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Ex Parte Rodriguez
164 S.W.3d 400
Tex. Crim. App.
2005
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*1 guilty defendant’s plea was “entered tarded and his execution would violate the in open court judge obviously and before a United States Constitution. requirements sensitive to the of the law convicting The court conducted a hear-

with respect to guilty pleas”). ing, which the and the State presented testimony of witnesses and The judgment of the Appeals Court of in support introduced exhibits of their re- affirmed. spective positions. consideration, After the judge of the convicting court entered JOHNSON, JJ., PRICE and concurred. his findings of fact and conclusions of law. judge

The trial recommended that relief be denied.

This Court has reviewed the record with respect allegations. We adopt judge’s the trial findings and conclu- Applicant show, sions. has failed to Ex Parte preponderance evidence, that he has Steve RODRIGUEZ. adaptive behavioral deficits sufficient to be

No. WR-44330-02. considered retarded or place him in that category persons for whom a Criminal Appeals of Texas. national against consensus execution ex- June Virginia, See Atkins v. ists. 2242, 2250, 122 S.Ct. 153 L.Ed.2d 335

(2002). trial Based court’s find- ings review, and conclusions and our own sought the relief is denied. HERVEY, J., participating. Mickelsen, Dallas,

Mick for Appellant. HOLCOMB, J., dissents. Welsh, Thornberry Dan & Beth Asst. Antonio, COCHRAN, J.,

District Attorney’s, filed a statement San Matthew Paul, Austin, Attorney, concurring State’s the denial of relief in which for State.

PRICE, J., joined. ORDER COCHRAN, J., filed a statement concurring the denial of relief which PER CURIAM. PRICE, J., joined. This a subsequent application for writ STATEMENT corpus filed pursuant to Texas op PROCEDURE, Article subsequent In this application, writ filed

Code CRIMINAL 11.071, § 5. 11.071, 5, This cause was remanded pursuant § to Article of the Tex- convicting Procedure, court for consideration of Code Criminal applicant’s claim that he is presents re- a claim of mental retardation un- Yes, you plea indictment and that enter a [DEFENDANT]: I do. guilty voluntarily, persuasion, without coer- plead guilty [THE You COURT]: right? cion of kind? Is that charge? Yes, your [DEFENDANT]: Honor. Yes, [DEFENDANT]: I do. you [THE And COURT]: do do that?

401 in that he had who the trailer Virginia.1 del’ Atkins v. After we re- friends were guy,” trial and showed them the the court a “black application, manded stabbed stolen, as evidentiary hearing pistol an and con- had jewelry conducted and he the (later documentary a wealth of informa- to sidered be the well as a knife determined judge signed findings tion. The trial then weapon) taken with that he had murder of and of fact and conclusions law recom- a of the men Applicant gave him. one have mended that relief be denied. We the buy spray paint, can of and dollar to a record, adopt the and we the reviewed paint fumes until friends inhaled three judge’s findings conclusions. trial and noon, came to the police when officers Therefore, deny we relief. told friends that he Applicant his trailer. he police, to from the needed hide presents ques- this case a close Because Instead, lay no effort to do so. made tion on the ultimate factual issue mental floor, eyes his and on the closed down retardation, I following add the remarks. The arrested pretended sleep. officers I. him. indicted the Applicant was for murder applicant committing first the At denied

