180 F. 119 | C.C.N.D. Fla. | 1909
(after stating the facts as above). As the hearing on habeas corpus is summary, and before the court without a jury, and is not governed by technical rules of pleading or evidence, the court allowed petitioners to introduce such evidence as they deemed material to their contentions, without then passing upon their relevancy or legality, reserving decision as to these matters until it came to^ render judgment on the merits of petitioners’ applications.
1. Section 5440 of the Revised Statutes (U. S. Comp. St. 1901, p. 3676) authorizes the court upon conviction of a violation of its provisions, to inflict a “penalty” within certain limits, and imprisonment in the penitentiary for not more than two years. The sentences conformed to the statute regarding the penalty, and the length of imprisonment, but instead of imposing imprisonment in the penitentiary, imposed imprisonment at hard labor in the penitentiary. It is insisted that the sentences, being in excess of the authority of the court, are nullities, and furnish no' warrant for detaining the petitioners. Conceding that a sentence to hard labor is in excess of the jurisdiction, and void to the extent of such excess of jurisdiction, the question arises, What is the proper practice as to the issue of the writ of habeas corpus in a case like this? United States v. Pridgeon, 153 U. S. 48, 14 Sup. Ct. 746, 38 L. Ed. 631, is much like this in principle, the only difference being that here the application for relief is to the court of original jurisdiction, while there, it was made to another court, in whose territorial jurisdiction Pridgeon was confined. The Supreme Court held in that case, that “where a court has jurisdiction, of the person and offense, the imposition of a sentence in excess of what
“In such case, there need not be any failure of justice, for where the conviction is correct, and the error or excess of jurisdiction has been as stated, there does not seem to be any good reason why the jurisdiction of the person shall not be reassumed by the court that imposed the sentence in order that its defects may be corrected. * * * In such case, the original court would only set aside what it had no authority to do, and substitute the direction required by law to be done upon the conviction of the offender.”
The whole opinion is a strong admonition to the courts to conform strictly to the terms of the statutes in imposing sentences. Here, the application for the writ is to the court of original jurisdiction, and the court, the prisoners still being within its control, has full power to correct the sentences, or, if need be, resentence according to law, and for many obvious reasons, it is better for this court to issue the writ and bring up the prisoners and correct an unauthorized sentence than to leave that duty to be performed by other courts. Reynolds v. United States, 98 U. S. 145-167, 25 L. Ed. 244, opinion on rehearing.
The writ having issued, and the prisoners being in court, and having- had due notice, the government moves to amend the sentences nunc pro tunc by expunging therefrom the part imposing “hard labor.” These words can be expunged without affecting in any way the validity of that part of the sentence which already provides for imprisonment in the penitentiary. The words are not so interwoven and intermingled with the purpose of the rest of the sentence, or the language in which it is expressed, that they cannot be stricken out, and still leave the corrected sentence perfect, and capable of execution according to the command of the statute, and the judgment of the court in that respect. When statutes prescribe particular kinds or modes of punishment, the court has no power to inflict any other. The statute nowhere authorizes the court to impose hard labor on conviction for the offense, though it does authorize and require imprisonment in the penitentiary. When the court went further than imprisonment in the penitentiary, and prescribed hard labor, it cut loose from the authority of the statute, and exceeded its jurisdiction, and
2. While the writer does not doubt in view of the statement in the letter from the President’s secretary to Senator Taliaferro, that the President has ordered the sentences in these cases to be commuted to six months’ imprisonment, the court can take no action upon it. A pardon must be delivered to the prisoner, or some one for him, before it can become legally effective. Until then, it rests in the pleasure of the pardoning power to rescind and withdraw what, up to that time, is a mere promise to grant a favor in the future. It is not shown that any warrant of commutation has ever issued or been delivered. Had that been done, as the action of the executive must appear by matter of record, it could be shown only by the production of the warrant of commutation, or a certified copy thereof. These matters aside, had a warrant of commutation issued and been delivered to the prisoners, and exhibited to the court, it would not afford the slightest reason for interfering with the execution of the commuted sentence in the penitentiary. The constitutional prerogative of the President to grant reprieves and pardons includes the power to commute punishments. A common exercise of the power is where without changing the mode of punishment, less of that kind of punishment is exacted and substituted for the greater punishment of the same kind required by the original sentence. Here, the punishment fixed was imprisonment in the penitentiary for a certain time, and it is changed to imprisonment there for a less time. The original sentence to the penitentiary being lawful, and the President having the power to shorten the length of imprisonment without otherwise interfering with it, the execution of the commuted sentence in the penitentiary cannot be unlawful merely because the statutes do not authorize the courts, in fixing the punishment in the first instance, to inflict imprisonment in the penitentiary for so short a time. In re William Wells, 18 How. 307, 15 L. Ed. 421.
