Lead Opinion
OPINION
This is a post-conviction application for writ of habeas corpus relief pursuant to Article 11.07, V.A.C.C.P. Applicant was convicted by a jury on a plea of not guilty of capital murder. See V.T.C.A., Penal Code Section 19.03(a)(2). On August 5, 1982, the trial court imposed the death penalty upon the jury’s affirmative answers to the three special issues submitted pursuant to Art. 37.071, V.A.C.C.P. On direct appeal, applicant’s conviction was affirmed by this Court on October 2, 1985, in a published opinion. McKay v. State,
No evidentiary hearing was held in this matter. The trial judge entered an order expressly adopting the proposed findings of fact and conclusions of law submitted by the State in its response to applicant’s writ application. Those findings conclude that applicant’s application for habe-as corpus relief was without merit and that applicant was not denied any state or federal constitutional rights. We are not bound by the trial judge’s conclusions, however, if unsupported by the record. Ex Parte Adams,
The record shows that on July 15, 1982, during the course of applicant’s trial, the trial judge instructed the attorneys “not to inquire of the prospective juror’s interpretation, definition or understanding of terms such as deliberately, probability, reasonable doubt, criminal acts of violence.” The trial judge went on to say that the terms “are not statutorily defined, and they are to be taken as understood in common language, and the jurors are supposed to know such common meanings.... And therefore I will ask you not to question them along those lines.” After applicant had exercised his fifth peremptory challenge to prospective juror Robert Berg, the State had exercised six (6) peremptory challenges, and four jurors had been selected, the record further reflects the following colloquy:
THE COURT: On the record. Counsel for the State has inquired of the Court to be a bit more specific here in its ruling to whether or not defense counsel is prohibited from asking the question, ‘If you have found someone guilty of intentionally killing another human being without justification, could you ever answer no to the question which asks was it done deliberately?’
While this is not specifically asking the definition of the common term deliberately, I feel this is indirectly doing what the Court is asking you not to do directly, and I will ask you not to ask that question.
MR. HARRISON [Defense Counsel]: Your Honor, to which we — may we have a running objection to the Court’s ruling.
THE COURT: Yes, you may, and I overrule it.
Following the above ruling, thirty-five (35) prospective jurors were interrogated.
Applicant maintains that the above ruling unduly and unconstitutionally limited his ability to properly question prospective jurors. Although applicant’s attorney preserved any error by making a running objection
It is well-settled in this state that “[traditionally, habeas corpus is available only to review jurisdictional defects ... or denials of fundamental or constitutional rights.” Ex Parte Banks,
However, not all constitutional errors cause the level of harm necessary to warrant cognizability under a writ of habe-as corpus. We have held that although a habeas corpus application may be predicated on violations of state constitutional rights, the claim may not be cognizable via habeas corpus when the alleged error, if committed, is nevertheless subject to a harm analysis under Texas Rule of Appellate Procedure 81(b)(2). Ex parte Truong,
Therefore, contrary to the contention advanced by applicant, this Court has determined that giving the unconstitutional instruction on parole law did not render the verdict of the jury assessing punishment invalid nor the judgment based in part of that verdict void. To give the instruction may be harmful indeed, but is no more than reversible error. That is to say, the judgment is at best voidable, and as such is not subject to a collateral attack by writ of habeas corpus.
Inasmuch as applicant will be unable to demonstrate that including an unconstitutional instruction on parole law in a charge on punishment ... so fatally infected the entire punishment proceeding as to render the resultant sentence invalid and judgment void, ... we hold that his “Rose claim” of error is not cognizable in a postconviction habeas corpus proceeding, and thus will not be entertained, under Article 11.07.
Truong,
Numerous other cases have discussed the merits of habeas corpus claims that certain errors have fatally infected the proceedings. Ex parte Maldonado,
This list is anything but exhaustive, but suffice it to say that while there is no
The constitutionally guaranteed right to counsel encompasses the right to question prospective jurors in order to intelligently and effectually exercise peremptory challenges and challenges for cause during the jury selection process. Mathis v. State,
We reaffirmed the test for reviewing a trial court’s restriction of voir dire in Smith at 643:
... [T]o show an abuse of discretion, a defendant must demonstrate that the question he sought to ask was proper. If the question was proper and the defendant was prevented from asking it, then harm is presumed because the defendant could not intelligently exercise his peremptory challenges without the information gained from an answer.
