim. When the convictions occur at a single criminal trial, the role of the double-jeopardy guarantee “is limited to assuring that the-court does not exceed its legislative authorization by imposing multiple punishments for the same offense.”
C. “New Legal Basis” Exception
Another exception to the bar against subsequent applications is the “new legal basis” exception, which requires a showing that “the current claims and issues have not been and could not have been presented previously in an original application or in a previously considered application filed under this article because the ... legal basis for the claim was unavailable on the date the applicant filed the previous application.”
We conclude that it was not. Neither Milner nor Saenz,
D. Disposition
In summary, applicant’s multiple-punishments double-jeopardy claims meet neither the innocence-gateway nor the new-legal-basis exception to the subsequent-application bar. Finding no other potentially applicable exception, we hold that the subsequent-application bar applies and that we may not consider the merits of applicant’s claims. We dismiss the current applications under Tex. Code Crim. Proc. art. 11.07, § 4.
Keasler, J., filed a concurring opinion.
Notes
. Tex. Code Crim. Proc. art. 11.07.
. Applicant was also convicted of assault on a public servant and sentenced to ten years’ imprisonment, but that conviction is not at issue in this case.
. Tex. Code Crim. Proc. art. 11.07, § 4 ("If a subsequent application for a writ of habeas corpus is filed after final disposition of an initial application challenging the same conviction, a court may not consider the merits of or grant relief based on the subsequent application unless” one of the exceptions is met.) (emphasis added). We do not consider the question that divided judges.-on this Court in Ex parte Marascio,
. See Ex parte Evans,
. Tex. Code Crim. Proc. art. 11.07, § 4(a)(2).
. See Ex parte Blue,
. See Brown v. Ohio,
. Id.; Abney v. United States,
. See Ex parte Milner,
. See Ex parte Knipp,
. Id. at 216 (“The State apparently mistook the gross weight in the DEA lab report as being the weight of methamphetamine delivered in some other delivery than that reported by Det. Womack, which was indicted as Count 2 in Cause No. 03-12-08654-CR, and again indicted Applicant in this cause.... Applicant has accompanied the meritorious double-jeopardy claim in his subsequent writ with a prima facie showing of actual innocence of delivering between 4 and 200 grams of methamphetamine on or about September 12, 2003, as alleged in the indictment in this case.”).
. Brown,
. Ball v. United States,
. The dissent claims that we reject the State’s "waiver of procedural default” but cites no authority for the proposition that procedural default can be waived (much less that the requirements of § 4 can be waived) and we have, in fact, held to the contrary. In Saldano v. State,
The dissent further claims that the double-jeopardy violation in applicant's case occurred when he was convicted rather than when he was punished. The dissent is incorrect, because applicant's claim is of the "multiple punishments” variety, see supra at part II.B. Evans, cited by the dissent, does not address the timing of when a double-jeopardy violation occurs. See Evans v. State,
. Tex Code Crim. Proc. art. 11.07, § 4(a)(1).
. See Milner,
.
. Saenz v. State,
. See Milner,
. Tex. Code Crim. Proc. art. 11.07, § 4(b) (emphasis added). See also Ex parte Hood,
. See Milner,
. Saenz,
. See supra at the two immediately preceding footnotes.
Concurrence Opinion
filed a concurring opinion.
Because I cannot join much of the Court’s reasoning, I join only Part II.C. of its opinion and concur in the judgment. Based on my views of a double-jeopardy claim’s non-cognizability, the Court’s resolution of Michael St. Aubin’s double-jeopardy
I.
In Ex parte Marascio, I asserted that, because double-jeopardy claims in most instances are record claims available on appeal, they should not be cognizable in an application, for habeas corpus.
We have long recognized the principle that habeas corpus proceedings may not be used for claims that should have been raised on appeal.
Ex parte Moss is a recent example of the latter.
Double-jeopardy rights fall outside of Marin’s most vaunted category because they may be waived, and therefore they cannot be absolute rights or prohibitions
Further, finding that double jeopardy is an absolute right or prohibition would stifle the ability of the State and a defendant to engage in free negotiations and arrive at mutually beneficial resolutions of criminal cases. If a defendant chooses to subject himself to a potential double-jeopardy violation because, in his judgment, it results in a beneficial outcome of a pending case instead of standing on his double-jeopardy rights, he should be free to do so.
In a single trial, St. Aubin was tried and convicted for the murder of Oscar Nava; the' attempted capital murder of Christina Gonzales, Michael Lopez, Juan Garcia, and Luis Martinez; and an assault on a public servant. The underlying aggravating factor for each of the' attempted capital murders was Oscar Nava’s murder. The jury assessed life sentences for the murder and attempted capital murder convictions, and ten years for the assault on a public servant conviction. St. Aubin challenged his convictions on appeal and in initial habeas corpus applications, but he never complained that the convictions violated double jeopardy. He raises his double-jeopardy
St. Aubin’s failure to assert his available double-jeopardy claims on appeal renders those claims forfeited regardless of whether they are alleged in an initial or subsequent habeas corpus application.
II.
The Court misses an opportunity to define a unifying principle for the cognizability of habeas corpus claims. Instead, the Court resolves St. Aubin’s applications by parsing the particular strand of double-jeopardy jurisprudence his claims advance and whether that particular strand satisfies the temporal requirement the Court summarily declares § 4(a)(2) requires.
The Court’s reasoning suggests that a non-cognizable federal constitutional claim could, in theory, overcome the § 4(a)(2) “actual innocence” subsequent application bar. Yet, the same non-cognizable federal constitutional claim asserted in an initial application would not entitle the same applicant to a true merits review.
. Tex. Code Crim. Proc. art. 11.07, § 4(a)(2) (West 2015) (permitting the Court to consider claims in a subsequent application only if "but for a violation of the United States Constitution no rational juror could have found the applicant guilty beyond a reasonable doubt.").
. Ex parte Marascio,
. See generally Ex parte Wilcox, 128 Tex.Crim, 146,
. Exporte Townsend,
. See Marin v. State,
. Ex parte. Marascio,
. Ex parte Moss,
. Id. at 788.
. Id. at 789; see Sledge v. State,
. See Ex parte Marascio,
. Ex parte Birdwell,
. Ex parte Birdwell,
. Id. at 164; see Jeffers v. United States,
. See Ex parte Birdwell,
. Grado v. State,
. See Ex parte Marascio,
. Id.
. Ante, op. at 46-47
. See, e.g., Ex parte Grigsby,
. Ex parte Tones,
Dissenting Opinion
filed a dissenting opinion in which aléala, richardson and walker, JJ., joined.
Applicant was convicted of one count of murder, and four counts of attempted capital murder. In these post-conviction applications, Applicant contends that he has received multiple punishments for the same conduct in violation of the Double Jeopardy Clause. The State and the trial court agree. The State asks that we vacate and set aside Applicant’s attempted capital murder convictions and leave the murder conviction, and its attendant life sentence, in place. That is also what the trial court recommends.
. In its brief, the State agreed that denying relief in this case would serve no legitimate state interests. In Ex parte Knipp, we construed a similar concession by the State as a waiver of procedural default.
