Ex parte Jason Wayne HUNTER.
No. 06-08-00041-CR.
Court of Appeals of Texas, Texarkana.
Decided June 17, 2008.
Submitted June 16, 2008.
256 S.W.3d 902
Charles C. Bailey, Mt. Pleasant, for State.
Before MORRISS, C.J., CARTER and MOSELEY, JJ.
OPINION
Opinion by Chief Justice MORRISS.
The jury was listening to the second witness testifying at the trial1 of Jason Wayne Hunter on an aggravated sexual assault charge,2 when a break in the proceedings was taken. During that break, it was discovered that one of the jurors had previously served on a grand jury that had earlier indicted Hunter for the very crime
Once the case was set for another trial, Hunter filed a pretrial application for writ of habeas corpus March 10, 2008. See
At a hearing on the application‘s merits, Hunter argued there was one alternative to declaring a mistrial and, therefore, manifest necessity did not exist to declare a mistrial. That alternative, argued Hunter, was using an alternate juror.4 The trial court ultimately denied Hunter‘s pretrial application for writ of habeas corpus, a ruling Hunter now appeals to this Court.
The sole issue raised in this accelerated appeal is whether the trial court erred by denying Hunter‘s pretrial application for writ of habeas corpus based on his contention that the State‘s continued prosecution of the underlying case violates his federal and state constitutional protections against being twice tried for the same crime.5 Concluding that we are constrained by the precedent of Ex parte Fierro, 79 S.W.3d 54, 56 (Tex.Crim.App.2002), we hold that, because the trial court‘s sua sponte dismissal of the juror was error, that event cannot supply manifest necessity for a mistrial. For that reason, we reverse the trial court‘s denial of Hunter‘s petition.
“A State may not put a defendant in jeopardy twice for the same offense.” Arizona v. Washington, 434 U.S. 497, 502, 98 S.Ct. 824, 54 L.Ed.2d 717 (1978); see also United States v. Newton, 327 F.3d 17, 21 (1st Cir.2003). “Because jeopardy attaches before the judgment becomes final, the constitutional protection also embraces the defendant‘s ‘valued right to have his trial completed by a particular tribunal.‘” Washington, 434 U.S. at 503. “As a general rule, after a jury has been impaneled and sworn, thus placing the defendant in jeopardy, double jeopardy bars a re-trial if the jury is discharged without reaching a verdict.” Fierro, 79 S.W.3d at 56 (citing Brown v. State, 907 S.W.2d 835, 839 (Tex. Crim.App.1995)); see also Ex parte Lewis,
[e]ven if the first trial is not completed, a second prosecution may be grossly unfair. It increases the financial and emotional burden on the accused, prolongs the period in which he is stigmatized by an unreasonable accusation of wrongdoing, and may even enhance the risk that an innocent defendant may be convicted.
Washington, 434 U.S. at 503-04 (referencing United States v. Jorn, 400 U.S. 470, 483, 91 S.Ct. 547, 27 L.Ed.2d 543 (1971) (plurality opinion); Green v. United States, 355 U.S. 184, 187-88, 78 S.Ct. 221, 2 L.Ed.2d 199 (1957); Carsey v. United States, 392 F.2d 810, 810-11 (D.C. Cir. 1967)); see Lewis, 219 S.W.3d at 353 (noting consequence of double jeopardy jurisprudence is that occasionally, guilty person goes free).
“An exception to this rule exists when the defendant consents to a retrial or a mistrial is mandated by ‘manifest necessity.‘” Fierro, 79 S.W.3d at 56 (citing Washington, 434 U.S. 497); see also United States v. Aguilar-Aranceta, 957 F.2d 18, 22 (1st Cir.1992). Such exceptions to the general prohibition against double jeopardy endure because there are many situations in which an accused‘s “valued right” to be tried before a particular tribunal should nonetheless be subordinated “to the public interest in affording the prosecutor one full and fair opportunity to present [the State‘s] evidence to an impartial jury.” Washington, 434 U.S. at 505; see also Downum v. United States, 372 U.S. 734, 736, 83 S.Ct. 1033, 10 L.Ed.2d 100 (1963) (“At times the valued right of a defendant to have his trial completed by a particular tribunal summoned to sit in judgment on him may be subordinated to the public interest—when there is an imperious necessity to do so.“). Such subordination should occur, however, only when the appellate record supports the prosecutor‘s claim of “manifest necessity” that this important individual should bow to the public interest. Washington, 434 U.S. at 505; Aguilar-Aranceta, 957 F.2d at 22 (citing United States v. Dinitz, 424 U.S. 600, 608, 96 S.Ct. 1075, 47 L.Ed.2d 267 (1976)).