A question is proper if its purpose is to discover a juror’s views on an issue applicable to the case. Smith,
In Martinez v. State,
In Gardner
Ordinarily we would be constrained to hold that ... it is not an abuse of discretion to prohibit questioning of veniremen regarding terms which, having no statutory definition, are left to the juror’sunderstanding based upon common meaning and usage, at least so long as the prohibition is imposed in the interest of reasonably limiting the already lengthy capital voir dire procedure. On the facts of the instant case, however, we find that any interest the trial court might have had in limiting voir dire was clearly outweighed by appellant’s right to interrogate venireman Kirklin [concerning whether she would automatically answer special issue one affirmatively after having found that the defendant intentionally committed capital murder].
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Footnote 7. Counsel for the appellant and the State were apparently of the view that they were legally prevented from ever inquiring as to a venireman’s understanding of the meaning of the “deliberate.” We know of no authority in statute or caselaw to substantiate this notion.
Id. at 684 and 688. Therefore, an attempt to ascertain whether a juror maintains such a position is unquestionably a proper matter for inquiry during a capital murder voir dire.
In the present case, applicant’s desired line of questioning was proper. In asking whether a prospective juror could ever answer “no” to special issue one upon returning a guilty verdict, applicant effectively sought to determine if the juror would automatically answer “yes”, thereby demonstrating a bias against the law and grounds for a challenge for cause. We have consistently held that the right to representation as afforded under Article I, Section 10 of the Texas Constitution includes the right to properly question prospective jurors during voir dire in order to effectively exercise peremptory challenges or to establish a predicate for a challenge for cause. Gardner,
The State contends that even if “constitutional” error was committed by the trial judge, such error was harmless, notwithstanding the language of Smith,
In Smith v. State,703 S.W.2d 641 , Powell v. State [631 S.W.2d 169 (Tex.Cr.App.1982)], the two Mathis cases [Mathis v. State,576 S.W.2d 835 (Tex.Cr.App.1979) and Mathis v. State,167 Tex.Cr.R. 627 ,322 S.W.2d 629 (1959)], and in Campbell v. State,685 S.W.2d 23 (Tex.Cr.App. 1985), the defendant was prevented from posing a proper question to the entire' jury panel, not simply a single venireman. In that event it is clear that encroachment upon the right to representation of counsel under Art. I, Section 10 of the Texas Constitution, see Mathis,322 S.W.2d at 631 , has infected the entire process of jury selection. The harm is manifest. In Smith v. State,513 S.W.2d 823 , the defendant complained he was prevented from posing a proper question during the individual voir dire of twelve separate venireman [sic]. Again, in that event the harm would be evident.
By contrast, in this case the error infected the voir dire of but a single venireman. Because appellant was awarded additional peremptories, the infection was cured.
Gardner,
In the present case, applicant was prevented from asking a proper question of thirty-five veniremen, approximately half of the entire venire. The trial court abused its discretion by improperly limiting the scope of voir dire questioning. Since applicant was not allowed to question thirty-five
Still, does this “constitutional” error rise to the level of error cognizable by writ of habeas corpus?
While the prevailing practice of individualizing sentencing determinations generally reflects simply enlightened policy rather than a constitutional imperative, we believe that in capital cases the fundamental respect for humanity underlying the Eighth Amendment ... requires consideration of the character and record of the individual offender and the circumstances of the particular offense as a constitutionally indispensable part of the process of inflicting the penalty of death.
This conclusion rests squarely on the predicate that the penalty of death is qualitatively different from a sentence of imprisonment, however long. Death, in its finality, differs more from life imprisonment than a 100-year prison term differs from only a year or two. Because of that qualitative difference, there is a corresponding difference in the need for reliability in the determination that death is the appropriate punishment in a specific case.
Id.
