Ex parte Samuel Dwayne COLEMAN
No. 59888
Court of Criminal Appeals of Texas, Panel No. 3.
Dec. 13, 1978
Rehearing Denied April 25, 1979
305
Carol S. Vance, Dist. Atty., Clyde F. DeWitt, III and Douglas M. O‘Brien, Asst. Dist. Attys., Houston, for the State.
The Commission‘s order was clearly grounded upon a return upon the wrong rate base, as was conclusively shown by its approval of the examiner‘s disregard for the fair value rate base.
The Commission substituted its own nonstatutory standard for the fair value rate base. It denied Entex any return upon its fair value rate base.
I would affirm the judgment of the district court.
GREENHILL, C. J., and McGEE, J., join in this dissent.
GARWOOD, J., not sitting.
Before DOUGLAS, TOM G. DAVIS and VOLLERS, JJ.
OPINION
DOUGLAS, Judge.
This is a post-conviction habeas corpus proceeding under
The indictment charged that Coleman “while in the course of committing theft did . . . intentionally and knowingly threaten and place the Complainant in fear of imminent bodily injury and death by using and exhibiting a deadly weapon, namely, a pistol. . . .”
The court instructed the jury to find Coleman guilty if he “intentionally, knowingly or recklessly caused bodily injury or intentionally or knowingly threatened or placed the complainant in fear of imminent bodily injury or death; . . . and if you further find from the evidence beyond a reasonable doubt that in so doing the foregoing acts, if you do so find, that the defendant caused serious bodily injury to Harold Hobart [complainant] or the defendant used or exhibited a deadly weapon, to-wit, a pistol, then you will find defendant guilty as charged in the indictment.”
Will an error in the instruction to find Coleman guilty, if he caused bodily injury to the complainant or threatened serious bodily injury violate due process because robbery by committing bodily injury was not alleged in the indictment? This was held to be reversible error on appeal in Robinson v. State, 553 S.W.2d 371 (Tex.Cr.App.1977).
There was no objection to this instruction in the present case. The first time the matter has been raised is in the application for writ of habeas corpus.
Was a constitutional right violated? In In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 1073, 25 L.Ed.2d 368 (1970), the Supreme Court of the United States held “. . . the Due Process Clause protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.” The Supreme Court applied Winship to a collateral attack upon a state conviction concerning an instruction to the jury. The court held the test to be “whether the ailing instruction by itself so infected the entire trial that the resulting conviction violates due process.” Cupp v. Naughten, 414 U.S. 141, 147, 94 S.Ct. 396, 400, 38 L.Ed.2d 368 (1973). The court reaffirmed that rule in Henderson v. Kibbe, 431 U.S. 145, 97 S.Ct. 1730, 52 L.Ed.2d 203 (1977). Error in instructions to the jury rarely rise to a constitutional level. Victory v. Bombard, 570 F.2d 66, 69 (2nd Cir. 1978). We adopt the rule set out by the Supreme Court of the United States and which has been in substance previously followed by this Court.
In Ex parte Gomez, 389 S.W.2d 308, 310 (Tex.Cr.App.1965) cert. denied 386 U.S. 937, 87 S.Ct. 958, 17 L.Ed.2d 810 (1967), this Court wrote:
“The writ of habeas corpus cannot be utilized, after conviction, to point out alleged errors in a court‘s charge, as these are matters which should be urged on appeal . . . .”
There are several instances where this Court has held something fundamental error on appeal but not subjected to a collateral attack by habeas corpus. We have held that failure to allow appointed counsel 10 days in which to prepare for trial is reversible error in violation of
A collateral attack is not allowed because a sentence was pronounced untimely. Ex parte Shields, supra, when it has been considered under
Where there has been no evidence upon which to base a conviction, a violation of due process has occurred and the conviction may be attacked collaterally in a habeas corpus proceeding.
We hold in the present case that no violation of due process has been shown.
The relief sought is denied.
Before the court en banc.