Manifest necessity is, and should be, “limited to very extraordinary and striking circumstances.” Ex parte Little, 887 S.W.2d 62, 65 (Tex.Crim.App.1994). “There must be a ‘high degree’ of necessity that the trial come to an end.” Fierro, 79 S.W.3d at 56 (citing Torres v. State, 614 S.W.2d 436, 442 (Tex.Crim.App.1981)). The United States Supreme Court has declined to delineate rules or categories of circumstances in which manifest necessity exists, but such situations are clearly limited to “very extraordinary and striking circumstances,” according to the Court. Downum, 372 U.S. at 736.
To find manifest necessity, the trial court cannot simply make token reference to the various alternatives before ordering a mistrial; what is required of the trial court is that it “carefully and deliberately consider which of all the alternatives best balances the defendant‘s interest in having [the] trial concluded in a single proceeding with society‘s ‘interest in fair trials designated to end in just judgments.‘” Brown, 907 S.W.2d at 840 (quoting Washington, 434 U.S. at 516); see also Sonnier v. State, No. 14-92-00999-CR, 1995 WL 600564, at *2 (Tex.App.-Houston [14th Dist.] Oct. 12, 1995, pet. ref‘d) (not designated for publication). This deliberate consideration by the trial court of various alternatives, and the appropriate
We are charged with the responsibility of reviewing the trial court‘s mistrial declaration,6 to determine if manifest necessity required it. The following transcript, where the trial court considered the problem, provides us the key context for our review:
THE COURT: Let the record reflect we‘re outside the presence of the jury.
At this time, the Court has determined that one of the jurors that is seated during this case was on the grand jury that originally indicted Mr. Hunter, and that case was dismissed, and then another grand jury indicted the case that we‘re presently trying.
However, because of the fact that the facts are basically the same that the grand juror heard in the first indictment as opposed to the second indictment, then that juror is disqualified from participating in this case.
And as a result, there are two options. Those options are that the Court can, with the agreement of the parties, mistry this case and try it at another date, or if both sides do not agree, the Court has no choice but to declare a mistrial, or the defendant may choose to have that juror excused and proceed with 11 jurors of which would be a unanimous verdict from 11.
However, I want to advise you, sir, that . . . you‘re entitled to be tried by 12 as opposed to 11.
Based on that statement by the Court, what does the State wish to move at this time?
[STATE]: The State makes no motion, your Honor.
[DEFENSE COUNSEL]: We make no motion, and I have asked him about going forward with 11, and he does not want to do that. He wants to go forward with 12 jurors.
THE COURT: And you do not want to also request a mistrial at this time?
[DEFENSE COUNSEL]: No.
THE COURT: Okay.
At that point, the entire jury7 was brought in and the trial court announced that it was compelled to declare a mistrial.
Neither party challenged the problem juror for cause or objected to her. Instead, the effective challenge came from the trial court. Either the defendant or the State may challenge for cause a person who had served on the grand jury that indicted the accused.
Unless a prospective juror is absolutely disqualified from serving on the jury, the trial court should not, sua sponte, excuse him or her for cause. Warren v. State, 768 S.W.2d 300 (Tex.Crim.App. 1989); Hawkins v. State, 628 S.W.2d 71 (Tex.Crim.App.1982). Such error is waived, however, if there is no objection to the court‘s sua sponte dismissal of a juror. Cooks v. State, 844 S.W.2d 697 (Tex.Crim. App.1992); Esquivel v. State, 595 S.W.2d 516 (Tex.Crim.App.1980).
Here, no party objected to the juror‘s dismissal or challenged the trial court‘s working premise that this particular juror could not continue. While, during the foregoing colloquy, Hunter clearly opted against completing the trial with only eleven of the existing jurors, and while he clearly elected to be tried by a jury of twelve members, he never explicitly said whether he wanted to be tried by the existing jury of twelve or a different jury of twelve. We believe, from the context of the discussion, he was opting to be tried later by a new jury of twelve; but that is not at all clear.