Agnes Herden committed in the course murder, police confront- but when officer 4, burglary robbery July 1990. he knew applicant ed him and told advice, Against attorney’s applicant his he, full applicant gave was a that this pleaded guilty capital to the murder explained that confession. He trial, At charge. jury his 1992 the an- my I just things I had a on mind. lot special swered the is- “aggravating” two I family problems a lot because have affirmatively mitigation and sues the issue I my family. never talk to did not can’t trial negatively, judge and the sentenced I have sex rape lady and did not death. This affirmed just my I mind. lady. lost with ap- that conviction and sentence on direct complete truth as This statement State, peal. Rodriguez v. 899 S.W.2d 658 sorry I can I am best remember it. (Tex.Crim.App.1995). I lady really didn’t mean I killed appli- The evidence at trial showed it. to do in cant had entered Ms. Herden’s home early morning, punishment phase, During hours stabbed face, neck, 80-year-old testified for the State con- woman James Sherman chest, testing health upper cerning applicant’s hit her a blunt ob- fourteen, when, ject, age and left dead in her He at the he was her bed. 1982 County two Bexar Juvenile Detention stole television sets—both which “sniffing glue” and auto theft. were left abandoned outside the home— Center for a.m., time, already had four- jewelry, pistol. some and a At 4:80 At that year history var- runaway, committing arrived at his sister’s trailer as a mischief theft offenses.2 sprinkled pepper home where he salt ious criminal himself Dr. steps apparent on the in an described effort cover problem,” “being discipline his scent. He soaked his blood-stained Sherman having suspended Applicant clothes alcohol. told two but he denied ever been capital trial showed 122 S.Ct. 153 L.Ed.2d Evidence at the murder other, (2002). his accosted friends bikes, children, stole their and threat- smaller up to beat them with chains and sticks. ened having retarded,” from school or in special “range normally been edu- that would be cation classes. He said that he had no he believed that “was much more idea what his grades school be- were adapt community able to and func- always cause he gave report to his card suggested. tion” than score *3 sister and did look it. not at His mother explained Sparks applicant that deals with five, had died when was he and he did not level,” things primitive but “on “[h]e know where his father was. moved He takes care of himself. is able to He find a around and with lived various relatives. place stay. to He relationships makes rea- Although only fourteen, he was he said isolated, sonably well. He’s not an with- that got frequently, he drunk mar- smoked person.” drawn ijuana, and used inhalants “a lot.” closing at During arguments punish-

Dr. Sherman testified that test- his 1982 ing applicant’s of overall stage, applicant’s level of function- ment attorney argued ing was measured the Wechsler Scale that ill mentally was both (50-70) being as mild range of men- Nonetheless, mentally jury retarded. IQ tal retardation. He had a of full-scale did not find that there were sufficient miti- per- with a verbal score of 57 and a gating circumstances to a sen- warrant formance 70. Although score of conclud- imprisonment tence of life rather than a ing that was legally competent, Therefore, death sentence.3 the trial court Dr. him diagnosed Sherman having imposed a sentence of death. adolescence,” “overanxious disorder nonaggressive “undersocialized conduct In his first habeas application, adolescence,” disorder and “borderline attorneys that claimed his trial failed to functioning intellectual repetitive with a request “partisan” psy- assistance of a language deficit.” He that recommended chiatrist evaluate his mental function- applicant be in a placed special education and, therefore, ing, they ineffec- provided home, program and a stable and that he hearing, tive At this assistance counsel. management enter into a “behavioral con- Dr. appli- Michael Arambula for testified tract” juvenile probation with his officer. that, opinion, cant appli- and stated his trial, At the Dr. explained Sherman mildly cant mentally was retarded and that, ability opinion, applicant’s his “right sepa- at” line that functioned higher” function full- was “much than his mental from border- rates mild retardation IQ implied. scale score of 60 Applicant He functioning. line intellectual found retarded, not” “absolutely was like a functioned six-to- rather functioning he was the border- eight-year-old child in areas and a some range. line twelve-to-thirteen-year-old in others. In Sparks John also testified for had opinion, applicant sig- Arambula’s com- opinion, applicant State. was impairments in out of nificant ten eleven trial, petent stand was not categories. specific adaptive behavior He retarded, suffering and was insane or upbringing” had an “unfortunate from severe disease or defect. history very long depression signifi- sign organic damage He found no brain anxiety which him have cant made trouble which is often with inhalant associated concentrating, impaired his decisionmak- though appli- abuse. He even stated ing, cant’s most recent score of 68 was and led to low and irrita- self-esteem 37.0711, 3(e). § 3. Tex.Code Crim. Proc. art. sisters abuse, According applicant’s to one long-term inhalant