ON PETITIONER‘S MOTION FOR REHEARING
PHILLIPS, Judge, dissenting
The majority of this Court decides to deny petitioner‘s motion for rehearing which challenges the original panel decision to deny habeas corpus relief to a petitioner convicted on the basis of a fundamentally defective jury charge which provided an alternative theory of culpability not alleged in the indictment. While I concur in the opinion of Judge Clinton, I do not think it is necessary to reach the ineffective assistance of counsel claim. Because this Court will reverse a conviction on appeal when no trial objection is lodged against the defective charge and no ground of error is asserted on appeal identifying such defect, there is no basis in reason or law not to grant relief when such a defect is brought to our attention by way of habeas corpus proceedings under
Although charged with committing aggravated robbery under
This type of error has been held fundamental error when no trial objection is made because it is “calculated to injure the rights of [the] defendant.” See
The issue presented to this Court by the instant application is whether a post-conviction challenge under
Habeas corpus lies only to review jurisdictional defects or denials of fundamental or constitutional rights.
The error involved here is sui generis. It has been determined to be prejudicial or harmful under the standards set out in
On whether this type of error violates federal due process, the United States Supreme Court has written:
No principle of procedural due process is more clearly established than that notice of the specific charge, and a chance to be heard in a trial of the issues raised by that charge, if desired, are among the constitutional rights of every accused in a criminal proceeding in all courts, state or federal. . . . It is as much a violation of due process to send an accused to prison following conviction of a charge on which he was never tried as it would be to convict him upon a charge that was never made. [Cole v. Arkansas, 333 U.S. 196, 201, 68 S.Ct. 514, 517, 92 L.Ed. 644 (1948)]
Conviction upon a charge not made would be sheer denial of due process. [DeJonge v. Oregon, 299 U.S. 353, 362, 57 S.Ct. 255, 259, 81 L.Ed. 278 (1937)]
There is no meaningful distinction between the “charge” referred to by the Supreme Court above and the “alternative theory of culpability” at issue in the Gooden line of cases. The belated insertion of the alternative theory in the trial court‘s charge to the jury is “calculated to injure the rights of [a] defendant,” since he was never apprised of the State‘s intention to prosecute him on the distinct, alternative theory.
The panel also relied on Cupp v. Naughten, 414 U.S. 141, 94 S.Ct. 396, 38 L.Ed.2d 368 (1973), for the conclusion that the inclusion of an alternative theory of culpability in that part of the trial court‘s charge which applies the law to the facts of the case does not violate federal due process rights.
Second, “a single instruction to a jury may not be judged in artificial isolation, . . .” Cupp v. Naughten, 414 U.S. at 146-147, 94 S.Ct. at 400. It was in discussing this method of reviewing a “single instruction” that the Court wrote:
. . . the question is whether the ailing instruction by itself so infected the entire trial that the resulting conviction violates due process.
We are not here concerned with a single, isolated instruction, but the essence of the trial court‘s charge to the jury: the application of the law to the facts.
Finally, even should federal courts determine the error at issue here is not violative of the federal right to due process as secured by the Fourteenth Amendment, the error breaches our citizens’ right to due course of law as secured to them under the
Ex parte Gomez, 389 S.W.2d 308 (Tex.Cr.App.) is relied on by the panel, but the precedential value of that decision, as it applies to the issue now before us, must be seriously questioned. The precise defect in the court‘s charge was never identified. No authority is cited for the blanket proposition that errors in the court‘s charge cannot be raised by habeas corpus. No discussion is made of the standard of review on direct appeal when timely objection is not made.
For the foregoing reasons, I vigorously dissent from the denial of petitioner‘s motion for rehearing in this cause.
CLINTON, Judge, dissenting.
In an original opinion delivered December 13, 1978 a panel of this Court denied post-conviction habeas corpus relief sought under
Petitioner claims relief not only because of a fundamental error in the charge of the court, as noted in our original opinion, but also because he was denied effective assistance of counsel on appeal from his conviction since his attorney failed to raise the fundamental defect in the charge of the court as a ground of error, a contention the panel opinion does not decide.2 The indict
“while in the course of committing theft . . . intentionally and knowingly threatened and placed the complainant in fear of imminent bodily injury and death, by using and exhibiting a deadly weapon, namely, a pistol.”
November 12, 1975 a jury returned a verdict finding petitioner guilty of aggravated robbery as charged in the indictment and on the same day assessed punishment at confinement for a period of 30 years.3 November 26, 1975 the trial court sentenced defendant to confinement at not less than 5 nor more than 30 years and remanded him to the custody of the sheriff to carry out the sentence. On that same date notice of appeal was given.
