*1
Tex.R.App.
closing
in
repeatedly
appellant
five is
ferred to
P.
Point of error
33.1.
and the
“17-year-old,”
argument as
overruled.
object.
In
view
State did
error, appel
point
In
sixth
of
and the docu
implied
State’s
concessions
that
was seven
lant contends
because he
consistently reflecting appellant’s
ments
years
when the crime was com
teen
old
birthdate,
adequately reflects
the record
mitted,
penalty
of
assessment
the death
than
younger
eighteen
that
was
appellant
against
Eighth
him
the
Amend
violates
the
of the offense.
years
age
of
time
the
ment
to
United States Constitution.
Supreme
the
Court’s mandate
Pursuant to
claim,
support
appellant
In
cites
of
Simmons,
is
appellant’s
death sentence
Roper,
ex
Simmons v.
State
rel.
of
im
hereby
to a sentence
life
reformed
(Mo.2003),
the United
S.W.3d
which
Tex.R.App.
78.1;
v.
P.
Herrin
prisonment.
Supreme
granted certiorari
States
Court
State,
436,
(Tex.Crim.App.
125 S.W.3d
the Eighth
to reconsider whether
Amend
779,
2002);
v.
Collier
of
by
is violated
the
imposition
ment
. Point of error six is
(Tex.Crim.App.1999)
defendant
penalty against
death
criminal
sustained.
years
who was seventeen
old when he
modify
judgment
of the trial
We
committed the
crime.
life imprison-
court to reflect a sentence of
Supreme
The United States
Court has
respects,
judgment
ment.8 In all other
Simmons,
Roper
since decided
544 U.S.
is
of the trial court
affirmed.9
-,
crimes were committed.” 125 S.Ct.
1200, 161L.Ed.2d at 28.
There is in the record evidence appellant years old seventeen parte George Ex Edward offense, when he committed instant McFARLAND, and the does not contend otherwise. State Applicant. The offense was on or about committed No. AP-75044. July Appellant’s statement indi April cates his birthdate is Texas, Appeals of Court of Criminal sheet, booking report, the arrest En Banc. warrant, arrest and the trial court’s docket May sheet, record, all contained in the reflect April date of is appellant’s birth addition, In counsel re- defense four, points complain appellant error appear those In three now rul ings. complains alleged punish- about errors appellant’s phase. ment Because we reform judg- separate are 8. We note that there three imprison- life death sentence sentence case, and death sentences in this one ments ment, are moot. points three and four judgment each count. Each and sentence hereby of life modified reflect sentence imprisonment. *5 III, Humble, Ap- for E. Herman Walter pellant. Atty., Hous- Roady Asst District
Jack Austin, Paul, ton, Atty., State’s Matthew for State.
OPINION these On issues. we November adopted court’s con- finding and COCHRAN, J., opinion delivered for on twenty- clusions claims through three a unanimous Court. However, three and denied relief. appli- an original This is application for writ of cant’s first two habeas claims deal corpus pursuant habeas filed to Article his trial attorneys provided whether effec- 11.071 of the Texas Code of Criminal Pro- tive of assistance counsel. The claim first cedure. was convicted of one of slept those attorneys murder and in August sentenced to death large portions through of the After trial. of 1992. This Court Applicant’s affirmed ineffective these assistance of counsel on appeal.1 Applicant conviction direct al- rejected claims were appeal, direct leged twenty-three claims for relief in his held, Johnson,3 Fifth Circuit Burdine v. original corpus habeas application filed on lawyer sleeps signifi- through May evidentiary 1997. After an hear- portions cant of trial ing, the trial court conduct Findings entered results Fact Conclusions of Law and recom- the constructive denial of counsel.4 Based denying Burdine, mended relief. upon we filed this' application our appeal reconsider decision on direct Fact, In his Findings judge that applicant failed to show that had noted that almost all twenty-three been counsel” “denied under the Sixth in applicant’s original habeas claims habe- or that attorneys Amendment corpus application provided as raised and been rejected constitutionally on direct appeal.2 There would assistance “ineffective normally evidence, be no habeas review counsel.”5 After reviewing the *6 State, (Tex. (1963), allegation 1. McFarland v. 482 concerning pur- 215 the (en banc). Crim.App.1996) suppression ported grand jury of the testimo- ny of Burks and Walter the of the destruction 2. See McFarland v. 482 S.W.2d Craige tape telephone of Crime Burks’s call to (Tex.Crim.App.1996). One