bility.4 With his hearing, first easily agi- impulsively, was who testified applicant acted first tated, Be- student when he clearly. good and could not think was school, began having prob- between a low he cause the interaction started level, depression, and knew intellectual clinical died. She also lems after mother behaviors, going he spray paint, inhalant-affected was but she problems he had concentrate, irritable, inhaling be “more can’t be Another him it. sister never saw hyperactive.... probably He would be dis- was sometimes testified ruptive in he can’t sit still.” class because fight used to “troublemaker” who when However, Dr. Arambula also agreed young. The mother of was *4 judgment applicant’s impulsivity poor and applicant spray used child that testified 22 a characteristic of a would “be common living they the time” when were paint “all 23-year-old drop school out from a for his together. Applicant worked broth- history a use.” drug broken home with business, in the er-in-law construction good job he get couldn’t because wasn’t Zuelzer, Margot psychologist Dr. who very applicant’s trial attor- smart. One of applicant also testified for this first that neys hearing at the habeas testified IQ hearing, habeas tested his and believed any he noticed mental retardation never IQ applicant’s that verbal score of 68 indi- disability in his client. retardation, though mental cated even his overall score of 71 was not in retarded This relief on that first court denied IQ range, performance and his of 77 was 12, application April Ap habeas range outside mental retardation. in plicant sought then habeas relief federal applicant “functionally noted that She court. writ was still district While this “language positing illiterate” and has a Court de pending, Supreme but after the problem.” opinion applicant filed livered its raising a subsequent federal writ mental Sparks again Dr. testified at the first 31, 2003, the retardation claim. On March hearing agreed and largely peti federal district court dismissed that Arambula and noted Drs. Zuelzer. He prejudice applicant tion without so that everyone that applicant that concurred court to raise his could return state cusp” “at the or “on was borderline” then, it be neces Atkins claim and should retardation, “[t]here but that aren’t sary, court after he could return federal any exact cutoffs between the various v. exhausting Rodriguez state remedies. they ... groupings blend sometimes into Cockrell, SA-00-CA-443EP, 2003 Civil No. really each other.... The borderline (W.D.Tex. 2003). March WL judgmental borderline.... It’s not an ex- this Court entered September On separating act line one from the other.” met finding an order had Dr. fell on Sparks believed that raising criteria for threshold subse the “not side retarded” line quent claim under Tex.Code Crim. he higher because functioned at a level PROC. 11.071, 5,§ IQ indi- Art. we remanded than his would otherwise scores proceed cate, case trial court for further except in the area academic ings. achievement. times, may applicant’s have been the result of testified ex- inmate five Dr. Arambula disturbances, was anx- prison depression his and "because he so record for includ- tensive ing a fellow ious." one incident which stabbed remand,

On the trial Sparks court heard addi- Dr. noted that could com- testimony concerning tional jail reasonably municate well while mental abilities. Dr. Sherman testified requests” his “sick call were written again and per- stated that fact that a very logically specific and asked for things. IQ son has a subaverage score does not Applicant wrote medical form informa- necessarily mean he is re- tion higher “at a level that’s than IQAn tarded. score is indicative of a could.” person retarded capacity doing lessened for well aca- Patton, adjunct professor Jim an demics, but factors —a sta- environmental special University education at the of Tex- home, ble supportive parents, a stable as, for applicant testified at the second situation, school language spoken hearing writ agreed and he with Dr. home, peer groups, drug alcohol and Sparks that there ais “moderate” correla- abuse—all influence academic achievement tion ability between intellectual impact IQ scores. Dr. Sherman be- adaptive behavior. Patton interviewed severely lieved that learning was family some members disabled and did not well. test He noted and concluded that had shown that “the verbal spectrum whole *5 adaptive evidence skill of deficits before based,” really culturally is test and there- age eighteen, particularly in the areas lack fore a of academic achievement and a and communication academic achievement. ability reading your low will “inhibit per- opinion He had no whether was formance on the Dr. test.” Sherman also presently mentally retarded. expressed concern adaptive that the prong deficiencies mental retardation The trial court a also considered written objective had no quantifiable or compo- Luckasson, affidavit Dr. Ruth a special nent. professor education University the New Mexico. She did not Sparks He, appli-