On appeal to this Court—and for the first time anywhere—Hunter asserts that one option available to the trial court in lieu of mistrial was to proceed to trial with
In Fierro, the parties discovered during trial that one of the jurors was a cousin of the accused, and the State challenged the juror for cause. Notably, Fierro stated on the record that he had no objection to the juror continuing to serve, though he interposed no objection to the juror‘s dismissal. See Fierro, 79 S.W.3d at 57. In spite of that, the trial court ruled that the juror was related within the third degree of consanguinity to the accused, a fact that, if true, would have made good the State‘s challenge for cause. See
We conclude Fierro is controlling precedent for us, though there are some differences between the case at hand and Fierro. In both cases, a decision to dismiss a juror led to a mistrial declaration. Also in both, the decision to dismiss the juror was error. In neither case was error preserved with an objection to the juror‘s dismissal. While Fierro dealt with a challenge for cause which was erroneously granted, the case before us is an erroneous, sua sponte dismissal of a juror who was challengeable for cause. But, in both cases, there was unpreserved error. The only real difference in these cases is that, in Fierro, after the State asked that the juror be dismissed for cause, Fierro stated that he had “no problem” with the juror, at least calling to the trial court‘s attention a possible alternative, keeping the juror. Central to our decision is whether that distinction actually makes a difference in
We read Fierro to rule that an erroneous dismissal of a juror, which dismissal leads to a mistrial declaration, cannot provide support for a finding that the resulting mistrial was manifestly necessary. In Fierro, the erroneous decision to dismiss the juror was made without objection, though after it was at least suggested that the juror might be kept. Here, though the problem juror was subject to challenge for cause by either Hunter or the State, see
Two venerable United States Supreme Court cases parsing double jeopardy and manifest necessity could be argued as allowing Hunter‘s retrial, but we believe them to be distinguishable on key points.
In 1894, the United States Supreme Court decided a case strikingly similar to the one before us. See Thompson v. United States, 155 U.S. 271, 272-74, 15 S.Ct. 73, 39 L.Ed. 146 (1894). In Thompson, a murder case arising from the United States Federal District Court for the Western District of Arkansas, the trial court learned, in the midst of trial, that “one of the jury was disqualified by having been a member of the grand jury that found the indictment....” Id. at 273. The Court stated that its rulings regarding double jeopardy claims had well established that
courts of justice are invested with the authority to discharge a jury from giving any verdict, whenever in their opinion, taking all the circumstances into consideration, there is a manifest necessity for the act, or the ends of public justice would otherwise be defeated, and to order a trial by another jury; and that the defendant is not thereby twice put in jeopardy within the meaning of the 5th Amendment to the Constitution of the United States.
Id. at 274. In Thompson, however, the Court termed the juror in question “disqualified,” presumably under Arkansas law; distinguishing Thompson on that key point from the case before us, in which the questioned juror was, under Texas law, challengeable only—and stood unchallenged by a party. That is a telling difference.
In Simmons v. United States, 142 U.S. 148, 12 S.Ct. 171, 35 L.Ed. 968 (1891), a jury was empaneled and sworn to try a case involving embezzled funds. During voir dire, the jurors had all stated they did not know the accused; during trial, however, it was discovered that one of the jurors knew the accused, was the accused‘s neighbor, and had a long-standing feud with the accused. Id. at 148-49. The trial court ordered a mistrial, stating,
I am of the opinion that the facts presented make it necessary to discharge the present jury from further consideration of the case, in order to prevent the defeat of the ends of justice, and to preserve the rights of the people and also to preserve the rights of the accused to be tried by a jury, every member of which can render a verdict free
from constraint. It is manifest that the knowledge respecting the State made by [the witness who informed the court about the feud], conveyed to the jury by the publication of the letter of the defendant‘s counsel, makes it impossible that in the future consideration of this case by the jury there can be that true independence and freedom of action on the part of each juror which is necessary to a fair trial of the accused.
Id. at 150. In affirming the trial court‘s denial of the accused‘s double jeopardy claim, Justice Gray, writing for the United States Supreme Court, noted,
There can be no condition of things in which the necessity for the exercise of this power [to grant a mistrial] is more manifest, in order to prevent the defeat of the ends of public justice, than when it is made to appear to the court that, either by reason of facts existing when the jurors were sworn, but not then disclosed or known to the court, or by reason of outside influences brought to bear on the jury pending the trial, the jurors or any of them are subject to such bias or prejudice as not to stand impartial between the government and the accused. As was well said by Mr. Justice Curtis in a case very like that now before us, “It is an entire mistake to confound this discretionary authority of the court, to protect one part of the tribunal from corruption or prejudice, with the right of challenge alleged to a party. And it is, at least, equally a mistake to suppose that in a court of justice, either party can have a vested right to a corrupt or prejudiced juror, who is not fit to sit in judgment in the case.” United States v. Morris, 1 Curt. 23, 37.
Id. at 155. In Simmons, however, the bias of the juror had been expressly established on the record. Here, the bias of the problem juror was presumed only. That is a telling difference.
We believe the trial court was not consciously aware10 that it had the option of keeping the problem juror and thus continuing with Hunter‘s trial; it is clear that no one suggested that the juror could be kept. But, because the record fails to show that manifest necessity supported the trial court‘s declaration of a mistrial, double jeopardy bars the retrial of Hunter. We reverse the denial of Hunter‘s application for writ of habeas corpus and remand this case to the trial court with instructions to grant Hunter‘s application. See Fierro, 79 S.W.3d at 57.