new claim assert- Stoppers. findings, In its writ the trial court applicant's appeal attorney ed direct was applicant concluded that that: failed to show constitutionally ineffective because his attor- grand jury testimony Mr. Burks’s contained extensions, ney many filed forced to show was evidence; Brady the State tran- withheld the filed, why timely cause the brief had not been script Mr. testimony; Burks’s of of admission ultimately poor and appeal, filed a brief. On jury grand testimony the would have been thirty-three points counsel raised of error in applicant; favorable to the State "withheld” supplemental initial the brief. He then filed a Stoppers destroyed tape the Crime which was raising thirty-five points brief more of error. Depart- with accordance Houston Police thoroughly Court This all of those addressed months; policy tape ment after six or the points lengthy published opinion. of a error in any exculpatory contained evidence. We appellate The trial court concluded that coun- adopted findings these and denied relief on representation "protect sel’s was sufficient to those claims on November right reasonably counsel effective in the Further, primary case.” applicant failed to (5th Cir.2001). 3. 262 F.3d appellate per- show but for counsel’s formance, prevailed likely he would have (concluding 4. Id. at “[u]n- that an appeal. parte Owenby, Ex S.W.2d equates conscious counsel to no at counsel (to (Tex.Crim.App.1988) prevail on inef- purposes all” for of the Sixth Amendment claim, appellate fective assistance of counsel case). right in a to counsel criminal defendant must "must to show be able appeal outcome of be the would different" specific Applicant's claims are as follows: counsel). provided competent 1) Brady Mary- A right second new claim Sixth to the was a McFarland's Amendment land, deprived. 373 U.S. 83 S.Ct. L.Ed.2d of counsel has assistance been ap- Fact, robbery-murder, the days the Four after Findings of and court’s Craige Burks called law, deny plicant’s nephew on those we now relief applicable men said that three and Stoppers claims as well. Crime two habeas Mi- in the crime: applicant, were involved I. Burks Clark, Albert Harris. chael and the that two weeks before testified at trial A. The Evidence at Trial driving Michael robbery, with he was a Shirley gro- and Kenneth Kwan ran Kwan’s pointed to Mr. Clark when Clark Mr. Kwan the cery store Houston. and going and said “he was grocery store Powell, security guard, store’s James went robbery and that to retire from armed money twice a to the bank week a bring him guy supposed to [sic] Chinese checks. On No- payroll cash customers’ that, on money.” of Burks also said bunch 15, 1991, the two men returned vember by day robbery, applicant came bag containing the bank a bank from of car with a “bundle his house in a new $27,000 they pulled up cash. to the As him, brother, money” and took store, applicant sitting Powell Mr. noticed uncle for a ride. told them lap. baga on his As nearby with leaves hobo, a a and shot had dressed like robbed got and Mr. out of the Mr. Kwan Powell on the guy, pulled pistol Chinese car, jumped up and shouted security he and guard. He claimed that Powell, carrying shotgun: Mr. $50,000. accomplices his two stole gun. gun. you If “Drop Drop in- don’t, Stephens Bill your I’ll brains Houston Police Officer blow Goddamned robbery-murder Mr. gun. vestigated dropped out.” Mr. Powell Mr. store, Ste- tip, ran to the door of the on Burks’s Officer Acting Kwan front Kwan. him. fired Powell Bartie phens but two shots showed Mr. and Ms. doorway inside for a sec- Powell a tenta- photo line-up. Kwan stood made dropped then floor as more Ms. applicant, ond and to the tive identification fired. Applicant’s accomplice shots were positive Bartie identification made As appli- followed Mr. Kwan into the store. him. *7 yelled the bag,” accomplice, cant “Grab the phase, the State During punishment the Kwan,