September 21, 1977 in our Cause No. 53,795 the conviction was affirmed in a per curiam opinion, 555 S.W.2d 134.
Meanwhile, July 13, 1977 this Court delivered its opinion in Robinson v. State, supra. Robinson was tried on an indictment that alleged that on or about March 7, 1975 he then and there:
“. . . while in the course of committing theft . . . intentionally and knowingly threatened and placed the Complainant in fear of imminent bodily injury and death, by using and exhibiting a pistol.”
Applying the law to the facts in Robinson the court charged the jury to find him guilty if he:
“intentionally, knowingly, or recklessly caused bodily injury to said owner or intentionally or knowingly threatened or placed said owner in fear of imminent bodily injury or death, and . . . that in so doing the foregoing acts, if you so find, the defendant caused serious bodily injury to (complainant) or the defendant used or exhibited a deadly weapon, to-wit, a pistol, then you will find the defendant guilty of aggravated robbery as charged in the indictment . . . .”
In the instant cause a district court in the same county wherein Robinson had been tried and convicted instructed the jury to find Coleman guilty if he:
“intentionally, knowingly or recklessly caused bodily injury or intentionally or knowingly threatened or placed the complainant in fear of imminent bodily injury or death and . . . that in so doing the foregoing acts, if you do so find, that the defendant caused serious bodily injury to (complainant) or the defendant used or exhibited a deadly weapon, to-wit, a pistol, then you will find the defendant guilty as charged in the indictment.”
The Robinson opinion found and concluded, 553 S.W.2d at 375:
“While the charge authorized a conviction upon the theory alleged in the indictment, it also authorized a conviction upon every other conceivable theory under
§ 29.02 and§ 29.03 which was not alleged in the indictment. We conclude that fundamental error is reflected and the conviction based on count one of the indictment must be reversed.”
To the reversal of the judgment, one judge dissented.4 The original panel opinion de
In a post-conviction habeas corpus proceeding under the provisions of
“The constitutional requirement of substantial equality and fair process can only be attained where counsel acts in the role of an active advocate in behalf of his client, as opposed to that of amicus curiae. * * * His role as an advocate requires that he support his client‘s appeal to the best of his ability.”
What has come to be known as an “Anders” brief must refer to “anything in the record that might arguably support the appeal.” That is our rule as well, Gainous v. State, 436 S.W.2d 137 (Tex.Crim.App.1969).5
Had an objection been made to the “Robinson” feature of the charge and been overruled, on appeal a ground of error complaining of the ruling clearly would have been sustained, Dowden v. State, 537 S.W.2d 5 (Tex.Cr.App. 1976); absent an objection to the charge, on appeal a ground asserting fundamental error would have been sustained, Robinson v. State, supra, 553 S.W.2d at 374-375; without an objection to the charge and even absent a ground asserting fundamental error on original submission, still had the matter been raised by motion for rehearing it would have been upheld, Gooden v. State, 576 S.W.2d 382 (Tex.Cr.App. 1979); finally, even without the error being assigned, if noted by the court it will be reviewed in the interest of justice and the judgment of conviction reversed and the cause remanded, Hawkins v. State, 579 S.W.2d 923 (Tex.Cr.App. 1979).
In assaying effectiveness of counsel at the trial court level, failure to lodge an otherwise meritorious objection to the court‘s charge may be significant; cf. Hunnicutt v. State, 531 S.W.2d 618, 624 (Tex.Crim.App.1976). Patently, had appellate counsel called attention to the manifestly erroneous charge, by way of ground of er
Moreover, had this Court noted the erroneous charge, as in Hawkins, supra, in the interest of justice we would have reviewed the error and reversed the conviction.
In a very real sense, then, with respect to relator the criminal justice system “has failed, and the state‘s consequent imprisonment . . . of the defendant is fundamentally wrong,” Fitzgerald v. Estelle, 505 F.2d 1334, 1336 (5 Cir., En Banc, 1975).6
Thus, I conclude that violations of the due process clause of the Fourteenth Amendment and of the due course clause of
ONION, P. J., and ROBERTS and PHILLIPS, JJ., join.
Charlie BROOKS, Jr., Appellant, v. The STATE of Texas, Appellee.
No. 60521.
Court of Criminal Appeals of Texas, En Banc.
March 21, 1979.
Rehearing Denied June 6, 1979.
Second Rehearing Denied June 27, 1979.