Dr. evaluate again testified as well. too, expressed personally, cant but stated that the adaptive opin- concern that the functioning Sparks criteria of mental ions of Drs. and retardation Sherman that objective: are a great not “There’s deal of did was “borderline and not have subjective input. areas,” The adaptive observation deficits in skill were not individual, history gives, that he supported by their records. thought She history from obtained other sources like that developed by the clinical data Drs. or family history, work if there is work Sparks and support diagnosis Sherman history.” The determination of whether of mental retardation. one has significant adaptive skills deficits applicant’s prison The offered State rec- really judgment Although is “a call.” ad- ords that show he was member mitting call,” that it was “a close Mexican Mafia and that he had numerous Sparks opinion appli- reiterated his that disciplinary violations. A prison recent cant was not opin- retarded. His report status examination conclud- ion upon was based the facts that applicant applicant’s adaptive ed that skills were

worked; had relationships peo- other ability “normal” as to and that he coping ple, including family; “ability and had the had no skills deficit. adapt to to some level what I would above expect person adapt in our retarded II. society.” Sparks explained also that badly” “tested because of The court find- trial has now made its high anxiety ings and low motivation levels. of fact and conclusions of law based expert is also testimony retardation. There and mental entirety in this record The court its witness evidence lay

records. trial summarized and following finding appli- manner: support conclusion the which would skills, adaptive a deficit in cant does suffer applicant had the burden to es- The in this record which and there is evidence by a of the evi- preponderance tablish finding ap- the trial court’s supports dence each of three elements during adaptive de- plicant mental retardation: onset does not suffer deficit period, subaverage intellec- A side of this velopmental finding either skills. functioning, significant tual and deficits evi- question by the record supportable is has adaptive The skills. reviewing only But court dence. as a significant deficits in failed establish record, be deferen- especially we must cold The evidence is adaptive expert skills. as findings tial the trial court’s factual conflict, question not but the is neces- and “Johnny-on-the-Spot” able sarily by expert testing. controlled and demeanor determina- credibility make in the form of lay There is evidence we are not tions of witnesses that by prison state observations school capable making on review.5 sig- not officials that did have also in the two habe- There are statements adaptive nificant There is evi- deficits. hearings that the trial court advo- helps explain why applicant dence personally with both were familiar cates I.Q. yet have not poor could scores Sparks expe- and their Drs. Sherman adaptive have skills deficits thus not expertise rience and the mental health mentally retarded. There is evidence be field. easily docile *6 my concern that I nonetheless reiterate others, by is in fact manipulated ex- adaptive behavior criteria are “[t]he manipulative. is aggressive There undoubtedly ex- ceedingly subjective, evidence that is able com- opinions on perts be found to offer will municate and function in his environ- of the issue in most cases.”6 both sides ment. findings Based those factual and le- that, in with its It seems me decision conclusions, gal court the trial recom- Atkins, back Supreme moving the Court is deny mends this Court relief. pre-Furman wholly days the toward determining subjective criteria whether experts agreed All of the subject person is or not particular is at is numerical level the borderline As diagnosis penalty.7 experts the both below cut-off level for a the death Evans, (Tex.Crim. Briseno, (Tex. parte 648 parte 135 S.W.3d 964 S.W.2d 5.Ex 12-13 context, (in ("while Crim.App.2004) by af habeas "we this is not bound App.1998) judge's almost total deference to the trial findings judge ford a habeas habeas the sup the determination of historical facts findings corpus proceeding, are where record, ported by especially those record, when by they ac supported should be findings fact are based on an evaluation of Court"). cepted by this However, credibility if the and demeanor. Briseno, ruling by supported is not at 8. parie trial court's 135 S.W.3d Ex record, may reject findings”) this Court 238, 310, Georgia, 92 v. Furman (footnote Franklin, omitted); parte Ex (1972) (Stewart, 33 L.Ed.2d 346 671, 675, S.Ct. (Tex.Crim.App.2002) at n. 5 S.W.3d (state J., penalty concurring) death statutes ("although by the this Court is not bound gave they ju- because were unconstitutional findings post-conviction of the trial court in "open-ended, unstructured discretion” ries corpus proceedings, findings are such record"); impose penalty); deciding death whether to supported by if Ex considered testified, sides this case there person are no whether a type suffers from the objectively by verifiable standards which “adaptive quali- level deficits” that to gauge specific whether a person does or fies for a mental retardation diagnosis is does suffer significant the kind of highly subjective largely a matter of “adaptive deficits” that a diagnosis of men- judgment. individual Under tal requires. retardation Nor are there ostensible issue for the factfinder in a any scientifically verifiable standards is, death penalty case “Is person this men- might which one measure whether a per- tally case, retarded?” As we see in this academic, social, son’s or functional deficits may there be no clear-cut answer to that deficiencies, are related to innate mental question. possibility Absent the of a rigor- bad upbringing, impoverished environ- ous, scientifically reliable and verifiable ment, character, bad moral emotional “yes-or-no” determination, the relevant problems, habits, poor motivation, lack of question be, perhaps ought “Do you drug or alcohol dependence, or other fac- believe that the defendant sufficiently tors. mentally responsible for his conduct such the death penalty appropriate is an