wearing mask, a ski Mr. stood over prior applicant’s of three offered evidence back, grabbed him in the and the shot convictions, robbery, including an armed bag. bank Mr. died from his Kwan unadjudicated three of- and evidence of He had shot a total of five wounds. been fenses. times. First, 1991, applicant of September in Bartie, a and of Carolyn friend customer in the employees robbed two Wal-Mart Kwans, robbery-murder the the saw entire from they lot as parking store returned in lot. parking her car the store’s from $5,000in One of the bank over cash. with Bartie testified that she waved Mr. Ms. man applicant as the car, the victims identified Kwan, getting out of his and who and gun to head put a machine nearby. applicant sitting She she noticed money. and his Applicant not a demanded his face. He did wear could see employee’s in accomplice off attempted never to cover his drove disguise and truck, fol- and, one of victims when face. 2) prejudiced the ness outcome representation McFarland falls far and The objective trial. an standard reasonable- below car, lowed in applicant got seventy-two-year-old them another John Benn. He re- out of the truck and fired a shot at him. tained though Mr. Benn even Mr. Benn capital had never tried a murder case un-
Second, just days two after the Wal- der current Texas law. Three months af- Mart robbery, applicant was arrested for ter Benn first made court appearance, nightclub altercation in parking a lot. caution, judge, the trial in an abundance of evening Earlier in the he a gotten had into appointed Sanford Melamed to serve as shouting nightclub match another pa- with Mr. Benn’s co-counsel. Mr. tron. A Melamed was security guard later saw the men lot, considerably still shouting parking younger attorney in the then with con- (later applicant saw a handgun siderably experience, retrieve more trial albeit not found hollow-point to be loaded with bul- The judge cases.6 Mr. warned hjs lets) put gun from car and to the Melamed that to follow he was Mr. Benn’s man’s, security other back. The guard ran lead; he was not to make decisions over grabbed it. the case seeking approval without first However, of both applicant. Mr. Benn and
Third, police December re- judge warned also Mr. Melamed ceived a forthcoming information about that he prepared try should be “bank-bag on robbery” Lockwood. For entire case on his own. they over an hour followed Michael Clark —one of applicant’s accomplices in nothing wanted to do with Mr. robbery-murder driving of Mr. Kwan— sign Melamed and the appoint- refused Jeep they red town around saw only ment of counsel form. He wanted applicant getting of a stolen van out which Frankoff, Mr. Benn’s assistance.7 Richard had been with the traveling Jeep. represented an attorney who had applicant on put punishment defense three charges, other criminal sent phase witnesses. The custodian of records stating letter that he had known Mr. Me- for County the Harris Jail testified that years, lamed for very is a com- “[h]e applicant had been involved in any mitted competent attorney,” and that disciplinary in custody incidents while applicant should talk Melamed. supervisor murder. at a Applicant’s Benn, applicant, also like refused paper company testified that applicant was Mr. Melamed’s assistance. Mr. Melamed good during five-year employ- worker repeatedly tried to meet with Finally, ment. applicant’s wife testified strategy that she and retained counsel to discuss trial two children always good up that he had been and divide trial duties. Mr. Benn kept her. result, putting him As a off. the two *8 Legal Applicant’s Representation B. contact, lawyers virtually pre-trial no had they a Shortly capital significant after arrest for never had substan- mur- der, counsel, his own hired trial tive conversation about the case. by foisting lawyer upon 6. Sanford testified at the appointed Melamed writ hear- an him to ing practiced that he had criminal law for assist his retained counsel. 928 S.W.2d at years, fourteen been retained appoint- had or "[wjhere 508. This Court concluded that ed in over two misdemeanor hundred cases deems, case, trial court as the instant cases, felony and over six hundred and had assistance, may retained need counsel it is approximately thirty felony jury tried trials. acceptable sponte appoint to sua additional counsel, does not violate a defen- [this] Ironically, applicant's appeal one of direct right dant's to counsel choice.” Id. claims trial court was that the violated his right to counsel of "constitutional his choice” trial, he motion for new hearing on the he knew that testified that Mr. Melamed I customari- years “I’m old. explained, client nor co-counsel wanted neither his case. Mr. Me- afternoon.” nap involvement this take ly a short not want come between Mr. no- lamed did to in the Virtually everyone courtroom but, as the trial applicant, Benn and sleeping.8 Melamed Mr. Mr. ticed Benn neared, trying be he realized he