Dissenting Opinion by Justice MOSELEY.
This case presents us with a circumstance in which a trial judge, in an effort to protect a defendant from any influence from a possibly tainted juror, dismissed (albeit erroneously) a seated juror after a trial had been commenced. The trial court then declared a mistrial. When the case
The similarities between this case and Ex parte Fierro, 79 S.W.3d 54 (Tex.Crim.App.2002), are striking. In both this case and in Fierro, after a trial had been commenced, a juror who had been seated was discovered to have potential conflicts and was disqualified sua sponte by the trial court; in fact, in each case, there was no statutory disqualification of the juror which actually did apply. In each of these cases, it is quite likely that on voir dire, a challenge for cause would have been granted to exclude the juror. In both cases, the defendant‘s case was then called for trial again and in both circumstances, the defendant has attempted to interpose a claim of double jeopardy.
However, one should also examine the dissimilarities. In Fierro, the disadvantage posed by having the disqualified juror remain seated would presumably have been the State‘s and not the defendant‘s; here, the damage would have certainly been to Hunter. In Fierro, although there is no mention in the opinion that the defendant lodged a formal objection to the dismissal of the juror, it is noted specifically that “the juror was acceptable to the defense“; quite understandably, Hunter made no objection to the dismissal of the juror and made no representation to the trial court that the juror was acceptable.11 Most importantly, the trial court in Fierro did not examine alternatives to the declaration of a mistrial; here, the trial court specifically sought the acquiescence of Hunter and the State to proceed with only eleven jurors, an alternative to mistrial which Hunter refused.
The Texas Court of Criminal Appeals indicated in Fierro that “[t]here is nothing in the record to demonstrate that the trial court considered any less drastic alternatives, as is required by Brown. One less drastic alternative would have been allowing that juror to serve on the jury.” Fierro, 79 S.W.3d at 57. Later, the Texas Court of Criminal Appeals went further to explain that
[t]he judge is required to consider and rule out “less drastic alternatives” before granting a mistrial. The judge must review the alternatives and choose the one which best preserves the defendant‘s “right to have his trial completed before a particular tribunal.” The judge need not expressly state his reasons in the record as long as the basis for his ruling is adequately disclosed by the record. When a trial judge grants a mistrial despite the availability of a less drastic alternative, there is no manifest necessity and he abuses his discretion.
Hill v. State, 90 S.W.3d 308, 313 (Tex. Crim.App.2002). Although the trial court
Granted, as the majority has very accurately explained, the trial court‘s sua sponte dismissal of the juror was error. Since the juror was not patently disqualified by statute or rule from serving on the jury, the procedure to have been followed would have been to call this problem to the attention of both counsel, determine (if necessary) whether the juror‘s grand jury service on Hunter‘s matter would prejudice the juror sufficiently to warrant the juror‘s dismissal, and then act accordingly. However, that error—standing alone—was not necessarily fatal, though it eventually led to the chain of events which precipitated the manifest necessity of the declaration of a mistrial.
With the circumstances at hand, one could likely presume that the trial court would have reasonably determined that proposing an agreement for the continuation of a trial with such a tainted juror would have been an exercise in futility; although no record was made of the discourse between the juror and the court to document the impact of prejudice on the juror, the practical effect could have been devastating to the object of conducting a fair trial. Under the circumstances, there is no evidence that the trial court did not consider the possibility of proceeding to trial with that juror and, considering the type of taint the juror had explained and the certain and reasonable reservations any competent defense attorney would voice, believed that posing such a proposal to Hunter would have been fruitless. Plainly, the actions of the trial court in dismissing the juror were motivated by a good-faith effort to protect Hunter‘s right to an impartial jury and a fair trial. Hunter benefitted from it. Had the trial court proceeded to trial with the tainted juror over the objection of Hunter and the trial resulted in a conviction, Hunter would probably be promptly before this Court arguing a perhaps strong case for reversal.
As the record before us reveals, the trial court did make the analysis it was required to perform in exploring the only alternative to mistrial: proceed with eleven jurors. When the defendant refused to accede to a jury of less than twelve, the sole option to mistrial was foreclosed. Unable to proceed further, mistrial was dictated by manifest necessity.
Looking at the fact that the motivation of the trial court in having dismissed the juror was obviously for the purpose of protecting Hunter‘s rights and taking into account that he, indeed, explored the alternatives to the drastic remedy of mistrial, these two factors distinguish this case from Fierro.
The majority has a good, reasoned, comprehensive, and well-drafted opinion. However, I maintain that the interests of justice dictate a very narrow application of the precedent established by Fierro. When one places a narrow application of Fierro, it is not a precedent; it can be distinguished.
I would deny Hunter‘s plea.