As school taught children we were punishment?” analogous This is King Solomon weighed all of the evidence statutory mitigation question which, Texas decision; him before and made a reasoned bottom, you asks “Do believe that the Nero divined merit just on whim and sufficiently morally defendant is responsi- pointed up his thumb or down. I fear ble for his conduct such that the death that, subjective under Atkins legal and the penalty an appropriate punishment?” definition of the “adaptive deficits” prong retardation, of mental we are far- moving event, “evolving standards of ther from King Solomon and closer to decency” of Eighth Amendment8 de- Nero. If there is evidence the record to pends upon judgment the collective of the support conclusion, the factfinder’s by a ordinary twelve in judg- citizens who sit preponderance evidence, that a per- ment of the case before them. Their as- son does or signifi- does not suffer from sessment is the best determinant of fair- cant in adaptive “deficits behavior”—what- in assessing ness both mental and moral *7 may ever that mean to the factfinder-—-that responsibility in capital cases of crimes conclusion must be affirmed. capacity committed those whose mental Atkins, competency is in Supreme doubt. Thomas Jef- may Court have right: intended to ferson had it “I know of “bright-line” create rule that no safe are, mentally depository powers those who are of the ultimate retarded be- of the themselves, cause of society people their lesser moral but the culpability, ex- and if empt from the death think penalty. enlightened But I fear we them not enough to is, that there is no bright such line. There exercise that control with a wholesome contrary, discretion, on the agreement among broad remedy is not to it take mental health experts them, that determining from inform their discre- Texas, 262, 273-74, compare Jurek v. U.S. 122 S.Ct. 2242 (1976) (joint 96 S.Ct. 49 L.Ed.2d 929 (holding that execution of those found to be Stewart, Powell, Stevens, opinion JJ.) & mentally retarded is excessive under (holding penalty Texas death statute constitu- "evolving decency” Eighth standards of "guided tional because it and focused the Amendment).

jury’s objective particu- consideration of the larized circumstances and the individual of- offender”). fense and the individual Expert testimony various tion.”9 inform the may

mental retardation criteria But it

factfinder’s discretion. is nonethe- ultimately must

less the factfinder who “who particular person

decide whether a mentally will be so to be retarded

claim[s]

impaired range as to fall within the offenders about whom retarded

there a national consensus”10 that penalty inappropriate punish-

death is an

ment. record, I

Based evidence

agree that the trial court not err did

concluding prove, failed to evidence,

by a preponderance of Therefore, join I retarded. denying applicant relief on Court

mental retardation claim.

HAGGAR CLOTHING COMPANY Haggar Apparel Company,

a/k/a

Appellant,

v.

Altagracia HERNANDEZ, Appellee.

No. 13-01-009-CV. Texas, Appeals

Corpus Christi-Edinburg. *8 21, 2003.

Aug. Jefferson, 9. U.S. at 122 S.Ct. 2242. Thomas letter William Charles Jarvis, September

Case Details

Case Name: Ex Parte Rodriguez
Court Name: Court of Criminal Appeals of Texas
Date Published: Jun 15, 2005
Citation: 164 S.W.3d 400
Docket Number: WR-44330-02
Court Abbreviation: Tex. Crim. App.
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