3. When the Circuit Court is in session, it necessarily makes the order to draw the grand jury to attend its sitting. At other times, the
While Judge Shelby is “one of the judges” of this court, he is at the same time one of the judges of all the other circuit courts in this judicial circuit, which, at the time the order was made, were required to be held in as many as 56 different places in the six states constituting the Fifth judicial circuit. The necessity for the exercise of his administrative functions regarding these numerous, courts is constantly arising, in such matters as the adjournment of a court, when the circuit or district judge who purposed to hold that court cannot attend, or postponing the day fixed for the sitting of a court to another day or drawing of juries in advance to be in readiness for the court when it convenes, and the like, yet, at that very time, he may be holding another circuit court himself, or sitting with the Coui;t of Appeals. To require a circuit judge to abandon his duty in every other court, and to come personally into the territorial jurisdiction of a particular court, before he can lawfully exercise his administrative functions concerning it, would, in a large measure, prevent the exercise of his functions as to other courts at the same time, and for the time being, convert him, for all practical purposes, into a judge of only one of them, though the statutes, at least, while he is in the discharge of his judicial duties anywhere in the Fifth judicial circuit, make him
4. Waiving the question whether the objection that no “legal evidence was introduced before the grand jury authorizing the finding of the indictment” can be raised for the first time after plea and conviction, and whether a sentence can ever be attacked collaterally on such a ground, it suffices to say that neither the record of the trial, nor the evidence introduced on this hearing, supports that averment of the petition. The presumption, until the contrary appears, is that the grand jury acted upon legal evidence, and the burden rests on him who asserts that it did not to prove it. This indictment was evidently founded upon the testimony of witnesses on two previous days touching the offense upon which the grand jury at that session had already found two other indictments; and was preferred, to cure supposed defects in the earlier indictments touching the same matter. Under such circumstances, it was not necessary, or at all essential to the validity of the last indictment, that the witnesses be recalled before the grand jury and go over their former testimony. The attention of the grand jury was pointedly directed to this indictment, whose disposition was the only unfinished business before it. After it was discussed, the foreman said he would sign it, and the grand jurors made no objection. Immediately afterwards, they went in a body to the courtroom and made a report of the number of “true bills” they had found, which included this one, and delivered them to the presiding judge in open court. No formal vote of jurors is essential to the finding of a true bill, and the law requires no record of such a vote, if taken. The, intelligent assent of the jurors to the making of the accusation is all that the law requires, and it provides the mode by which that assent must appear, by the requirement that the grand jury itself deliver the indictment to the judge in open court. When, as the record itself,
5. It is insisted with much confidence that the application to the facts of these cases of the doctrine declared in Re Bain, 121 U. S. 1, 7 Sup. Ct. 781, 30 L. Ed. 849, and Hans Nielsen, 131 U. S. 176, 9 Sup. Ct. 672, 33 L. Ed. 118, as to the denial of constitutional rights in a criminal trial, requires the discharge of petitioners on grounds other than those hereinbefore mentioned, which it is urged appear on the- face of the record. The first is that the court had no jurisdiction to try or detain the petitioners, because they were tried and convicted in violation of the sixth amendment, in the Northern district of Florida, for an offense, which, if committed at all, was committed in the Middle district of Alabama, and that, “under the authority of Hyde v. Shine, 199 U. S. 84 [25 Sup. Ct. 760, 50 L. Ed. 90], while this court upon habeas corpus may not weigh the evidence, yet, upon habeas corpus, this court should examine the evidence to see whether it shows, as claimed by the petitioners, affirmatively, conclusively and without contradiction, entire lack of evidence to support the accusation, and if so found, then this court should discharge the prisoner.” This court had undoubted jurisdiction of the offense for which the petitioners -were indicted. They were lawfully in the custody of the court, and were arraigned upon an indictment which charged that the offense was committed within the Northern district of Florida. They were confronted with the witnesses against them, and given a trial