would sleeping saw Benn stated that he first Mr. essentially by Mr. Benn tes- himself. dire, case got and it worse during parts of voir hearing that evidentiary at the writ tified said that as the trial He progressed. just for preparing he hours spent four chair dur- nudge Mr. Benn’s bailiff would He also capital murder trial. him, judge and the ing the trial to awaken any pre-trial he file admitted that did not occa- Benn on numerous admonished Mr. motions, subpoena interview or wit- sions.9 nesses, or visit the crime scene. case-in-chief, put on During the State its Melamed, hand, on other testi- Mr. witnesses, cross- fourteen but Mr. Benn to steps pre- that he took numerous fied Although three. Mr. Benn only examined pare studying capital for murder trial — mit- prepare applicant’s said he would treatise, consulting capi- experienced punishment phase, he igation case for the lawyers, observing tal-litigation portions not, Mr. again so Mr. Melamed did. did trial, filing numerous pre- argument did present closing Benn that, by Mr. trial motions. Melamed said extremely jury. His remarks were fully time pre- the trial he was began, jury not to simply concise. asked the He pared handle of it. every aspect Had for swayed by “eye eye” an an mentali- be time, he preparation needed more would sympathy to have ty, but rather for a continuance. have asked and to his life. spare client judge trial Mr. Melamed said that the asked least twice before the II.
trial whether he wanted to continue with said, counsel Applicant retained Mr. Benn. that he contends both Applicant ‘Yes,” requested and he or never other the Sixth was denied counsel under counsel. never additional ex- that he consti Amendment and received pressed dissatisfaction with Mr. Benn to tutionally assistance of counsel. ineffective judge either the or Melamed. Mr. a de Washington,10 Under Strickland trial, claiming fendant ineffective assistance provided At Melamed (1) coun legal demonstrate that representation; lion’s share of must objective an during trial. At the sel’s conduct “fell below slept Benn sometimes waiver, the court made pro- affidavit in the habeas raise issue of In an submitted Thus, juror ceeding, one that Mr. Benn's will not findings stated that issue. we no disgusting sleeping "was so blatant and that it defendant question address of whether a subject different, within the was the conversation accept the offer of who refuses couple jury panel a of times.” counsel, appointed he knows lead awake does remain his retained incidents, judge these After one of *9 trial, during Amendment forfeits Sixth again applicant wanted different asked if he penchant for that counsel’s claim based on appointed. Again, applicant de- lead counsel napping. The writ does not indicate clined. record applicant knew that his re- whether himself 668, 2052, 104 S.Ct. 80 L.Ed.2d 10. 466 U.S. lawyer frequently napped during the tained (1984). 674 might Although well present facts trial. 752 reasonableness,” (2)
standard of
this Court
that
held
defendant’s Sixth
incompetence caused
defendant preju-
rights
Amendment
are violated “if the ac
Strickland, however,
dice.11 Under
there
cused is denied
at a
counsel
critical
prejudice
are a
which
few- situations in
Cronic stage.”16 Under
its
progeny,
under the second prong
presumed
will be
only
defendant is denied
not
counsel
when
because these errors
.both “easy
are
physically
is
absent from the
identify”
“easy
government
for the
but
proceeding,
mentally
when
is
ab
prevent.”12
situations,
In those
it
is
well, ie.,
asleep,
sent as
counsel is
uncon
“likely
case-by-case inquiry
that
prej-
into
scious,
non compos
actually
or otherwise
udice
worth
pre-
is not
the cost.”13 Such
mentis.17
of Cronic is
This prong
epito
sumed-prejudice errors include the “actu-
“potted
mized by
plant”
the “inert”18 or
al or constructive denial” of counsel or
who,
lawyer
although physically and men
“state interference” with counsel’s assis-
courtroom,
tally
present
fails to
tance.14
(or
provide
is
from
prevented
providing)
any meaningful
In
assistance.19
this situa
A. Actual or Constructive Denial of
tion,
presume prejudice
courts
based upon
Claim
Counsel
the actual-
denial
or constructive
of counsel
Applicant’s first claim is that he
“when such absence
the overall
threatens
constructively
was
or
actually
denied coun
trial.”20
fairness of a
attorney’s
sel
per
because
retained
agree
We
that
did not have
sistent
of napping during
habit
the trial.