In Beck v. Alabama,
In Gardner v. Florida,
We find the reasoning in the above-cited cases compelling in the instant case. Applicant was tried for and convicted of capital murder, the only offense under our penal code subjecting a defendant to the possibility of receiving the death penalty. Indeed, applicant was sentenced to die. In reviewing the constitutionality of our sentencing scheme in death penalty cases, the Supreme Court of the United States held that because the submission of the special issues provided in Art. 37.071, V.A.C.C.P., guided the jury in determining whether to impose death, such a scheme was constitutional. Jurek v. Texas,
If this Court were to adopt appellant’s argument that deliberately and intentionally or knowingly were linguistic equivalents, it would render Art. 37.071(b)(1), supra, a nullity. Under such a holding, Art. 37.071(b)(1), supra, would be a useless thing in that a finding of an intentional or knowing murder would be irreconcilable with a finding that the defendant’s conduct was not committed deliberately. We will presume that the Legislature would not have enacted Art. 37.-071(b)(1), supra, had it intended for a finding of deliberateness to be based on the same standard as that of intentional or knowing.
Id., at 552-553.
Thus, a juror who would equate these terms by automatically finding the defendant’s conduct deliberate upon a finding that it was intentional or knowing would render special issue one a “nullity.” To allow such a juror who is obviously not guided by the special issues in determining punishment would undermine the constitutionality of our sentencing scheme. Jurek,
As the discussion above reveals, the question applicant sought to ask during voir dire went to the very heart of our capital murder sentencing scheme, and necessarily had an impact on whether this particular jury would automatically, as opposed to discretionarity, answer the special issues affirmatively and require the trial judge to impose a sentence of death. Given the nature of applicant’s claim and the heightened need for due process standards to met in death penalty cases, we hold that applicant’s claim is cognizable via an application for writ of habeas corpus.
To reiterate: The trial judge committed error in denying the requested voir dire questioning; the error was of a Texas constitutional dimension; this is a capital murder case where the death penalty was imposed; and the error went to the heart of the decision making process used in arriving at the death penalty; thus, in this instance, this type of error is cognizable by writ of habeas corpus. Applicant has supplied facts which prove the error merits relief as required by Maldonado,
Therefore, the relief sought is granted. The judgment in Cause No. 80164 is set aside and applicant is ordered released to the Sheriff of Dallas County to answer the indictment in this cause. A copy of this opinion will be furnished the Texas Department of Criminal Justice, Institutional Division, by the Clerk of this Court.
Notes
. Applicant raises ten (10) grounds for relief in his writ application.
. We recently addressed the propriety of running objections to preserve error in Sattiewhite v. State, 786 S.W.2d 271 (Tex.Cr.App.1989), wherein we held "as long as the running objection constituted timely objection, stating the specific grounds for the ruling, the movement desired the court to make (if the specific grounds
. The instant case was tried in 1982, five years before our decision in Gardner was rendered.
. The concurring opinion suggests that at this juncture we should determine "whether by any other measure the error is such as to void the conviction,” concurring opinion, page 486. We are then faulted for not undertaking this admittedly daunting "enterprise." We are given no hint as to the nature or character of these "other measures.” We note that criticism of this Court’s past attempts to elucidate the concept of habeas cognizability is as easy as the attempt to define it has been difficult (see discussion, supra, opinion at page 481-82). We would have appreciated the concurring opinion had the criticism been more constructive and suggested just what the concept of habeas cognizability should mean in the future.
Concurrence Opinion
concurring.
Had applicant raised the present contention in his direct appeal, I would not hesitate to reverse his conviction and remand the cause for new trial. See Gardner v. State,
In Ex parte Truong, supra, we essentially held that an allegation of error which, though of state constitutional dimension, is nevertheless subject to a harm analysis under Tex.R.App.Pro., Rule 81(b)(2), “is at best voidable, and as such is not subject to a collateral attack by writ of habeas corpus.”
Rather than undertake this admittedly daunting enterprise, the plurality concludes the issue is cognizable for the simple reason that applicant was prosecuted for capital murder. I do not understand how that
I had hoped the Court had begun to develop a more coherent doctrine of cogniz-ability at least of state, if not also of federal, constitutional claims under Article 11.-07, supra. Ex parte Truong, supra. See Ex parte Dutchover, supra (Clinton, J., concurring); Ex parte Crispen,
For my own part, I would avoid the question altogether of whether applicant is entitled to relief under the Texas Constitution, and proceed, instead, upon the Sixth Amendment to the United States Constitution. For in my view, applicant was deprived of his federal constitutional right to effective assistance of counsel just as surely as he was deprived of his identical right under Article I, § 10.