6. The next ground urged for discharge is that the petitioners were indicted, convicted, and sentenced by a court which was sitting at a time not authorized by law. If this be true, the proceeding from beginning to end would be coram non judice and void, and the affirmance of the conviction, by an appellate court, in which the trial is on the' record and not de novo, would not cure the infirmity of a want of jurisdiction in the court which pronounced the sentence. Scott v. McNeal, 154 U. S. 34, 14 Sup. Ct. 1108, 38 L. Ed. 896. Besides, the minute entries relied on to show that the sitting of the court was at an unauthorized time, though distinctly appearing on the record presented on this hearing, were not fully certified in the record sent to the Court of Appeals on writ of error, and the question was not brought to its attention in any way, or even mentioned by the remotest inference in the per curiam- opinion handed down on the af-firmance. The Court of Appeals, under such circumstances, would not be bound by its judgment of affirmance in any subsequent proceeding, which might come before it, involving the want of jurisdiction in the lower court in this very matter. Boyd v. Alabama, 94 U. S. 645, 24 L. Ed. 302. If the record itself shows petitioners are detained, under a conviction and sentence of a court which was sitting at a time not authorized by law, a case is presented of a deprivation of liberty without due process of law in violation of the fifth amendment to the Constitution, and the Circuit Court never had or can require jurisdiction of the person, by virtue of the proceedings at such
7. The record shows that the regular March term of this court at Pensacola, for 1906, was opened by the district judge, at the time appointed by law; that the court continued in session, as its business required, until and including the 6th day of June, when, at the close-of the sitting, it was ordered “pending the absence of the judge,, the court be opened and adjourned pursuant to rule 13 of the rules of practice of. this court,” and that in pursuance of the order, the-clerk and marshal, in the absence of the judge, opened and adjourned the Circuit Court daily, from the 6th day of June until the 7th day of November, when the presiding judge returned and presided over the court, until the convictions in these cases were had. Petitioners insist the term thereby lapsed, and the court was then sitting without authority of law. They argue the court should have made an order on the 6th day of June, fixing the day when the court would resume its sitting, and that not having done so, its action amounts to an adjournment sine die; that the clerk had no authority to open and adjourn the court, in the absence of the judge, except when the latter fails to appear at the commencement of the regular term; that the court was powerless to delegate such authority to the clerk; and that the order and everything done under it are void.
Section 668 of the Revised Statutes (U. S. Comp. St. 1901,-p. 530), as amended by subsequent enactments, provides that the regular term of the Circuit Courts for the Northern district of Florida shall be held in each year at Tallahassee on the first Monday in February, and at Pensacola on the first Monday in March. It relates to- the holding of courts already organized, with jurisdiction fully defined, and designs to fix not only the date when they must begin their regular sessions, but to prescribe the length of time thereafter in which these courts shall have opportunity and right to remain in session, at each regular term, to accomplish the purpose for which the courts were created. Bearing in mind the accepted meaning of the word “term,” when used in thi® connection, the plain command of the statute is that the Circuit Court must commence to sit at Pensacola on the first Monday in March of each year, and have the succeeding 12 months in which to sit for the dispatch of business; unless the judges put ah end to their right to hold the court during that period by final adjournment, or by nonattendance at the commencement of the regular term in any year and failure, in that event, to provide against a lapse of the term, by instructing the marshal, in the absence of the judges, to adjourn to some subsequent day of the term. This full 12 months, in which this court may dispatch its business, is contemplated here, notwithstanding the requirement of the regular session at Tallahassee each year. There are five judges who may sit in the Circuit Court aside from those who may be specially designated, and they are authorized to hold Circuit Courts at the same time in the same district. The requirement to hold the Circuit Court at Tallahassee does not, therefore, evince any legislative intention to interrupt the sittings of the court at Pensacola during the regular March
There are cogent reasons, apart from the fact that there is no authority of law to begin a regular term except at the time the statute provides, why the courts in general have attached consequences to the failure to open a regular term at the time prescribed by law, which they do not visit upon the failure to open court at any subsequent period of the term. The day fixed by law for the beginning of a regular term determines when process shall be returned, bail produce their principal, judgments may be taken for want of appearance or plea, and cases tried or set down for disposition. To- compel litigants, witnesses, and court officers to remain in attendance on a court after the day fixed for the beginning of the regular term, and wait indefinitely until such time as the judges may chance to appear and open court, would work grievous injustice to litigants and produce much public inconvenience. When the regular term has been opened on time, and the court recesses, persons then in attendance take notice when it will resume its sitting, and of its orders in relation to pending business. The only likelihood of injustice on the court’s reconvening is that a litigant may be unprepared, or not have timely notice when his case is called for trial, and orders be taken in it — consequences which can generally be avoided by ordinary diligence, and inquiry of court officers about what was done at the first sitting of the term. There is certainly nothing in the law relating to the holding of the Circuit Court (sections 671, 672, Rev. St. [U. S. Comp. St. 1901, pp. 545, 546]), which indicates any intention to lapse the regular term, or to shorten any portion of it, after it has been regularly opened at the time appointed by law, for any of the reasons which it is here contended bring about that result. The statutes guard against lapses of regular terms by providing that the judge when he cannot be present