during
active
Bern’s
assistance
argues
He
slept
when
Benn
postprandial naps
trial,
naps
and that those
oc-
through
portions of
significant
during
stages”
totally
curred
“critical
of his trial.
deprived
was
that coun
However,
sel’s assistance.
as this Court stated
notes that
direct
Cronic,15
United States v.
Supreme
appeal
ease:
of this
Strickland,
687-88,
11.
attorney slept through
lenged reliability conduct on the of the lieved it a good would not have been ex process, guar the Sixth Amendment penditure fees,” of investigator’s and he antee generally implicated.33 is prosecution being gen viewed witnesses as erally unwilling “voluntarily turn cooperate”
We
now to each of
strategic
with defense counsel. This was a
claimed ineffective assistance errors.
decision, made after Mr. Melamed consult
1.
Investigation
Prepa-
Pre-trial
experienced
ed with more
in Har
ration Claims
Instead,
County.34
ris
he had his investi
scene,
gator
nearby
visit the crime
canvass
Applicant claims that neither of
attempt
eye
locations in an
to find other
attorneys “perform[ed] any
pre-trial
witnesses,
scene,
photograph the crime
investigation, let alone reasonable investi
diagram,
construct a scene
review
gation.” He
that Mr.
claims
Melamed’s
report
reports
ballistics
and offense
failure to
prosecution
interview the
wit
him.
unreasonable,”
“manifestly
nesses was
Further,
argues
against
applicant finally spoke
“State’s case
Melamed,
McFarland was thin at best.”
gave
with Mr.
counsel a list
judge,
presumably
Id.
"[t]he
district
who
is
legal
familiar with the
talents and character
Id. at
The trial developed two-pronged defense record, we upon our review of Based (1) began: trial that strategy before findings that agree with court’s “com- person who committed the murder ob- was preparation Melamed’s mitted, most, than felony murder rather circum- reasonable under jectively (2) murder”; and that the evidence tri- consistent a coherent and stances to reason- prove, beyond was insufficient strategy. al doubt, and applicant present able that was Claims Cross-Examination the offense. trial court committed found, appeal, as did this Court on direct that his attor Applicant claims pre-trial investigation was counsel’s adequately to cross-examine neys failed constitutionally reasonable.36 definitively only two witnesses who Bartie, crime, an Carolyn tied him to the
Furthermore,
fails
applicant
Craige
to the
eyewitness
killing,
how the
to conduct
demonstrate
failure
im
Burks,
Stoppers
called Crime
investigation
pretrial
prejudiced
further
that his
plicate
Applicant
uncle.
claims
him.
argues that
if defense
Applicant
Bartie’s
have
Ms.
lawyers should
attacked
interviewed
Burks or
Craige
counsel had
However,
eyewitness.37
an
credibility as
grand-jury testimony
more
reviewed
consistently at both
testified
Ms. Bartie
they would
discovered
thoroughly,
have
at trial that
hearing and
testimony
the identification
“inconsistencies” between that
security
applicant holding the
testimony.
and his trial
also relies
she saw
He
Moreover,
firing at
upon
post-trial
pur-
guard
undated
Mr. Kwan.
affidavit
State,
(Frank)
impeaching
testi
witness’s
McFarland
845 S.W.2d
from
one
See
v.