I am not altogether sanguine about granting relief under a claim I do not regard as particularly “exceptional” or “fundamental,” notwithstanding its federal constitutional dimension. See Ex parte Cris-pen, supra, at 109 (Clinton, J., concurring). Moreover, the error not being “exceptional” in nature, applicant should be made to explain the reason he could not have raised this contention in due course of his direct appeal. Ex parte Dutchover, supra, at 79 (Clinton, J., concurring). As yet, however, this perspective has not prevailed on the Court. Under current law as I understand it, subject to the requirements that in some instances it be properly preserved in the trial court, Ex parte Crispen, supra, and that in any event it be properly pled in the application for writ of habeas corpus in this Court, Ex parte Dutchover, supra, any defect of federal constitutional magnitude may be remedied by way of a collateral proceeding brought under Article 11.07, supra. Ex parte Banks, supra, at 540, and cases cited. Accordingly, I would grant relief in this cause on the basis of a violation of applicant’s Sixth Amendment right to effective assistance of counsel.
Although I cannot join the plurality opinion, I therefore concur that relief should be granted.
In Gardner v. State, supra, at 690, n. 9, we held error of the sort at issue here to be "cured" inasmuch as it affected the voir dire of but a single venireman, and the defendant had been granted an additional peremptory challenge. In so ruling we observed that where an accused is prevented from posing a proper question to the entire venire, or to a significant portion thereof, harm is, respectively, "manifest” and "evident.” See also Allridge v. State,
Dissenting Opinion
dissenting.
On original submission in this cause a three judge plurality opinion held that failure to allow questioning of veniremen regarding their ability to distinguish “intentional” from “deliberate” was error of state constitutional magnitude. Disallowing the question to a significant portion of the venire was held to violate applicant’s right to effective counsel under Article I, § 10 of the Texas Constitution. Because this inquiry “went to the very heart of our capital murder sentencing scheme,” and because of “the heightened need for due process standards” in capital cases, the plurality held this error cognizable under Article 11.07, Y.A.C.C.P. Op. at 485. It is cognizable, the plurality held, notwithstanding our holding in Ex parte Truong,
I filed a concurring opinion in this cause, in which three judges joined. There I opined that in context of the state constitutional error that occurred here, a harm analysis “may have no application[.]” Op. at 486, n. *. That being so, the limitation on cognizability expressly announced in Truong would not apply. But I still believe that “[fjinding an error is not subject to a harm analysis does not necessarily end the cognizability inquiry.” Id. Neither my opinion, nor as I understand it, the plurality’s, addressed the question of what errors of state constitutional dimension not subject to a harm analysis may nevertheless not be cognizable under Article 11.07, supra. The plurality did not address the question because it believed the Eighth Amendment principle that “more-process-is-due” to a capital defendant rendered the issue cognizable. I rejected that approach. Instead, I avoided the question of cogniza-bility of state constitutional error altogether by positing that relief could be granted for. the same error, under the guise of ineffective counsel as guaranteed by the Sixth Amendment. Since that is an error of federal constitutional dimension, it is cognizable under existing precedent whether subject to a harm analysis or not. See Ex parte Banks,
In his motion for rehearing the State Prosecuting Attorney contends, inter alia, that the concurring opinion erred in assuming there is a Sixth Amendment claim of ineffective assistance of counsel comparable to this Court’s holdings that prevention of effective voir dire can violate the right to representation of counsel under Article I, § 10, supra. See, e.g., Mathis v. State,
Moreover, upon further reflection I cannot imagine any reason the “prejudice”
In short, it has been demonstrated to my satisfaction that it was a mistake to rely on the Sixth Amendment as a source of post conviction habeas corpus relief in this cause. The error is purely of state constitutional dimension. Only the three judge plurality opinion explains why this state constitutional error is cognizable under Article 11.07, supra, Ex parte Truong notwithstanding. I, and presumably the three judges who joined my concurring opinion, have rejected the plurality’s explanation. Presumably Judge Berchelmann rejected it too. That means a majority of the Court has yet to agree that relief is available on collateral attack for the only error presented here — violation of Article I, § 10, supra. Until we address that issue we cannot grant relief.
Denial of intelligent use of peremptory challenges is not ordinarily susceptible to a harm analysis. See Nunfio v. State,
CAMPBELL, J., joins.