The term here was regularly opened in March, and did not expire ■until the day fixed by law for the commencement of the next regular term, and the court, meanwhile, did no act which put an end to its right to sit in November. At the last sitting in June, it not only did not adjourn to any particular day, but made an order which, when considered in connection with the rule of the court to which it referred, is far from evincing any purpose to take a final adjournment for the term. It meant only to provide for the interval in the sittings, during the “temporary absence of the judge.” The only just interpretation of the order is that the judge intended to return and resume the sitting of the court at some subsequent day during the term. Conceding that the clerk, unless specially authorized by statute, cannot open and adjourn court in the absence of the judge, so as to give ■validity to its sittings, we will treat the case as if the court had ter-
8. Supreme Court rule 34 (39 Sup. Ct. xxi) as to bail, when a writ of habeas corpus has issued and been discharged, leaves the bailing of the prisoner pending appeal entirely within the discretion of the court which issued the writ. It is needless to say that there is no constitutional right to bail in any case, after conviction. After all that has been said and written on the subject, the only rule which can be deduced from the authorities is that bail should be granted or denied as best effects exact justice between the government and the defendant according to the character and urgencies of the instant case, determined in the light of the principles of the common law as affected by the enactments of Congress. It is due to social order and proper regard for the majesty of the law, that a sentence, especially when affirmed by an appellate court, should be executed without undue delay, and courts should be careful not to give countenance to factious resistance to the orderly operation of the law by lightly admitting a convicted prisoner to bail. On the other hand, it is also to be borne in mind that the law is quick to afford opportunity and means to the citizens to redress wrongs at its hands, and delighting as it does, in the liberty of the citizen, will not, except in rare instances, compel the prisoner to undergo sentence before the final court has spoken, when he is honestly pursuing legal means to avoid a conviction. The general rule — though that casé is not exactly like this in principle — is well stated in Rose ex rel. Carter v. Roberts, 99 Fed. 953, 40 C. C. A. 203, where it is said: “It is the right and privilege of a person deprived of liberty to review to the extent permitted by law the legality of his detention, even when it is pursuant to the judgment or sentence of a court, and the execution of the sentence should be stayed pending a final determination, unless very exceptional circumstances justify the court in refusing to do so.”
The prisoners, during the three years in which this prosecution has been pending, have' shown no disposition to evade the process of the court. They appeared to abide the judgment of the Court of-Appeals, and offer ample bail to secure their appearance to answer the judgment of the Supreme Court, if bail be allowed them, pending appeal to it. There is no reason to suspect they would not be forthcoming, if its decision should be adverse to them. The indictment charges the conspiracy was formed and executed in the Northern district of Florida, but petitioners earnestly insist that the proof shows that it was formed in the Middle district of Alabama, and that it is open to them to raise the constitutional question thus involved in the Supreme Court, on appeal from the judgment of this court on this application. While the court has no doubt that the issue cannot be raised, even under the doctrine of the Nielsen and Bain Cases, on such an appeal, where the conviction is upon an indictment- which charges the offense was committed within the jurisdiction of the court which tried it, and is confident that the complaints so earnestly urged, of a denial of constitutional rights in other respects, are ill founded, yet it is mindful of the experience of many trial judges that judgments of whose correctness they are firmly convinced are often reversed, while those about whose correctness they entertain grave doubt are not infrequently affirmed. If this court be in error in remanding the prisoners, the refusal of bail, resulting as it would in the immediate execution of the sentence, or their detention in jail, would work a grievous wrong to them; while
The result is that the sentences will be corrected as prayed by the government, the writ will be discharged, and the prisoners ordered remanded to the custody of the marshal; but the execution of the order will be suspended, and petitioners allowed to give bail pending an appeal to the Supreme Court. Counsel may agree upon the amount and stipulations of the bail bond.