1992) ("When
(Tex.Crim.App.
a de
mony
testimony
other witnesses.
848
with the
strategy by
preempts
attorney's
State,
See,
fendant
McKinney v.
S.W.2d
e.g.,
491
put
insisting
be
on or
that certain evidence
1973) (allowing
(Tex.Crim.App.
prosecu
out,
assistance
kept
no claim ineffective
if
to ask defendant
cross-examination
tor
sustained”).
can be
testifying
“lying”
were
for
State’s witnesses
inconsistently
version
with defendant’s
McFarland,
that Melamed
to obtain
himself
testify.
called
possible punishment
names of
that Mr. Frankoff not be
witnesses
involved,
hazards
we
applicant;
applicant
potential
from the
Given
McFarland,
specific,
explicit directive to re
Furthermore, this matter was raised merely deficient: he accepted what rejected appeal.47 on direct Applicant jury already Additionally, decided.49 witnesses, any specific has failed to name even if Frankoff, counsel’s comments were an other than Mr. whom his attor- admis- neys guilt, should have sion of prove contacted or called as has failed to Likewise, mitigation witnesses. he has they prejudiced his case. failed to show that these unnamed wit- has not shown but for Benn’s to testify nesses were available or that argument, jury likely would have an- testimony their would have benefitted him. special differently.50 swered the issues He Therefore, he prejudice.48 fails show has prove prong failed to either Strickland test. Jury Argument Claim Next, applicant claims that Mr. Interest Claim Conflict of closing jury during Benn’s remarks to the punishment phase essentially conceded Finally, applicant claims that Mr. *15 guilt and bolstered the State’s case. Benn had a conflict of interest. He con Mr. Benn was person speak the last to to tends that Benn previously represent jury on part behalf. As Clark, was, ed Michael according who remarks, closing jury he told the that: Burks, Craige in peripherally involved this exchange
If we could
George’s life for
capital murder.
Kwan’s],
say
I
alright,
[Mr.
would
man
killing
going
bring
but
one
is not
The trial court
that
concluded
Eye
back the life of another man.
for
ground
relief on this
should
denied
be
eye,
a tooth for a tooth went out of
First, applicant
various reasons.
failed to
civilized
religion long
ago.
time
attorney
show that his
is the same John
Applicant argues that
Benn who
jury
represented
would inter
Michael Clark or
pret
person
these comments as an
that
this
admission
was the same Michael
(Frank) McFarland,
848;
State,
227,
46. See
We conclude knowingly one of exercised his attorneys slept through portions right of the being represented by continue trial, applicant lawyer was not deprived slept rather than capable assistance of lawyer, counsel under the applicant may the Sixth not now com- Amendment plain because his second about his choice. present and an active advocate at all Furthermore,
times. applicant has failed
to establish that he received ineffective
assistance of deprived counsel which him Sixth Amendment right to. a fair
trial. deny We therefore relief. WOMACK, J., a concurring filed Tony Roy ELARDO, Appellant,
opinion, joined KELLER, P.J., by JOHNSON, J.
WOMACK, J., a concurring opinion filed Texas, Appellee. The STATE of KELLER, P.J., JOHNSON, which No. 06-04-00060-CR. J., joined. Texas, Appeals Court of In addition to the denying reasons for Texarkana. relief that gives the Court opinion, its I join, which I wish add another: The Submitted Feb. waived, trial, the complaint Decided March brings that he today. Opinion Overruling Rehearing As the Court’s account says, appli- April (ante,
cant chose and an attorney hired at 750), spurned the trial court’s efforts
give him attorney the assistance of another 750)
(ante, at or to let him change attor- (ante, 751).
neys going He insisted on
to trial with the counsel of his choice.
This was right, which the trial court
could not have denied him. court, seeing careful trial that the
applicant had poorly, provided chosen him
with the qualified assistance of a public’s expense.
at the
When it was obvious his chosen (see ante, asleep during
counsel fell
751), the trial court asked the if wanted have the trial continue in the
